James Johnson is listed as an executive officer and director on 6 SEC Form D filings by 6 issuers between May 2009 and Jun 2017. Largest by amount reported sold: Balboa Holdings LP (San Francisco, CA — industry reported as "Other" — 2014; $1.56B reported sold to 2 investors), VIA HOLDINGS I, INC. (San Francisco, CA — industry reported as "Other" — 2011; $101.7M reported sold to 13 investors), ADAPTIVE INSIGHTS INC (Palo Alto, CA — other technology — 2017; $75M reported sold to 17 investors), Maximus Holdings Inc. (Palo Alto, CA — other technology — 2010; $7.93M reported sold to 9 investors), BAKBONE SOFTWARE INC (San Diego, CA — computers — 2009; $7.81M reported sold to 22 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $1.76B sold in total.
Listed alongside Andrea Constantini (1 shared filing), Andrew Eckert (1 shared filing), Archie Nesbitt (1 shared filing), BRYAN EWING (1 shared filing), Bob Wright (1 shared filing) and 38 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
The issuers belong to 2 sponsor groups: Kirkland (58 issuers, $59.29B reported sold, 2010–2025) and Stg (27 issuers, $17.9M reported sold, 2010–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 3 bankruptcy cases matching the name listed in Key records below.
What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for James Johnson and found 9 differences, 1 worth asking the sponsor about: Form D filed 325 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.