Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 8:03 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

James M. Mock

Named as an officer, director or promoter on SEC Form D filings · MA · Sep 23, 2021 → Sep 23, 2021

1deal (issuers)

$2.2Breported sold

61investors

1Form D filing

2021year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:49 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James M. Mock is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Sep 2021: PERKINELMER INC (Waltham, MA — other health care — 2021; $2.2B reported sold to 61 investors).

What this means One deal on file with the SEC, filed Sep 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Alexis P. Michas (1 shared filing), Andrew Okun (1 shared filing), Daniel R. Tereau (1 shared filing), Frank Witney (1 shared filing), Joel S. Goldberg (1 shared filing) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 4 court cases matching the name, 28 bankruptcy cases matching the name listed in Key records below.

What this means 32 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Community search for James M. Mock has not run yet — it is joining a line of 29,569 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

4 cases: 2 closed (disposition not in docket feed), 2 dismissed

James Mock v. Carolyn W Colvin closed

District Court, W.D. Washington · No. 2:16-cv-00826 · Filed Jun 3, 2016 · Closed Jun 6, 2016 · Nature of suit: 864 S.S.I.D. · Cause: 42:205 Appointment of Surgeon General

Role of James Mock: Plaintiff · Outcome: Terminated 2016-06-06 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in WA (not a filing state)

IN RE: JAMES T.MOCK and GIDGET M. MOCK dismissed

District Court, E.D. Pennsylvania · No. 2:07-cv-02873 · Filed Jul 13, 2007 · Closed Oct 10, 2008 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158

Role of JAMES T.MOCK and GIDGET M. MOCK: Party · Outcome: Terminated 2008-10-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in PA (not a filing state); middle initial differs

IN RE: JAMES T.MOCK and GIDGET M. MOCK closed

District Court, E.D. Pennsylvania · No. 2:06-cv-01724 · Filed Apr 24, 2006 · Closed May 1, 2006 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158

Role of JAMES T.MOCK and GIDGET M. MOCK: Party · Outcome: Terminated 2006-05-01 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in PA (not a filing state); middle initial differs

CARPENTERS SOUTHERN v. JAMES MOCK dismissed

District Court, C.D. California · No. · Filed Mar 8, 1990 · Closed May 24, 1990 · Nature of suit: 791 Employee Retirement Income Security Act

Role of JAMES MOCK: Defendant · Outcome: Terminated 1990-05-24 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in CA (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:49 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James M. Mock..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

28 cases: 28 closed (disposition not in docket feed)

James E. Mock closed

United States Bankruptcy Court, C.D. Illinois · No. 15-71481 · Filed Sep 24, 2015 · Closed Jan 22, 2016

Role of James E. Mock: Debtor · Outcome: Case closed 2016-01-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in IL (not a filing state); middle initial differs

James W Mock closed

United States Bankruptcy Court, D. Oregon · No. 14-60772 · Filed Mar 5, 2014 · Closed Jun 2, 2014

Role of James W Mock: Debtor · Outcome: Case closed 2014-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in OR (not a filing state); middle initial differs

JAMES D MOCK and MISTY A MOCK closed

United States Bankruptcy Court, D. Nevada · No. 13-15034 · Filed Jun 7, 2013 · Closed Sep 13, 2013

Role of JAMES D MOCK and MISTY A MOCK: Debtor · Outcome: Case closed 2013-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in NV (not a filing state); middle initial differs

James Mock and Shannon Alves closed

United States Bankruptcy Court, S.D. California · No. 11-16281 · Filed Sep 30, 2011 · Closed Mar 3, 2016

Role of James Mock and Shannon Alves: Debtor · Outcome: Case closed 2016-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in CA (not a filing state)

James Mock closed

United States Bankruptcy Court, D. New Jersey · No. 11-33140 · Filed Aug 2, 2011 · Closed Nov 28, 2011

Role of James Mock: Debtor · Outcome: Case closed 2011-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in NJ (not a filing state)

Sharon J Mock and James W Mock closed

United States Bankruptcy Court, D. Oregon · No. 10-62330 · Filed Apr 23, 2010 · Closed Jan 25, 2011

Role of James W Mock: Debtor · Outcome: Case closed 2011-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in OR (not a filing state); middle initial differs

James I. Mock and Julie A. Mock closed

United States Bankruptcy Court, N.D. Ohio · No. 09-30327 · Filed Jan 26, 2009 · Closed Dec 18, 2009

Role of James I. Mock and Julie A. Mock: Debtor · Outcome: Case closed 2009-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in OH (not a filing state); middle initial differs

Sharon J Mock and James W Mock closed

United States Bankruptcy Court, D. Oregon · No. 08-64459 · Filed Nov 7, 2008 · Closed Nov 17, 2009

Role of James W Mock: Debtor · Outcome: Case closed 2009-11-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in OR (not a filing state); middle initial differs

James Mock closed

United States Bankruptcy Court, M.D. Georgia · No. 08-52380 · Filed Aug 29, 2008 · Closed Feb 20, 2009

Role of James Mock: Debtor · Outcome: Case closed 2009-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in GA (not a filing state)

James R. Mock, Jr. closed

United States Bankruptcy Court, N.D. Ohio · No. 05-55059 · Filed Aug 14, 2005 · Closed Dec 29, 2005

Role of James R. Mock, Jr.: Debtor · Outcome: Case closed 2005-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in OH (not a filing state); middle initial differs

James Mock closed

United States Bankruptcy Court, S.D. Ohio · No. 2:05-bk-61685 · Filed Jul 5, 2005 · Closed Nov 23, 2005

Role of James Mock: Debtor · Outcome: Case closed 2005-11-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in OH (not a filing state)

James R. Mock closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 05-11572 · Filed May 10, 2005 · Closed Sep 14, 2005

Role of James R. Mock: Debtor · Outcome: Case closed 2005-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in PA (not a filing state); middle initial differs

James R. Mock and Marilyn O. Mock closed

United States Bankruptcy Court, S.D. Texas · No. 04-21257 · Filed Sep 21, 2004 · Closed Feb 2, 2005

Role of James R. Mock and Marilyn O. Mock: Debtor · Outcome: Case closed 2005-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in TX (not a filing state); middle initial differs

James A. Mock closed

United States Bankruptcy Court, M.D. Alabama · No. 03-12672 · Filed Nov 21, 2003 · Closed Nov 4, 2008

Role of James A. Mock: Debtor · Outcome: Case closed 2008-11-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in AL (not a filing state); middle initial differs

James T. Mock and Gidget M. Mock closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 03-25896 · Filed Nov 6, 2003 · Closed Dec 6, 2006

Role of James T. Mock and Gidget M. Mock: Debtor · Outcome: Case closed 2006-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in PA (not a filing state); middle initial differs

James E. Mock and Joann M. Mock closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 03-11510 · Filed Jun 19, 2003 · Closed Oct 22, 2003

Role of James E. Mock and Joann M. Mock: Debtor · Outcome: Case closed 2003-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in PA (not a filing state); middle initial differs

JAMES R. MOCK and TINA L. MOCK closed

United States Bankruptcy Court, N.D. Florida · No. 03-41501 · Filed May 23, 2003 · Closed Sep 9, 2003

Role of JAMES R. MOCK and TINA L. MOCK: Debtor · Outcome: Case closed 2003-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in FL (not a filing state); middle initial differs

James A Mock closed

United States Bankruptcy Court, N.D. Ohio · No. 03-31389 · Filed Mar 4, 2003 · Closed Apr 20, 2007

Role of James A Mock: Debtor · Outcome: Case closed 2007-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in OH (not a filing state); middle initial differs

James W. Mock and Maria P. Mock closed

United States Bankruptcy Court, M.D. Georgia · No. 01-61000 · Filed Sep 14, 2001 · Closed Dec 27, 2001

Role of James W. Mock and Maria P. Mock: Debtor · Outcome: Case closed 2001-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in GA (not a filing state); middle initial differs

James E. Mock, SR. closed

United States Bankruptcy Court, S.D. Georgia · No. 01-60789 · Filed Aug 15, 2001 · Closed May 16, 2002

Role of James E. Mock, SR.: Debtor · Outcome: Case closed 2002-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in GA (not a filing state); middle initial differs

James R. Mock and Joan E. Mock closed

United States Bankruptcy Court, S.D. Georgia · No. 00-30541 · Filed Sep 20, 2000 · Closed Mar 21, 2002

Role of James R. Mock and Joan E. Mock: Debtor · Outcome: Case closed 2002-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in GA (not a filing state); middle initial differs

James R Mock and Edith Mock closed

United States Bankruptcy Court, W.D. Texas · No. 00-52903 · Filed Jul 28, 2000 · Closed Jul 20, 2006

Role of James R Mock and Edith Mock: Debtor · Outcome: Case closed 2006-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in TX (not a filing state); middle initial differs

James L. Mock closed

United States Bankruptcy Court, D. New Mexico · No. 99-12731 · Filed May 6, 1999 · Closed Aug 16, 1999

Role of James L. Mock: Debtor · Outcome: Case closed 1999-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in NM (not a filing state); middle initial differs

James E. Mock and Lori L. Mock closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 99-20191 · Filed Jan 12, 1999 · Closed Apr 19, 1999

Role of James E. Mock and Lori L. Mock: Debtor · Outcome: Case closed 1999-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in PA (not a filing state); middle initial differs

James I. Mock and Bonnie S. Mock closed

United States Bankruptcy Court, N.D. Ohio · No. 98-35628 · Filed Dec 23, 1998 · Closed May 11, 1999

Role of James I. Mock and Bonnie S. Mock: Debtor · Outcome: Case closed 1999-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in OH (not a filing state); middle initial differs

James E. Mock and Lori L. Mock closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 98-30079 · Filed Dec 22, 1998 · Closed Feb 3, 1999

Role of James E. Mock and Lori L. Mock: Debtor · Outcome: Case closed 1999-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in PA (not a filing state); middle initial differs

James P. Mock closed

United States Bankruptcy Court, M.D. Florida · No. 6:97-bk-03656 · Filed May 5, 1997 · Closed Sep 23, 1997

Role of James P. Mock: Debtor · Outcome: Case closed 1997-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in FL (not a filing state); middle initial differs

James R. Mock and Terri A. Mock closed

United States Bankruptcy Court, N.D. Ohio · No. 92-16683 · Filed Nov 30, 1992 · Closed Apr 20, 1993

Role of James R. Mock and Terri A. Mock: Debtor · Outcome: Case closed 1993-04-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 53 federal dockets); court in OH (not a filing state); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:49 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

No differences found between the public filings we have for James M. Mock (compared 1 filing on Oct 24, 2026).

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Sep 23, 2021 D PERKINELMER INC File 021-414448	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James M. Mock on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Health Care

PERKINELMER INC

Waltham, MA · Sep 23, 2021

Sep 23, 2021 · D · $2,199,425,453 sold of $2,199,425,453 · 61 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $2.2B from 61 investors (100% of the $2.2B target) as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around James 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Peter Barrett

Director · 1 shared filing (1 issuer) · also on 11 other issuers

Peter Barrett is on 12 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Sylvie Gregoire

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as James M. Mock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michel Vounatsos

Director · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Samuel Chapin

Director · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Andrew Okun

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Pascale Witz

Director · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Joel S. Goldberg

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Prahlad Singh

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Alexis P. Michas

Director · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Frank Witney

Director · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Tajinder Vohra

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Miriame Victor

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mock. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Daniel R. Tereau

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James M. Mock. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James M. Mock by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James M. Mock is listed on: none on file. No website or social profile named in PERKINELMER INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #179,957 of 374,652 in line (1,383 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Waltham, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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Members get an email when James M. Mock appears on a new Form D, or when a court case or SEC action is matched to them. See plans →

James M. Mock

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5. Money to insiders

Deals 1

People around James 13

Registrations and other filings

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person