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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:15 AM ET

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James Pollak

Named as an officer, director or promoter on SEC Form D filings · CO · Jun 30, 2010 → Oct 9, 2013

9deals (issuers)
$1.76Mreported sold
32investors
11Form D filings
2010–2013years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Pollak is listed as an executive officer and promoter on 11 SEC Form D filings by 9 issuers between Jun 2010 and Oct 2013. Largest by amount reported sold: PNR Newfield Exxon Joint Venture (Greenwood Village, CO — oil and gas — 2013; $504K reported sold to 6 investors), PNR Garrett Joint Venture (Denver, CO — oil and gas — 2012; $298K reported sold to 4 investors), Horseshoe Gallup Joint Venture (Denver, CO — oil and gas — 2011; $280K reported sold to 7 investors), PNR Tribbey Joint Venture (Denver, CO — oil and gas — 2012; $195K reported sold to 4 investors), PNR Earlsboro North Joint Venture (Greenwood Village, CO — oil and gas — 2013; $163K reported sold to 3 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer and promoter, over about 3 years. Across those companies the filings report $1.76M sold in total.

Listed alongside Patriot Natural Resources (10 shared filings, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

8 of the issuers belong to the sponsor group Pnr (8 issuers, $1.74M reported sold, 2011–2013).

What this means A sponsor group is one team that sets up a new company for each deal. Pnr has 8 companies on file and $1.74M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 1 bankruptcy case matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 11 public filings for James Pollak and found 6 differences, 3 worth asking the sponsor about: CO securities regulator stipulation and consent naming James Pollak (Nov 19, 2008); 11 filings report more than 10% of the money raised going to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Pollak has not run yet — it is joining a line of 50,055 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Stipulation and Consent CO · Colorado Department of Regulatory Agencies, Division of Securities
Order date Nov 19, 2008 · Regulator: Colorado Department of Regulatory Agencies, Division of Securities · Parties (regulator's caption): Apollo Energy Development, LLC, James H. Pollak, Tim J. Morgan.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; regulator in the person's filing state (CO)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Pollak..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Heidi H. Pollak and James M. Pollak closed
United States Bankruptcy Court, W.D. North Carolina · No. 10-30262 · Filed Feb 3, 2010 · Closed Jul 16, 2013
Role of James M. Pollak: Debtor · Outcome: Case closed 2013-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6 federal dockets); court in NC (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for James Pollak — 3 worth asking about (compared 11 filings on Oct 24, 2026)

Worth asking · Nov 19, 2008

CO securities regulator stipulation and consent naming James Pollak (Nov 19, 2008)

Colorado Department of Regulatory Agencies, Division of Securities issued a Stipulation and Consent dated Nov 19, 2008. Respondents as listed: Apollo Energy Development, LLC, James H. Pollak, Tim J. Morgan.. Matched to James Pollak. Our match estimate: 50%.

What this means A state regulator issued an order (cease-and-desist, consent order, fine or bar). Read the order; ask the sponsor what it covered.

CO order · Stipulation and Consent ↗
Sources
Worth asking · Jun 30, 2010 – Oct 9, 2013

11 filings report more than 10% of the money raised going to insiders

100% of the money raised went to insiders — PNR Newfield Exxon Joint Venture · 160% of the money raised went to insiders — PNR Earlsboro North Joint Venture · 400% of the money raised went to insiders — PNR Earlsboro North Joint Venture · 333% of the money raised went to insiders — PNR Eagle's Nest Joint Venture · 133% of the money raised went to insiders — PNR Cooper Cove Joint Venture · and 6 more

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Oct 9, 2013 ↗PNR Newfield Exxon Joint Venture — PartnerFacts page ↗Form D/A · Oct 3, 2013 ↗PNR Earlsboro North Joint Venture — PartnerFacts page ↗
Sources
Note · Apr 10, 2012 – Mar 7, 2013

James Pollak appears on 2 deals that stopped filing before reaching their target

PNR Eagle's Nest Joint Venture (last filing Mar 7, 2013; $105,000 sold of $350,000); Iris Joint Venture (last filing Apr 10, 2012; $81,250 sold of $325,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

PNR Eagle's Nest Joint Venture — PartnerFacts page ↗Iris Joint Venture — PartnerFacts page ↗
Sources
Worth asking · Jan 6, 2012 – Oct 9, 2013

Form D filed 642 days after the first sale — PNR Newfield Exxon Joint Venture

The filing says the first sale was Jan 6, 2012. The Form D was filed Oct 9, 2013 — 642 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 627 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Oct 9, 2013 ↗PNR Newfield Exxon Joint Venture — PartnerFacts page ↗
Sources
Note · Sep 2, 2011 – Sep 21, 2011

Form D filed 19 days after the first sale — Horseshoe Gallup Joint Venture

The filing says the first sale was Sep 2, 2011. The Form D was filed Sep 21, 2011 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 21, 2011 ↗Horseshoe Gallup Joint Venture — PartnerFacts page ↗
Sources
Note · Jun 23, 2010 – Oct 3, 2013

8 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — PNR Earlsboro North Joint Venture (latest filing Oct 3, 2013) · No amendment in the last 12 months on an offering that may still be open — PNR Eagle's Nest Joint Venture (latest filing Mar 7, 2013) · No amendment in the last 12 months on an offering that may still be open — PNR Cooper Cove Joint Venture (latest filing Nov 27, 2012) · No amendment in the last 12 months on an offering that may still be open — PNR Tribbey Joint Venture (latest filing Oct 19, 2012) · No amendment in the last 12 months on an offering that may still be open — PNR Garrett Joint Venture (latest filing Jul 12, 2012) · and 3 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Oct 3, 2013 ↗PNR Earlsboro North Joint Venture — PartnerFacts page ↗Form D · Mar 7, 2013 ↗PNR Eagle's Nest Joint Venture — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 9 offerings report sales commissions; 0 report finder's fees; 9 report proceeds to related persons totalling $2,909,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 9, 2013 D
PNR Newfield Exxon Joint Venture
File 021-204272
$0$0$504,000
Proceeds are to be paid to Patriot, the Managing Venturer of the Issuer, under a Turnkey Drilling Contract.
None listed on this filingEDGAR ↗
Oct 3, 2013 D/A
PNR Earlsboro North Joint Venture
File 021-199145
$0$0$260,000
Proceeds are to be paid to Patriot, the Managing Venturer of the Issuer, under a Turnkey Drilling Contract.
None listed on this filingEDGAR ↗
Mar 7, 2013 D
PNR Eagle's Nest Joint Venture
File 021-192929
$0$0$350,000
Proceeds are to be paid to Patriot, the Managing Venturer of the Issuer, under a Turnkey Drilling Contract.
None listed on this filingEDGAR ↗
Nov 27, 2012 D
PNR Cooper Cove Joint Venture
File 021-187496
$0$0$150,000
Proceeds are to be paid to Patriot, the Managing Venturer of the Issuer, under a Turnkey Drilling Contract.
None listed on this filingEDGAR ↗
Oct 19, 2012 D/A
PNR Tribbey Joint Venture
File 021-178723
$0$0$390,000
Proceeds are to be paid to Patriot, the Managing Venturer of the Issuer, under a Turnkey Drilling Contract.
None listed on this filingEDGAR ↗
Jul 12, 2012 D
PNR Garrett Joint Venture
File 021-181132
$0$0$340,000
Proceeds are to be paid to Patriot, the Managing Venturer of the Issuer, under a Turnkey Drilling Contract.
None listed on this filingEDGAR ↗
Apr 10, 2012 D
Iris Joint Venture
File 021-176396
$0$0$325,000
Proceeds are to be paid to Patriot, the Managing Venturer of the Issuer, under a Turnkey Drilling Contract.
None listed on this filingEDGAR ↗
Sep 21, 2011 D
Horseshoe Gallup Joint Venture
File 021-166156
$0$0$400,000
Proceeds are to be paid to PNR, the Managing Venturer of the Issuer, under a Turnkey Drilling Contract.
None listed on this filingEDGAR ↗
Jun 30, 2010 D
Patriot Fund A LLC
File 021-144238
$0$0$190,000 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named James Pollak on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PN
Oil and Gas · group: Pnr

PNR Newfield Exxon Joint Venture

Greenwood Village, CO · Oct 9, 2013
  • Oct 9, 2013 · D · $504,000 sold of $504,000 · 6 investors · min. $120,000 · role: Executive Officer (Mr. Pollak is the Chief Executive Officer and President of Patriot, the Managing Venturer of the Issuer.) EDGAR ↗

Raised $504K from 6 investors (100% of the $504K target) as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(b) (1,000 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PE
Oil and Gas · group: Pnr

PNR Earlsboro North Joint Venture

Greenwood Village, CO · Jul 8, 2013 → Oct 3, 2013 · 2 filings
  • Oct 3, 2013 · D/A · $162,500 sold of $260,000 · 3 investors · min. $32,500 · role: Executive Officer (Mr. Pollak is the Chief Executive Officer and President of Patriot, the Managing Venturer of the Issuer.) EDGAR ↗
  • Jul 8, 2013 · D · $65,000 sold of $260,000 · 1 investors · min. $32,500 · role: Executive Officer (Mr. Pollak is the Chief Executive Officer and President of Patriot, the Managing Venturer of the Issuer.) EDGAR ↗

Raised $163K from 3 investors (63% of the $260K target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(c) (529 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PE
Oil and Gas · group: Pnr

PNR Eagle's Nest Joint Venture

Denver, CO · Mar 7, 2013
  • Mar 7, 2013 · D · $105,000 sold of $350,000 · 2 investors · min. $35,000 · role: Executive Officer (Mr. Pollak is the Chief Executive Officer and President of Patriot, the Managing Venturer of the Issuer.) EDGAR ↗

Raised $105K from 2 investors (30% of the $350K target) as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PC
Oil and Gas · group: Pnr

PNR Cooper Cove Joint Venture

Denver, CO · Nov 27, 2012
  • Nov 27, 2012 · D · $112,500 sold of $150,000 · 3 investors · min. $37,500 · role: Executive Officer (Mr. Pollak is the Chief Executive Officer and President of Patriot, the Managing Venturer of the Issuer.) EDGAR ↗

Raised $113K from 3 investors (75% of the $150K target) as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PT
Oil and Gas · group: Pnr

PNR Tribbey Joint Venture

Denver, CO · May 23, 2012 → Oct 19, 2012 · 2 filings
  • Oct 19, 2012 · D/A · $195,000 sold of $390,000 · 4 investors · min. $65,000 · role: Executive Officer (Mr. Pollak is the Chief Executive Officer and President of Patriot, the Managing Venturer of the Issuer.) EDGAR ↗
  • May 23, 2012 · D · $97,500 sold of $390,000 · 2 investors · min. $65,000 · role: Executive Officer (Mr. Pollak is the Chief Executive Officer and President of Patriot, the Managing Venturer of the Issuer.) EDGAR ↗

Raised $195K from 4 investors (50% of the $390K target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PG
Oil and Gas · group: Pnr

PNR Garrett Joint Venture

Denver, CO · Jul 12, 2012
  • Jul 12, 2012 · D · $297,500 sold of $340,000 · 4 investors · min. $85,000 · role: Executive Officer (Mr. Pollak is the Chief Executive Officer and President of Patriot, the Managing Venturer of the Issuer.) EDGAR ↗

Raised $298K from 4 investors (88% of the $340K target) as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

IJ
Oil and Gas · group: Pnr

Iris Joint Venture

Denver, CO · Apr 10, 2012
  • Apr 10, 2012 · D · $81,250 sold of $325,000 · 2 investors · min. $81,250 · role: Executive Officer (Mr. Pollak is the Chief Executive Officer and President of Patriot, the Managing Venturer of the Issuer.) EDGAR ↗

Raised $81K from 2 investors (25% of the $325K target) as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HG
Oil and Gas · group: Pnr

Horseshoe Gallup Joint Venture

Denver, CO · Sep 21, 2011
  • Sep 21, 2011 · D · $280,000 sold of $400,000 · 7 investors · min. $40,000 · role: Executive Officer (Mr. Pollak is President and Chief Executive Officer of PNR, the Managing Venturer of the Issuer.) EDGAR ↗

Raised $280K from 7 investors (70% of the $400K target) as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PF
Oil and Gas

Patriot Fund A LLC

Denver, CO · Jun 30, 2010
  • Jun 30, 2010 · D · $25,000 sold of Indefinite · 1 investors · min. $50,000 · role: Promoter EDGAR ↗

Raised $25K from 1 investor as of the latest filing. James is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around James 1

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

PN
Management entity

Patriot Natural Resources

Executive Officer · 10 shared filings (8 issuers)

Patriot Natural Resources is on 8 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

P
Sponsor group

Pnr

8 issuers · 10 filings · $1.74M reported sold · 2011–2013

One team, 8 deal companies. James Pollak is listed on 8 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Pollak.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 9 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Pollak by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 9 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Pollak is listed on: none on file. No website or social profile named in PNR Newfield Exxon Joint Venture's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #325,402 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Greenwood Village, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

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