Jan Fox is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Nov 2012: Crius Energy Trust (Toronto, Ontario, Canada (as filed: A6) — electric utilities — 2012; $3.08M reported sold to 10 investors).
What this means One deal on file with the SEC, filed Nov 2012. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Brian Burden (1 shared filing), Daniel Sullivan (1 shared filing), David Kerr (1 shared filing), James Alijo (1 shared filing), Michael Fallquist (1 shared filing) and 3 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Jan. Each name links to their own page.
The issuer belongs to the sponsor group Crius Energy (2 issuers, $303.1M reported sold, 2012).
What this means A sponsor group is one team that sets up a new company for each deal. Crius Energy has 2 companies on file and $303.1M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.