James Avery is listed as an executive officer and director on 4 SEC Form D filings by 3 issuers between Jul 2011 and Aug 2025: Adzerk, Inc. (Durham, NC — other technology — 2011–2021; $10M reported sold to 12 investors), RoundPoint Mortgage Servicing Corp (Charlotte, NC — other banking and financial services — 2018; $4.33M reported sold to 11 investors) and MUUKLABS INC. (Raleigh, NC — other technology — 2025; $3.09M reported sold to 31 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $17.4M sold in total.
Listed alongside Peter Horan (2 shared filings), Adam Cyrus (1 shared filing), Andrew Schrader (1 shared filing), DOUGLAS E. NEAL (1 shared filing), Greg Walker (1 shared filing) and 12 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for James Avery and found 3 differences, 1 worth asking the sponsor about: Form D filed 151 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.