| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|
| Jan 7, 2021 D/A PIMCO Corporate Opportunities Fund III TE Feeder, L.P. File 021-364024 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 7, 2021 D/A PIMCO Corporate Opportunities Fund III Onshore Feeder, L.P. File 021-364021 | $775,458 (est.) | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ CITI PRIVATE ADVISORY, LLC BrokerCheck CRD 153777 ↗ COMPASS GROUP GLOBAL ADVISORS S.A. no CRD number reported | EDGAR ↗ |
| Jan 7, 2021 D/A PIMCO Corporate Opportunities Fund III Offshore Feeder, L.P. File 021-364031 | $2,993,468 (est.) | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ CITI PRIVATE ADVISORY, LLC BrokerCheck CRD 153777 ↗ COMPASS GROUP GLOBAL ADVISORS S.A. no CRD number reported CREDIT SUISSE (MEXICO) no CRD number reported | EDGAR ↗ |
| Jan 4, 2021 D PIMCO Employee Balboa Bay Fund L.P. File 021-385150 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 29, 2020 D PIMCO All Asset: Multi-Real Fund (Cayman) Ltd. File 021-376631 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 19, 2020 D PIMCO DISCO Onshore Fund III LP File 021-367318 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| May 19, 2020 D PIMCO DISCO Offshore Fund III LP File 021-367321 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| May 13, 2020 D PIMCO Multi-Asset Absolute Return Systematic Select Onshore Fund L.P. File 021-366849 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| May 1, 2020 D/A PIMCO COMMODITY ALPHA FUND LTD. File 021-192637 | $0 | $0 | $0 OFFERS AND SALES OF THE FUND WILL BE MADE BY AND THROUGH PIMCO INVESTMENTS LLC. HOWEVER, PIMCO INVESTMENTS LLC WILL NOT RECIEVE ANY SALES COMMISSIONS FOR ITS SERVICES. | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| May 1, 2020 D/A PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC File 021-114329 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| May 1, 2020 D/A StocksPLUS, L.P. File 021-130054 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| May 1, 2020 D/A PIMCO COMMODITY ALPHA FUND LLC File 021-192684 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| May 1, 2020 D PHFS Residential Opportunities Offshore Fund, L.P. File 021-366134 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Feb 21, 2020 D PIMCO ILS Employee Fund II LLC File 021-361104 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Feb 13, 2020 D/A PIMCO Commercial Real Estate Debt Fund, L.P. File 021-319172 | $16,305 (est.) | $0 | $0 | PIMCO Investments LLC BrokerCheck CRD 154957 ↗ Compass Group Global Advisors S.A. no CRD number reported | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Money Market Fund Ltd. File 021-279511 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Absolute Return Strategy 3E Offshore Fund Ltd. File 021-76219 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Absolute Return Strategy 3 Onshore Fund LLC File 021-80427 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Absolute Return Strategy 3 Offshore Fund Ltd. File 021-108506 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Absolute Return Strategy 3E Onshore Fund LLC File 021-119657 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PHFS VI TRENDS Managed Futures Offshore Fund, L.P. File 021-281469 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PHFS VI SP, A Segregated Portfolio of PHFS Series SPC File 021-281468 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Discretionary Multi-Asset Portfolio, LP File 021-281539 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Multi-Asset Absolute Return Systematic Offshore Fund L.P. File 021-284947 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PHFS V Mortgage RV Offshore Fund, L.P. File 021-290663 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Seven Point Fund, L.P. File 021-290757 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Multi-Asset Absolute Return Systematic Onshore Fund L.P. File 021-299709 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD File 021-42741 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC File 021-42740 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd File 021-42739 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fund File 021-84707 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD. File 021-92604 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Combined Alpha Strategies Offshore Fund Ltd File 021-99848 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD File 021-116300 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Global Cross-asset Opportunities Onshore Fund LLC File 021-130005 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute Return Fund File 021-130027 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P. File 021-167595 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHORE FEEDER, L.P. File 021-167594 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Loan Interests & Credit Offshore Fund Ltd. File 021-182435 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO LOAN INTERESTS & CREDIT ONSHORE FUND LLC File 021-202963 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Tactical Opportunities Offshore Fund L.P. File 021-191949 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Tactical Opportunities Onshore Fund L.P. File 021-191951 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Global Cross-asset Opportunities Employee Onshore Fund LLC File 021-193939 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC File 021-193920 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Global Inflation Linked Bond Fund Ltd. File 021-231253 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO RAE International Fund LLC File 021-241705 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO RAE Emerging Markets Fund LLC File 021-241704 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO RAE Global ex-US Fund LLC File 021-241696 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO RAE Global Fund LLC File 021-241701 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO RAE US Fund LLC File 021-241702 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Absolute Return Strategy V Onshore Fund LLC File 021-257814 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PHFS III SP, A Segregated Portfolio of PHFS Series SPC File 021-250537 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PHFS IV SP, A Segregated Portfolio of PHFS Series SPC File 021-258917 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PHFS V SP, A Segregated Portfolio of PHFS Series SPC File 021-262935 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PHFS III Equity Dispersion Offshore Fund, L.P. File 021-274160 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUND File 021-56001 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Tactical Opportunities Offshore Fund Ltd. File 021-305874 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PHFS IV EM Macro Offshore Fund, L.P. File 021-308392 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Commodity Core Alpha Onshore Fund L.P. File 021-321139 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Commodity Core Alpha Offshore Fund Ltd. File 021-321144 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Cayman Commodity Fund IX, Ltd. File 021-333200 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 17, 2020 D/A Catalina TRH Fund Ltd. File 021-334557 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PHFS IX SP, A Segregated Portfolio of PHFS Series SPC File 021-337167 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Private Income Fund Onshore Feeder LLC File 021-337328 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Private Income Fund Offshore Feeder I LP File 021-337329 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Private Income Fund Offshore Feeder III LP File 021-337331 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO ILS Fund SP I, A Segregated Portfolio of PIMCO ILS Series SPC File 021-341651 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 17, 2020 D/A PIMCO Multi-Asset Absolute Return Systematic Risk Off Version Onshore Fund L.P. File 021-354063 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 16, 2020 D PIMCO Multi-Asset Absolute Return Systematic Risk Off Version Offshore Fund Ltd. File 021-358236 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 7, 2020 D PIMCO ILS Fund SP II, A Segregated Portfolio of PIMCO ILS Series SPC File 021-357382 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Sep 16, 2019 D/A PIMCO CLO Opportunities Offshore Feeder, L.P. File 021-314623 | $34,523 (est.) | $0 | $0 | PIMCO Investments LLC BrokerCheck CRD 154957 ↗ Compass Group Global Advisors S.A. no CRD number reported Brooklyn Ltd. no CRD number reported BG Valores S.A. no CRD number reported | EDGAR ↗ |
| Sep 16, 2019 D/A PIMCO CLO Opportunities Onshore Feeder, L.P. File 021-314624 | $0 | $0 | $0 | PIMCO Investments LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Feb 27, 2019 D PIMCO Red Stick Fund, L.P. File 021-333729 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Feb 20, 2019 D PIMCO Five Star L.P. File 021-333176 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 11, 2018 D/A PIMCO TAIL RISK HEDGING DECEMBER ONSHORE FUND LLC File 021-192966 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 10, 2018 D/A PIMCO Emerging Markets StocksPLUS AR Fund LLC File 021-238014 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Apr 27, 2018 D PIMCO Multi-Asset Volatility Fund IIB Ltd File 021-311176 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A PHFS VII SP, A Segregated Portfolio of PHFS Series SPC File 021-286866 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A PHFS I Macro RV Offshore Fund, L.P. File 021-290750 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A PIMCO MULTI-ASSET VOLATILITY OFFSHORE FUND LTD. File 021-164207 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A PIMCO Multi-Asset Volatility Onshore Fund LLC File 021-184330 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A PIMCO TAIL RISK HEDGING JUNE ONSHORE FUND, LLC File 021-185385 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. File 021-204685 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A PIMCO Multi-Asset Volatility Offshore Fund II Ltd. File 021-192343 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd. File 021-197180 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A PIMCO Tail Risk Hedging March Onshore Fund LLC File 021-202946 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A PIMCO Tail Risk Hedging September Onshore Fund LLC File 021-204686 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A PHFS I SP, A Segregated Portfolio of PHFS Series SPC File 021-244171 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 8, 2017 D/A PHFS II SP, A Segregated Portfolio of PHFS Series SPC File 021-244173 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Dec 1, 2017 D/A PIMCO BRAVO Fund III Offshore Feeder, L.P. File 021-275510 | $212,500 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Dec 1, 2017 D/A PIMCO BRAVO Fund III Onshore Feeder TE, L.P. File 021-275508 | $20,000 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Dec 1, 2017 D/A PIMCO BRAVO Fund III Onshore Feeder, L.P. File 021-275506 | $1,427,000 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 7059 ↗ | EDGAR ↗ |
| Nov 30, 2017 D PIMCO Multi-Asset Volatility Fund II, L.P. File 021-299798 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Nov 30, 2017 D PIMCO Multi-Asset Volatility Employee Fund II, L.P. File 021-299799 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Nov 7, 2017 D/A PIMCO Cayman Mortgage Fund, a series of PIMCO Cayman Trust File 021-274361 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 26, 2017 D/A PIMCO BRAVO Fund III Special Offshore Feeder, L.P. File 021-275513 | $312,375 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| May 26, 2017 D/A PIMCO BRAVO Fund III Special Onshore Feeder, L.P. File 021-275511 | $2,472,313 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| May 26, 2017 D/A PIMCO BRAVO Fund III Special Onshore Feeder TE, L.P. File 021-275512 | $568,567 | $0 | $0 | MORGAN STANLEY SMITH BARNEY LLC BrokerCheck CRD 149777 ↗ | EDGAR ↗ |
| Jan 12, 2017 D/A PIMCO CAYMAN COMMODITY FUND I LTD File 021-144044 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 12, 2017 D/A PIMCO CAYMAN COMMODITY FUND II LTD File 021-125823 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 12, 2017 D/A PIMCO Cayman Commodity Fund III Ltd. File 021-143893 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 12, 2017 D/A PIMCO Cayman Commodity Fund VII, Ltd. File 021-165480 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 12, 2017 D/A PIMCO Cayman Commodity Fund VIII, Ltd. File 021-210188 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 12, 2017 D PIMCO Capital Securities Fund (Cayman) Ltd File 021-278325 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 12, 2017 D/A PIMCO CAYMAN COMMODITY PORTFOLIO I LTD File 021-144005 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 12, 2017 D/A PIMCO CAYMAN COMMODITY PORTFOLIO II LTD File 021-128195 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 5, 2017 D/A PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P. File 021-255300 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 5, 2017 D/A PIMCO Corporate Opportunities Fund II, L.P. File 021-255303 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |
| Jan 5, 2017 D/A PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P. File 021-255302 | $0 | $0 | $0 | PIMCO INVESTMENTS LLC BrokerCheck CRD 154957 ↗ | EDGAR ↗ |