James Schroer is listed as a director on 4 SEC Form D filings by 2 issuers between Apr 2010 and Jan 2018: Networked Insights, Inc. (Chicago, IL — other technology — 2010–2011; $30M reported sold to 18 investors) and Spot Stuff, Inc. (Excelsior, MN — retailing — 2018; $200K reported sold to 1 investors).
What this means 2 separate companies raised money with this person listed as director, over about 8 years. Across those companies the filings report $30.2M sold in total.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for James Schroer and found 11 differences, 2 worth asking the sponsor about: Bankruptcy case: James A Schroer and Patricia C Schroer; Bankruptcy case: James Schroer and Toni Schroer; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.