Jane Yang is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jan 2019: Cadence Group Platform, LLC (New York, NY — other banking and financial services — 2019; $6.1M reported sold to 234 investors).
What this means One deal on file with the SEC, filed Jan 2019. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Cadence Group (1 shared filing, management entity), Kryspin Ziemski (1 shared filing), Nelson Chu (1 shared filing), Prath Reddy (1 shared filing) and Yuchen (Lorin) Gu (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jane. Each name links to their own page.
The issuer belongs to the sponsor group Cadence (2 issuers, $18.6M reported sold, 2019–2023).
What this means A sponsor group is one team that sets up a new company for each deal. Cadence has 2 companies on file and $18.6M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Jane Yang and found 2 differences: Jane Yang appears on 1 deal that stopped filing before reaching its target; No amendment in the last 12 months on an offering that may still be open.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.