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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:57 AM ET

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James Vernon

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9), Jersey (as filed: Y9), United Kingdom (as filed: X0) · Mar 13, 2009 → Oct 6, 2026

69deals (issuers)
$65.85Breported sold
9,319investors
321Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: Oct 24, 2026, 2:33 AM ET

The short version

James Vernon is listed as an executive officer and director on 321 SEC Form D filings by 69 issuers between Mar 2009 and Oct 2026. Largest by amount reported sold: BREVAN HOWARD FUND LTD (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2025; $27.05B reported sold to 2,826 investors), BREVAN HOWARD LP (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2009–2025; $8.55B reported sold to 1,299 investors), Brevan Howard Alpha Strategies Fund, L.P. (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2018–2026; $3.72B reported sold to 1,406 investors), Brevan Howard Alpha Strategies Fund Ltd (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2018–2026; $2.97B reported sold to 575 investors), BREVAN HOWARD ASIA FUND LTD (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2012–2019; $2.88B reported sold to 349 investors) and 64 more (all listed below).

What this means That is a lot of deals — 69 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $65.85B sold in total.

Listed alongside Brevan Howard Capital Management Limited (297 shared filings, management entity), Karla Bodden (295 shared filings), Philippe Lespinard (290 shared filings), Risto Silander (285 shared filings), Phil Schmitt (284 shared filings) and 29 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

67 of the issuers belong to the sponsor group Brevan Howard (95 issuers, $49.76B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Brevan Howard has 95 companies on file and $49.76B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 7 court cases matching the name, 19 bankruptcy cases matching the name listed in Key records below.

What this means 26 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 321 public filings for James Vernon and found 11 differences, 2 worth asking the sponsor about: Amount sold went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Vernon has not run yet — it is #5,960 of 44,106 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

7 cases: 7 closed (disposition not in docket feed)

United States v. Vernon, James closed
District Court, W.D. Wisconsin · No. 3:14-cr-00066 · Filed Jun 5, 2014 · Closed Nov 25, 2014
Role of Vernon, James: Defendant · Outcome: Terminated 2014-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in WI (not a filing state); criminal docket
United States v. Vernon, James closed
District Court, W.D. Wisconsin · No. 3:14-cr-00066 · Filed Jun 5, 2014 · Closed Nov 25, 2014
Role of Vernon, James: Defendant · Outcome: Terminated 2014-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in WI (not a filing state); criminal docket
United States v. JAMES, VERNON, JR closed
District Court, Virgin Islands · No. 1:07-cr-00048 · Filed Jul 16, 2007 · Closed Jul 2, 2008
Role of JAMES, VERNON, JR: Defendant · Outcome: Terminated 2008-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in VI (not a filing state); criminal docket
United States v. JAMES, VERNON, JR closed
District Court, Virgin Islands · No. 1:07-cr-00048 · Filed Jul 16, 2007 · Closed Jul 2, 2008
Role of JAMES, VERNON, JR: Defendant · Outcome: Terminated 2008-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in VI (not a filing state); criminal docket
United States v. JAMES, VERNON, JR closed
District Court, Virgin Islands · No. 1:07-cr-00009 · Filed Feb 20, 2007 · Closed Apr 24, 2009
Role of JAMES, VERNON, JR: Defendant · Outcome: Terminated 2009-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in VI (not a filing state); criminal docket
United States v. JAMES, VERNON, JR closed
District Court, Virgin Islands · No. 1:07-cr-00009 · Filed Feb 20, 2007 · Closed Apr 24, 2009
Role of JAMES, VERNON, JR: Defendant · Outcome: Terminated 2009-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in VI (not a filing state); criminal docket
In Re James M. Vernon closed
District Court, E.D. California · No. 2:06-cv-01358 · Filed Jun 19, 2006 · Closed Oct 2, 2006 · Nature of suit: Bankruptcy Appeal (801) · Cause: 28:0158 Notice of Appeal re Bankruptcy Matter (BAP)
Role of James M. Vernon: Party · Outcome: Terminated 2006-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in CA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (checked Oct 24, 2026) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 24, 2026, 2:33 AM ET.

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

19 cases: 19 closed (disposition not in docket feed)

Carolyn Dyson and James L. Vernon, Sr. closed
United States Bankruptcy Court, E.D. Louisiana · No. 21-10136 · Filed Feb 1, 2021 · Closed Dec 1, 2021
Role of Carolyn Dyson and James L. Vernon, Sr.: Debtor · Outcome: Case closed 2021-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in LA (not a filing state)
James Vernon closed
United States Bankruptcy Court, S.D. Alabama · No. 15-03541 · Filed Oct 27, 2015 · Closed Mar 7, 2016
Role of James Vernon: Debtor · Outcome: Case closed 2016-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in AL (not a filing state)
James Vernon closed
United States Bankruptcy Court, C.D. California · No. 2:11-bk-13139 · Filed Jan 25, 2011 · Closed Jun 29, 2011
Role of James Vernon: Debtor · Outcome: Case closed 2011-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in CA (not a filing state)
JAMES VERNON and ERLINDA VERNON closed
United States Bankruptcy Court, D. Nevada · No. 08-13273 · Filed Apr 7, 2008 · Closed Feb 12, 2014
Role of JAMES VERNON and ERLINDA VERNON: Debtor · Outcome: Case closed 2014-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in NV (not a filing state)
James E. Vernon closed
United States Bankruptcy Court, S.D. Ohio · No. 3:06-bk-30105 · Filed Jan 21, 2006 · Closed Jul 31, 2006
Role of James E. Vernon: Debtor · Outcome: Case closed 2006-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in OH (not a filing state)
James L Vernon and Jeannetta D Vernon closed
United States Bankruptcy Court, W.D. Oklahoma · No. 05-29708 · Filed Oct 14, 2005 · Closed Jul 13, 2006
Role of James L Vernon and Jeannetta D Vernon: Debtor · Outcome: Case closed 2006-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in OK (not a filing state)
James M. Vernon and Kari B. Vernon closed
United States Bankruptcy Court, E.D. Missouri · No. 05-57377 · Filed Oct 12, 2005 · Closed May 14, 2007
Role of James M. Vernon and Kari B. Vernon: Debtor · Outcome: Case closed 2007-05-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in MO (not a filing state)
James C. Vernon and Johnnie M. Vernon closed
United States Bankruptcy Court, W.D. Tennessee · No. 05-29126 · Filed Jun 20, 2005 · Closed Feb 9, 2006
Role of James C. Vernon and Johnnie M. Vernon: Debtor · Outcome: Case closed 2006-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in TN (not a filing state)
James W. Vernon and Lorna G. Vernon closed
United States Bankruptcy Court, E.D. California · No. 03-14363 · Filed May 7, 2003 · Closed Aug 22, 2003
Role of James W. Vernon and Lorna G. Vernon: Debtor · Outcome: Case closed 2003-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in CA (not a filing state)
JAMES VERNON closed
United States Bankruptcy Court, N.D. Alabama · No. 03-01621 · Filed Feb 21, 2003 · Closed Jun 13, 2003
Role of JAMES VERNON: Debtor · Outcome: Case closed 2003-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in AL (not a filing state)
James G. Vernon and Michele A. Vernon closed
United States Bankruptcy Court, D. Maine · No. 00-11963 · Filed Nov 15, 2000 · Closed Aug 22, 2002
Role of James G. Vernon and Michele A. Vernon: Debtor · Outcome: Case closed 2002-08-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in ME (not a filing state)
James E. Vernon closed
United States Bankruptcy Court, E.D. California · No. 00-92947 · Filed Aug 2, 2000 · Closed Nov 14, 2000
Role of James E. Vernon: Debtor · Outcome: Case closed 2000-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in CA (not a filing state)
James L. Vernon closed
United States Bankruptcy Court, N.D. Mississippi · No. 98-11864 · Filed Apr 15, 1998 · Closed Aug 6, 1998
Role of James L. Vernon: Debtor · Outcome: Case closed 1998-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in MS (not a filing state)
James C. Vernon and Johnnie M. Vernon closed
United States Bankruptcy Court, W.D. Tennessee · No. 97-36988 · Filed Nov 20, 1997 · Closed May 5, 1998
Role of James C. Vernon and Johnnie M. Vernon: Debtor · Outcome: Case closed 1998-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in TN (not a filing state)
James Vernon, Jr. closed
United States Bankruptcy Court, N.D. Ohio · No. 97-17154 · Filed Oct 15, 1997 · Closed Sep 29, 2000
Role of James Vernon, Jr.: Debtor · Outcome: Case closed 2000-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in OH (not a filing state)
James W. Vernon closed
United States Bankruptcy Court, C.D. California · No. 8:97-bk-16831 · Filed May 5, 1997 · Closed Sep 25, 1997
Role of James W. Vernon: Debtor · Outcome: Case closed 1997-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in CA (not a filing state)
James R. Vernon and Rachel H. Vernon closed
United States Bankruptcy Court, E.D. Virginia · No. 92-22599 · Filed Apr 29, 1992 · Closed Aug 27, 1992
Role of James R. Vernon and Rachel H. Vernon: Debtor · Outcome: Case closed 1992-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in VA (not a filing state)
JAMES A. E. VERNON and TONYA S. VERNON closed
United States Bankruptcy Court, S.D. Mississippi · No. 91-02882 · Filed Jul 31, 1991 · Closed Dec 20, 1991
Role of JAMES A. E. VERNON and TONYA S. VERNON: Debtor · Outcome: Case closed 1991-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in MS (not a filing state)
JAMES H. VERNON and JAMES H. VERNON closed
United States Bankruptcy Court, N.D. Alabama · No. 76-93420 · Filed Oct 13, 1976 · Closed Apr 29, 1977
Role of JAMES H. VERNON and JAMES H. VERNON: Debtor · Outcome: Case closed 1977-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 54 federal dockets); court in AL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for James Vernon — 2 worth asking about (compared the newest 50 of 321 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jun 13, 2024 – Dec 5, 2024

Amount sold went down between filings — BREVAN HOWARD LP

The Jun 13, 2024 filing says $8,537,557,421 sold; the Dec 5, 2024 Form D/A says $8,527,570,396 sold — $9,987,025 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jun 13, 2024 ↗Form D/A (later) · Dec 5, 2024 ↗BREVAN HOWARD LP — PartnerFacts page ↗
Sources
Worth asking · Jun 13, 2024 – Dec 5, 2024

Amount sold went down between filings — BREVAN HOWARD FUND LTD

The Jun 13, 2024 filing says $11,127,665,790 sold; the Dec 5, 2024 Form D/A says $11,045,308,875 sold — $82,356,915 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jun 13, 2024 ↗Form D/A (later) · Dec 5, 2024 ↗BREVAN HOWARD FUND LTD — PartnerFacts page ↗
Sources
Note · Sep 1, 2025 – Oct 6, 2025

Form D filed 35 days after the first sale — BH DK Fund Ltd

The filing says the first sale was Sep 1, 2025. The Form D was filed Oct 6, 2025 — 35 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 20 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 6, 2025 ↗BH DK Fund Ltd — PartnerFacts page ↗
Sources
Note · Sep 1, 2025 – Oct 6, 2025

Form D filed 35 days after the first sale — BH DK Fund, L.P.

The filing says the first sale was Sep 1, 2025. The Form D was filed Oct 6, 2025 — 35 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 20 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Oct 6, 2025 ↗BH DK Fund, L.P. — PartnerFacts page ↗
Sources
Note · Jun 19, 2012 – May 16, 2013

James Vernon's role changed at Brevan Howard Multi-Strategy Fund, L.P.: executive officer → director

The Jun 19, 2012 filing lists James Vernon as executive officer; the May 16, 2013 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jun 19, 2012 ↗Form D/A · May 16, 2013 ↗James Vernon — PartnerFacts page ↗Brevan Howard Multi-Strategy Fund, L.P. — PartnerFacts page ↗
Sources
Note · Mar 15, 2010 – Mar 19, 2012

James Vernon's role changed at BREVAN HOWARD LP: executive officer → director

The Mar 15, 2010 filing lists James Vernon as executive officer; the Mar 19, 2012 Form D/A lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Mar 15, 2010 ↗Form D/A · Mar 19, 2012 ↗James Vernon — PartnerFacts page ↗BREVAN HOWARD LP — PartnerFacts page ↗
Sources
Note · Dec 7, 2023 – Dec 5, 2024

Minimum investment changed between filings — Brevan Howard Emerging Markets Multi-Strategy Fund Ltd

The Dec 7, 2023 filing lists a minimum of $100,000; the Dec 5, 2024 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Dec 7, 2023 ↗Form D/A (later) · Dec 5, 2024 ↗Brevan Howard Emerging Markets Multi-Strategy Fund Ltd — PartnerFacts page ↗
Sources
Note · Dec 7, 2023 – Dec 5, 2024

Minimum investment changed between filings — Brevan Howard Emerging Markets Multi-Strategy Fund, L.P.

The Dec 7, 2023 filing lists a minimum of $100,000; the Dec 5, 2024 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Dec 7, 2023 ↗Form D/A (later) · Dec 5, 2024 ↗Brevan Howard Emerging Markets Multi-Strategy Fund, L.P. — PartnerFacts page ↗
Sources
Note · Dec 7, 2023 – Dec 5, 2024

Minimum investment changed between filings — Brevan Howard Emerging Markets Multi-Strategy Fund I Ltd

The Dec 7, 2023 filing lists a minimum of $100,000; the Dec 5, 2024 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Dec 7, 2023 ↗Form D/A (later) · Dec 5, 2024 ↗Brevan Howard Emerging Markets Multi-Strategy Fund I Ltd — PartnerFacts page ↗
Sources
Note · Mar 15, 2010 – Jan 29, 2025

29 address changes between filings

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — Brevan Howard MB Macro Fund Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — Brevan Howard MB Macro Fund, L.P. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — BREVAN HOWARD LP · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — BREVAN HOWARD FUND LTD · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — Brevan Howard Emerging Markets Multi-Strategy Fund Ltd · and 24 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · May 21, 2024 ↗Form D/A · Jan 29, 2025 ↗Brevan Howard MB Macro Fund Ltd. — PartnerFacts page ↗Form D/A · May 21, 2024 ↗
Sources
Note · Mar 13, 2009 – Oct 6, 2026

James Vernon is listed with 2 different address states: E9, Y9

Cayman Islands (as filed: E9) on 173 filings (Mar 13, 2009 to Oct 6, 2026); Jersey (as filed: Y9) on 2 filings (Mar 19, 2012 to Jun 19, 2012).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · Mar 13, 2009 ↗Form D/A · Mar 19, 2012 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 321 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

10 of 70 offerings report sales commissions totalling $11,604,606; 52 report finder's fees totalling $43,130,801; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 6, 2026 D/A
BH DK Fund, L.P.
File 021-559926
$0$0$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Oct 6, 2026 D/A
BH DK Fund Ltd
File 021-559928
$0$0$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Oct 1, 2026 D/A
Brevan Howard FG Macro Fund Ltd
File 021-322187
$0$1,085,183 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Oct 1, 2026 D/A
Brevan Howard FG Macro Fund, L.P.
File 021-322191
$0$1,085,183 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Sep 21, 2026 D/A
Brevan Howard Special Opportunities AC Fund Ltd
File 021-492481
$0$1,085,183 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Sep 9, 2026 D/A
Brevan Howard Digital Asset Multi-Strategy Fund, L.P.
File 021-429911
$0$1,085,183 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Sep 9, 2026 D/A
Brevan Howard Digital Asset Multi-Strategy Fund Ltd
File 021-458099
$0$1,085,183$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Aug 18, 2026 D/A
Brevan Howard Alpha Strategies Fund, L.P.
File 021-320111
$4,471,326$1,085,183 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗		EDGAR ↗
Aug 18, 2026 D/A
Brevan Howard Alpha Strategies Fund Ltd
File 021-320074
$2,035,201 (est.)$1,085,183 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
Citigroup Global Markets, Inc. BrokerCheck CRD 7059 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗		EDGAR ↗
Apr 14, 2026 D
Brevan Howard Macro Venture Onshore Fund, L.P.
File 021-580286
$0$0$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Apr 14, 2026 D
Brevan Howard Macro Venture Offshore Fund, L.P.
File 021-580290
$0$0$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Feb 10, 2026 D
BH Digital Stablecoin Fund SP, a segregated portfolio of BH Digital Co-Investment Platform SPC
File 021-573106
$0$0$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Jan 29, 2026 D/A
Brevan Howard MB Macro Fund, L.P.
File 021-310803
$0$1,073,371 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Jan 29, 2026 D/A
Brevan Howard MB Macro Fund Ltd.
File 021-310812
$0$1,073,371 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Dec 4, 2025 D/A
BREVAN HOWARD FUND LTD
File 021-53716
$1,573,354$1,073,371 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
CAIS Capital LLC BrokerCheck CRD 154512 ↗
Raymond James & Associates, Inc BrokerCheck CRD 705 ↗
Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗		EDGAR ↗
Dec 4, 2025 D/A
BREVAN HOWARD LP
File 021-63101
$1,916,573$1,073,371 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗
Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
CAIS Capital LLC BrokerCheck CRD 154512 ↗
Raymond James & Associates, Inc BrokerCheck CRD 705 ↗
Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗		EDGAR ↗
Dec 4, 2025 D/A
Brevan Howard Multi-Strategy Fund, L.P.
File 021-130873
$200,070$1,073,371 (est.)$0Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
Brevan Howard US LLC BrokerCheck CRD 150662 ↗		EDGAR ↗
Dec 4, 2025 D/A
Brevan Howard Multi-Strategy Fund Ltd
File 021-131905
$0$1,073,371 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗		EDGAR ↗
Dec 4, 2025 D/A
Brevan Howard PT Fund Ltd
File 021-470719
$685,838$1,073,371 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗
Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
CAIS Capital LLC BrokerCheck CRD 154512 ↗		EDGAR ↗
Dec 4, 2025 D/A
Brevan Howard PT Fund, L.P.
File 021-471897
$379,869$1,073,371 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
Morgan Stanley & Co. LLC BrokerCheck CRD 8209 ↗		EDGAR ↗
Dec 4, 2025 D/A
Brevan Howard Emerging Markets Multi-Strategy Fund Ltd
File 021-499017
$0$0$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Dec 4, 2025 D/A
Brevan Howard Emerging Markets Multi-Strategy Fund, L.P.
File 021-499025
$0$1,073,371 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Dec 4, 2025 D/A
Brevan Howard Emerging Markets Multi-Strategy Fund I Ltd
File 021-499026
$0$1,073,371 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Dec 4, 2025 D/A
Brevan Howard Alpha Strategies Fund (Delaware No. 2), L.P.
File 021-504230
$206,142$1,073,371 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗		EDGAR ↗
Dec 4, 2025 D/A
Brevan Howard Alpha Strategies Fund (Cayman No. 2) Ltd
File 021-504235
$62,133$1,073,371 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗		EDGAR ↗
Mar 20, 2024 D/A
Nova Digital Opportunities Fund Ltd
File 021-476334
$0$765,310 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Mar 20, 2024 D/A
Nova Digital Opportunities Fund, L.P.
File 021-476329
$0$765,310 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Dec 7, 2023 D/A
Brevan Howard AS Macro Fund Ltd.
File 021-296299
$0$1,083,375 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Dec 7, 2023 D/A
Brevan Howard AS Macro Fund, L.P.
File 021-296306
$0$1,083,375 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Sep 13, 2023 D/A
Brevan Howard LB Macro Fund, L.P.
File 021-313435
$0$1,083,375 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Sep 12, 2023 D/A
Brevan Howard LB Macro Fund Ltd
File 021-311034
$0$1,083,375$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Mar 1, 2022 D/A
Brevan Howard Global Volatility Fund, L.P.
File 021-304974
$0$598,421 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Mar 1, 2022 D/A
Brevan Howard Global Volatility Fund Ltd.
File 021-304976
$0$598,421 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Mar 4, 2021 D/A
Brevan Howard AH Fund, L.P.
File 021-281729
$0$217,182 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Mar 4, 2021 D/A
Brevan Howard AH Fund Ltd.
File 021-281750
$0$217,182 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Nov 16, 2020 D/A
Brevan Howard US Rates Opportunities Fund, L.P.
File 021-325887
$0$221,240 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Aug 24, 2020 D/A
Brevan Howard US Rates Opportunities Fund Ltd
File 021-319891
$0$221,240 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Dec 6, 2019 D/A
Brevan Howard Greek Opportunities Fund, L.P.
File 021-300325
$0$243,205 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Dec 6, 2019 D/A
Brevan Howard Greek Opportunities Fund Ltd.
File 021-300329
$0$0$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Apr 16, 2019 D
Brevan Howard TN Macro Fund Ltd
File 021-337498
$0$0$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Mar 4, 2019 D/A
BREVAN HOWARD ASIA FUND LP
File 021-104462
$0$243,205 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Mar 4, 2019 D/A
BREVAN HOWARD ASIA FUND LTD
File 021-104461
$0$243,205 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Nov 29, 2017 D/A
Brevan Howard Securitized Products Fund, L.P.
File 021-275252
$0$1,015,569 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Nov 29, 2017 D/A
Brevan Howard Securitized Products Fund Ltd
File 021-275255
$0$1,015,569 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Aug 9, 2017 D
Brevan Howard Diversified Strategies Fund Ltd.
File 021-292428
$0$0$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Aug 9, 2017 D
Brevan Howard Diversified Strategies Fund, L.P.
File 021-292435
$0$0$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Jan 28, 2016 D
DG Systematic Trading Fund Ltd
File 021-256158
$0$971,857 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Dec 17, 2015 D/A
Brevan Howard Argentina Fund, L.P.
File 021-230300
$0$971,857 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Dec 17, 2015 D/A
Brevan Howard Argentina Fund Ltd
File 021-230296
$0$971,857 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Apr 27, 2015 D/A
Brevan Howard Strategic Macro Fund, L.P.
File 021-216313
$0$0 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Apr 27, 2015 D/A
Brevan Howard Strategic Macro Fund Ltd
File 021-216324
$0$0 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Apr 16, 2015 D/A
DG Systematic Trading Fund L.P.
File 021-158386
$0$611,979 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
May 15, 2014 D/A
DW Catalyst Offshore Fund, Ltd.
File 021-132061
$0$616,967 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
May 15, 2014 D/A
DW Catalyst Onshore Fund, LP
File 021-132064
$0$616,967 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
May 15, 2014 D/A
Brevan Howard Commodities Strategies Fund, L.P.
File 021-140690
$0$616,967 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
May 15, 2014 D/A
Brevan Howard Commodities Strategies Fund Ltd
File 021-140701
$0$616,967 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
May 15, 2014 D/A
Brevan Howard CMBS Fund Ltd
File 021-178829
$0$616,967 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Apr 16, 2014 D/A
Brevan Howard Emerging Markets Local Fixed Income Fund Ltd.
File 021-164969
$0$616,967 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Apr 16, 2014 D/A
Brevan Howard Emerging Markets Local Fixed Income Fund, L.P.
File 021-176790
$0$616,967 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Mar 18, 2014 D/A
BREVAN HOWARD EMERGING MARKETS STRATEGIES FUND LP
File 021-117955
$0$616,967 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Mar 18, 2014 D/A
DW Value Onshore Fund, LP
File 021-175126
$0$616,967 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Mar 18, 2014 D/A
Brevan Howard Emerging Markets Strategies Fund Ltd
File 021-129429
$0$616,967 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Mar 18, 2014 D/A
DW Value Offshore Fund, Ltd.
File 021-175134
$0$616,967 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Jan 13, 2014 D
Brevan Howard Emerging Markets Local Fixed Income Leveraged Fund, L.P.
File 021-209943
$0$0 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Jan 13, 2014 D
Brevan Howard Emerging Markets Local Fixed Income Leveraged Fund Ltd
File 021-209934
$0$0 (est.)$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Apr 16, 2013 D/A
Brevan Howard Macro FX Fund Ltd
File 021-182451
$0$0$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Apr 16, 2013 D/A
Brevan Howard Macro FX Fund, L.P.
File 021-182459
$0$0$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
May 25, 2012 D
Brevan Howard CMBS Fund, L.P.
File 021-178853
$0$0$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Apr 16, 2012 D/A
Brevan Howard Emerging Markets Local Fixed Income Fund, L.P.
File 021-158385
$0$1,641,322$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
Mar 15, 2010 D/A
BREVAN HOWARD EQUITY STRATEGIES FUND LP
File 021-104470
$74,100$0$0Brevan Howard US LLC BrokerCheck CRD 150662 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 69

Every issuer that named James Vernon on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BD
Pooled Investment Fund · group: Brevan Howard

BH DK Fund, L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Oct 6, 2025 → Oct 6, 2026 · 2 filings
  • Oct 6, 2026 · D/A · $36,314,472 sold of Indefinite · 65 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 6, 2025 · D · $36,136,081 sold of Indefinite · 64 investors · min. $100,000 · role: Director EDGAR ↗

Raised $36.3M from 65 investors as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BD
Pooled Investment Fund

BH DK Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Oct 6, 2025 → Oct 6, 2026 · 2 filings
  • Oct 6, 2026 · D/A · $32,288,948 sold of Indefinite · 31 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 6, 2025 · D · $4,893,114 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $32.3M from 31 investors as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard FG Macro Fund, L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Sep 26, 2018 → Oct 1, 2026 · 9 filings
  • Oct 1, 2026 · D/A · $408,673,327 sold of Indefinite · 12 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 1, 2025 · D/A · $403,523,151 sold of Indefinite · 11 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 2, 2024 · D/A · $355,617,803 sold of Indefinite · 11 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 3, 2023 · D/A · $350,400,000 sold of Indefinite · 11 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 3, 2022 · D/A · $347,650,000 sold of Indefinite · 10 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Sep 30, 2021 · D/A · $218,825,000 sold of Indefinite · 7 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Sep 29, 2020 · D/A · $20,200,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Sep 26, 2019 · D/A · $16,475,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Sep 26, 2018 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $408.7M from 12 investors as of the latest filing. James is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard FG Macro Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Sep 26, 2018 → Oct 1, 2026 · 10 filings
  • Oct 1, 2026 · D/A · $273,405,025 sold of Indefinite · 16 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 1, 2025 · D/A · $265,523,856 sold of Indefinite · 16 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 2, 2024 · D/A · $226,899,996 sold of Indefinite · 13 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 3, 2023 · D/A · $201,250,000 sold of Indefinite · 10 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 3, 2022 · D/A · $198,600,000 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Sep 30, 2021 · D/A · $113,775,000 sold of Indefinite · 6 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 1, 2020 · D/A · $1,550,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 1, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 1, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Sep 26, 2018 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $273.4M from 16 investors as of the latest filing. James is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Special Opportunities AC Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Sep 19, 2023 → Sep 21, 2026 · 4 filings
  • Sep 21, 2026 · D/A · $233,446,542 sold of Indefinite · 12 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 19, 2025 · D/A · $233,446,542 sold of Indefinite · 12 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 19, 2024 · D/A · $183,446,542 sold of Indefinite · 11 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 19, 2023 · D · $169,330,000 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $233.4M from 12 investors as of the latest filing. James is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Digital Asset Multi-Strategy Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Sep 7, 2022 → Sep 9, 2026 · 5 filings
  • Sep 9, 2026 · D/A · $271,450,000 sold of Indefinite · 7 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Sep 9, 2025 · D/A · $267,950,000 sold of Indefinite · 7 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Sep 9, 2024 · D/A · $237,950,000 sold of Indefinite · 6 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Sep 7, 2023 · D/A · $237,950,000 sold of Indefinite · 6 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Sep 7, 2022 · D · $184,150,000 sold of Indefinite · 4 investors · min. $10,000,000 · role: Director EDGAR ↗

Raised $271.4M from 7 investors as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Digital Asset Multi-Strategy Fund, L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 19, 2022 → Sep 9, 2026 · 7 filings
  • Sep 9, 2026 · D/A · $38,984,760 sold of Indefinite · 15 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Sep 9, 2025 · D/A · $38,067,354 sold of Indefinite · 15 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Sep 9, 2024 · D/A · $36,685,997 sold of Indefinite · 15 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Sep 7, 2023 · D/A · $32,710,000 sold of Indefinite · 11 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Sep 7, 2022 · D/A · $29,710,000 sold of Indefinite · 6 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Mar 1, 2022 · D/A · $3,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 19, 2022 · D · $3,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $39M from 15 investors as of the latest filing. James is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Alpha Strategies Fund, L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 27, 2018 → Aug 18, 2026 · 11 filings
  • Aug 18, 2026 · D/A · $3,723,119,464 sold of Indefinite · 1,406 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 17, 2026 · D/A · $3,723,119,464 sold of Indefinite · 1,406 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 26, 2025 · D/A · $3,439,362,467 sold of Indefinite · 1,376 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 16, 2024 · D/A · $3,172,425,356 sold of Indefinite · 1,342 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 8, 2023 · D/A · $2,992,975,699 sold of Indefinite · 1,238 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Aug 2, 2022 · D/A · $1,612,102,800 sold of Indefinite · 618 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Aug 2, 2022 · D/A · $1,612,102,800 sold of Indefinite · 618 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Aug 24, 2021 · D/A · $1,273,802,236 sold of Indefinite · 344 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Aug 24, 2020 · D/A · $671,813,000 sold of Indefinite · 13 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Aug 23, 2019 · D/A · $65,000,000 sold of Indefinite · 3 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Aug 27, 2018 · D · $0 sold of Indefinite · 0 investors · min. $50,000,000 · role: Director EDGAR ↗

Raised $3.72B from 1,406 investors as of the latest filing. James is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Alpha Strategies Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 27, 2018 → Aug 18, 2026 · 11 filings
  • Aug 18, 2026 · D/A · $2,969,722,211 sold of Indefinite · 575 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 17, 2026 · D/A · $2,969,722,211 sold of Indefinite · 575 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 26, 2025 · D/A · $2,855,613,514 sold of Indefinite · 568 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 16, 2024 · D/A · $2,791,879,771 sold of Indefinite · 559 investors · min. $100,000 · role: Director EDGAR ↗
  • Aug 9, 2023 · D/A · $2,597,473,398 sold of Indefinite · 509 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Aug 31, 2022 · D/A · $1,017,321,948 sold of Indefinite · 163 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Aug 24, 2021 · D/A · $653,574,550 sold of Indefinite · 143 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Aug 24, 2020 · D/A · $119,320,000 sold of Indefinite · 11 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Aug 23, 2019 · D/A · $2,000,000 sold of Indefinite · 1 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Aug 27, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Aug 27, 2018 · D · $0 sold of Indefinite · 0 investors · min. $50,000,000 · role: Director EDGAR ↗

Raised $2.97B from 575 investors as of the latest filing. James is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Macro Venture Offshore Fund, L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 14, 2026
  • Apr 14, 2026 · D · $168,849,685 sold of Indefinite · 16 investors · min. $100,000 · role: Director EDGAR ↗

Raised $168.8M from 16 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Macro Venture Onshore Fund, L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 14, 2026
  • Apr 14, 2026 · D · $12,658,466 sold of Indefinite · 12 investors · min. $100,000 · role: Director EDGAR ↗

Raised $12.7M from 12 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BD
Pooled Investment Fund

BH Digital Stablecoin Fund SP, a segregated portfolio of BH Digital Co-Investment Platform SPC

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Feb 10, 2026
  • Feb 10, 2026 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard MB Macro Fund Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 23, 2018 → Jan 29, 2026 · 9 filings
  • Jan 29, 2026 · D/A · $903,623,644 sold of Indefinite · 23 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 29, 2025 · D/A · $902,250,000 sold of Indefinite · 23 investors · min. $5,000,000 · role: Director EDGAR ↗
  • May 21, 2024 · D/A · $812,450,000 sold of Indefinite · 21 investors · min. $5,000,000 · role: Director EDGAR ↗
  • May 17, 2023 · D/A · $812,450,000 sold of Indefinite · 21 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 25, 2022 · D/A · $807,450,000 sold of Indefinite · 20 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 23, 2021 · D/A · $582,700,000 sold of Indefinite · 16 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 23, 2020 · D/A · $290,950,000 sold of Indefinite · 6 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 23, 2019 · D/A · $125,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 23, 2018 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $903.6M from 23 investors as of the latest filing. James is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard MB Macro Fund, L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Apr 23, 2018 → Jan 29, 2026 · 9 filings
  • Jan 29, 2026 · D/A · $47,304,570 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 29, 2025 · D/A · $47,304,570 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director EDGAR ↗
  • May 21, 2024 · D/A · $44,204,570 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director EDGAR ↗
  • May 17, 2023 · D/A · $44,204,570 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 25, 2022 · D/A · $41,204,570 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 23, 2021 · D/A · $39,204,570 sold of Indefinite · 8 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 23, 2020 · D/A · $16,375,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 23, 2019 · D/A · $8,375,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Apr 23, 2018 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $47.3M from 9 investors as of the latest filing. James is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

BREVAN HOWARD LP

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 13, 2009 → Dec 4, 2025 · 17 filings
  • Dec 4, 2025 · D/A · $8,547,889,589 sold of Indefinite · 1,299 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 5, 2024 · D/A · $8,527,570,396 sold of Indefinite · 1,272 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 13, 2024 · D/A · $8,537,557,421 sold of Indefinite · 1,102 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 25, 2023 · D/A · $8,502,825,306 sold of Indefinite · 1,035 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 7, 2022 · D/A · $7,924,209,445 sold of Indefinite · 799 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 4, 2021 · D/A · $6,679,489,076 sold of Indefinite · 668 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 4, 2020 · D/A · $6,569,561,450 sold of Indefinite · 616 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 4, 2019 · D/A · $6,532,218,802 sold of Indefinite · 607 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 2, 2018 · D/A · $6,508,546,044 sold of Indefinite · 604 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 15, 2017 · D/A · $6,425,916,540 sold of Indefinite · 600 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 15, 2016 · D/A · $6,403,052,020 sold of Indefinite · 597 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 18, 2015 · D/A · $6,110,426,485 sold of Indefinite · 572 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 18, 2014 · D/A · $5,869,382,192 sold of Indefinite · 548 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 18, 2013 · D/A · $5,581,883,443 sold of Indefinite · 530 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 19, 2012 · D/A · $4,169,682,258 sold of Indefinite · 527 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 15, 2010 · D/A · $3,824,725,165 sold of Indefinite · 398 investors · min. $20,000,000 · role: Executive Officer EDGAR ↗
  • Mar 13, 2009 · D/A · $1,325,960,579 sold of Indefinite · 163 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $8.55B from 1,299 investors as of the latest filing. James is listed as director, executive officer on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

BREVAN HOWARD FUND LTD

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 13, 2009 → Dec 4, 2025 · 17 filings
  • Dec 4, 2025 · D/A · $11,050,655,522 sold of Indefinite · 773 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Dec 5, 2024 · D/A · $11,045,308,875 sold of Indefinite · 761 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 13, 2024 · D/A · $11,127,665,790 sold of Indefinite · 707 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 25, 2023 · D/A · $11,066,515,268 sold of Indefinite · 678 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 7, 2022 · D/A · $10,769,286,562 sold of Indefinite · 582 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 4, 2021 · D/A · $10,199,177,665 sold of Indefinite · 477 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 4, 2020 · D/A · $9,826,742,801 sold of Indefinite · 437 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 4, 2019 · D/A · $9,562,905,539 sold of Indefinite · 423 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 2, 2018 · D/A · $9,557,206,292 sold of Indefinite · 422 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 15, 2017 · D/A · $9,549,321,935 sold of Indefinite · 419 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 15, 2016 · D/A · $9,026,870,638 sold of Indefinite · 404 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 18, 2015 · D/A · $8,412,155,590 sold of Indefinite · 369 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 18, 2014 · D/A · $7,676,381,594 sold of Indefinite · 330 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 18, 2013 · D/A · $7,040,105,349 sold of Indefinite · 307 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 19, 2012 · D/A · $27,054,171,325 sold of Indefinite · 2,826 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Mar 15, 2010 · D/A · $13,282,205,008 sold of Indefinite · 1,655 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Mar 13, 2009 · D/A · $13,282,205,008 sold of Indefinite · 1,655 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $27.05B from 2,826 investors as of the latest filing. James is listed as director on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Emerging Markets Multi-Strategy Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 7, 2023 → Dec 4, 2025 · 3 filings
  • Dec 4, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 5, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 7, 2023 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Emerging Markets Multi-Strategy Fund, L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 7, 2023 → Dec 4, 2025 · 3 filings
  • Dec 4, 2025 · D/A · $39,910,000 sold of Indefinite · 6 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 5, 2024 · D/A · $36,910,000 sold of Indefinite · 6 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 7, 2023 · D · $31,060,000 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗

Raised $39.9M from 6 investors as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Multi-Strategy Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jun 11, 2009 → Dec 4, 2025 · 18 filings
  • Dec 4, 2025 · D/A · $1,927,097,826 sold of Indefinite · 112 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Dec 5, 2024 · D/A · $1,927,097,826 sold of Indefinite · 112 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Jun 13, 2024 · D/A · $1,927,097,826 sold of Indefinite · 112 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 24, 2023 · D/A · $1,927,097,826 sold of Indefinite · 112 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 18, 2022 · D/A · $1,927,097,826 sold of Indefinite · 112 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 18, 2021 · D/A · $1,927,097,826 sold of Indefinite · 112 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 18, 2020 · D/A · $1,927,097,826 sold of Indefinite · 112 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 16, 2019 · D/A · $1,927,097,826 sold of Indefinite · 112 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 16, 2018 · D/A · $1,927,097,826 sold of Indefinite · 112 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 16, 2017 · D/A · $1,925,584,221 sold of Indefinite · 112 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 16, 2016 · D/A · $1,925,165,095 sold of Indefinite · 112 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 15, 2015 · D/A · $1,898,027,359 sold of Indefinite · 109 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 16, 2014 · D/A · $1,883,359,098 sold of Indefinite · 109 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 16, 2013 · D/A · $1,578,640,915 sold of Indefinite · 92 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Jun 19, 2012 · D/A · $1,027,928,641 sold of Indefinite · 59 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 20, 2011 · D/A · $733,371,541 sold of Indefinite · 35 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 11, 2010 · D/A · $102,774,232 sold of Indefinite · 10 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 11, 2009 · D · $2,300,927,492 sold of Indefinite · 173 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $2.3B from 173 investors as of the latest filing. James is listed as director on 18 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Emerging Markets Multi-Strategy Fund I Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 7, 2023 → Dec 4, 2025 · 3 filings
  • Dec 4, 2025 · D/A · $6,750,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 5, 2024 · D/A · $6,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 7, 2023 · D · $4,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $6.75M from 1 investor as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Alpha Strategies Fund (Delaware No. 2), L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Feb 2, 2024 → Dec 4, 2025 · 3 filings
  • Dec 4, 2025 · D/A · $308,373,414 sold of Indefinite · 177 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 5, 2024 · D/A · $163,955,947 sold of Indefinite · 110 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 2, 2024 · D · $3,618,661 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗

Raised $308.4M from 177 investors as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Multi-Strategy Fund, L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · May 12, 2009 → Dec 4, 2025 · 17 filings
  • Dec 4, 2025 · D/A · $1,443,595,926 sold of Indefinite · 395 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Dec 5, 2024 · D/A · $1,436,059,242 sold of Indefinite · 384 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Jun 13, 2024 · D/A · $1,408,267,961 sold of Indefinite · 304 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 24, 2023 · D/A · $1,395,215,462 sold of Indefinite · 289 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 18, 2022 · D/A · $1,374,218,356 sold of Indefinite · 245 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 18, 2021 · D/A · $1,294,753,835 sold of Indefinite · 148 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 18, 2020 · D/A · $1,290,803,836 sold of Indefinite · 144 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 16, 2019 · D/A · $1,219,531,110 sold of Indefinite · 140 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 16, 2018 · D/A · $1,218,836,110 sold of Indefinite · 140 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 16, 2017 · D/A · $1,213,714,810 sold of Indefinite · 141 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 16, 2016 · D/A · $1,203,630,810 sold of Indefinite · 139 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 15, 2015 · D/A · $1,135,976,752 sold of Indefinite · 133 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 16, 2014 · D/A · $1,094,416,911 sold of Indefinite · 113 investors · min. $10,000,000 · role: Director EDGAR ↗
  • May 16, 2013 · D/A · $952,529,795 sold of Indefinite · 102 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Jun 19, 2012 · D/A · $649,755,922 sold of Indefinite · 76 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • May 14, 2010 · D/A · $377,077,838 sold of Indefinite · 29 investors · min. $10,000,000 · role: Executive Officer EDGAR ↗
  • May 12, 2009 · D · $359,649,153 sold of Indefinite · 28 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $1.44B from 395 investors as of the latest filing. James is listed as director, executive officer on 17 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Alpha Strategies Fund (Cayman No. 2) Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Feb 2, 2024 → Dec 4, 2025 · 3 filings
  • Dec 4, 2025 · D/A · $277,014,746 sold of Indefinite · 102 investors · min. $100,000 · role: Director EDGAR ↗
  • Dec 5, 2024 · D/A · $66,163,000 sold of Indefinite · 68 investors · min. $100,000 · role: Director EDGAR ↗
  • Feb 2, 2024 · D · $12,862,738 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗

Raised $277M from 102 investors as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard PT Fund Ltd

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 13, 2023 → Dec 4, 2025 · 5 filings
  • Dec 4, 2025 · D/A · $724,834,915 sold of Indefinite · 149 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 5, 2024 · D/A · $658,978,630 sold of Indefinite · 138 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 31, 2024 · D/A · $390,798,652 sold of Indefinite · 76 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 13, 2023 · D/A · $24,200,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 13, 2023 · D · $24,200,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $724.8M from 149 investors as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard PT Fund, L.P.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 26, 2023 → Dec 4, 2025 · 4 filings
  • Dec 4, 2025 · D/A · $660,356,397 sold of Indefinite · 236 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 5, 2024 · D/A · $625,957,574 sold of Indefinite · 211 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 31, 2024 · D/A · $513,529,715 sold of Indefinite · 157 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jan 26, 2023 · D · $212,146,796 sold of Indefinite · 33 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $660.4M from 236 investors as of the latest filing. James is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ND
Pooled Investment Fund · group: Brevan Howard

Nova Digital Opportunities Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 20, 2023 → Mar 20, 2024 · 2 filings
  • Mar 20, 2024 · D/A · $8,962,123 sold of Indefinite · 3 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Mar 20, 2023 · D · $8,962,123 sold of Indefinite · 3 investors · min. $10,000,000 · role: Director EDGAR ↗

Raised $8.96M from 3 investors as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

ND
Pooled Investment Fund · group: Brevan Howard

Nova Digital Opportunities Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 20, 2023 → Mar 20, 2024 · 2 filings
  • Mar 20, 2024 · D/A · $17,565,991 sold of Indefinite · 14 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Mar 20, 2023 · D · $17,565,991 sold of Indefinite · 14 investors · min. $10,000,000 · role: Director EDGAR ↗

Raised $17.6M from 14 investors as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard AS Macro Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 10, 2017 → Dec 7, 2023 · 7 filings
  • Dec 7, 2023 · D/A · $30,050,000 sold of Indefinite · 6 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 14, 2022 · D/A · $30,050,000 sold of Indefinite · 6 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 12, 2021 · D/A · $29,550,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 9, 2020 · D/A · $27,550,000 sold of Indefinite · 4 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 10, 2019 · D/A · $3,750,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 10, 2018 · D/A · $3,750,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 10, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $30.1M from 6 investors as of the latest filing. James is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard AS Macro Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Oct 10, 2017 → Dec 7, 2023 · 7 filings
  • Dec 7, 2023 · D/A · $94,900,000 sold of Indefinite · 11 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 14, 2022 · D/A · $94,900,000 sold of Indefinite · 11 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 12, 2021 · D/A · $91,200,000 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 9, 2020 · D/A · $58,450,000 sold of Indefinite · 5 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 10, 2019 · D/A · $29,800,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Oct 10, 2018 · D/A · $29,800,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Oct 10, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $94.9M from 11 investors as of the latest filing. James is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard LB Macro Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Sep 13, 2023
  • Sep 13, 2023 · D/A · $1,844,928 sold of Indefinite · 2 investors · min. $10,000,000 · role: Director EDGAR ↗

Raised $1.84M from 2 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard LB Macro Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Sep 12, 2023
  • Sep 12, 2023 · D/A · $45,700,000 sold of Indefinite · 8 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $45.7M from 8 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Global Volatility Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 7, 2018 → Mar 1, 2022 · 5 filings
  • Mar 1, 2022 · D/A · $19,481,053 sold of Indefinite · 5 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Feb 8, 2021 · D/A · $19,481,053 sold of Indefinite · 5 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Feb 7, 2020 · D/A · $19,481,053 sold of Indefinite · 5 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Feb 7, 2019 · D/A · $16,375,000 sold of Indefinite · 4 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Feb 7, 2018 · D · $0 sold of Indefinite · 0 investors · min. $10,000,000 · role: Director EDGAR ↗

Raised $19.5M from 5 investors as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Global Volatility Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Feb 7, 2018 → Mar 1, 2022 · 5 filings
  • Mar 1, 2022 · D/A · $13,300,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Feb 8, 2021 · D/A · $13,300,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Feb 7, 2020 · D/A · $13,300,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Feb 7, 2019 · D/A · $13,300,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Feb 7, 2018 · D · $0 sold of Indefinite · 0 investors · min. $10,000,000 · role: Director EDGAR ↗

Raised $13.3M from 1 investor as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard AH Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 3, 2017 → Mar 4, 2021 · 5 filings
  • Mar 4, 2021 · D/A · $390,623,554 sold of Indefinite · 9 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Mar 4, 2020 · D/A · $408,252,617 sold of Indefinite · 21 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Mar 4, 2019 · D/A · $369,252,616 sold of Indefinite · 20 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Mar 2, 2018 · D/A · $291,202,616 sold of Indefinite · 17 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Mar 3, 2017 · D · $0 sold of Indefinite · 0 investors · min. $50,000,000 · role: Director EDGAR ↗

Raised $408.3M from 21 investors as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard AH Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 3, 2017 → Mar 4, 2021 · 5 filings
  • Mar 4, 2021 · D/A · $353,070,339 sold of Indefinite · 6 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Mar 4, 2020 · D/A · $370,930,635 sold of Indefinite · 10 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Mar 4, 2019 · D/A · $370,930,634 sold of Indefinite · 10 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Mar 2, 2018 · D/A · $231,930,634 sold of Indefinite · 10 investors · min. $50,000,000 · role: Director EDGAR ↗
  • Mar 3, 2017 · D · $0 sold of Indefinite · 0 investors · min. $50,000,000 · role: Director EDGAR ↗

Raised $370.9M from 10 investors as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard US Rates Opportunities Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Nov 15, 2018 → Nov 16, 2020 · 3 filings
  • Nov 16, 2020 · D/A · $66,707,031 sold of Indefinite · 11 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Nov 15, 2019 · D/A · $54,582,031 sold of Indefinite · 11 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Nov 15, 2018 · D · $6,550,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $66.7M from 11 investors as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard US Rates Opportunities Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Aug 23, 2018 → Aug 24, 2020 · 3 filings
  • Aug 24, 2020 · D/A · $11,895,000 sold of Indefinite · 7 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Aug 23, 2019 · D/A · $27,550,000 sold of Indefinite · 8 investors · min. $10,000,000 · role: Director EDGAR ↗
  • Aug 23, 2018 · D · $20,100,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Director EDGAR ↗

Raised $27.6M from 8 investors as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Greek Opportunities Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 8, 2017 → Dec 6, 2019 · 3 filings
  • Dec 6, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 7, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 8, 2017 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Greek Opportunities Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 8, 2017 → Dec 6, 2019 · 3 filings
  • Dec 6, 2019 · D/A · $350,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 7, 2018 · D/A · $400,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Dec 8, 2017 · D · $0 sold of Indefinite · 0 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $400K from 2 investors as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard TN Macro Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Apr 16, 2019
  • Apr 16, 2019 · D · $50,300,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $50.3M from 3 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

BREVAN HOWARD ASIA FUND LTD

Grand Cayman, Cayman Islands (as filed: E9) · Mar 19, 2012 → Mar 4, 2019 · 8 filings
  • Mar 4, 2019 · D/A · $989,475,216 sold of Indefinite · 53 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 2, 2018 · D/A · $986,861,722 sold of Indefinite · 52 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 15, 2017 · D/A · $935,161,722 sold of Indefinite · 52 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 15, 2016 · D/A · $888,796,795 sold of Indefinite · 49 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 18, 2015 · D/A · $836,274,677 sold of Indefinite · 49 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 18, 2014 · D/A · $839,534,813 sold of Indefinite · 50 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 18, 2013 · D/A · $529,355,081 sold of Indefinite · 44 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 19, 2012 · D/A · $2,882,111,647 sold of Indefinite · 349 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $2.88B from 349 investors as of the latest filing. James is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

BREVAN HOWARD ASIA FUND LP

Grand Cayman, Cayman Islands (as filed: E9) · Mar 13, 2009 → Mar 4, 2019 · 10 filings
  • Mar 4, 2019 · D/A · $292,193,052 sold of Indefinite · 67 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 2, 2018 · D/A · $284,193,052 sold of Indefinite · 67 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 15, 2017 · D/A · $284,193,052 sold of Indefinite · 67 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 15, 2016 · D/A · $280,373,877 sold of Indefinite · 66 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 18, 2015 · D/A · $274,870,378 sold of Indefinite · 63 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 18, 2014 · D/A · $273,628,006 sold of Indefinite · 62 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 18, 2013 · D/A · $249,055,506 sold of Indefinite · 59 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 19, 2012 · D/A · $164,684,882 sold of Indefinite · 62 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 15, 2010 · D/A · $107,857,779 sold of Indefinite · 26 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 13, 2009 · D/A · $71,614,739 sold of Indefinite · 18 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $292.2M from 67 investors as of the latest filing. James is listed as director, executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Securitized Products Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Nov 29, 2016 → Nov 29, 2017 · 2 filings
  • Nov 29, 2017 · D/A · $41,000,000 sold of Indefinite · 1 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Nov 29, 2016 · D · $0 sold of Indefinite · 0 investors · min. $20,000,000 · role: Director EDGAR ↗

Raised $41M from 1 investor as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Securitized Products Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Nov 29, 2016 → Nov 29, 2017 · 2 filings
  • Nov 29, 2017 · D/A · $25,000,000 sold of Indefinite · 2 investors · min. $20,000,000 · role: Director EDGAR ↗
  • Nov 29, 2016 · D · $0 sold of Indefinite · 0 investors · min. $20,000,000 · role: Director EDGAR ↗

Raised $25M from 2 investors as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Diversified Strategies Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 9, 2017
  • Aug 9, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Diversified Strategies Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 9, 2017
  • Aug 9, 2017 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DS
Pooled Investment Fund · group: Brevan Howard

DG Systematic Trading Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jan 28, 2016
  • Jan 28, 2016 · D · $5,500,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗

Raised $360M from 43 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Argentina Fund Ltd

Grand Grand Cayman, Cayman Islands (as filed: E9) · Dec 17, 2014 → Dec 17, 2015 · 2 filings
  • Dec 17, 2015 · D/A · $182,950,000 sold of Indefinite · 13 investors · min. $25,000,000 · role: Director EDGAR ↗
  • Dec 17, 2014 · D · $0 sold of Indefinite · 0 investors · min. $25,000,000 · role: Director EDGAR ↗

Raised $182.9M from 13 investors as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Argentina Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Dec 17, 2014 → Dec 17, 2015 · 2 filings
  • Dec 17, 2015 · D/A · $38,400,000 sold of Indefinite · 13 investors · min. $25,000,000 · role: Director EDGAR ↗
  • Dec 17, 2014 · D · $0 sold of Indefinite · 0 investors · min. $25,000,000 · role: Director EDGAR ↗

Raised $38.4M from 13 investors as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Strategic Macro Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 25, 2014 → Apr 27, 2015 · 2 filings
  • Apr 27, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 25, 2014 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Strategic Macro Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Apr 25, 2014 → Apr 27, 2015 · 2 filings
  • Apr 27, 2015 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 25, 2014 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DS
Pooled Investment Fund · group: Brevan Howard

DG Systematic Trading Fund L.P.

London, United Kingdom (as filed: X0) · Apr 16, 2012 → Apr 16, 2015 · 5 filings
  • Apr 16, 2015 · D/A · $5,120,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 16, 2014 · D/A · $5,120,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 16, 2013 · D/A · $4,300,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 16, 2012 · D/A · $2,160,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 16, 2012 · D/A · $2,160,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $975.2M from 10 investors as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DC
Pooled Investment Fund · group: Brevan Howard

DW Catalyst Onshore Fund, LP

New York, NY · Jun 17, 2009 → May 15, 2014 · 5 filings
  • May 15, 2014 · D/A · $1,325,097,337 sold of Indefinite · 166 investors · min. $5,000,000 · role: Director EDGAR ↗
  • May 16, 2013 · D/A · $941,664,509 sold of Indefinite · 120 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Jun 19, 2012 · D/A · $465,101,207 sold of Indefinite · 85 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 18, 2010 · D/A · $39,450,000 sold of Indefinite · 22 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jun 17, 2009 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $1.58B from 192 investors as of the latest filing. James is listed as director, executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard CMBS Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · May 25, 2012 → May 15, 2014 · 3 filings
  • May 15, 2014 · D/A · $401,861,046 sold of Indefinite · 7 investors · min. $50,000,000 · role: Director EDGAR ↗
  • May 15, 2013 · D/A · $401,861,046 sold of Indefinite · 7 investors · min. $50,000,000 · role: Director EDGAR ↗
  • May 25, 2012 · D · $679,020,000 sold of Indefinite · 10 investors · min. $50,000,000 · role: Director EDGAR ↗

Raised $679M from 10 investors as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Commodities Strategies Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 15, 2010 → May 15, 2014 · 4 filings
  • May 15, 2014 · D/A · $160,703,308 sold of Indefinite · 13 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 15, 2013 · D/A · $123,403,308 sold of Indefinite · 12 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 24, 2012 · D/A · $91,403,308 sold of Indefinite · 9 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 15, 2010 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $160.7M from 13 investors as of the latest filing. James is listed as director, executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Commodities Strategies Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Apr 15, 2010 → May 15, 2014 · 5 filings
  • May 15, 2014 · D/A · $56,300,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 15, 2013 · D/A · $53,000,000 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 24, 2012 · D/A · $42,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 24, 2011 · D/A · $20,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 15, 2010 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $56.3M from 5 investors as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DC
Pooled Investment Fund · group: Brevan Howard

DW Catalyst Offshore Fund, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jun 17, 2009 → May 15, 2014 · 6 filings
  • May 15, 2014 · D/A · $1,139,260,255 sold of Indefinite · 121 investors · min. $1,000,000 · role: Director EDGAR ↗
  • May 16, 2013 · D/A · $761,075,570 sold of Indefinite · 88 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 19, 2012 · D/A · $498,523,468 sold of Indefinite · 60 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 20, 2011 · D/A · $139,723,218 sold of Indefinite · 17 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 18, 2010 · D/A · $8,702,760 sold of Indefinite · 5 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jun 17, 2009 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $1.51B from 160 investors as of the latest filing. James is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Emerging Markets Local Fixed Income Fund Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 25, 2011 → Apr 16, 2014 · 4 filings
  • Apr 16, 2014 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 16, 2013 · D/A · $62,000,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 27, 2012 · D/A · $60,000,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 25, 2011 · D · $112,673,743 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $112.7M from 4 investors as of the latest filing. James is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Emerging Markets Local Fixed Income Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Apr 16, 2012 → Apr 16, 2014 · 4 filings
  • Apr 16, 2014 · D/A · $325,923,468 sold of Indefinite · 232 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 16, 2013 · D/A · $283,253,000 sold of Indefinite · 206 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 16, 2012 · D · $194,454,000 sold of Indefinite · 131 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Apr 16, 2012 · D/A · $194,454,000 sold of Indefinite · 131 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $325.9M from 232 investors as of the latest filing. James is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DV
Pooled Investment Fund · group: Brevan Howard

DW Value Onshore Fund, LP

New York, NY · Mar 16, 2012 → Mar 18, 2014 · 3 filings
  • Mar 18, 2014 · D/A · $140,200,000 sold of Indefinite · 13 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 18, 2013 · D/A · $63,150,000 sold of Indefinite · 9 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D · $13,000,000 sold of Indefinite · 4 investors · min. $20,000,000 · role: Executive Officer, Director EDGAR ↗

Raised $218.1M from 29 investors as of the latest filing. James is listed as director, executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

DV
Pooled Investment Fund · group: Brevan Howard

DW Value Offshore Fund, Ltd.

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 19, 2012 → Mar 18, 2014 · 3 filings
  • Mar 18, 2014 · D/A · $128,300,000 sold of Indefinite · 3 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 18, 2013 · D/A · $10,000,000 sold of Indefinite · 1 investors · min. $5,000,000 · role: Director EDGAR ↗
  • Mar 19, 2012 · D · $0 sold of Indefinite · 0 investors · min. $20,000,000 · role: Director EDGAR ↗

Raised $481.4M from 13 investors as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

BREVAN HOWARD EMERGING MARKETS STRATEGIES FUND LP

Grand Cayman, Cayman Islands (as filed: E9) · Mar 13, 2009 → Mar 18, 2014 · 5 filings
  • Mar 18, 2014 · D/A · $534,574,026 sold of Indefinite · 93 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 18, 2013 · D/A · $476,392,723 sold of Indefinite · 81 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 19, 2012 · D/A · $978,020,721 sold of Indefinite · 81 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 15, 2010 · D/A · $183,015,748 sold of Indefinite · 45 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 13, 2009 · D/A · $386,680,806 sold of Indefinite · 12 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $978M from 93 investors as of the latest filing. James is listed as director, executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Emerging Markets Strategies Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Mar 19, 2012 → Mar 18, 2014 · 4 filings
  • Mar 18, 2014 · D/A · $503,921,040 sold of Indefinite · 46 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 27, 2013 · D/A · $373,521,040 sold of Indefinite · 38 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 18, 2013 · D/A · $373,521,040 sold of Indefinite · 38 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Mar 19, 2012 · D/A · $2,017,446,723 sold of Indefinite · 362 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $2.02B from 362 investors as of the latest filing. James is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Emerging Markets Local Fixed Income Leveraged Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 13, 2014
  • Jan 13, 2014 · D · $10,100,000 sold of Indefinite · 2 investors · min. $10,000,000 · role: Director EDGAR ↗

Raised $10.1M from 2 investors as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Emerging Markets Local Fixed Income Leveraged Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Jan 13, 2014
  • Jan 13, 2014 · D · $24,775,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Director EDGAR ↗

Raised $24.8M from 1 investor as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Macro FX Fund Ltd

Grand Cayman, Cayman Islands (as filed: E9) · Aug 9, 2012 → Apr 16, 2013 · 2 filings
  • Apr 16, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 9, 2012 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard Macro FX Fund, L.P.

Grand Cayman, Cayman Islands (as filed: E9) · Aug 9, 2012 → Apr 16, 2013 · 2 filings
  • Apr 16, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Aug 9, 2012 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. James is listed as director, executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BH
Pooled Investment Fund · group: Brevan Howard

Brevan Howard CMBS Fund, L.P.

St. Helier, Jersey (as filed: Y9) · May 25, 2012
  • May 25, 2012 · D · $0 sold of Indefinite · 0 investors · min. $50,000,000 · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BH
Pooled Investment Fund · group: Brevan Howard

BREVAN HOWARD EQUITY STRATEGIES FUND LP

Jersey, Channel Islands, United Kingdom (as filed: X0) · Mar 13, 2009 → Mar 15, 2010 · 2 filings
  • Mar 15, 2010 · D/A · $1,219,866,933 sold of Indefinite · 33 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Mar 13, 2009 · D/A · $1,125,698,322 sold of Indefinite · 37 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $1.26B from 37 investors as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around James 34

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BH
Management entity

Brevan Howard Capital Management Limited

Executive Officer, Promoter · 297 shared filings (68 issuers) · also on 1 other issuer

Brevan Howard Capital Management Limited is on 69 issuers in total — a repeat sponsor. Their page lists every one.

BH
Management entity

Brevan Howard General Partner Limited

Executive Officer, Promoter · 143 shared filings (32 issuers)

Brevan Howard General Partner Limited is on 32 issuers in total — a repeat sponsor. Their page lists every one.

BH
Management entity

Brevan Howard Offshore Management Limited

Executive Officer, Promoter · 18 shared filings (10 issuers) · also on 2 other issuers

Brevan Howard Offshore Management Limited is on 12 issuers in total — a repeat sponsor. Their page lists every one.

BH
Management entity

Brevan Howard General Partner Limited

Executive Officer, Promoter · 11 shared filings (11 issuers)

Brevan Howard General Partner Limited is on 11 issuers in total — a repeat sponsor. Their page lists every one.

DI
Management entity

DW Investment Management, LP

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as James Vernon. Their page shows their other deals.

BH
Management entity

Brevan Howard Asset Management LLP

Executive Officer, Promoter · 5 shared filings (4 issuers) · also on 5 other issuers

Brevan Howard Asset Management LLP is on 9 issuers in total — a repeat sponsor. Their page lists every one.

BH
Management entity

Brevan Howard Capital Management Limited

Executive Officer · 2 shared filings (2 issuers) · also on 4 other issuers

Brevan Howard Capital Management Limited is on 6 issuers in total — a repeat sponsor. Their page lists every one.

BH
Management entity

Brevan Howard General Partner Limited

Executive Officer · 2 shared filings (2 issuers) · also on 4 other issuers

Brevan Howard General Partner Limited is on 6 issuers in total — a repeat sponsor. Their page lists every one.

TF
Management entity

TLG Fund General Partner I, L.P.

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as James Vernon. Their page shows their other deals.

KB
No photo found (searched own website, image search on Oct 24, 2026)
Person

Karla Bodden

Director · 295 shared filings (67 issuers) · also on 114 other issuers

Karla Bodden is on 181 issuers in total — a repeat sponsor. Their page lists every one.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Philippe Lespinard

Director, Executive Officer · 290 shared filings (66 issuers) · also on 1 other issuer

Philippe Lespinard is on 67 issuers in total — a repeat sponsor. Their page lists every one.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Risto Silander

Director, Executive Officer · 285 shared filings (67 issuers) · also on 1 other issuer

Risto Silander is on 68 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Phil Schmitt

Director · 284 shared filings (67 issuers) · also on 7 other issuers

Phil Schmitt is on 74 issuers in total — a repeat sponsor. Their page lists every one.

DH
No photo found (searched own website, image search on Oct 24, 2026)
Person

Dennis Hunter

Director · 176 shared filings (48 issuers) · also on 74 other issuers

Dennis Hunter is on 122 issuers in total — a repeat sponsor. Their page lists every one.

CR
No photo found (searched own website, image search on Oct 24, 2026)
Person

Carol Reynolds

Director · 110 shared filings (33 issuers) · also on 36 other issuers

Carol Reynolds is on 69 issuers in total — a repeat sponsor. Their page lists every one.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jonas Rinne

Director · 40 shared filings (20 issuers) · also on 1 other issuer

Jonas Rinne is on 21 issuers in total — a repeat sponsor. Their page lists every one.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Harris

Executive Officer, Director · 26 shared filings (12 issuers) · also on 4 other issuers

Paul Harris is on 16 issuers in total — a repeat sponsor. Their page lists every one.

GT
No photo found yet (own website and image search run after this page is viewed)
Person

Gunther Thumann

Executive Officer, Director · 23 shared filings (13 issuers) · also on 1 other issuer

Gunther Thumann is on 14 issuers in total — a repeat sponsor. Their page lists every one.

BI
No photo found yet (own website and image search run after this page is viewed)
Person

Brett Ireland

Executive Officer, Director · 21 shared filings (10 issuers)

Brett Ireland is on 10 issuers in total — a repeat sponsor. Their page lists every one.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce Levitt

Executive Officer, Director · 20 shared filings (13 issuers) · also on 1 other issuer

Bruce Levitt is on 14 issuers in total — a repeat sponsor. Their page lists every one.

NK
No photo found yet (own website and image search run after this page is viewed)
Person

Nagi Kawkabani

Executive Officer, Director · 13 shared filings (8 issuers) · also on 1 other issuer

Nagi Kawkabani is on 9 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

J. Dennis Hunter

Director · 7 shared filings (3 issuers) · also on 64 other issuers

J. Dennis Hunter is on 67 issuers in total — a repeat sponsor. Their page lists every one.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Phillippe Lespinard

Director · 6 shared filings (4 issuers)

Listed on the same filings as James Vernon. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Wrigley

Executive Officer, Director · 6 shared filings (6 issuers)

Jonathan Wrigley is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

James Morrison

Director, Executive Officer · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as James Vernon. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Phil Silander

Director · 3 shared filings (2 issuers)

Listed on the same filings as James Vernon. Their page shows their other deals.

PL
No photo found yet (own website and image search run after this page is viewed)
Person

Phillipe Lespinard

Executive Officer, Director · 2 shared filings (2 issuers)

Listed on the same filings as James Vernon. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Denis Hunter

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Vernon. Their page shows their other deals.

FG
No photo found yet (own website and image search run after this page is viewed)
Person

Fabrizio Gallo

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James Vernon. Their page shows their other deals.

The team behind the deals

BH
Sponsor group

Brevan Howard

95 issuers · 479 filings · $49.76B reported sold · 2009–2026

One team, 95 deal companies. James Vernon is listed on 67 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Vernon.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 68 of the 69 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): BH DK Fund Ltd, BH DK Fund, L.P., Brevan Howard FG Macro Fund Ltd, Brevan Howard FG Macro Fund, L.P., Brevan Howard Special Opportunities AC Fund Ltd, Brevan Howard Digital Asset Multi-Strategy Fund, L.P., Brevan Howard Digital Asset Multi-Strategy Fund Ltd, Brevan Howard Alpha Strategies Fund Ltd, Brevan Howard Alpha Strategies Fund, L.P., DG Systematic Trading Fund L.P., DG Systematic Trading Fund Ltd, Brevan Howard Macro Venture Offshore Fund, L.P., Brevan Howard Macro Venture Onshore Fund, L.P., BH Digital Stablecoin Fund SP, a segregated portfolio of BH Digital Co-Investment Platform SPC, Brevan Howard MB Macro Fund, L.P., Brevan Howard MB Macro Fund Ltd., BREVAN HOWARD LP, BREVAN HOWARD FUND LTD, Brevan Howard Emerging Markets Multi-Strategy Fund Ltd, Brevan Howard Emerging Markets Multi-Strategy Fund, L.P., Brevan Howard Multi-Strategy Fund Ltd, Brevan Howard Emerging Markets Multi-Strategy Fund I Ltd, Brevan Howard Alpha Strategies Fund (Delaware No. 2), L.P., Brevan Howard Multi-Strategy Fund, L.P., Brevan Howard Alpha Strategies Fund (Cayman No. 2) Ltd, Brevan Howard PT Fund Ltd, Brevan Howard PT Fund, L.P., Nova Digital Opportunities Fund Ltd, Nova Digital Opportunities Fund, L.P., Brevan Howard AS Macro Fund Ltd., Brevan Howard AS Macro Fund, L.P., Brevan Howard LB Macro Fund, L.P., Brevan Howard LB Macro Fund Ltd, Brevan Howard Global Volatility Fund Ltd., Brevan Howard Global Volatility Fund, L.P., Brevan Howard AH Fund Ltd., Brevan Howard AH Fund, L.P., Brevan Howard US Rates Opportunities Fund, L.P., Brevan Howard US Rates Opportunities Fund Ltd, DW Catalyst Onshore Fund, LP, DW Catalyst Offshore Fund, Ltd., DW Value Offshore Fund, Ltd., DW Value Onshore Fund, LP, Brevan Howard Greek Opportunities Fund Ltd., Brevan Howard Greek Opportunities Fund, L.P., Brevan Howard TN Macro Fund Ltd, BREVAN HOWARD ASIA FUND LP, BREVAN HOWARD ASIA FUND LTD, Brevan Howard Securitized Products Fund Ltd, Brevan Howard Securitized Products Fund, L.P., Brevan Howard Diversified Strategies Fund, L.P., Brevan Howard Diversified Strategies Fund Ltd., Brevan Howard Argentina Fund, L.P., Brevan Howard Argentina Fund Ltd, Brevan Howard Strategic Macro Fund Ltd, Brevan Howard Strategic Macro Fund, L.P., Brevan Howard Commodities Strategies Fund Ltd, Brevan Howard Commodities Strategies Fund, L.P., Brevan Howard CMBS Fund Ltd, Brevan Howard Emerging Markets Local Fixed Income Fund Ltd., Brevan Howard Emerging Markets Local Fixed Income Fund, L.P., BREVAN HOWARD EMERGING MARKETS STRATEGIES FUND LP, Brevan Howard Emerging Markets Strategies Fund Ltd, Brevan Howard Emerging Markets Local Fixed Income Leveraged Fund, L.P., Brevan Howard Emerging Markets Local Fixed Income Leveraged Fund Ltd, Brevan Howard Macro FX Fund, L.P., Brevan Howard Macro FX Fund Ltd, Brevan Howard CMBS Fund, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Vernon by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 69 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Vernon is listed on: none on file. No website or social profile named in BREVAN HOWARD FUND LTD's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #51,407 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (George Town, Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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