Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 8:03 AM ET

Sponsor Check › Person

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James M. Schultz

Named as an officer, director or promoter on SEC Form D filings · IL, MI, MO, KS, MA · Mar 17, 2020 → Dec 21, 2022

8deals (issuers)

$146Mreported sold

337investors

45Form D filings

2020–2022years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:45 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James M. Schultz is listed as a director on 45 SEC Form D filings by 8 issuers between Jun 2009 and Jun 2026. Largest by amount reported sold: Vestaron Corp (Kalamazoo, MI — agriculture — 2010–2019; $82.9M reported sold to 33 investors), Open Prairie Rural Opportunities Fund II, LP (Effingham, IL — pooled investment fund — 2024–2025; $21.6M reported sold to 27 investors), Artio Medical, Inc. (Prairie Village, KS — biotechnology — 2020–2022; $17.5M reported sold to 132 investors), PRIME BANC CORP (Effingham, IL — commercial banking — 2009–2022; $12.2M reported sold to 59 investors), Amplifi Vascular, Inc. (Prairie Village, KS — biotechnology — 2023–2026; $5.96M reported sold to 59 investors) and 3 more (all listed below).

What this means A repeat sponsor — 8 separate companies raised money with this person listed as director, over about 17 years. Across those companies the filings report $146M sold in total.

Listed alongside Frank Nicholas Franano (22 shared filings), Nathaniel Hagedorn (22 shared filings), Maria Sainz (16 shared filings), Jenny Martin (14 shared filings), Jeff Weinrich (12 shared filings) and 51 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

The issuers belong to 3 sponsor groups: Open Prairie Rural (2 issuers, $95.3M reported sold, 2017–2025), Naa (4 issuers, $12.2M reported sold, 2019–2026) and Kultevat (2 issuers, $4.84M reported sold, 2012–2020).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 31 bankruptcy cases matching the name listed in Key records below.

What this means 32 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 45 public filings for James M. Schultz and found 15 differences, 4 worth asking the sponsor about: 129% of the money raised went to insiders; 100% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James M. Schultz has not run yet — it is joining a line of 29,569 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

In Re: James H. Schultz closed

District Court, C.D. Illinois · No. 4:23-mc-04028 · Filed Oct 2, 2023 · Closed Oct 3, 2023

Role of James H. Schultz: Party · Outcome: Terminated 2023-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James M. Schultz..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

31 cases: 31 closed (disposition not in docket feed)

James Schultz and Janette Schultz closed

United States Bankruptcy Court, C.D. Illinois · No. 24-80132 · Filed Feb 29, 2024 · Closed Nov 5, 2024

Role of James Schultz and Janette Schultz: Debtor · Outcome: Case closed 2024-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

James P Schultz and Lisa Ann Schultz closed

United States Bankruptcy Court, E.D. Michigan · No. 23-48008 · Filed Sep 13, 2023 · Closed Dec 21, 2023

Role of James P Schultz and Lisa Ann Schultz: Debtor · Outcome: Case closed 2023-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MI); middle initial differs

James E Schultz closed

United States Bankruptcy Court, E.D. Michigan · No. 23-30477 · Filed Mar 20, 2023 · Closed Aug 3, 2023

Role of James E Schultz: Debtor · Outcome: Case closed 2023-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MI); middle initial differs

James Schultz closed

United States Bankruptcy Court, N.D. Illinois · No. 21-14493 · Filed Dec 23, 2021 · Closed Mar 25, 2022

Role of James Schultz: Debtor · Outcome: Case closed 2022-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)

James D Schultz and Kimberly A Schultz closed

United States Bankruptcy Court, N.D. Illinois · No. 19-13361 · Filed May 8, 2019 · Closed Jul 22, 2022

Role of James D Schultz and Kimberly A Schultz: Debtor · Outcome: Case closed 2022-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

James R. Schultz closed

United States Bankruptcy Court, N.D. Illinois · No. 18-02021 · Filed Jan 24, 2018 · Closed Apr 27, 2018

Role of James R. Schultz: Debtor · Outcome: Case closed 2018-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

James Schultz and Sharon Schultz closed

United States Bankruptcy Court, E.D. Michigan · No. 14-56801 · Filed Oct 28, 2014 · Closed Feb 9, 2015

Role of James Schultz and Sharon Schultz: Debtor · Outcome: Case closed 2015-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MI); middle initial differs

James E. Schultz, II and Angel R. Schultz closed

United States Bankruptcy Court, E.D. Michigan · No. 13-43972 · Filed Mar 1, 2013 · Closed Jul 22, 2013

Role of James E. Schultz, II: Debtor · Outcome: Case closed 2013-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MI); middle initial differs

James R Schultz and Ila M Schultz closed

United States Bankruptcy Court, C.D. Illinois · No. 12-90085 · Filed Jan 26, 2012 · Closed Jun 15, 2012

Role of James R Schultz and Ila M Schultz: Debtor · Outcome: Case closed 2012-06-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

James A Schultz and Linda M. Schultz closed

United States Bankruptcy Court, N.D. Illinois · No. 12-00247 · Filed Jan 5, 2012 · Closed Apr 12, 2012

Role of James A Schultz and Linda M. Schultz: Debtor · Outcome: Case closed 2012-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

James J Schultz and Rebecca L Schultz closed

United States Bankruptcy Court, N.D. Illinois · No. 11-83054 · Filed Jul 11, 2011 · Closed Oct 17, 2011

Role of James J Schultz and Rebecca L Schultz: Debtor · Outcome: Case closed 2011-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

James B Schultz and Janette C Schultz closed

United States Bankruptcy Court, C.D. Illinois · No. 11-81622 · Filed Jun 21, 2011 · Closed Feb 6, 2017

Role of James B Schultz and Janette C Schultz: Debtor · Outcome: Case closed 2017-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

James H Schultz closed

United States Bankruptcy Court, N.D. Illinois · No. 11-10449 · Filed Mar 14, 2011 · Closed Jun 30, 2011

Role of James H Schultz: Debtor · Outcome: Case closed 2011-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

James Schultz and Nellie Schultz closed

United States Bankruptcy Court, E.D. Michigan · No. 11-40944 · Filed Jan 14, 2011 · Closed May 9, 2011

Role of James Schultz and Nellie Schultz: Debtor · Outcome: Case closed 2011-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MI); middle initial differs

James A. Schultz and Janet J. Schultz closed

United States Bankruptcy Court, W.D. Michigan · No. 10-11674 · Filed Sep 28, 2010 · Closed Feb 6, 2013

Role of James A. Schultz and Janet J. Schultz: Debtor · Outcome: Case closed 2013-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MI); middle initial differs

James R. Schultz and Nancy Schultz closed

United States Bankruptcy Court, E.D. Michigan · No. 09-63738 · Filed Jul 31, 2009 · Closed Dec 9, 2009

Role of James R. Schultz and Nancy Schultz: Debtor · Outcome: Case closed 2009-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MI); middle initial differs

James R Schultz and Diane M Schultz closed

United States Bankruptcy Court, W.D. Michigan · No. 06-00211 · Filed Jan 25, 2006 · Closed Apr 19, 2011

Role of James R Schultz and Diane M Schultz: Debtor · Outcome: Case closed 2011-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MI); middle initial differs

James M Schultz and Mary E Schultz closed

United States Bankruptcy Court, D. Kansas · No. 05-10090 · Filed Jan 11, 2005 · Closed May 3, 2005

Role of James M Schultz and Mary E Schultz: Debtor · Outcome: Case closed 2005-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (KS)

James C. Schultz and Lisa R. Nester Schultz closed

United States Bankruptcy Court, E.D. Michigan · No. 04-62501 · Filed Aug 10, 2004 · Closed Dec 13, 2004

Role of James C. Schultz and Lisa R. Nester Schultz: Debtor · Outcome: Case closed 2004-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MI); middle initial differs

James F Schultz and Jody L Schultz closed

United States Bankruptcy Court, N.D. Illinois · No. 01-73934 · Filed Oct 1, 2001 · Closed Jan 23, 2002

Role of James F Schultz and Jody L Schultz: Debtor · Outcome: Case closed 2002-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

James L. Schultz closed

United States Bankruptcy Court, D. Kansas · No. 01-11358 · Filed Mar 30, 2001 · Closed Mar 18, 2003

Role of James L. Schultz: Debtor · Outcome: Case closed 2003-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (KS); middle initial differs

James F Schultz closed

United States Bankruptcy Court, N.D. Illinois · No. 00-04383 · Filed Feb 15, 2000 · Closed May 26, 2000

Role of James F Schultz: Debtor · Outcome: Case closed 2000-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

James J Schultz and Rebecca L Schultz closed

United States Bankruptcy Court, N.D. Illinois · No. 99-51207 · Filed Apr 15, 1999 · Closed Aug 18, 1999

Role of James J Schultz and Rebecca L Schultz: Debtor · Outcome: Case closed 1999-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

James E. Schultz closed

United States Bankruptcy Court, E.D. Michigan · No. 98-45863 · Filed Mar 27, 1998 · Closed Sep 8, 1998

Role of James E. Schultz: Debtor · Outcome: Case closed 1998-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (MI); middle initial differs

James M Schultz closed

United States Bankruptcy Court, N.D. Illinois · No. 98-02126 · Filed Jan 23, 1998 · Closed May 13, 1998

Role of James M Schultz: Debtor · Outcome: Case closed 1998-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)

James E Schultz closed

United States Bankruptcy Court, N.D. Illinois · No. 94-25512 · Filed Dec 28, 1994 · Closed May 10, 1995

Role of James E Schultz: Debtor · Outcome: Case closed 1995-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

James M Schultz and Debra S Schultz closed

United States Bankruptcy Court, N.D. Illinois · No. 94-07128 · Filed Apr 11, 1994 · Closed Sep 15, 1994

Role of James M Schultz and Debra S Schultz: Debtor · Outcome: Case closed 1994-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL)

James A Schultz and Karen L Schultz closed

United States Bankruptcy Court, N.D. Illinois · No. 93-21084 · Filed Oct 7, 1993 · Closed Mar 15, 1994

Role of James A Schultz and Karen L Schultz: Debtor · Outcome: Case closed 1994-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

Lisa Ann Schultz and James R Schultz closed

United States Bankruptcy Court, N.D. Illinois · No. 93-20948 · Filed Oct 5, 1993 · Closed May 13, 1994

Role of James R Schultz: Debtor · Outcome: Case closed 1994-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

James E Schultz closed

United States Bankruptcy Court, N.D. Illinois · No. 91-31922 · Filed Sep 5, 1991 · Closed Apr 15, 1992

Role of James E Schultz: Debtor · Outcome: Case closed 1992-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

James J Schultz and Agnes E Schultz closed

United States Bankruptcy Court, N.D. Illinois · No. 88-19753 · Filed Dec 21, 1988 · Closed Aug 15, 1989

Role of James J Schultz and Agnes E Schultz: Debtor · Outcome: Case closed 1989-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 277 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (IL); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:45 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for James M. Schultz — 4 worth asking about (compared 45 filings on Oct 24, 2026)

Worth asking · May 26, 2011

129% of the money raised went to insiders — Vestaron Corp

The May 26, 2011 Form D reports $444,999 sold and $574,807 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Assumes the Total Amount Sold will be at least $2,753,319 over four closings. Includes amounts to be paid to new CEO yet to be hired.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · May 26, 2011 ↗Vestaron Corp — PartnerFacts page ↗

Sources

Form D · May 26, 2011 ↗ (May 26, 2011)
Vestaron Corp — PartnerFacts page ↗ (Apr 3, 2025)

Worth asking · Aug 24, 2010

100% of the money raised went to insiders — Vestaron Corp

The Aug 24, 2010 Form D reports $250,000 sold and $250,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Among other things, gross proceeds of the offering will be used to pay salaries of the Company's executive officers.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Aug 24, 2010 ↗Vestaron Corp — PartnerFacts page ↗

Sources

Form D · Aug 24, 2010 ↗ (Aug 24, 2010)
Vestaron Corp — PartnerFacts page ↗ (Apr 3, 2025)

Note · May 11, 2012

22% of the money raised went to insiders — Vestaron Corp

The May 11, 2012 Form D/A reports $6,843,319 sold and $1,529,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · May 11, 2012 ↗Vestaron Corp — PartnerFacts page ↗

Sources

Form D/A · May 11, 2012 ↗ (May 11, 2012)
Vestaron Corp — PartnerFacts page ↗ (Apr 3, 2025)

Worth asking · Apr 7, 2020 – Dec 21, 2022

James M. Schultz appears on 4 deals that stopped filing before reaching their target

Artio Medical, Inc. (last filing Dec 21, 2022; $17,488,800 sold of $36,000,000); PRIME BANC CORP (last filing Aug 10, 2022; $12,161,610 sold of $25,000,000); IngredientWerks, Inc. (last filing Aug 1, 2022; $750,000 sold of $5,000,000); Kultevat, Inc. (last filing Apr 7, 2020; $4,806,332 sold of $10,806,332). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Artio Medical, Inc. — PartnerFacts page ↗PRIME BANC CORP — PartnerFacts page ↗IngredientWerks, Inc. — PartnerFacts page ↗Kultevat, Inc. — PartnerFacts page ↗

Sources

Artio Medical, Inc. — PartnerFacts page ↗ (Dec 21, 2022)
PRIME BANC CORP — PartnerFacts page ↗ (Aug 10, 2022)
IngredientWerks, Inc. — PartnerFacts page ↗ (Aug 1, 2022)
Kultevat, Inc. — PartnerFacts page ↗ (Apr 7, 2020)

Worth asking · Aug 21, 2024 – Nov 27, 2024

Form D filed 98 days after the first sale — Amplifi Vascular, Inc.

The filing says the first sale was Aug 21, 2024. The Form D was filed Nov 27, 2024 — 98 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 83 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 27, 2024 ↗Amplifi Vascular, Inc. — PartnerFacts page ↗

Sources

Form D · Nov 27, 2024 ↗ (Nov 27, 2024)
Amplifi Vascular, Inc. — PartnerFacts page ↗ (Jun 30, 2026)

Note · Jul 28, 2023 – Aug 21, 2023

Form D filed 24 days after the first sale — Amplifi Vascular, Inc.

The filing says the first sale was Jul 28, 2023. The Form D was filed Aug 21, 2023 — 24 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 9 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 21, 2023 ↗Amplifi Vascular, Inc. — PartnerFacts page ↗

Sources

Form D · Aug 21, 2023 ↗ (Aug 21, 2023)
Amplifi Vascular, Inc. — PartnerFacts page ↗ (Jun 30, 2026)

Note · Jul 1, 2022 – Aug 1, 2022

Form D filed 31 days after the first sale — IngredientWerks, Inc.

The filing says the first sale was Jul 1, 2022. The Form D was filed Aug 1, 2022 — 31 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 16 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 1, 2022 ↗IngredientWerks, Inc. — PartnerFacts page ↗

Sources

Form D · Aug 1, 2022 ↗ (Aug 1, 2022)
IngredientWerks, Inc. — PartnerFacts page ↗ (Aug 1, 2022)

Note · Aug 10, 2010 – Jul 2, 2025

19 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Open Prairie Rural Opportunities Fund II, LP (latest filing Jul 2, 2025) · No amendment in the last 12 months on an offering that may still be open — Amplifi Vascular, Inc. (latest filing Jun 25, 2024) · No amendment in the last 12 months on an offering that may still be open — Artio Medical, Inc. (latest filing Dec 21, 2022) · No amendment in the last 12 months on an offering that may still be open — PRIME BANC CORP (latest filing Aug 10, 2022) · No amendment in the last 12 months on an offering that may still be open — IngredientWerks, Inc. (latest filing Aug 1, 2022) · and 14 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 2, 2025 ↗Open Prairie Rural Opportunities Fund II, LP — PartnerFacts page ↗Form D/A · Jun 25, 2024 ↗Amplifi Vascular, Inc. — PartnerFacts page ↗

Sources

Form D/A · Jul 2, 2025 ↗ (Jul 2, 2025)
Open Prairie Rural Opportunities Fund II, LP — PartnerFacts page ↗ (Jul 2, 2025)
Form D/A · Jun 25, 2024 ↗ (Jun 25, 2024)
Amplifi Vascular, Inc. — PartnerFacts page ↗ (Jun 30, 2026)
Form D · Dec 21, 2022 ↗ (Dec 21, 2022)
Artio Medical, Inc. — PartnerFacts page ↗ (Dec 21, 2022)
Form D · Aug 10, 2022 ↗ (Aug 10, 2022)
PRIME BANC CORP — PartnerFacts page ↗ (Aug 10, 2022)

Note · Jan 9, 2014 – Jun 30, 2026

8 offerings changed their target amount between filings

Offering amount changed between filings — Amplifi Vascular, Inc. · Offering amount changed between filings — Amplifi Vascular, Inc. · Offering amount changed between filings — Amplifi Vascular, Inc. · Offering amount changed between filings — Artio Medical, Inc. · Offering amount changed between filings — Artio Medical, Inc. · and 3 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Mar 26, 2026 ↗Form D/A (later) · Jun 30, 2026 ↗Amplifi Vascular, Inc. — PartnerFacts page ↗Form D (earlier) · Nov 27, 2024 ↗

Sources

Form D/A (earlier) · Mar 26, 2026 ↗ (Mar 26, 2026)
Form D/A (later) · Jun 30, 2026 ↗ (Jun 30, 2026)
Amplifi Vascular, Inc. — PartnerFacts page ↗ (Jun 30, 2026)
Form D (earlier) · Nov 27, 2024 ↗ (Nov 27, 2024)
Form D/A (later) · Mar 26, 2026 ↗ (Mar 26, 2026)
Form D (earlier) · Aug 21, 2023 ↗ (Aug 21, 2023)
Form D/A (later) · Jun 25, 2024 ↗ (Jun 25, 2024)
Form D/A (earlier) · Apr 4, 2022 ↗ (Apr 4, 2022)

Note · Mar 17, 2020 – Oct 27, 2020

Minimum investment changed between filings — Artio Medical, Inc.

The Mar 17, 2020 filing lists a minimum of $0; the Oct 27, 2020 Form D/A lists $10,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Mar 17, 2020 ↗Form D/A (later) · Oct 27, 2020 ↗Artio Medical, Inc. — PartnerFacts page ↗

Sources

Form D (earlier) · Mar 17, 2020 ↗ (Mar 17, 2020)
Form D/A (later) · Oct 27, 2020 ↗ (Oct 27, 2020)
Artio Medical, Inc. — PartnerFacts page ↗ (Dec 21, 2022)

Note · Jun 12, 2009 – Aug 24, 2010

James M. Schultz is written 2 different ways on the filings

listed as "James Schultz" on 10 filings (from Jun 12, 2009), and "James M. Schultz" on 35 filings (from Aug 24, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 12, 2009 ↗Form D · Aug 24, 2010 ↗James M. Schultz — PartnerFacts page ↗

Sources

Note · May 10, 2011 – Oct 18, 2013

Same name, different state: "James Schultz" (NY) is a separate record

This page covers filings where the address state is IL or MI or MO or KS or MA. A separate record, "James Schultz" with address state NY, is listed on 2 filings — most recently by INVESTMENT STRATEGIES FUND LP (Oct 18, 2013). The two records do not overlap in time: this page runs Mar 17, 2020 to Dec 21, 2022; the other runs May 10, 2011 to Oct 18, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Schultz (NY) — PartnerFacts page ↗Form D/A · Oct 18, 2013 ↗INVESTMENT STRATEGIES FUND LP — PartnerFacts page ↗James M. Schultz (IL,MI,MO,KS,MA) — this page ↗

Sources

James Schultz (NY) — PartnerFacts page ↗ (Oct 18, 2013)
Form D/A · Oct 18, 2013 ↗ (Oct 18, 2013)
INVESTMENT STRATEGIES FUND LP — PartnerFacts page ↗ (Oct 19, 2023)
James M. Schultz (IL,MI,MO,KS,MA) — this page ↗ (Dec 21, 2022)

Note · May 29, 2020 – Jul 31, 2020

Address moved from Fairway, KS to Prairie Village, KS — Artio Medical, Inc.

The people listed on the May 29, 2020 filing give Fairway, KS; on the Jul 31, 2020 filing they give Prairie Village, KS.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · May 29, 2020 ↗Form D · Jul 31, 2020 ↗Artio Medical, Inc. — PartnerFacts page ↗

Sources

Form D · May 29, 2020 ↗ (May 29, 2020)
Form D · Jul 31, 2020 ↗ (Jul 31, 2020)
Artio Medical, Inc. — PartnerFacts page ↗ (Dec 21, 2022)

Note · Jun 12, 2009 – May 23, 2019

Address moved from Dieterich, IL to Effingham, IL — PRIME BANC CORP

The people listed on the Jun 12, 2009 filing give Dieterich, IL; on the May 23, 2019 filing they give Effingham, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 12, 2009 ↗Form D · May 23, 2019 ↗PRIME BANC CORP — PartnerFacts page ↗

Sources

Form D · Jun 12, 2009 ↗ (Jun 12, 2009)
Form D · May 23, 2019 ↗ (May 23, 2019)
PRIME BANC CORP — PartnerFacts page ↗ (Aug 10, 2022)

Note · Jun 12, 2009 – Jun 30, 2026

James M. Schultz is listed with 5 different address states: IL, MI, MO, KS, MA

IL on 15 filings (Jun 12, 2009 to Jun 30, 2026); MI on 6 filings (Jan 9, 2014 to May 6, 2019); MO on 1 filing (Dec 17, 2014); KS on 22 filings (Mar 17, 2020 to Dec 21, 2022); MA on 1 filing (Aug 1, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jun 12, 2009 ↗Form D · Jan 9, 2014 ↗Form D · Dec 17, 2014 ↗Form D · Mar 17, 2020 ↗

Sources

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 27 offerings reports sales commissions totalling $84,000; 0 report finder's fees; 3 report proceeds to related persons totalling $1,989,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jun 30, 2026 D/A Amplifi Vascular, Inc. File 021-530724	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jul 2, 2025 D/A Open Prairie Rural Opportunities Fund II, LP File 021-512910	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 25, 2024 D/A Amplifi Vascular, Inc. File 021-490284	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Dec 21, 2022 D Artio Medical, Inc. File 021-468260	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Aug 10, 2022 D PRIME BANC CORP File 021-455494	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 1, 2022 D IngredientWerks, Inc. File 021-454291	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 18, 2022 D/A Artio Medical, Inc. File 021-433978	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Feb 17, 2022 D/A Artio Medical, Inc. File 021-408394	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Aug 2, 2021 D/A Artio Medical, Inc. File 021-388423	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
May 14, 2021 D PRIME BANC CORP File 021-399476	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 18, 2021 D/A Artio Medical, Inc. File 021-372277	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Oct 27, 2020 D/A Flow Forward Medical, Inc. File 021-363016	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 27, 2020 D/A Artio Medical, Inc. File 021-363014	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Oct 27, 2020 D/A Artio Medical, Inc. File 021-367869	$0	$0	$0 No cash proceeds were received by the Issuer in connection with the offering.	None listed on this filing	EDGAR ↗
Oct 27, 2020 D/A Flow Forward Medical, Inc. File 021-367883	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 27, 2020 D/A Artio Medical, Inc. File 021-367882	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Aug 26, 2020 D PRIME BANC CORP File 021-374112	$0	$0	$0	None listed on this filing	EDGAR ↗
May 23, 2019 D PRIME BANC CORP File 021-340238	$0	$0	$0	None listed on this filing	EDGAR ↗
May 6, 2019 D Vestaron Corp File 021-338838	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Jun 29, 2018 D Vestaron Corp File 021-315772	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Aug 1, 2016 D Vestaron Corp File 021-268072	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Dec 17, 2014 D Kultevat, Inc. File 021-230280	$84,000 (est.)	$0	$0 A portion of the gross proceeds will be used for general working capital, which may include salary payments to executive officers and directors. An estimate of such amount is unknown at this time.	Smith, Moore Co. BrokerCheck CRD 3441 ↗	EDGAR ↗
Aug 19, 2014 D Vestaron Corp File 021-223292	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Jun 24, 2014 D/A Vestaron Corp File 021-209661	$0	$0	$210,000 (est.)	None listed on this filing	EDGAR ↗
May 11, 2012 D/A Vestaron Corp File 021-160345	$0	$0	$1,529,000 (est.)	None listed on this filing	EDGAR ↗
Aug 24, 2010 D Vestaron Corp File 021-146837	$0	$0	$250,000 (est.) Among other things, gross proceeds of the offering will be used to pay salaries of the Company's executive officers.	None listed on this filing	EDGAR ↗
Jun 12, 2009 D PRIME BANC CORP File 021-86774-8C	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 8

Every issuer that named James M. Schultz on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology · group: Naa

Amplifi Vascular, Inc.

Prairie Village, KS · Aug 21, 2023 → Jun 30, 2026 · 5 filings

Jun 30, 2026 · D/A · $5,960,278 sold of $12,000,000 · 59 investors · min. No minimum reported · role: Director EDGAR ↗
Mar 26, 2026 · D/A · $5,910,278 sold of $6,000,000 · 59 investors · min. No minimum reported · role: Director EDGAR ↗
Nov 27, 2024 · D · $1,543,619 sold of $4,000,000 · 23 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 25, 2024 · D/A · $808,000 sold of $8,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
Aug 21, 2023 · D · $558,000 sold of $7,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.96M from 59 investors (50% of the $12M target) as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Open Prairie Rural

Open Prairie Rural Opportunities Fund II, LP

Effingham, IL · May 10, 2024 → Jul 2, 2025 · 2 filings

Jul 2, 2025 · D/A · $21,600,000 sold of $200,000,000 · 27 investors · min. $100,000 · role: Director EDGAR ↗
May 10, 2024 · D · $17,600,000 sold of $200,000,000 · 24 investors · min. $100,000 · role: Director EDGAR ↗

Raised $21.6M from 27 investors (11% of the $200M target) as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

Artio Medical, Inc.

Prairie Village, KS · Mar 17, 2020 → Dec 21, 2022 · 18 filings

Dec 21, 2022 · D · $5,068,881 sold of $10,000,000 · 13 investors · min. $50,000 · role: Director EDGAR ↗
Jul 18, 2022 · D/A · $16,280,692 sold of $36,000,000 · 90 investors · min. $50,000 · role: Director EDGAR ↗
Apr 4, 2022 · D/A · $4,797,876 sold of $20,000,000 · 26 investors · min. $50,000 · role: Director EDGAR ↗
Feb 17, 2022 · D · $0 sold of $15,000,000 · 0 investors · min. $50,000 · role: Director EDGAR ↗
Feb 17, 2022 · D/A · $11,384,094 sold of $12,000,000 · 58 investors · min. $25,000 · role: Director EDGAR ↗
Sep 7, 2021 · D/A · $5,405,358 sold of $12,000,000 · 36 investors · min. $25,000 · role: Director EDGAR ↗
Aug 2, 2021 · D/A · $7,000,000 sold of $7,000,000 · 56 investors · min. $10,000 · role: Director EDGAR ↗
Jul 30, 2021 · D · $0 sold of $10,000,000 · 0 investors · min. $25,000 · role: Director EDGAR ↗
Feb 18, 2021 · D/A · $4,977,230 sold of $5,000,000 · 68 investors · min. $10,000 · role: Director EDGAR ↗
Feb 18, 2021 · D/A · $4,977,230 sold of $5,000,000 · 68 investors · min. $10,000 · role: Director EDGAR ↗
Feb 4, 2021 · D · $0 sold of $7,000,000 · 0 investors · min. $10,000 · role: Director EDGAR ↗
Oct 27, 2020 · D/A · $402,246 sold of Indefinite · 8 investors · min. $10,000 · role: Director EDGAR ↗
Oct 27, 2020 · D/A · $17,488,800 sold of $17,488,800 · 132 investors · min. No minimum reported · role: Director EDGAR ↗
Oct 27, 2020 · D/A · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Director EDGAR ↗
Jul 31, 2020 · D · $0 sold of $5,000,000 · 0 investors · min. $10,000 · role: Director EDGAR ↗
May 29, 2020 · D · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Director EDGAR ↗
May 28, 2020 · D · $0 sold of $17,073,891 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
Mar 17, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $17.5M from 132 investors (100% of the $10M target) as of the latest filing. James is listed as director on 18 filings for this deal.

Latest filing on EDGAR ↗

Sources

Commercial Banking

PRIME BANC CORP

Effingham, IL · Jun 12, 2009 → Aug 10, 2022 · 5 filings

Aug 10, 2022 · D · $12,161,610 sold of $20,250,000 · 59 investors · min. $54,000 · role: Director EDGAR ↗
May 14, 2021 · D · $500,000 sold of $25,000,000 · 1 investors · min. $100,000 · role: Director EDGAR ↗
Aug 26, 2020 · D · $3,415,000 sold of $3,415,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
May 23, 2019 · D · $1,448,325 sold of $15,000,075 · 15 investors · min. $22,500 · role: Director EDGAR ↗
Jun 12, 2009 · D · $0 sold of $10,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $12.2M from 59 investors (60% of the $20.3M target) as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial Banking / 506(b) (624 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

IngredientWerks, Inc.

Woburn, MA · Aug 1, 2022

Aug 1, 2022 · D · $750,000 sold of $5,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $750K from 2 investors (15% of the $5M target) as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Biotechnology

Flow Forward Medical, Inc.

Fairway, KS · Mar 17, 2020 → Oct 27, 2020 · 4 filings

Oct 27, 2020 · D/A · $300,000 sold of Indefinite · 5 investors · min. $10,000 · role: Director EDGAR ↗
Oct 27, 2020 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
May 29, 2020 · D · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Director EDGAR ↗
Mar 17, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $300K from 5 investors as of the latest filing. James is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Agriculture

Vestaron Corp

Kalamazoo, MI · Aug 24, 2010 → May 6, 2019 · 9 filings

May 6, 2019 · D · $395,000 sold of $1,500,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 29, 2018 · D · $4,217,231 sold of $12,000,000 · 5 investors · min. $20,000 · role: Director EDGAR ↗
Aug 1, 2016 · D · $10,000,000 sold of $18,000,000 · 26 investors · min. No minimum reported · role: Director EDGAR ↗
Aug 19, 2014 · D · $10,000,000 sold of $14,104,670 · 27 investors · min. No minimum reported · role: Director EDGAR ↗
Jun 24, 2014 · D/A · $2,276,656 sold of $3,000,000 · 24 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 9, 2014 · D · $1,266,919 sold of $1,500,000 · 18 investors · min. No minimum reported · role: Director EDGAR ↗
May 11, 2012 · D/A · $6,843,319 sold of $8,000,000 · 33 investors · min. $25,000 · role: Director EDGAR ↗
May 26, 2011 · D · $444,999 sold of $8,000,000 · 6 investors · min. $25,000 · role: Director EDGAR ↗
Aug 24, 2010 · D · $250,000 sold of $1,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $82.9M from 33 investors (100% of the $1.5M target) as of the latest filing. James is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Agriculture / 506(b) (448 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Agriculture · group: Kultevat

Kultevat, Inc.

Portageville, MO · Dec 17, 2014

Dec 17, 2014 · D · $0 sold of $1,500,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.81M from 20 investors (100% of the $1.5M target) as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Agriculture / 506(c) (87 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (2)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

James Schultz — NY, 1 issuer, May 10, 2011 → Oct 18, 2013 · no shared issuer
James Philip Schultz — Australia (as filed: C3), 1 issuer, Oct 5, 2022 → Oct 5, 2022 · no shared issuer

People around James 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

No photo found yet (own website and image search run after this page is viewed)

Person

Nathaniel Hagedorn

Director · 22 shared filings (2 issuers) · also on 38 other issuers

Nathaniel Hagedorn is on 40 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Frank Nicholas Franano

Executive Officer, Director · 22 shared filings (2 issuers)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Maria Sainz

Director · 16 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jenny Martin

Executive Officer · 14 shared filings (2 issuers)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jeff Weinrich

Director · 12 shared filings (2 issuers)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John Ayres

Executive Officer · 10 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Elin D. Miller

Director · 9 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert Kennedy

Executive Officer · 9 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Patrick G. Morand

Director, Executive Officer · 7 shared filings (2 issuers) · also on 6 other issuers

Patrick G. Morand is on 8 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

John C. Sorenson

Director, Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Abhinav Shukla

Director · 7 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Nancy Newman

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Sean Morris

Executive Officer, Director · 6 shared filings (2 issuers) · also on 7 other issuers

Sean Morris is on 9 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Keith Gillard

Director · 6 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert G Willenborg

Director · 5 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas Niebrugge

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Gerald A Schultz

Director · 5 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James R Calhoon

Director · 5 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Henry J Stephens

Director · 5 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jason Wrone

Director · 5 shared filings (3 issuers) · also on 3 other issuers

Jason Wrone is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jason Semple

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

G. Thomas Wright

Director · 4 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Steven Will

Director · 4 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Pamela Hemmen

Director · 4 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Charles A Deters

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kurt Dasse

Director · 4 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Joseph McConnell

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Steve Braun

Director · 4 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas L. Wegman

Director · 3 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ronald L. Probst

Director · 3 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ronald Meeusen

Director · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mark Wong

Director · 3 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Eli L. Thomssen

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

William P. Whitaker

Executive Officer, Director · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ron Meeusen

Director · 2 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Philip Austin

Director · 2 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Leland A. Strom

Director · 2 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Brenda Kroeger

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Bernard Runde

Director · 1 shared filing (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas Wright

Director · 1 shared filing (1 issuer)

Listed on the same filings as James M. Schultz. Their page shows their other deals.

The team behind the deals

Sponsor group

Open Prairie Rural

2 issuers · 4 filings · $95.3M reported sold · 2017–2025

OP Open Prairie Rural Opportunities Fund II, LP Pooled Investment Fund · $21.6M sold · 2024 · listed
OP Open Prairie Rural Opportunities Fund, LP Pooled Investment Fund · $73.7M sold · 2017

One team, 2 deal companies. James M. Schultz is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James M. Schultz.

Sponsor group

Naa

4 issuers · 9 filings · $12.2M reported sold · 2019–2026

AV Amplifi Vascular, Inc. Biotechnology · $5.96M sold · 2023 · listed
AI Amplifi Investors, LLC Investing · $4.71M sold · 2023
NA NAA Amplifi SPV, LLC Investing · $425K sold · 2024
N NAA LLC Pooled Investment Fund · $1.13M sold · 2019

One team, 4 deal companies. James M. Schultz is listed on 1 of them.

Sources

Sponsor group

Kultevat

2 issuers · 5 filings · $4.84M reported sold · 2012–2020

K Kultevat, Inc. Agriculture · $4.81M sold · 2014 · listed
K Kultevat, LLC Agriculture · $32K sold · 2012

One team, 2 deal companies. James M. Schultz is listed on 1 of them.

Sources

Same business address

8 other issuers file from the same address

Amplifi Investors, LLC Prairie Village, KS · 2023
Open Prairie Rural Opportunities Fund, LP Effingham, IL · 2017
RC 2016-I Investors, L.P. Fairway, KS · 2016
Mariner Real Estate Partners IV, LLC Fairway, KS · 2014
Mariner Real Estate Partners IV A, LLC Fairway, KS · 2014
Job Shakers, LLC Fairway, KS · 2016
RealBio Technology, Inc. Kalamazoo, MI · 2009
NEPHRX CORP Kalamazoo, MI · 2010

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 8 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James M. Schultz by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 8 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James M. Schultz is listed on: none on file. No website or social profile named in Open Prairie Rural Opportunities Fund II, LP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #66,475 of 374,652 in line (1,383 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Effingham, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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James M. Schultz

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

129% of the money raised went to insiders — Vestaron Corp

100% of the money raised went to insiders — Vestaron Corp

22% of the money raised went to insiders — Vestaron Corp

James M. Schultz appears on 4 deals that stopped filing before reaching their target

Form D filed 98 days after the first sale — Amplifi Vascular, Inc.

Form D filed 24 days after the first sale — Amplifi Vascular, Inc.

Form D filed 31 days after the first sale — IngredientWerks, Inc.

19 offerings have no amendment in the last 12 months and may still be open

8 offerings changed their target amount between filings

Minimum investment changed between filings — Artio Medical, Inc.

James M. Schultz is written 2 different ways on the filings

Same name, different state: "James Schultz" (NY) is a separate record

Address moved from Fairway, KS to Prairie Village, KS — Artio Medical, Inc.

Address moved from Dieterich, IL to Effingham, IL — PRIME BANC CORP

James M. Schultz is listed with 5 different address states: IL, MI, MO, KS, MA

5. Money to insiders

Deals 8

People around James 40

The team behind the deals

8 other issuers file from the same address

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person