James Walker is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Apr 2014 and May 2015: Five VP Texas, L.P. (Houston, TX — lodging and conventions — 2014; $7.13M reported sold to 22 investors) and Three VP Texas, L.P. (Houston, TX — lodging and conventions — 2015).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $7.13M sold in total.
Listed alongside Bruce L. Christenson (2 shared filings), Ian McClure (2 shared filings) and L. Four VP GP Houston, (1 shared filing, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
All 2 issuers belong to the sponsor group Five (2 issuers, $7.13M reported sold, 2014–2015).
What this means A sponsor group is one team that sets up a new company for each deal. Five has 2 companies on file and $7.13M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 SEC releases, 7 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for James Walker and found 5 differences: Same name, different state: "JAMES WALKER" (A1) is a separate record; Same name, different state: "James Walker" (IL or CA) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.