PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:56 AM ET

Sponsor Check › Person

James M. Schultz

Related person on Form D filings · address states as listed: IL, MI, MO, KS, MA · listed Mar 17, 2020 → Dec 21, 2022

8issuers
45Form D filings
2020–2022years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:03 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:03 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:03 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

1 of 27 offerings reports sales commissions totalling $84,000; 0 report finder's fees; 3 report proceeds to related persons totalling $1,989,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jun 30, 2026 D/A
File 021-530724
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Jul 2, 2025 D/A
File 021-512910
$0$0$0None listed on this filing
EDGAR ↗Jun 25, 2024 D/A
File 021-490284
$0$0$0 (est.)None listed on this filing
EDGAR ↗Dec 21, 2022 D
File 021-468260
$0$0$0 (est.)None listed on this filing
EDGAR ↗Aug 10, 2022 D
File 021-455494
$0$0$0None listed on this filing
EDGAR ↗Aug 1, 2022 D
File 021-454291
$0$0$0None listed on this filing
EDGAR ↗Jul 18, 2022 D/A
File 021-433978
$0$0$0 (est.)None listed on this filing
EDGAR ↗Feb 17, 2022 D/A
File 021-408394
$0$0$0 (est.)None listed on this filing
EDGAR ↗Aug 2, 2021 D/A
File 021-388423
$0$0$0 (est.)None listed on this filing
EDGAR ↗May 14, 2021 D
File 021-399476
$0$0$0None listed on this filing
EDGAR ↗Feb 18, 2021 D/A
File 021-372277
$0$0$0 (est.)None listed on this filing
EDGAR ↗Oct 27, 2020 D/A
File 021-363016
$0$0$0None listed on this filing
EDGAR ↗Oct 27, 2020 D/A
File 021-363014
$0$0$0 (est.)None listed on this filing
EDGAR ↗Oct 27, 2020 D/A
File 021-367869
$0$0$0
No cash proceeds were received by the Issuer in connection with the offering.
None listed on this filing
EDGAR ↗Oct 27, 2020 D/A
File 021-367883
$0$0$0None listed on this filing
EDGAR ↗Oct 27, 2020 D/A
File 021-367882
$0$0$0 (est.)None listed on this filing
EDGAR ↗Aug 26, 2020 D
File 021-374112
$0$0$0None listed on this filing
EDGAR ↗May 23, 2019 D
File 021-340238
$0$0$0None listed on this filing
EDGAR ↗May 6, 2019 D
File 021-338838
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Jun 29, 2018 D
File 021-315772
$0 (est.)$0 (est.)$0 (est.)None listed on this filing
EDGAR ↗Aug 1, 2016 D
File 021-268072
$0$0$0 (est.)None listed on this filing
EDGAR ↗Dec 17, 2014 D
File 021-230280
$84,000 (est.)$0$0
A portion of the gross proceeds will be used for general working capital, which may include salary payments to executive officers and directors. An estimate of such amount is unknown at this time.
Smith, Moore Co. BrokerCheck CRD 3441 ↗
EDGAR ↗Aug 19, 2014 D
File 021-223292
$0$0$0 (est.)None listed on this filing
EDGAR ↗Jun 24, 2014 D/A
File 021-209661
$0$0$210,000 (est.)None listed on this filing
EDGAR ↗May 11, 2012 D/A
File 021-160345
$0$0$1,529,000 (est.)None listed on this filing
EDGAR ↗Aug 24, 2010 D
File 021-146837
$0$0$250,000 (est.)
Among other things, gross proceeds of the offering will be used to pay salaries of the Company's executive officers.
None listed on this filing
EDGAR ↗Jun 12, 2009 D
File 021-86774-8C
$0$0$0None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Amplifi Vascular, Inc.
group: Naa
DirectorJun 30, 2026D/A$12,000,000
similar: $2,000,000–$19,999,994
$5,960,27859
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Amplifi Vascular, Inc.
group: Naa
DirectorMar 26, 2026D/A$6,000,000
similar: $2,000,000–$19,999,994
$5,910,27859
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Open Prairie Rural Opportunities Fund II, LPDirectorJul 2, 2025D/A$200,000,000
similar: $155,000–$5,250,000
$21,600,00027
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Amplifi Vascular, Inc.
group: Naa
DirectorNov 27, 2024D$4,000,000
similar: $2,000,000–$19,999,994
$1,543,61923
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Amplifi Vascular, Inc.
group: Naa
DirectorJun 25, 2024D/A$8,000,000
similar: $2,000,000–$19,999,994
$808,0006
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Open Prairie Rural Opportunities Fund II, LPDirectorMay 10, 2024D$200,000,000
similar: $155,000–$5,250,000
$17,600,00024
similar: 4–27
$100,000
similar: $1,000–$100,000
EDGAR ↗Amplifi Vascular, Inc.
group: Naa
DirectorAug 21, 2023D$7,000,000
similar: $2,000,000–$19,999,994
$558,0004
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Artio Medical, Inc.DirectorDec 21, 2022D$10,000,000
similar: $2,000,000–$19,999,994
$5,068,88113
similar: 2–16
$50,000
similar: $10,000–$50,000
EDGAR ↗PRIME BANC CORPDirectorAug 10, 2022D$20,250,000
similar: $7,000,000–$35,000,000
$12,161,61059
similar: 6–28
$54,000
similar: $29,900–$250,000
EDGAR ↗IngredientWerks, Inc.DirectorAug 1, 2022D$5,000,000
similar: $1,100,015–$10,001,163
$750,0002
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Artio Medical, Inc.DirectorJul 18, 2022D/A$36,000,000
similar: $2,000,000–$19,999,994
$16,280,69290
similar: 2–16
$50,000
similar: $10,000–$50,000
EDGAR ↗Artio Medical, Inc.DirectorApr 4, 2022D/A$20,000,000
similar: $2,000,000–$19,999,994
$4,797,87626
similar: 2–16
$50,000
similar: $10,000–$50,000
EDGAR ↗Artio Medical, Inc.DirectorFeb 17, 2022D$15,000,000
similar: $2,000,000–$19,999,994
$00
similar: 2–16
$50,000
similar: $10,000–$50,000
EDGAR ↗Artio Medical, Inc.DirectorFeb 17, 2022D/A$12,000,000
similar: $2,000,000–$19,999,994
$11,384,09458
similar: 2–16
$25,000
similar: $10,000–$50,000
EDGAR ↗Artio Medical, Inc.DirectorSep 7, 2021D/A$12,000,000
similar: $2,000,000–$19,999,994
$5,405,35836
similar: 2–16
$25,000
similar: $10,000–$50,000
EDGAR ↗Artio Medical, Inc.DirectorAug 2, 2021D/A$7,000,000
similar: $2,000,000–$19,999,994
$7,000,00056
similar: 2–16
$10,000
similar: $10,000–$50,000
EDGAR ↗Artio Medical, Inc.DirectorJul 30, 2021D$10,000,000
similar: $2,000,000–$19,999,994
$00
similar: 2–16
$25,000
similar: $10,000–$50,000
EDGAR ↗PRIME BANC CORPDirectorMay 14, 2021D$25,000,000
similar: $7,000,000–$35,000,000
$500,0001
similar: 6–28
$100,000
similar: $29,900–$250,000
EDGAR ↗Artio Medical, Inc.DirectorFeb 18, 2021D/A$5,000,000
similar: $2,000,000–$19,999,994
$4,977,23068
similar: 2–16
$10,000
similar: $10,000–$50,000
EDGAR ↗Artio Medical, Inc.DirectorFeb 18, 2021D/A$5,000,000
similar: $2,000,000–$19,999,994
$4,977,23068
similar: 2–16
$10,000
similar: $10,000–$50,000
EDGAR ↗Artio Medical, Inc.DirectorFeb 4, 2021D$7,000,000
similar: $2,000,000–$19,999,994
$00
similar: 2–16
$10,000
similar: $10,000–$50,000
EDGAR ↗Artio Medical, Inc.DirectorOct 27, 2020D/AIndefinite
similar: $2,000,000–$19,999,994
$402,2468
similar: 2–16
$10,000
similar: $10,000–$50,000
EDGAR ↗Artio Medical, Inc.DirectorOct 27, 2020D/A$17,488,800
similar: $2,000,000–$19,999,994
$17,488,800132
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Artio Medical, Inc.DirectorOct 27, 2020D/AIndefinite
similar: $2,000,000–$19,999,994
$00
similar: 2–16
$10,000
similar: $10,000–$50,000
EDGAR ↗Flow Forward Medical, Inc.DirectorOct 27, 2020D/AIndefinite
similar: $2,000,000–$19,999,994
$300,0005
similar: 2–16
$10,000
similar: $10,000–$50,000
EDGAR ↗Flow Forward Medical, Inc.DirectorOct 27, 2020D/AIndefinite
similar: $2,000,000–$19,999,994
$00
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗PRIME BANC CORPDirectorAug 26, 2020D$3,415,000
similar: $7,000,000–$35,000,000
$3,415,0006
similar: 6–28
No minimum reported
similar: $29,900–$250,000
EDGAR ↗Artio Medical, Inc.DirectorJul 31, 2020D$5,000,000
similar: $2,000,000–$19,999,994
$00
similar: 2–16
$10,000
similar: $10,000–$50,000
EDGAR ↗Artio Medical, Inc.DirectorMay 29, 2020DIndefinite
similar: $2,000,000–$19,999,994
$00
similar: 2–16
$10,000
similar: $10,000–$50,000
EDGAR ↗Flow Forward Medical, Inc.DirectorMay 29, 2020DIndefinite
similar: $2,000,000–$19,999,994
$00
similar: 2–16
$10,000
similar: $10,000–$50,000
EDGAR ↗Artio Medical, Inc.DirectorMay 28, 2020D$17,073,891
similar: $2,000,000–$19,999,994
$00
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Flow Forward Medical, Inc.DirectorMar 17, 2020DIndefinite
similar: $2,000,000–$19,999,994
$00
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Artio Medical, Inc.DirectorMar 17, 2020DIndefinite
similar: $2,000,000–$19,999,994
$00
similar: 2–16
No minimum reported
similar: $10,000–$50,000
EDGAR ↗PRIME BANC CORPDirectorMay 23, 2019D$15,000,075
similar: $7,000,000–$35,000,000
$1,448,32515
similar: 6–28
$22,500
similar: $29,900–$250,000
EDGAR ↗Vestaron CorpDirectorMay 6, 2019D$1,500,000
similar: $675,000–$10,000,000
$395,0005
similar: 1–12
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Vestaron CorpDirectorJun 29, 2018D$12,000,000
similar: $675,000–$10,000,000
$4,217,2315
similar: 1–12
$20,000
similar: $10,000–$50,000
EDGAR ↗Vestaron CorpDirectorAug 1, 2016D$18,000,000
similar: $675,000–$10,000,000
$10,000,00026
similar: 1–12
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Kultevat, Inc.
group: Kultevat
DirectorDec 17, 2014D$1,500,000
similar: $1,500,000–$10,000,000
$00
similar: 1–21
No minimum reported
similar: $13,894–$100,000
EDGAR ↗Vestaron CorpDirectorAug 19, 2014D$14,104,670
similar: $675,000–$10,000,000
$10,000,00027
similar: 1–12
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Vestaron CorpDirectorJun 24, 2014D/A$3,000,000
similar: $675,000–$10,000,000
$2,276,65624
similar: 1–12
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Vestaron CorpDirectorJan 9, 2014D$1,500,000
similar: $675,000–$10,000,000
$1,266,91918
similar: 1–12
No minimum reported
similar: $10,000–$50,000
EDGAR ↗Vestaron CorpDirectorMay 11, 2012D/A$8,000,000$6,843,31933$25,000
EDGAR ↗Vestaron CorpDirectorMay 26, 2011D$8,000,000$444,9996$25,000
EDGAR ↗Vestaron CorpDirectorAug 24, 2010D$1,000,000$250,0001No minimum reported
EDGAR ↗PRIME BANC CORPDirectorJun 12, 2009D$10,000,000$00No minimum reported

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (6 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • James Schultz — address state NY, 1 issuer, May 10, 2011 → Oct 18, 2013 · no shared issuer found
  • James Philip Schultz — address state Australia (as filed: C3), 1 issuer, Oct 5, 2022 → Oct 5, 2022 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (0 management entities, 40 people)

People and management entities the issuers listed as related persons on the same Form D filings as James M. Schultz. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Nathaniel Hagedorn — 22 shared filings (2 issuers) · role as listed: Director · also listed on 38 other issuers
  • Frank Nicholas Franano — 22 shared filings (2 issuers) · roles as listed: Executive Officer, Director
  • Maria Sainz — 16 shared filings (1 issuer) · role as listed: Director
  • Jenny Martin — 14 shared filings (2 issuers) · role as listed: Executive Officer
  • Jeff Weinrich — 12 shared filings (2 issuers) · role as listed: Director
  • John Ayres — 10 shared filings (1 issuer) · role as listed: Executive Officer
  • Elin D. Miller — 9 shared filings (1 issuer) · role as listed: Director
  • Robert Kennedy — 9 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 2 other issuers
  • Patrick G. Morand — 7 shared filings (2 issuers) · roles as listed: Director, Executive Officer · also listed on 6 other issuers
  • John C. Sorenson — 7 shared filings (1 issuer) · roles as listed: Director, Executive Officer
  • Abhinav Shukla — 7 shared filings (1 issuer) · role as listed: Director
  • Nancy Newman — 7 shared filings (1 issuer) · role as listed: Executive Officer
  • Sean Morris — 6 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 7 other issuers
  • Keith Gillard — 6 shared filings (1 issuer) · role as listed: Director
  • Robert G Willenborg — 5 shared filings (1 issuer) · role as listed: Director
  • Thomas Niebrugge — 5 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Gerald A Schultz — 5 shared filings (1 issuer) · role as listed: Director
  • James R Calhoon — 5 shared filings (1 issuer) · role as listed: Director
  • Henry J Stephens — 5 shared filings (1 issuer) · role as listed: Director
  • Jason Wrone — 5 shared filings (3 issuers) · role as listed: Director · also listed on 3 other issuers
  • Jason Semple — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • G. Thomas Wright — 4 shared filings (1 issuer) · role as listed: Director
  • Steven Will — 4 shared filings (1 issuer) · role as listed: Director
  • Pamela Hemmen — 4 shared filings (1 issuer) · role as listed: Director
  • Charles A Deters — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Kurt Dasse — 4 shared filings (1 issuer) · role as listed: Director
  • Joseph McConnell — 4 shared filings (1 issuer) · role as listed: Executive Officer
  • Steve Braun — 4 shared filings (1 issuer) · role as listed: Director
  • Thomas L. Wegman — 3 shared filings (1 issuer) · role as listed: Director
  • Ronald L. Probst — 3 shared filings (1 issuer) · role as listed: Director
  • Ronald Meeusen — 3 shared filings (2 issuers) · role as listed: Director · also listed on 1 other issuer
  • Mark Wong — 3 shared filings (1 issuer) · role as listed: Director
  • Eli L. Thomssen — 2 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • William P. Whitaker — 2 shared filings (2 issuers) · roles as listed: Executive Officer, Director · also listed on 1 other issuer
  • Ron Meeusen — 2 shared filings (1 issuer) · role as listed: Director
  • Philip Austin — 2 shared filings (1 issuer) · role as listed: Director
  • Leland A. Strom — 2 shared filings (1 issuer) · role as listed: Director
  • Brenda Kroeger — 2 shared filings (1 issuer) · role as listed: Executive Officer
  • Bernard Runde — 1 shared filing (1 issuer) · role as listed: Director
  • Thomas Wright — 1 shared filing (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Export this report as PDF (members · included free during the launch period)

Change history

No corrections have been requested for this page.

Facts from public records only, each linked to its source. No ratings, no opinions. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when James M. Schultz appears on a new Form D, or when a court case or SEC action is matched to them. See plans →