Sponsor Check › Person
Related person on Form D filings · address state as listed: VA · listed Mar 19, 2009 → Feb 25, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
Search queued. Results are added automatically; check back later or follow this page to be notified.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 22 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Feb 25, 2026 D/A File 021-127665 | $0 | $0 | $0 The company charges an expense reimbursement fee that is described in the company's operating documents. | None listed on this filing |
| EDGAR ↗ | Feb 25, 2026 D/A File 021-193352 | $0 | $0 | $0 The fund charges an expense reimbursement fee that is described in the fund's operating documents. | None listed on this filing |
| EDGAR ↗ | Feb 25, 2026 D/A File 021-221236 | $0 | $0 | $0 Issuer charges an expense reimbursement fee that is described in the Issuer's operating documents. | None listed on this filing |
| EDGAR ↗ | Feb 25, 2026 D/A File 021-346044 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 25, 2026 D/A File 021-451189 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 27, 2023 D/A File 021-209244 | $0 | $0 | $0 Issuer charges an expense reimbursement fee that is described in the Issuer's operating documents. | None listed on this filing |
| EDGAR ↗ | Jul 27, 2023 D/A File 021-209879 | $0 | $0 | $0 Issuer charges an expense reimbursement fee that is described in the Issuer's operating documents. | None listed on this filing |
| EDGAR ↗ | Jul 27, 2023 D/A File 021-209877 | $0 | $0 | $0 Issuer charges an expense reimbursement fee that is described in the Issuer's operating documents. | None listed on this filing |
| EDGAR ↗ | Jul 27, 2023 D/A File 021-248080 | $0 | $0 | $0 The fund charges an expense reimbursement fee that is described in the fund's operating documents. | None listed on this filing |
| EDGAR ↗ | Jul 27, 2023 D/A File 021-248777 | $0 | $0 | $0 VECO Power Trading, LLC charges an expense reimbursement fee that is described in its operating documents | None listed on this filing |
| EDGAR ↗ | Jun 30, 2023 D/A File 021-451181 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 30, 2023 D/A File 021-451193 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 30, 2023 D/A File 021-451194 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 8, 2023 D File 021-475266 | $0 | $0 | $0 The company charges an expense reimbursement fee that is described in its operating documents. | None listed on this filing |
| EDGAR ↗ | Feb 28, 2023 D/A File 021-174911 | $0 | $0 | $0 The fund charges an expense reimbursement fee that is described in the fund's operating documents. | None listed on this filing |
| EDGAR ↗ | Feb 28, 2023 D/A File 021-266634 | $0 | $0 | $0 The fund charges an expense reimbursement fee that is described in the fund's operating documents | None listed on this filing |
| EDGAR ↗ | Mar 4, 2020 D/A File 021-266641 | $0 | $0 | $0 The fund charges an expense reimbursement fee that is described in the fund's operating documents | None listed on this filing |
| EDGAR ↗ | Feb 3, 2020 D File 021-359549 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 8, 2018 D/A File 021-243865 | $0 | $0 | $0 The fund charges an expense reimbursement fee that is described in the fund's operating documents. | None listed on this filing |
| EDGAR ↗ | Aug 29, 2017 D/A File 021-261023 | $0 | $0 | $0 The fund charges an expense reimbursement fee that is described in the fund's operating documents | None listed on this filing |
| EDGAR ↗ | Mar 14, 2012 D File 021-174913 | $0 | $0 | $0 The fund charges an expense reimbursement fee that is described in the fund's operating documents. | None listed on this filing |
| EDGAR ↗ | Apr 9, 2009 D/A File 021-124620 | $0 | $0 | $0 Any proceeds will be used for working capital | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | DC Investment Partners, LLC group: Dean | Executive Officer, Director Deputy Chair of DC Investment Partners, LLC; Managing Board Member of General Partner of Managing Member | Feb 25, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $130,172,052 | 9 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DCIP Multi Strategy Fund, LLC group: Dean | Executive Officer Deputy Chair of DCIP Multi Strategy Fund, LLC; Managing Board Member of General Partner of Managing Member | Feb 25, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $105,339,015 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | RET Multi Strategy Fund, LLC group: Dean | Director Managing Board Member and Deputy Chair | Feb 25, 2026 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $3,429,396 | 11 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures Multi Strategy Fund, L.P. group: Dean | Director Managing Board Member and Deputy Chair of General Partner | Feb 25, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,680,236 | 13 similar: 4–27 | $5,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DC Energy Multi Strategy Fund, L.P. group: Dean | Director Managing Board Member and Deputy Chair of General Partner | Feb 25, 2026 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $43,458,668 | 43 similar: 2–13 | $5,000 similar: $10,000–$100,000 |
| EDGAR ↗ | DC Investment Partners, LLC group: Dean | Executive Officer, Director Deputy Chair of DC Investment Partners, LLC; Managing Board Member of General Partner of Managing Member | Feb 26, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $125,459,549 | 9 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DCIP Multi Strategy Fund, LLC group: Dean | Executive Officer Deputy Chair of DCIP Multi Strategy Fund, LLC; Managing Board Member of General Partner of Managing Member | Feb 26, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $32,743,087 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | RET Multi Strategy Fund, LLC group: Dean | Director Managing Board Member and Deputy Chair | Feb 26, 2025 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $3,369,396 | 11 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures Multi Strategy Fund, L.P. group: Dean | Director Managing Board Member and Deputy Chair of General Partner | Feb 26, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,675,236 | 13 similar: 4–27 | $5,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DC Energy Multi Strategy Fund, L.P. group: Dean | Director Managing Board Member and Deputy Chair of General Partner | Feb 26, 2025 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $37,086,454 | 41 similar: 2–13 | $5,000 similar: $10,000–$100,000 |
| EDGAR ↗ | DC Investment Partners, LLC group: Dean | Executive Officer, Director Deputy Chair of DC Investment Partners, LLC; Managing Board Member of General Partner of Managing Member | Jul 26, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,659,533 | 9 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DCIP Multi Strategy Fund, LLC group: Dean | Executive Officer Deputy Chair of DCIP Multi Strategy Fund, LLC; Managing Board Member of General Partner of Managing Member | Jul 10, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $30,455,223 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | RET Multi Strategy Fund, LLC group: Dean | Director Managing Board Member and Deputy Chair | Feb 27, 2024 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $3,309,396 | 11 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures Multi Strategy Fund, L.P. group: Dean | Director Managing Board Member and Deputy Chair of General Partner | Feb 27, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,570,236 | 13 similar: 4–27 | $5,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DC Energy Multi Strategy Fund, L.P. group: Dean | Director Managing Board Member and Deputy Chair of General Partner | Feb 27, 2024 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $30,689,302 | 40 similar: 2–13 | $5,000 similar: $10,000–$100,000 |
| EDGAR ↗ | VECO Power Trading, LLC group: Dean | Director CEO of Manager and Deputy Chair and Managing Board Member of Managing Member of Manager | Jul 27, 2023 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $23,103,683 | 2 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | DC Investment Partners, LLC group: Dean | Executive Officer, Director Deputy Chair of DC Investment Partners, LLC; Managing Board Member of General Partner of Managing Member | Jul 27, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,659,533 | 9 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Capital Investments Holdings, LLC group: Dean | Director Deputy Chair and Managing Board Member of its Manager | Jul 27, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $588,630,797 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II Holdings, LLC group: Dean | Director Deputy Chair and Managing Board Member of its Manager | Jul 27, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $297,920,305 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures Holdings, LLC group: Dean | Director Deputy Chair and Managing Board Member of its Manager | Jul 27, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,079,419,490 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures 20, LLC group: Dean | Director Deputy Chair and Managing Board Member of its Manager | Jul 27, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $282,486,246 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DCIP Holdings Fund, LLC group: Dean | Executive Officer Deputy Chair of DCIP Holdings Fund, LLC; Managing Board Member of General Partner of Managing Member | Jun 30, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $59,408,808 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DCIP Funds, LLC group: Dean | Executive Officer Deputy Chair of DCIP Funds, LLC; Managing Board Member of General Partner of Managing Member | Jun 30, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $65,019,696 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DCIP Multi Strategy Fund, LLC group: Dean | Executive Officer Deputy Chair of DCIP Multi Strategy Fund, LLC; Managing Board Member of General Partner of Managing Member | Jun 30, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,384,116 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DCIP Parallel Funds, LLC group: Dean | Executive Officer Deputy Chair of DCIP Parallel Funds, LLC; Managing Board Member of General Partner of Manager | Jun 30, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $9,760,107 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DART Energy, LLC group: Dean | Director CEO of Manager and Deputy Chair and Managing Board Member of Managing Member of Manager | Mar 8, 2023 | D | Indefinite similar: $1,000,000–$16,613,798 | $1,500,000 | 1 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | DC Investments Alpha Fund, LLC group: Dean | Director Managing Board Member and Deputy Chair of Manager | Feb 28, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $416,404,330 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | RET Multi Strategy Fund, LLC group: Dean | Director Managing Board Member and Deputy Chair | Feb 28, 2023 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $1,978,887 | 10 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures Multi Strategy Fund, L.P. group: Dean | Director Managing Board Member and Deputy Chair of General Partner | Feb 28, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,362,736 | 12 similar: 4–27 | $5,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II, LLC group: Dean | Director Managing Board Member & Deputy Chair of Manager | Feb 28, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $977,584,228 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Energy Multi Strategy Fund, L.P. group: Dean | Director Managing Board Member and Deputy Chair of General Partner | Feb 28, 2023 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $26,916,118 | 39 similar: 2–13 | $5,000 similar: $10,000–$100,000 |
| EDGAR ↗ | DC Investment Partners, LLC group: Dean | Executive Officer, Director Deputy Chair of DC Investment Partners, LLC; Managing Board Member of General Partner of Managing Member | Jul 29, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $122,659,533 | 8 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Capital Investments Holdings, LLC group: Dean | Director Deputy Chair and Managing Board Member of its Manager | Jul 29, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $578,216,729 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | VECO Power Trading, LLC group: Dean | Director CEO of Manager and Deputy Chair and Managing Board Member of Managing Member of Manager | Jul 29, 2022 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $11,760,683 | 2 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures Holdings, LLC group: Dean | Director Deputy Chair and Managing Board Member of its Manager | Jul 29, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,064,374,042 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II Holdings, LLC group: Dean | Director Deputy Chair and Managing Board Member of its Manager | Jul 29, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $287,296,555 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures 20, LLC group: Dean | Director Deputy Chair and Managing Board Member of its Manager | Jul 29, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $187,479,038 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DCIP Holdings Fund, LLC group: Dean | Executive Officer Deputy Chair of DCIP Holdings Fund, LLC; Managing Board Member of General Partner of Managing Member | Jul 6, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $29,440,655 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DCIP Funds, LLC group: Dean | Executive Officer Deputy Chair of DCIP Funds, LLC; Managing Board Member of General Partner of Managing Member | Jul 5, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $65,019,697 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DCIP Multi Strategy Fund, LLC group: Dean | Executive Officer Deputy Chair of DCIP Multi Strategy Fund, LLC; Managing Board Member of General Partner of Managing Member | Jul 5, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $16,840,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DCIP Parallel Funds, LLC group: Dean | Executive Officer Deputy Chair of DCIP Parallel Funds, LLC; Managing Board Member of General Partner of Manager | Jul 5, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $6,060,045 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investments Alpha Fund, LLC group: Dean | Director Managing Board Member, Deputy Chair, President and Managing Director of Manager | Mar 2, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $404,936,083 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | RET Multi Strategy Fund, LLC group: Dean | Director Managing Board Member and Deputy Chair | Mar 2, 2022 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $1,935,887 | 10 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures Multi Strategy Fund, L.P. group: Dean | Director Managing Board Member and Deputy Chair of General Partner | Mar 2, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,347,736 | 12 similar: 4–27 | $5,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II, LLC group: Dean | Director Managing Board Member, Deputy Chair, President and Managing Director of Manager | Mar 2, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $966,115,981 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Energy Multi Strategy Fund, L.P. group: Dean | Director Managing Board Member and Deputy Chair of General Partner | Mar 2, 2022 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $22,652,933 | 38 similar: 2–13 | $5,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures 20, LLC group: Dean | Executive Officer Managing Director, President, CFO & Secretary of Manager | Aug 5, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $187,479,038 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II Holdings, LLC group: Dean | Executive Officer Managing Director, President, CFO, & Secretary of Manager | Aug 5, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $281,910,102 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures Holdings, LLC group: Dean | Executive Officer Managing Director, President, CFO, & Secretary of Manager | Aug 5, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,062,906,339 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | VECO Power Trading, LLC group: Dean | Executive Officer Managing Director, CFO & CEO of Manager | Aug 5, 2021 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $11,735,683 | 2 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Capital Investments Holdings, LLC group: Dean | Executive Officer Managing Director, President, CFO, & Secretary of Manager | Aug 5, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $572,697,034 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investment Partners, LLC group: Dean | Executive Officer Managing Director, President, CFO, & Secretary of DC Investment Partners, LLC and CFO and Secretary of its Managing Member | Aug 5, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,885,873 | 8 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DC Energy Multi Strategy Fund, L.P. group: Dean | Executive Officer Managing Director, CFO and Secretary of General Partner | Mar 3, 2021 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $18,330,633 | 35 similar: 2–13 | $5,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures II, LLC group: Dean | Executive Officer Managing Director, President, CFO and Secretary of Manager | Mar 3, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $966,000,981 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures Multi Strategy Fund, L.P. group: Dean | Executive Officer Managing Director, President, CFO and Secretary of General Partner | Mar 3, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,237,736 | 11 similar: 4–27 | $5,000 similar: $1,000–$100,000 |
| EDGAR ↗ | RET Multi Strategy Fund, LLC group: Dean | Executive Officer CEO, MD, CFO & Secretary | Mar 3, 2021 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $1,801,287 | 9 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | DC Investments Alpha Fund, LLC group: Dean | Executive Officer Managing Director, President, CFO and Secretary of Manager | Mar 3, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $404,505,071 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | VECO Power Trading, LLC group: Dean | Executive Officer Managing Director, CFO & CEO of Manager | Aug 6, 2020 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $11,601,082 | 2 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures II Holdings, LLC group: Dean | Executive Officer Managing Director, President, CFO, & Secretary of Manager | Aug 6, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $273,910,102 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures Holdings, LLC group: Dean | Executive Officer Managing Director, President, CFO, & Secretary of Manager | Aug 6, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,026,442,083 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures 20, LLC group: Dean | Executive Officer Managing Director, President, CFO & Secretary of Manager | Aug 6, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $187,305,413 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Capital Investments Holdings, LLC group: Dean | Executive Officer Managing Director, President, CFO, & Secretary of Manager | Aug 6, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $564,697,034 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investment Partners, LLC group: Dean | Executive Officer Managing Director, President, CFO, & Secretary of DC Investment Partners, LLC and CFO and Secretary of its Managing Member | Aug 5, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $61,655,008 | 8 similar: 4–27 | $50,000 similar: $1,000–$100,000 |
| EDGAR ↗ | DC Energy Multi Strategy Fund, L.P. group: Dean | Executive Officer Managing Director, President, and Secretary of General Partner | Mar 4, 2020 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $17,440,904 | 34 similar: 2–13 | $5,000 similar: $10,000–$100,000 |
| EDGAR ↗ | DC Investments Efficient Fund, LLC group: Dean | Executive Officer Managing Director, President and Secretary of Manager | Mar 4, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $311,221,730 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investments Alpha Fund, LLC group: Dean | Executive Officer Managing Director, President and Secretary of Manager | Mar 4, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $168,562,934 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | RET Multi Strategy Fund, LLC group: Dean | Executive Officer Managing Director and Secretary | Mar 4, 2020 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $1,801,286 | 9 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures Multi Strategy Fund, L.P. group: Dean | Executive Officer Managing Director, President and Secretary of General Partner | Mar 4, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $14,237,736 | 11 similar: 4–27 | $5,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II, LLC group: Dean | Executive Officer Managing Director, President, Secretary of Dean Capital Investments Management, LLC | Mar 4, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $955,000,980 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Bounce Imaging, Inc. | Director | Feb 3, 2020 | D | $6,854,378 similar: $1,000,000–$10,000,000 | $6,854,378 | 64 similar: 1–11 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Dean Ventures Holdings, LLC group: Dean | Executive Officer Managing Director, President & Secretary of Manager | Aug 27, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,026,404,451 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Capital Investments Holdings, LLC group: Dean | Executive Officer Managing Director, President & Secretary of Manager | Aug 27, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $561,694,982 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II Holdings, LLC group: Dean | Executive Officer Managing Director, President & Secretary of Manager | Aug 27, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $273,872,470 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | VECO Power Trading, LLC group: Dean | Executive Officer Managing Director & CEO of Manager | Aug 27, 2019 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $11,601,082 | 2 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures 20, LLC group: Dean | Executive Officer Managing Director, President & Secretary of Manager | Aug 27, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $187,239,890 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investment Partners, LLC group: Dean | Executive Officer Managing Director, President, & Secretary of DC Investment Partners, LLC and Secretary of its Managing Member | Aug 8, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $26,010,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investments Efficient Fund, LLC group: Dean | Executive Officer Managing Director, President, Secretary, and Managing Board Member of Manager | Mar 7, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $251,890,854 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investments Alpha Fund, LLC group: Dean | Executive Officer Managing Director, President, Secretary, and Managing Board Member of Manager | Mar 7, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $147,961,617 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | RET Multi Strategy Fund, LLC group: Dean | Executive Officer Managing Board Member, Managing Director and Secretary | Mar 7, 2019 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $1,801,286 | 9 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures Multi Strategy Fund, L.P. group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Capital Investments Management, LLC | Mar 7, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,731,736 | 11 similar: 4–27 | $5,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Capital Investments Management, LLC | Mar 7, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $952,456,336 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Energy Multi Strategy Fund, L.P. group: Dean | Executive Officer Secretary of DC Energy Management, L.P. | Mar 7, 2019 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $16,351,751 | 34 similar: 2–13 | $5,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures 20, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board member of Manager | Aug 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $187,224,952 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II Holdings, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Manager | Aug 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $272,978,810 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures Holdings, LLC group: Dean | Executive Officer Managing Director, President, and Managing Board Member of Manager | Aug 28, 2018 | D/A | Indefinite similar: $763,000–$10,000,000 | $650,267,483 | 6 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | VECO Power Trading, LLC group: Dean | Executive Officer Managing Director and Managing Board Member of Manager | Aug 28, 2018 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $11,507,582 | 2 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Capital Investments Holdings, LLC group: Dean | Executive Officer Managing Director, President, and Managing Board Member of Manager | Aug 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $557,894,982 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investments Efficient Fund, LLC group: Dean | Executive Officer Managing Director, President, Secretary, and Managing Board Member of Manager | Mar 8, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $177,386,776 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investments Alpha Fund, LLC group: Dean | Executive Officer Managing Director, President, Secretary, and Managing Board Member of Manager | Mar 8, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $115,619,025 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | RET Multi Strategy Fund, LLC group: Dean | Executive Officer Managing Board Member, Managing Director and Secretary | Mar 8, 2018 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $1,707,786 | 9 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures Multi Strategy Fund, L.P. group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Capital Investments Management, LLC | Mar 8, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,731,736 | 11 similar: 4–27 | $5,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Capital Investments Management, LLC | Mar 8, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $951,539,014 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Capital Investments Micro, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Capital Investments Management, LLC | Mar 8, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $148,042,789 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Energy Multi Strategy Fund, L.P. group: Dean | Executive Officer Secretary of DC Energy Management, L.P. | Mar 8, 2018 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $15,464,161 | 32 similar: 2–13 | $5,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures 20, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board member of Manager | Aug 30, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $146,323,047 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II Holdings, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Manager | Aug 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $256,493,263 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures Holdings, LLC group: Dean | Executive Officer Managing Director, President, and Managing Board Member of Manager | Aug 29, 2017 | D/A | Indefinite similar: $763,000–$10,000,000 | $618,049,594 | 5 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | VECO Power Trading, LLC group: Dean | Executive Officer Managing Director and Managing Board Member of Manager | Aug 29, 2017 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $11,402,582 | 2 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Capital Investments Holdings, LLC group: Dean | Executive Officer Managing Director, President, and Managing Board Member of Manager | Aug 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $514,401,460 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investments Neutral Fund, LLC group: Dean | Executive Officer Managing Director, President, Secretary, and Managing Board Member of Manager | Aug 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $158,162,182 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investments Efficient Fund, LLC group: Dean | Executive Officer Managing Director, President, Secretary, and Managing Board Member of Manager | Mar 10, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $97,000,021 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investments Alpha Fund, LLC group: Dean | Executive Officer Managing Director, President, Secretary, and Managing Board Member of Manager | Mar 10, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $76,965,012 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | RET Multi Strategy Fund, LLC group: Dean | Executive Officer Managing Board Member, Managing Director and Secretary | Mar 10, 2017 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $1,396,323 | 8 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures Multi Strategy Fund, L.P. group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Capital Investments Management, LLC | Mar 10, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,908,736 | 8 similar: 4–27 | $5,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Capital Investments Management, LLC | Mar 10, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $866,431,744 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Capital Investments Micro, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Capital Investments Management, LLC | Mar 10, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $148,042,789 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Energy Multi Strategy Fund, L.P. group: Dean | Executive Officer Secretary of DC Energy Management, L.P. | Mar 10, 2017 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $14,691,427 | 31 similar: 2–13 | $5,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures 20, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board member of Manager | Sep 19, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $91,248,766 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II Holdings, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Manager | Sep 19, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $177,299,474 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures Holdings, LLC group: Dean | Executive Officer Managing Director, President, and Managing Board Member of Manager | Sep 19, 2016 | D/A | Indefinite similar: $763,000–$10,000,000 | $521,662,261 | 5 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | VECO Power Trading, LLC group: Dean | Executive Officer Managing Director of VECO, LLC, Manager of VECO Power Trading, LLC | Sep 19, 2016 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $10,973,739 | 2 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Capital Investments Holdings, LLC group: Dean | Executive Officer Managing Director, President, and Managing Board Member of Manager | Sep 19, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $173,691,959 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investments Neutral Fund, LLC group: Dean | Executive Officer Managing Director, President, Secretary, and Managing Board Member of Manager | Sep 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $148,162,182 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investments Neutral Fund, LLC group: Dean | Executive Officer Managing Director, President, Secretary, and Managing Board Member of Manager | Jul 12, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $145,162,182 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investments Efficient Fund, LLC group: Dean | Executive Officer Managing Director, President, Secretary, and Managing Board Member of Manager | Jul 8, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $100 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investments Alpha Fund, LLC group: Dean | Executive Officer Managing Director, President, Secretary, and Managing Board Member of Manager | Jul 8, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $100 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investments Neutral Fund, LLC group: Dean | Executive Officer Managing Director, President, Secretary, and Managing Board Member | Apr 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $73,542,694 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Investments Neutral Fund, LLC group: Dean | Executive Officer Managing Director, President, Secretary, and Managing Board Member | Apr 11, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $73,506,144 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Energy Multi Strategy Fund, L.P. group: Dean | Executive Officer Secretary of DC Energy Management, L.P. | Mar 11, 2016 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $14,004,279 | 31 similar: 2–13 | $5,000 similar: $10,000–$100,000 |
| EDGAR ↗ | RET Multi Strategy Fund, LLC group: Dean | Executive Officer Managing Board Member, Managing Director and Secretary | Mar 11, 2016 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $1,396,323 | 8 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Capital Investments Micro, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Capital Investments Management, LLC | Mar 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $66,094,809 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Capital Investments Management, LLC | Mar 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $822,200,409 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures Multi Strategy Fund, L.P. group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Capital Investments Management, LLC | Mar 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,806,352 | 7 similar: 4–27 | $5,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures 20, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board member of Manager | Dec 23, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $81,236,170 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II Holdings, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Manager | Dec 22, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $148,125,466 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures Holdings, LLC group: Dean | Executive Officer Managing Director, President, and Managing Board Member of Manager | Dec 22, 2015 | D/A | Indefinite similar: $763,000–$10,000,000 | $511,347,313 | 5 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | VECO Power Trading, LLC group: Dean | Executive Officer Managing Director of VECO, LLC, Manager of VECO Power Trading, LLC | Oct 5, 2015 | D | Indefinite similar: $1,000,000–$16,613,798 | $4,872,239 | 2 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Capital Investments Holdings, LLC group: Dean | Executive Officer Managing Director, President | Sep 23, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $19,223,640 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | RET Multi Strategy Fund, LLC group: Dean | Executive Officer Managing Board Member, Managing Director and Secretary | Jul 16, 2015 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $1,391,323 | 8 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Capital Investments Micro, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Capital Investments Management, LLC | Jul 16, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $30,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Energy Multi Strategy Fund, L.P. group: Dean | Executive Officer Sr. Managing Director and Secretary of DC Energy Management, L.P. | Mar 13, 2015 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $13,605,279 | 31 similar: 2–13 | $5,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures Multi Strategy Fund, L.P. group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Ventures Management, LLC | Mar 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,715,352 | 6 similar: 4–27 | $5,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Ventures Management, LLC | Mar 12, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $806,564,322 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Energy Multi Strategy Fund, L.P. group: Dean | Executive Officer Sr. Managing Director and Secretary of DC Energy Management, L.P. | Mar 12, 2015 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $13,605,279 | 31 similar: 2–13 | $5,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures II Holdings, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Manager | Feb 2, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $132,995,827 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures 20, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board member of Manager | Jan 2, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $74,399,270 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures Holdings, LLC group: Dean | Executive Officer Managing Director, President, Managing Board Member of Manager | Jan 2, 2015 | D/A | Indefinite similar: $763,000–$10,000,000 | $505,343,553 | 5 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | Dean Ventures Holdings, LLC group: Dean | Executive Officer Managing Director, President, Managing Board Member of Manager | Jan 2, 2015 | D/A | Indefinite similar: $763,000–$10,000,000 | $505,343,553 | 5 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | RET Multi Strategy Fund, LLC group: Dean | Executive Officer Managing Board Member, Managing Director, President and Secretary | Jul 16, 2014 | D | Indefinite similar: $1,000,000–$16,613,798 | $0 | 0 similar: 2–13 | No minimum reported similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures Multi Strategy Fund, L.P. group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Ventures Management, LLC | Mar 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,603,353 | 6 similar: 4–27 | $5,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures II, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Ventures Management, LLC | Mar 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $805,875,640 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | DC Energy Multi Strategy Fund, L.P. group: Dean | Executive Officer Sr. Managing Director and Secretary of DC Energy Management, L.P. | Mar 14, 2014 | D/A | Indefinite similar: $1,000,000–$16,613,798 | $12,731,695 | 31 similar: 2–13 | $5,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Dean Ventures II Holdings, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Manager | Jan 13, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $131,849,346 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures Holdings, LLC group: Dean | Executive Officer Managing Director, President, Managing Board Member of Manager | Jan 13, 2014 | D | Indefinite similar: $763,000–$10,000,000 | $486,128,239 | 5 similar: 4–23 | No minimum reported similar: $10,000–$78,388 |
| EDGAR ↗ | Dean Ventures 20, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board member of Manager | Jan 3, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $74,130,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Dean Ventures Multi Strategy Fund, L.P. group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Ventures Management, LLC | Mar 15, 2013 | D | Indefinite | $2,701,448 | 4 | $5,000 |
| EDGAR ↗ | Dean Ventures II, LLC group: Dean | Executive Officer Managing Director, President, Secretary and Managing Board Member of Dean Ventures Management, LLC | Mar 14, 2013 | D/A | Indefinite | $357,400,000 | 5 | No minimum reported |
| EDGAR ↗ | DC Energy Multi Strategy Fund, L.P. group: Dean | Executive Officer Managing Board Member, Managing Director and Secretary of the General Partner | Mar 14, 2013 | D/A | Indefinite | $6,708,681 | 27 | $5,000 |
| EDGAR ↗ | DC Energy Multi Strategy Fund, L.P. group: Dean | Executive Officer Managing Member of the General Partner | Mar 14, 2012 | D/A | Indefinite | $5,235,289 | 25 | $5,000 |
| EDGAR ↗ | Dean Ventures Multi Strategy Fund, LLC group: Dean | Executive Officer Managing Member of Dean Ventures Management, LLC | Mar 14, 2012 | D | Indefinite | $2,028,109 | 2 | No minimum reported |
| EDGAR ↗ | Dean Ventures II, LLC group: Dean | Executive Officer Managing Member of Dean Ventures Management, LLC | Mar 14, 2012 | D | Indefinite | $341,562,020 | 4 | No minimum reported |
| EDGAR ↗ | NODAL EXCHANGE, LLC group: Dean | Director, Executive Officer, Promoter | Apr 9, 2009 | D/A | $26,400,000 | $26,400,000 | 4 | $165,000 |
| EDGAR ↗ | NODAL EXCHANGE, LLC group: Dean | Director, Executive Officer, Promoter | Mar 19, 2009 | D/A | $26,400,000 | $20,000,013 | 3 | $165,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Energy / 506(b) (1,000 filings); Other Technology / 506(c) (805 filings); Investing / 506(b) (2,521 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as James P. Smist. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Export this report as PDF (members · included free during the launch period)
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when James P. Smist appears on a new Form D, or when a court case or SEC action is matched to them. See plans →