James Roosevelt, Jr. is listed as a director on 5 SEC Form D filings by 3 issuers between Oct 2009 and Nov 2023: ALERE INC. (Waltham, MA — other health care — 2009–2010; $400M reported sold to 5 investors), Senscio Systems, Inc. (Harvard, MA — other technology — 2022–2023; $4.17M reported sold to 22 investors) and POINTRIGHT INC. (Lexington, MA — industry reported as "Other" — 2011; $1.5M reported sold to 1 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 14 years. Across those companies the filings report $405.7M sold in total.
Listed alongside Albert Berger (2 shared filings), Brian Mitchell (2 shared filings), Carla Flakne (2 shared filings), Carol Goldberg (2 shared filings), Dan Delaney (2 shared filings) and 43 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for James Roosevelt, Jr. and found 5 differences, 1 worth asking the sponsor about: Form D filed 88 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.