Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:31 AM ET

No photo found (searched own website, image search on Oct 24, 2026)

James Keyes

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9), Bermuda (as filed: D0), United Kingdom (as filed: X0), MA, Switzerland (as filed: V8) · Feb 12, 2009 → Oct 21, 2026

127deals (issuers)

$47.83Breported sold

7,599investors

930Form D filings

2009–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Keyes is listed as an executive officer, director, and promoter on 930 SEC Form D filings by 127 issuers between Feb 2009 and Oct 2026. Largest by amount reported sold: MEDITOR EUROPEAN FUND (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2012–2013; $19B reported sold to 100 investors), Two Sigma Active Extension U.S. All Cap Equity Cayman Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012–2026; $5.57B reported sold to 207 investors), Two Sigma Absolute Return Enhanced Cayman Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012–2026; $4.08B reported sold to 106 investors), Two Sigma Spectrum Cayman Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2011–2026; $3.74B reported sold to 290 investors), ACL ALTERNATIVE FUND SAC Ltd (Hamilton, Bermuda (as filed: D0) — pooled investment fund — 2013–2026; $3.26B reported sold to 4,050 investors) and 122 more (all listed below).

What this means That is a lot of deals — 127 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $73.83B sold in total.

Listed alongside Ian Pilgrim (278 shared filings), Warren Keens (235 shared filings), Two Sigma Advisers, LLC (112 shared filings, management entity), Mackenzie Investments Corporation (93 shared filings, management entity), Nicholas Tham (93 shared filings) and 224 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

The issuers belong to 4 sponsor groups: Two Sigma (81 issuers, $29.67B reported sold, 2009–2026), Mackenzie Emerging Markets (17 issuers, $302.1M reported sold, 2012–2026), Polar (25 issuers, $741.8M reported sold, 2009–2026) and Sphereinvest (5 issuers, $832.2M reported sold, 2009–2014).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 28 bankruptcy cases matching the name listed in Key records below.

What this means 28 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 930 public filings for James Keyes and found 21 differences, 3 worth asking the sponsor about: Investor count went down between filings; Paid seller listed without a CRD number: Generation Alfa Ltd; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Keyes has not run yet — it is #445 of 23,099 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Keyes..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

28 cases: 2 open, 26 closed (disposition not in docket feed)

James D. Keyes and LouAnn Keyes open

United States Bankruptcy Court, N.D. Alabama · No. 20-80767 · Filed Mar 10, 2020

Role of James D. Keyes and LouAnn Keyes: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

James R Keyes and Sebrina M Keyes open

United States Bankruptcy Court, S.D. Mississippi · No. 18-50963 · Filed May 16, 2018

Role of James R Keyes and Sebrina M Keyes: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)

James Keyes, Jr. and Melissa Keyes closed

United States Bankruptcy Court, W.D. Michigan · No. 17-05670 · Filed Dec 13, 2017 · Closed Jun 4, 2018

Role of James Keyes, Jr.: Debtor · Outcome: Case closed 2018-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

James E Keyes and Patricia M Keyes closed

United States Bankruptcy Court, E.D. North Carolina · No. 14-07420 · Filed Dec 19, 2014 · Closed Jan 21, 2020

Role of James E Keyes and Patricia M Keyes: Debtor · Outcome: Case closed 2020-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)

James R Keyes and Sebrina M Keyes closed

United States Bankruptcy Court, S.D. Mississippi · No. 14-51542 · Filed Oct 6, 2014 · Closed Aug 13, 2018

Role of James R Keyes and Sebrina M Keyes: Debtor · Outcome: Case closed 2018-08-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)

James L Keyes closed

United States Bankruptcy Court, E.D. Wisconsin · No. 11-28928 · Filed Jun 2, 2011 · Closed Apr 10, 2014

Role of James L Keyes: Debtor · Outcome: Case closed 2014-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

James W. Keyes and Tina M. Keyes closed

United States Bankruptcy Court, S.D. Ohio · No. 1:11-bk-12489 · Filed Apr 25, 2011 · Closed Sep 27, 2013

Role of James W. Keyes and Tina M. Keyes: Debtor · Outcome: Case closed 2013-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

James L Keyes closed

United States Bankruptcy Court, E.D. Wisconsin · No. 11-21705 · Filed Feb 14, 2011 · Closed May 6, 2011

Role of James L Keyes: Debtor · Outcome: Case closed 2011-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

James E Keyes and Yvette M Keyes closed

United States Bankruptcy Court, E.D. Michigan · No. 10-64570 · Filed Aug 2, 2010 · Closed Jun 1, 2012

Role of James E Keyes and Yvette M Keyes: Debtor · Outcome: Case closed 2012-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

James A Keyes closed

United States Bankruptcy Court, D. Maine · No. 10-20648 · Filed Apr 26, 2010 · Closed Aug 2, 2010

Role of James A Keyes: Debtor · Outcome: Case closed 2010-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)

James W. Keyes closed

United States Bankruptcy Court, E.D. Michigan · No. 09-32871 · Filed May 27, 2009 · Closed Sep 30, 2009

Role of James W. Keyes: Debtor · Outcome: Case closed 2009-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

James C Keyes and Marlene K Keyes closed

United States Bankruptcy Court, N.D. Ohio · No. 06-32224 · Filed Aug 23, 2006 · Closed Jan 26, 2007

Role of James C Keyes and Marlene K Keyes: Debtor · Outcome: Case closed 2007-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in OH (not a filing state)

James J Keyes closed

United States Bankruptcy Court, W.D. New York · No. 2-06-21457 · Filed Aug 10, 2006 · Closed Jan 23, 2007

Role of James J Keyes: Debtor · Outcome: Case closed 2007-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in the person's filing state (NY)

JAMES R KEYES closed

United States Bankruptcy Court, D. Montana · No. 04-62882 · Filed Sep 17, 2004 · Closed Dec 13, 2004

Role of JAMES R KEYES: Debtor · Outcome: Case closed 2004-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in MT (not a filing state)

James Keyes and Lou Ann Keyes closed

United States Bankruptcy Court, N.D. Alabama · No. 04-81613 · Filed Apr 8, 2004 · Closed Jul 19, 2004

Role of James Keyes and Lou Ann Keyes: Debtor · Outcome: Case closed 2004-07-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in AL (not a filing state)

James E. Keyes and Dorothy M. Keyes closed

United States Bankruptcy Court, S.D. Georgia · No. 03-30354 · Filed Jun 13, 2003 · Closed Feb 10, 2004

Role of James E. Keyes and Dorothy M. Keyes: Debtor · Outcome: Case closed 2004-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in GA (not a filing state)

James R. Keyes closed

United States Bankruptcy Court, E.D. Michigan · No. 02-60912 · Filed Sep 10, 2002 · Closed Dec 31, 2002

Role of James R. Keyes: Debtor · Outcome: Case closed 2002-12-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

James Keyes closed

United States Bankruptcy Court, D. New Jersey · No. 00-38857 · Filed Sep 8, 2000 · Closed Feb 13, 2001

Role of James Keyes: Debtor · Outcome: Case closed 2001-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in NJ (not a filing state)

James F. Keyes and Joan M. Keyes closed

United States Bankruptcy Court, E.D. Wisconsin · No. 00-26338 · Filed Jul 10, 2000 · Closed Oct 12, 2000

Role of James F. Keyes and Joan M. Keyes: Debtor · Outcome: Case closed 2000-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in WI (not a filing state)

James F. Keyes and Shelia Keyes closed

United States Bankruptcy Court, E.D. Virginia · No. 99-53051 · Filed Dec 6, 1999 · Closed Apr 3, 2000

Role of James F. Keyes and Shelia Keyes: Debtor · Outcome: Case closed 2000-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)

James E. Keyes and Melissa K. Keyes closed

United States Bankruptcy Court, W.D. Michigan · No. 99-03388 · Filed Apr 22, 1999 · Closed Mar 6, 2002

Role of James E. Keyes and Melissa K. Keyes: Debtor · Outcome: Case closed 2002-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in MI (not a filing state)

James R. Keyes and Kristine Keyes closed

United States Bankruptcy Court, D. Oregon · No. 97-35996 · Filed Jul 22, 1997 · Closed Oct 24, 1997

Role of James R. Keyes and Kristine Keyes: Debtor · Outcome: Case closed 1997-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in OR (not a filing state)

James F. Keyes and Wipada Keyes closed

United States Bankruptcy Court, D. Maryland · No. 96-61592 · Filed Nov 19, 1996 · Closed Jun 26, 1997

Role of James F. Keyes and Wipada Keyes: Debtor · Outcome: Case closed 1997-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in MD (not a filing state)

JAMES D. KEYES and TRACY D. KEYES closed

United States Bankruptcy Court, S.D. Mississippi · No. 95-02790 · Filed Aug 30, 1995 · Closed Feb 26, 1999

Role of JAMES D. KEYES and TRACY D. KEYES: Debtor · Outcome: Case closed 1999-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)

James F. Keyes and Sheila Keyes closed

United States Bankruptcy Court, E.D. Virginia · No. 93-41376 · Filed Jun 29, 1993 · Closed Oct 27, 1993

Role of James F. Keyes and Sheila Keyes: Debtor · Outcome: Case closed 1993-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in VA (not a filing state)

James A. Keyes closed

United States Bankruptcy Court, D. Maine · No. 92-20771 · Filed Jul 15, 1992 · Closed Oct 27, 1992

Role of James A. Keyes: Debtor · Outcome: Case closed 1992-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in ME (not a filing state)

James E Keyes and Patricia M Keyes closed

United States Bankruptcy Court, E.D. North Carolina · No. 91-05298 · Filed Nov 29, 1991 · Closed Oct 30, 1992

Role of James E Keyes and Patricia M Keyes: Debtor · Outcome: Case closed 1992-10-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in NC (not a filing state)

JAMES A. KEYES and LINDA H. KEYES closed

United States Bankruptcy Court, S.D. Mississippi · No. 87-01354 · Filed Jun 17, 1987 · Closed Dec 21, 1987

Role of JAMES A. KEYES and LINDA H. KEYES: Debtor · Outcome: Case closed 1987-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 46 federal dockets); 3 people with this name in Form D filings; court in MS (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

21 differences found between the filings for James Keyes — 3 worth asking about (compared the newest 50 of 930 filings on Oct 24, 2026; older filings not covered)

Note · May 23, 2001 – Sep 24, 2001

Bankruptcy case: HECHINGER INVESTMENT COMPANY OF DELAWARE v. KEENS SERVICES, INC. — filed May 23, 2001

United States Bankruptcy Court, D. Delaware docket "HECHINGER INVESTMENT COMPANY OF DELAWARE v. KEENS SERVICES, INC." filed May 23, 2001, closed Sep 24, 2001. Warren Keens (listed on the same filings) is listed as Defendant ("KEENS SERVICES, INC."). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Delaware ↗Warren Keens — PartnerFacts page ↗

Sources

Worth asking · Jan 10, 2025 – Jan 12, 2026

Investor count went down between filings — Barnegat Investments Ltd

The Jan 10, 2025 filing reports 57 investors; the Jan 12, 2026 Form D/A reports 54 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 10, 2025 ↗Form D/A (later) · Jan 12, 2026 ↗Barnegat Investments Ltd — PartnerFacts page ↗

Sources

Form D/A (earlier) · Jan 10, 2025 ↗ (Jan 10, 2025)
Form D/A (later) · Jan 12, 2026 ↗ (Jan 12, 2026)
Barnegat Investments Ltd — PartnerFacts page ↗ (Jan 12, 2026)

Worth asking · Jun 29, 2020 – Nov 6, 2025

Paid seller listed without a CRD number: Generation Alfa Ltd. — Welton Advantage Fund Ltd

Generation Alfa Ltd. is listed as receiving sales compensation on 7 filings (Jun 29, 2020 to Nov 6, 2025) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Nov 6, 2025 ↗BrokerCheck search: Generation Alfa Ltd. ↗Welton Advantage Fund Ltd — PartnerFacts page ↗

Sources

Form D/A · Nov 6, 2025 ↗ (Nov 6, 2025)
BrokerCheck search: Generation Alfa Ltd. ↗
Welton Advantage Fund Ltd — PartnerFacts page ↗ (Nov 6, 2025)

Worth asking · Aug 1, 2026 – Oct 21, 2026

Form D filed 81 days after the first sale — Two Sigma Neptune Enhanced Cayman Fund, Ltd.

The filing says the first sale was Aug 1, 2026. The Form D was filed Oct 21, 2026 — 81 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 66 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 21, 2026 ↗Two Sigma Neptune Enhanced Cayman Fund, Ltd. — PartnerFacts page ↗

Sources

Form D · Oct 21, 2026 ↗ (Oct 21, 2026)
Two Sigma Neptune Enhanced Cayman Fund, Ltd. — PartnerFacts page ↗ (Oct 21, 2026)

Note · Dec 1, 2025 – Dec 19, 2025

Form D filed 18 days after the first sale — Two Sigma Aurora Cayman Fund, Ltd.

The filing says the first sale was Dec 1, 2025. The Form D was filed Dec 19, 2025 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 19, 2025 ↗Two Sigma Aurora Cayman Fund, Ltd. — PartnerFacts page ↗

Sources

Form D · Dec 19, 2025 ↗ (Dec 19, 2025)
Two Sigma Aurora Cayman Fund, Ltd. — PartnerFacts page ↗ (Dec 19, 2025)

Note · Sep 1, 2005 – Sep 5, 2025

No amendment in the last 12 months on an offering that may still be open — SCOPIA PX INTERNATIONAL LTD (latest filing Sep 5, 2025)

The latest filing for this offering is dated Sep 5, 2025 (first sale Sep 1, 2005). It reports $1,270,437,598 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Sep 5, 2025 ↗SCOPIA PX INTERNATIONAL LTD — PartnerFacts page ↗

Sources

Form D/A · Sep 5, 2025 ↗ (Sep 5, 2025)
SCOPIA PX INTERNATIONAL LTD — PartnerFacts page ↗ (Sep 5, 2025)

Note · Jun 1, 2001 – Sep 5, 2025

No amendment in the last 12 months on an offering that may still be open — SCOPIA INTERNATIONAL LTD (latest filing Sep 5, 2025)

The latest filing for this offering is dated Sep 5, 2025 (first sale Jun 1, 2001). It reports $389,928,293 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

Form D/A · Sep 5, 2025 ↗SCOPIA INTERNATIONAL LTD — PartnerFacts page ↗

Sources

Form D/A · Sep 5, 2025 ↗ (Sep 5, 2025)
SCOPIA INTERNATIONAL LTD — PartnerFacts page ↗ (Sep 5, 2025)

Note · Apr 11, 2025 – Jan 28, 2026

Minimum investment changed between filings — Two Sigma Mercury Cayman Fund, Ltd.

The Apr 11, 2025 filing lists a minimum of $1,000,000; the Jan 28, 2026 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 11, 2025 ↗Form D/A (later) · Jan 28, 2026 ↗Two Sigma Mercury Cayman Fund, Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 11, 2025 ↗ (Apr 11, 2025)
Form D/A (later) · Jan 28, 2026 ↗ (Jan 28, 2026)
Two Sigma Mercury Cayman Fund, Ltd. — PartnerFacts page ↗ (Jan 28, 2026)

Note · Apr 4, 2025 – Jan 28, 2026

Minimum investment changed between filings — Two Sigma China Core Equity Cayman Fund, Ltd.

The Apr 4, 2025 filing lists a minimum of $1,000,000; the Jan 28, 2026 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Apr 4, 2025 ↗Form D/A (later) · Jan 28, 2026 ↗Two Sigma China Core Equity Cayman Fund, Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Apr 4, 2025 ↗ (Apr 4, 2025)
Form D/A (later) · Jan 28, 2026 ↗ (Jan 28, 2026)
Two Sigma China Core Equity Cayman Fund, Ltd. — PartnerFacts page ↗ (Jan 28, 2026)

Note · Mar 14, 2025 – Jan 28, 2026

Minimum investment changed between filings — Two Sigma Compass Enhanced Cayman Fund, Ltd.

The Mar 14, 2025 filing lists a minimum of $1,000,000; the Jan 28, 2026 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 14, 2025 ↗Form D/A (later) · Jan 28, 2026 ↗Two Sigma Compass Enhanced Cayman Fund, Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Mar 14, 2025 ↗ (Mar 14, 2025)
Form D/A (later) · Jan 28, 2026 ↗ (Jan 28, 2026)
Two Sigma Compass Enhanced Cayman Fund, Ltd. — PartnerFacts page ↗ (Jan 28, 2026)

Note · Mar 14, 2025 – Jan 28, 2026

Minimum investment changed between filings — Two Sigma Spectrum Cayman Fund, Ltd.

The Mar 14, 2025 filing lists a minimum of $1,000,000; the Jan 28, 2026 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 14, 2025 ↗Form D/A (later) · Jan 28, 2026 ↗Two Sigma Spectrum Cayman Fund, Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Mar 14, 2025 ↗ (Mar 14, 2025)
Form D/A (later) · Jan 28, 2026 ↗ (Jan 28, 2026)
Two Sigma Spectrum Cayman Fund, Ltd. — PartnerFacts page ↗ (Jan 28, 2026)

Note · Dec 13, 2024 – Dec 12, 2025

Minimum investment changed between filings — Two Sigma World Core Cayman Fund, Ltd.

The Dec 13, 2024 filing lists a minimum of $1,000,000; the Dec 12, 2025 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Dec 13, 2024 ↗Form D/A (later) · Dec 12, 2025 ↗Two Sigma World Core Cayman Fund, Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Dec 13, 2024 ↗ (Dec 13, 2024)
Form D/A (later) · Dec 12, 2025 ↗ (Dec 12, 2025)
Two Sigma World Core Cayman Fund, Ltd. — PartnerFacts page ↗ (Dec 12, 2025)

Note · Oct 11, 2024 – Oct 10, 2025

Minimum investment changed between filings — Two Sigma Active Extension U.S. All Cap Equity Cayman Fund, Ltd.

The Oct 11, 2024 filing lists a minimum of $1,000,000; the Oct 10, 2025 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Oct 11, 2024 ↗Form D/A (later) · Oct 10, 2025 ↗Two Sigma Active Extension U.S. All Cap Equity Cayman Fund, Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Oct 11, 2024 ↗ (Oct 11, 2024)
Form D/A (later) · Oct 10, 2025 ↗ (Oct 10, 2025)
Two Sigma Active Extension U.S. All Cap Equity Cayman Fund, Ltd. — PartnerFacts page ↗ (Oct 9, 2026)

Note · Aug 9, 2024 – Aug 8, 2025

Minimum investment changed between filings — Two Sigma Risk Premia Cayman Fund, Ltd.

The Aug 9, 2024 filing lists a minimum of $1,000,000; the Aug 8, 2025 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 9, 2024 ↗Form D/A (later) · Aug 8, 2025 ↗Two Sigma Risk Premia Cayman Fund, Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Aug 9, 2024 ↗ (Aug 9, 2024)
Form D/A (later) · Aug 8, 2025 ↗ (Aug 8, 2025)
Two Sigma Risk Premia Cayman Fund, Ltd. — PartnerFacts page ↗ (Aug 7, 2026)

Note · Aug 9, 2024 – Aug 8, 2025

Minimum investment changed between filings — Two Sigma Active Extension U.S. All Cap Equity Beta Adjusted Cayman Fund, Ltd.

The Aug 9, 2024 filing lists a minimum of $1,000,000; the Aug 8, 2025 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 9, 2024 ↗Form D/A (later) · Aug 8, 2025 ↗Two Sigma Active Extension U.S. All Cap Equity Beta Adjusted Cayman Fund, Ltd. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Aug 9, 2024 ↗ (Aug 9, 2024)
Form D/A (later) · Aug 8, 2025 ↗ (Aug 8, 2025)
Two Sigma Active Extension U.S. All Cap Equity Beta Adjusted Cayman Fund, Ltd. — PartnerFacts page ↗ (Aug 7, 2026)

Note · Jun 2, 2020 – Jan 14, 2021

James Keyes is written 3 different ways on the filings

listed as "James Michael Keyes" on 66 filings (from Jun 2, 2020), and "James Keyes" on 176 filings (from Jun 29, 2020), and "James M Keyes" on 8 filings (from Jan 14, 2021).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Jun 2, 2020 ↗Form D · Jun 29, 2020 ↗Form D/A · Jan 14, 2021 ↗James Keyes — PartnerFacts page ↗

Sources

Form D/A · Jun 2, 2020 ↗ (Jun 2, 2020)
Form D · Jun 29, 2020 ↗ (Jun 29, 2020)
Form D/A · Jan 14, 2021 ↗ (Jan 14, 2021)
James Keyes — PartnerFacts page ↗

Note · Oct 27, 2020 – Apr 24, 2025

Reported net asset value range changed between filings — Medallion International Ltd.

"$5,000,001 - $25,000,000" (Oct 27, 2020); then "$25,000,001 - $50,000,000" (Oct 21, 2022); then "Over $100,000,000" (Apr 24, 2025).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Oct 27, 2020 ↗Form D/A · Oct 21, 2022 ↗Form D/A · Apr 24, 2025 ↗Medallion International Ltd. — PartnerFacts page ↗

Sources

Form D/A · Oct 27, 2020 ↗ (Oct 27, 2020)
Form D/A · Oct 21, 2022 ↗ (Oct 21, 2022)
Form D/A · Apr 24, 2025 ↗ (Apr 24, 2025)
Medallion International Ltd. — PartnerFacts page ↗ (Jul 16, 2026)

Note · Apr 24, 2026

Same name, different state: "James Michael Keyes" (Y7) is a separate record

This page covers filings where the address state is E9 or D0 or X0 or MA or V8. A separate record, "James Michael Keyes" with address state Y7, is listed on 1 filing — most recently by CLUNY HILL INVESTMENTS Ltd (Apr 24, 2026). Both records have filings in the same period (Apr 24, 2026).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Michael Keyes (Y7) — PartnerFacts page ↗Form D · Apr 24, 2026 ↗CLUNY HILL INVESTMENTS Ltd — PartnerFacts page ↗James Keyes (E9,D0,X0,MA,V8) — this page ↗

Sources

James Michael Keyes (Y7) — PartnerFacts page ↗ (Apr 24, 2026)
Form D · Apr 24, 2026 ↗ (Apr 24, 2026)
CLUNY HILL INVESTMENTS Ltd — PartnerFacts page ↗ (Apr 24, 2026)
James Keyes (E9,D0,X0,MA,V8) — this page ↗ (Oct 21, 2026)

Note · Jul 17, 2012 – Jan 10, 2022

Same name, different state: "James Keyes" (TX) is a separate record

This page covers filings where the address state is E9 or D0 or X0 or MA or V8. A separate record, "James Keyes" with address state TX, is listed on 48 filings — most recently by HAYMAN HONG KONG OPPORTUNITIES OFFSHORE FUND LP (Jan 10, 2022). Both records have filings in the same period (Jul 17, 2012 to Jan 10, 2022).

James Keyes (TX) — PartnerFacts page ↗Form D/A · Jan 10, 2022 ↗HAYMAN HONG KONG OPPORTUNITIES OFFSHORE FUND LP — PartnerFacts page ↗James Keyes (E9,D0,X0,MA,V8) — this page ↗

Sources

James Keyes (TX) — PartnerFacts page ↗ (Jan 10, 2022)
Form D/A · Jan 10, 2022 ↗ (Jan 10, 2022)
HAYMAN HONG KONG OPPORTUNITIES OFFSHORE FUND LP — PartnerFacts page ↗ (Jan 7, 2026)
James Keyes (E9,D0,X0,MA,V8) — this page ↗ (Oct 21, 2026)

Note · Sep 11, 2020 – Sep 10, 2024

5 address changes between filings

Address moved from Hamilton, Bermuda (as filed: D0) to Princeton, NJ — Edgestream Nias Fund, Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — Two Sigma China Core Equity Cayman Fund, Ltd. · Address moved from Hamilton, Bermuda (as filed: D0) to London, United Kingdom (as filed: X0) — Mulvaney Global Markets Fund, Ltd. · Address moved from New York, NY to Hamilton, Bermuda (as filed: D0) — SCOPIA PX INTERNATIONAL LTD · Address moved from New York, NY to Hamilton, Bermuda (as filed: D0) — SCOPIA INTERNATIONAL LTD

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Sep 7, 2023 ↗Form D/A · Sep 10, 2024 ↗Edgestream Nias Fund, Ltd. — PartnerFacts page ↗Form D/A · Apr 8, 2022 ↗

Sources

Form D/A · Sep 7, 2023 ↗ (Sep 7, 2023)
Form D/A · Sep 10, 2024 ↗ (Sep 10, 2024)
Edgestream Nias Fund, Ltd. — PartnerFacts page ↗ (Sep 9, 2026)
Form D/A · Apr 8, 2022 ↗ (Apr 8, 2022)
Form D/A · Apr 7, 2023 ↗ (Apr 7, 2023)
Two Sigma China Core Equity Cayman Fund, Ltd. — PartnerFacts page ↗ (Jan 28, 2026)
Form D/A · Dec 4, 2020 ↗ (Dec 4, 2020)
Form D/A · Dec 3, 2021 ↗ (Dec 3, 2021)

Note · Jun 2, 2020 – Oct 21, 2026

James Keyes is listed with 2 different address states: D0, E9

Bermuda (as filed: D0) on 187 filings (Jun 2, 2020 to Oct 21, 2026); Cayman Islands (as filed: E9) on 63 filings (Aug 10, 2020 to Jan 28, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Jun 2, 2020 ↗Form D/A · Aug 10, 2020 ↗

Sources

Form D/A · Jun 2, 2020 ↗ (Jun 2, 2020)
Form D/A · Aug 10, 2020 ↗ (Aug 10, 2020)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 930 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

12 of 148 offerings report sales commissions totalling $5,311,401; 2 report finder's fees totalling $501,000; 1 reports proceeds to related persons totalling $28,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Oct 21, 2026 D File 021-602071	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 15, 2026 D File 021-601408	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 9, 2026 D/A File 021-185524	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 23, 2026 D/A File 021-84401	$0	$0	$0 (est.) The terms of the incentive and management fees are fully described in the Issuer's Confidential Private Placement Memorandum.	None listed on this filing	EDGAR ↗
Sep 23, 2026 D/A File 021-283167	$0 (est.)	$0 (est.)	$0 (est.) EOM Management Ltd. and/or its affiliates receive management and incentive fees, as described in the Issuer's Private Placement Memorandum.	FNEX Capital, LLC BrokerCheck CRD 166316 ↗ via FNEX Capital, LLC (CRD 166316 ↗)	EDGAR ↗
Sep 21, 2026 D/A File 021-65876	$584,055 (est.)	$0	$28,000 (est.) Directors fees paid to the Issuer's Directions (with the exception of Peter Carney who is not compensated as a director).	Uhlmann Price Securities, LLC BrokerCheck CRD 42854 ↗ via Uhlmann Price Securities, LLC (CRD 42854 ↗) Citigroup Global Markets Inc. BrokerCheck CRD 7059 ↗ via Citigroup Global Markets Inc. (CRD 7059 ↗) Wells Fargo Advisors Financial Network LLC BrokerCheck CRD 11025 ↗ via Wells Fargo Advisors Financial Network LLC (CRD 11025 ↗) Morgan Stanley BrokerCheck CRD 149777 ↗ via Morgan Stanley (CRD 149777 ↗)	EDGAR ↗
Sep 9, 2026 D/A File 021-145026	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 28, 2026 D/A File 021-128519	$3,000,000 (est.)	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	UBS Financial Services Inc. BrokerCheck CRD 000008174 ↗ J.P. Morgan Securities LLC BrokerCheck CRD 000000079 ↗	EDGAR ↗
Aug 7, 2026 D/A File 021-182648	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 7, 2026 D/A File 021-245794	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 7, 2026 D/A File 021-245795	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 7, 2026 D/A File 021-245799	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 16, 2026 D/A File 021-186159	$0	$0	$0	None listed on this filing	EDGAR ↗
May 29, 2026 D/A File 021-312328	$7,312 (est.)	$0	$0	Christopher Scott Adey BrokerCheck CRD 3159209 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗) John Furey BrokerCheck CRD 5176201 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗)	EDGAR ↗
May 29, 2026 D/A File 021-312322	$0	$0	$0	Christopher Scott Adey BrokerCheck CRD 3159209 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗) John Furey BrokerCheck CRD 5176201 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗)	EDGAR ↗
May 29, 2026 D/A File 021-318828	$0	$0	$0	Christopher Scott Adey BrokerCheck CRD 3159209 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗) John Furey BrokerCheck CRD 5176201 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗)	EDGAR ↗
May 29, 2026 D/A File 021-318843	$0	$0	$0	Christopher Scott Adey BrokerCheck CRD 3159209 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗) John Furey BrokerCheck CRD 5176201 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗)	EDGAR ↗
May 29, 2026 D/A File 021-340373	$0	$0	$0	Christopher Scott Adey BrokerCheck CRD 3159209 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗) John Furey BrokerCheck CRD 5176201 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗)	EDGAR ↗
May 29, 2026 D/A File 021-340367	$0	$0	$0	Christopher Scott Adey BrokerCheck CRD 3159209 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗) John Furey BrokerCheck CRD 5176201 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗)	EDGAR ↗
May 29, 2026 D/A File 021-340410	$0	$0	$0	Christopher Scott Adey BrokerCheck CRD 3159209 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗) John Furey BrokerCheck CRD 5176201 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗)	EDGAR ↗
May 29, 2026 D/A File 021-340393	$0	$0	$0	Christopher Scott Adey BrokerCheck CRD 3159209 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗) John Furey BrokerCheck CRD 5176201 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗)	EDGAR ↗
May 29, 2026 D/A File 021-434663	$0	$0	$0	Christopher Scott Adey BrokerCheck CRD 3159209 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗) John Furey BrokerCheck CRD 5176201 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗)	EDGAR ↗
Mar 11, 2026 D/A File 021-53167	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 20, 2026 D/A File 021-129731	$598,227 (est.)	$0 (est.)	$0 (est.) The Investment Manager is paid customary management fees and non-affiliated directors are paid customary directors' fees.	EATON PARTNERS, LLC BrokerCheck CRD 000031170 ↗ TGP SECURITIES, INC. BrokerCheck CRD 000159008 ↗ via Richard Landsberger (CRD 000871581 ↗) HOLLISTER ASSOCIATES, LLC BrokerCheck CRD 000173366 ↗ EUROLINK SECURITIES LLC BrokerCheck CRD 000165041 ↗	EDGAR ↗
Feb 20, 2026 D/A File 021-434666	$93,602	$0	$0	Christopher Scott Adey BrokerCheck CRD 3159209 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗) John Furey BrokerCheck CRD 5176201 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗)	EDGAR ↗
Feb 18, 2026 D/A File 021-89870-3N	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 18, 2026 D/A File 021-280702	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 17, 2026 D/A File 021-179631	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 17, 2026 D/A File 021-90321	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 17, 2026 D/A File 021-383590	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 28, 2026 D/A File 021-139662	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 28, 2026 D/A File 021-213618	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 28, 2026 D/A File 021-327394	$372,711 (est.)	$0	$0	J.P. Morgan Securities LLC BrokerCheck CRD 000000079 ↗ CITIGROUP GLOBAL MARKETS INC. BrokerCheck CRD 000007059 ↗ CITI PRIVATE ADVISORY, LLC BrokerCheck CRD 000153777 ↗	EDGAR ↗
Jan 28, 2026 D/A File 021-337314	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 12, 2026 D/A File 021-178059	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 19, 2025 D File 021-567600	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 12, 2025 D/A File 021-253097	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 10, 2025 D/A File 021-183986	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 6, 2025 D/A File 021-369833	$0 (est.)	$0 (est.)	$0 (est.) The Investment Manager is paid customary management fees and non-affiliated directors are paid customary directors fees.	EurekaCap Partners, Inc. BrokerCheck CRD 000142248 ↗ Generation Alfa Ltd. no CRD number reported Tangent Capital Partners, LLC BrokerCheck CRD 000146999 ↗ Thomas A. Ducrot BrokerCheck CRD 005387991 ↗ via EUROLINK SECURITIES LLC (CRD 000165041 ↗)	EDGAR ↗
Sep 5, 2025 D/A File 021-81944	$0 (est.)	$0 (est.)	$0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.	None listed on this filing	EDGAR ↗
Sep 5, 2025 D/A File 021-85448	$0 (est.)	$0 (est.)	$0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees.	None listed on this filing	EDGAR ↗
May 30, 2025 D/A File 021-340340	$0	$0	$0	Foreside Fund Services, LLC BrokerCheck CRD 46106 ↗	EDGAR ↗
May 30, 2025 D/A File 021-340347	$0	$0	$0	Foreside Fund Services, LLC BrokerCheck CRD 46106 ↗	EDGAR ↗
Mar 14, 2025 D/A File 021-79551	$0 (est.)	$0 (est.)	$0 (est.) Issuer and Related Persons are not paid a fee in connection with the offering of interests in the Issuer. Certain Related Persons may be paid other fees by the Issuer and/or investors in the Issuer.	None listed on this filing	EDGAR ↗
Mar 14, 2025 D/A File 021-43813	$0 (est.)	$0 (est.)	$0 (est.) Issuer and Related Persons are not paid a fee in connection with the offering of interests in the Issuer. Certain Related Persons may be paid other fees by the Issuer and/or investors in the Issuer.	None listed on this filing	EDGAR ↗
Feb 14, 2025 D/A File 021-173301	$0 (est.)	$0 (est.)	$0 (est.) Issuer and Related Persons are not paid a fee in connection with the offering of interests in the Issuer. Certain Related Persons may be paid other fees by the Issuer and/or investors in the Issuer.	None listed on this filing	EDGAR ↗
Jul 15, 2024 D/A File 021-110797	$0	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	None listed on this filing	EDGAR ↗
Feb 14, 2024 D/A File 021-240559	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 30, 2024 D/A File 021-124573	$0 (est.)	$0 (est.)	$0 (est.)	None listed on this filing	EDGAR ↗
Sep 14, 2023 D/A File 021-134471	$0 (est.)	$0 (est.)	$0 (est.) Issuer and Related Persons are not paid a fee in connection with the offering of interests in the Issuer. Certain Related Persons may be paid other fees by the Issuer and/or investors in the Issuer.	None listed on this filing	EDGAR ↗
Feb 14, 2023 D/A File 021-295845	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 8, 2022 D/A File 021-302044	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 20, 2022 D/A File 021-344670	$0	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	None listed on this filing	EDGAR ↗
Jul 14, 2022 D/A File 021-220996	$0 (est.)	$0 (est.)	$0 (est.) Issuer and Related Persons are not paid a fee in connection with the offering of interests in the Issuer. Certain Related Persons may be paid other fees by the Issuer and/or investors in the Issuer.	None listed on this filing	EDGAR ↗
Jul 14, 2022 D/A File 021-220998	$0 (est.)	$0 (est.)	$0 (est.) Issuer and Related Persons are not paid a fee in connection with the offering of interests in the Issuer. Certain Related Persons may be paid other fees by the Issuer and/or investors in the Issuer.	None listed on this filing	EDGAR ↗
Jun 17, 2022 D/A File 021-258289	$99,671 (est.)	$0 (est.)	$0 (est.) The Investment Manager is paid customary management fees and non-affiliated directors are paid customary directors' fees.	Foreside Fund Services, LLC BrokerCheck CRD 46106 ↗	EDGAR ↗
Oct 27, 2021 D/A File 021-122243	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 29, 2021 D/A File 021-229062	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 16, 2021 D/A File 021-100507	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 18, 2021 D/A File 021-129800	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 25, 2021 D/A File 021-306861	$0	$0	$0 The fund charges a management fee that is described in the fund's offering documents.	None listed on this filing	EDGAR ↗
Aug 7, 2020 D/A File 021-318898	$0	$0	$0	Keith Alan Wosneski BrokerCheck CRD 2562252 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗)	EDGAR ↗
Aug 7, 2020 D/A File 021-318912	$0	$0	$0	Keith Alan Wosneski BrokerCheck CRD 2562252 ↗ via Foreside Fund Services, LLC (CRD 46106 ↗)	EDGAR ↗
May 15, 2020 D/A File 021-286736	$0 (est.)	$0 (est.)	$0 (est.) Issuer and Related Persons are not paid a fee in connection with the offering of interests in the Issuer. Certain Related Persons may be paid other fees by the Issuer and/or investors in the Issuer.	None listed on this filing	EDGAR ↗
Apr 16, 2020 D/A File 021-285044	$4,687	$0	$0	None listed on this filing	EDGAR ↗
Mar 2, 2020 D/A File 021-71650	$193,000 (est.)	$0	$0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering including management fees, the amounts of which cannot be estimated at this time.	None no CRD number reported via Fidelity Brokerage Services LLC (CRD 7784 ↗) None no CRD number reported via Fidelity Investments Canada ULC	EDGAR ↗
Jan 16, 2020 D/A File 021-303346	$0 (est.)	$0 (est.)	$0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.	None listed on this filing	EDGAR ↗
Jan 13, 2020 D/A File 021-171511	$0 (est.)	$0 (est.)	$0 (est.) Issuer and Related Persons are not paid a fee in connection with the offering of interests in the Issuer. Certain Related Persons may be paid other fees by the Issuer and/or investors in the Issuer.	None listed on this filing	EDGAR ↗
Mar 15, 2019 D/A File 021-215495	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 17, 2019 D/A File 021-278276	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 7, 2018 D/A File 021-177007	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 7, 2018 D/A File 021-177008	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 9, 2018 D File 021-318869	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 9, 2018 D File 021-318882	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 6, 2018 D/A File 021-199680	$0 (est.)	$0 (est.)	$0 (est.) Issuer and Related Persons are not paid a fee in connection with the offering of interests in the Issuer. Certain Related Persons may be paid other fees by the Issuer and/or investors in the Issuer.	None listed on this filing	EDGAR ↗
Jul 3, 2018 D/A File 021-290680	$0	$0	$0 Shares in the Issuer are subject to performance allocations and management fees, which are disclosed in the Issuer's confidential offering documents.	None listed on this filing	EDGAR ↗
Jun 27, 2018 D/A File 021-198611	$0	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	None listed on this filing	EDGAR ↗
Mar 2, 2018 D/A File 021-173997	$0	$0	$0 (est.) Pomelo Capital LLC, the Investment Manager of the Issuer, which is principally owned by Mr. Rosenstrach, is entitled to receive an annual Management fee equal to a specified percentage of the Issuer's assets under management.	None listed on this filing	EDGAR ↗
Jan 12, 2018 D/A File 021-210120	$0	$0	$0 (est.) The Investment Manager is paid customary management fees and non-affiliated Directors are paid customary directors' fees, as provided in the Issuer's offering documents.	None listed on this filing	EDGAR ↗
Jul 18, 2017 D/A File 021-88661	$0	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	None listed on this filing	EDGAR ↗
Jan 20, 2017 D/A File 021-40981	$0 (est.)	$0 (est.)	$0 The investment manager is compensated for services provided to the issuer as more fully described in the issuer's offering documents.	Christopher E. Engel BrokerCheck CRD 1495822 ↗ via Martel Capital, LLC (CRD 159049 ↗) Lee W. Gladden BrokerCheck CRD 1821821 ↗ via Sword Securities LLC (CRD 32244 ↗)	EDGAR ↗
Nov 15, 2016 D/A File 021-170086	$196,253 (est.)	$0	$0	Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗ via Morgan Stanley Smith Barney (CRD 149777 ↗)	EDGAR ↗
Aug 25, 2016 D/A File 021-109046	$0	$0	$0 The Investment Manager, who may have a relationship with one or more of the directors is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.	None listed on this filing	EDGAR ↗
Aug 19, 2016 D/A File 021-201748	$0	$0	$0 The investment manager is compensated for services provided to the issuer as more fully described in the issuer's offering documents.	None listed on this filing	EDGAR ↗
Jul 18, 2016 D/A File 021-150061	$0	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	None listed on this filing	EDGAR ↗
May 6, 2016 D/A File 021-184014	$0	$0	$0 The Investment Manager, who is one of the directors is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.	None listed on this filing	EDGAR ↗
Apr 15, 2016 D/A File 021-176739	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 18, 2016 D/A File 021-211724	$0	$0	$0 The investment manager is compensated for services provided to the issuer as more fully described in the issuer's offering documents.	None listed on this filing	EDGAR ↗
Feb 16, 2016 D/A File 021-173900	$0 (est.)	$0 (est.)	$0 (est.) Issuer and Related Persons are not paid a fee in connection with the offering of interests in the Issuer. Certain Related Persons may be paid other fees by the Issuer and/or investors in the Issuer, as fully described in the Issuer's offering documents.	None listed on this filing	EDGAR ↗
Feb 5, 2016 D/A File 021-120179	$0	$0	$0 Customary advisory fees are paid by the Issuer to the Management Administrator as provided for in the Issuer's offering materials.	None listed on this filing	EDGAR ↗
Jan 13, 2016 D File 021-255076	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 17, 2015 D/A File 021-214211	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 2, 2015 D File 021-252290	$0	$0	$0 The issuer charges a management fee that is described in the issuer's governing documents.	None listed on this filing	EDGAR ↗
Oct 13, 2015 D/A File 021-223555	$11,105 (est.)	$0	$0 "The investment manager (""IM"") is entitled to a management fee and a performance allocation, terms of which are discussed in the Issuer's confidential offering materials. Directors unaffiliated with IM receive an annual fee for services to the Issuer."	Far Hills Group LLC BrokerCheck CRD 32243 ↗	EDGAR ↗
Mar 10, 2015 D/A File 021-124498	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Feb 12, 2015 D/A File 021-173302	$0	$0	$0 (est.) The Issuer, nor Related Persons are paid a fee in connection with the offering of interests in the Issuer. Certain Related Persons may be paid other fees by the Issuer and/or investors in the Issuer, as fully described in the Issuer's offering documents.	None listed on this filing	EDGAR ↗
Jan 12, 2015 D File 021-231962	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 31, 2014 D/A File 021-144382	$0	$0	$0 (est.) Customary advisory fees and operation fees are paid by the Issuer to the Investment Manager and Operations Manager (as applicable)as provided for in the Issuer's offering materials.	None listed on this filing	EDGAR ↗
Oct 20, 2014 D/A File 021-171093	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 29, 2014 D/A File 021-135422	$0	$0	$0 The fund charges a management fee that is described in the fund's offering documents.	None listed on this filing	EDGAR ↗
Aug 29, 2014 D/A File 021-147045	$0	$0	$0 The fund charges a management fee that is described in the fund's offering documents.	None listed on this filing	EDGAR ↗
Jul 10, 2014 D/A File 021-162441	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 10, 2014 D/A File 021-162443	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 10, 2014 D/A File 021-162447	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 25, 2014 D File 021-212447	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 12, 2014 D/A File 021-171402	$0	$0	$0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such payments cannot be estimated at this time.	None listed on this filing	EDGAR ↗
Jan 15, 2014 D File 021-210114	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 12, 2013 D/A File 021-157961	$0	$0	$0 (est.) General Partner and its affiliates receive fees and other compensation calculated as a percentage of net assets and annual profits.	None listed on this filing	EDGAR ↗
Oct 31, 2013 D File 021-205585	$0	$0	$0 (est.) Customary advisory fees and operation fees are paid by the Issuer to the Investment Manager and Operations Manager (as applicable) as provided for in the Issuer's offering materials.	None listed on this filing	EDGAR ↗
Oct 23, 2013 D File 021-205132	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 29, 2013 D/A File 021-183957	$0	$0	$0 The Investment Manager, who may have a relationship with one or more of the directors is entitled to receive an annual management fee in an amount equal to a specific percentage of assets under management.	None listed on this filing	EDGAR ↗
Jun 25, 2013 D/A File 021-143999	$0	$0	$0 The fund charges a management fee that is described in the fund's governing documents.	None listed on this filing	EDGAR ↗
Jun 7, 2013 D File 021-197635	$0	$0	$0	None listed on this filing	EDGAR ↗
May 8, 2013 D File 021-196133	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 9, 2013 D File 021-194672	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 15, 2013 D/A File 021-79328	$0 (est.)	$0 (est.)	$0 (est.) The Issuer, nor Related Persons are paid a fee in connection with the offering of interests in the Issuer. Certain Related Persons may be paid other fees by the Issuer and/or investors in the Issuer, as fully described in the Issuer's offering documents.	J.P. Morgan Securities Inc. BrokerCheck CRD 79 ↗	EDGAR ↗
Mar 12, 2013 D File 021-193105	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 11, 2013 D File 021-191604	$0	$0	$0	None listed on this filing	EDGAR ↗
Feb 7, 2013 D/A File 021-155592	$0	$0	$0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.	None listed on this filing	EDGAR ↗
Jan 10, 2013 D File 021-189882	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 13, 2012 D File 021-188301	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 8, 2012 D File 021-186697	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 16, 2012 D/A File 021-82521	$0	$0	$0 (est.) Customary advisory and operations fees are paid by the Issuer to the Investment Manager and Operations Manager (as applicable), as provided for in the Issuer's offering materials.	None listed on this filing	EDGAR ↗
Oct 16, 2012 D/A File 021-116138	$0	$0	$0 Customary advisory and operations fees are paid by the issuer to the Investment Manager and Operations Manager (as applicable), as provided for in the Issuer's offering materials.	None listed on this filing	EDGAR ↗
Oct 9, 2012 D File 021-185149	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 11, 2012 D/A File 021-135401	$0	$0	$0 Customary advisory fees are paid by the Issuer to the Manager as provided for in the Issuer's offering materials.	None listed on this filing	EDGAR ↗
Sep 7, 2012 D File 021-183772	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 21, 2012 D/A File 021-146015	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Aug 15, 2012 D/A File 021-181193	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 15, 2012 D File 021-182747	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 10, 2012 D/A File 021-164179	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 14, 2012 D File 021-179739	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 7, 2012 D/A File 021-143175	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Apr 19, 2012 D/A File 021-133607	$0	$350,000 (est.)	$0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.	None no CRD number reported via Hunthill Capital LLC (CRD 130604 ↗)	EDGAR ↗
Apr 19, 2012 D/A File 021-94374	$0	$0	$0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.	N/A no CRD number reported via Hunthill Capital LLC (CRD 130604 ↗)	EDGAR ↗
Apr 19, 2012 D/A File 021-129366	$0	$151,000 (est.)	$0 Customary advisory fees are paid by the Issuer to the Investment Manager as provided for in the Issuer's offering materials.	N/A no CRD number reported via Hunthill Capital LLC (CRD 130604 ↗)	EDGAR ↗
Mar 15, 2012 D/A File 021-78648	$0 (est.)	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Dec 29, 2011 D/A File 021-108301	$0	$0	$0	Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ Alternative Asset Investment Management Securities, LLC BrokerCheck CRD 15131 ↗	EDGAR ↗
Dec 29, 2011 D File 021-170901	$0	$0	$0	Frontier Solutions, LLC BrokerCheck CRD 136102 ↗ Alternative Asset Investment Management, LLC BrokerCheck CRD 15131 ↗	EDGAR ↗
Dec 1, 2011 D File 021-169453	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 20, 2011 D File 021-158674	$0	$0	$0	Fidequity Inc. BrokerCheck CRD 150695 ↗	EDGAR ↗
Mar 16, 2011 D/A File 021-129620	$0 (est.)	$0 (est.)	$0 (est.)	Christopher E. Engel BrokerCheck CRD 1495822 ↗ via Sword Securities Corporation (CRD 32244 ↗) LEE W. GLADDEN BrokerCheck CRD 1821821 ↗ via Sword Securities Corporation (CRD 32244 ↗) William H. Sword Jr. BrokerCheck CRD 827784 ↗ via Sword Securities Corporation (CRD 32244 ↗)	EDGAR ↗
Mar 15, 2011 D/A File 021-112813	$150,778	$0	$0	David Hansen BrokerCheck CRD 709328 ↗ via Growth Capital Services, Inc. (CRD 124658 ↗) Wilma J. Engel BrokerCheck CRD 135918 ↗	EDGAR ↗
Feb 16, 2011 D/A File 021-129453	$0	$0	$0 (est.) Customary advisory and operations fees are paid by the Issuer to the Investment Manager and Operations Manager (as applicable), as provided for in the Issuer's offering materials.	None listed on this filing	EDGAR ↗
Nov 3, 2010 D File 021-149986	$0	$0	$0 (est.) Sorrell Capital LLP and its affiliates receive customary management fees (based on net asset value) and performance fees and / or allocations based on limited partners' investments in the Issuer.	None listed on this filing	EDGAR ↗
Mar 9, 2010 D/A File 021-109571	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 9, 2010 D/A File 021-128881	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 18, 2009 D File 021-136246	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 127

Every issuer that named James Keyes on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund

Two Sigma Neptune Enhanced Cayman Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 21, 2026

Oct 21, 2026 · D · $500,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $500K from 1 investor as of the latest filing. James is listed as director.

James Keyes

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: HECHINGER INVESTMENT COMPANY OF DELAWARE v. KEENS SERVICES, INC. — filed May 23, 2001

Investor count went down between filings — Barnegat Investments Ltd

Paid seller listed without a CRD number: Generation Alfa Ltd. — Welton Advantage Fund Ltd

Form D filed 81 days after the first sale — Two Sigma Neptune Enhanced Cayman Fund, Ltd.

Form D filed 18 days after the first sale — Two Sigma Aurora Cayman Fund, Ltd.

No amendment in the last 12 months on an offering that may still be open — SCOPIA PX INTERNATIONAL LTD (latest filing Sep 5, 2025)

No amendment in the last 12 months on an offering that may still be open — SCOPIA INTERNATIONAL LTD (latest filing Sep 5, 2025)

Minimum investment changed between filings — Two Sigma Mercury Cayman Fund, Ltd.

Minimum investment changed between filings — Two Sigma China Core Equity Cayman Fund, Ltd.

Minimum investment changed between filings — Two Sigma Compass Enhanced Cayman Fund, Ltd.

Minimum investment changed between filings — Two Sigma Spectrum Cayman Fund, Ltd.

Minimum investment changed between filings — Two Sigma World Core Cayman Fund, Ltd.

Minimum investment changed between filings — Two Sigma Active Extension U.S. All Cap Equity Cayman Fund, Ltd.

Minimum investment changed between filings — Two Sigma Risk Premia Cayman Fund, Ltd.

Minimum investment changed between filings — Two Sigma Active Extension U.S. All Cap Equity Beta Adjusted Cayman Fund, Ltd.

James Keyes is written 3 different ways on the filings

Reported net asset value range changed between filings — Medallion International Ltd.

Same name, different state: "James Michael Keyes" (Y7) is a separate record

Same name, different state: "James Keyes" (TX) is a separate record

5 address changes between filings

James Keyes is listed with 2 different address states: D0, E9

5. Money to insiders

Deals 127

People around James 40

The team behind the deals