PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:29 AM ET

Sponsor Check › Person

JK
No photo found yet (own website and image search run after this page is viewed)

James Katten

Named as an officer, director or promoter on SEC Form D filings · Cayman Islands (as filed: E9) · Jun 23, 2016 → Mar 19, 2021

2deals (issuers)
$1.48Breported sold
152investors
7Form D filings
2016–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:36 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Katten is listed as a director on 7 SEC Form D filings by 2 issuers between Jun 2016 and Mar 2021: Glazer Enhanced Offshore Fund, Ltd. (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2020–2021; $965.1M reported sold to 125 investors) and SummitTX (Offshore), SPC - SummitTX Alpha SP (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2016–2020; $517.2M reported sold to 27 investors).

What this means 2 separate companies raised money with this person listed as director, over about 5 years. Across those companies the filings report $1.48B sold in total.

Listed alongside Douglas K. Bratton (5 shared filings), Jason Fitzgerald (5 shared filings), K. Crestline Management, L.P. (5 shared filings, management entity), David Barlow (2 shared filings), Riyaz Nooruddin (2 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

The issuers belong to 2 sponsor groups: Crestline (108 issuers, $17.69B reported sold, 2009–2026) and Glazer (10 issuers, $2.65B reported sold, 2010–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 13 court cases matching the name, 44 bankruptcy cases matching the name listed in Key records below.

What this means 57 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for James Katten and found 5 differences, 2 worth asking the sponsor about: James Katten is no longer listed on the Mar 18, 2022 amendment; James Katten is no longer listed on the Aug 11, 2020 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Katten has not run yet — it is joining a line of 34,189 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

13 cases: 10 dismissed, 1 judgment, 2 closed (disposition not in docket feed)

SHAPIRO v. KATTEN MUCHIN ROSENMAN LLP dismissed
District Court, District of Columbia · No. 1:17-cv-01759 · Filed Aug 28, 2017 · Closed Jan 30, 2018 · Nature of suit: 890 Other Statutory Actions · Cause: 28:1331 Fed. Question
Role of KATTEN MUCHIN ROSENMAN LLP: Defendant · Outcome: Terminated 2018-01-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in DC (not a filing state)
McNamara v. Katten Muchin Rosenman LLP dismissed
District Court, W.D. Missouri · No. 4:16-cv-01203 · Filed Nov 11, 2016 · Closed Nov 25, 2019 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity - Legal Malpractice
Role of Katten Muchin Rosenman LLP: Defendant · Outcome: Terminated 2019-11-25 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in MO (not a filing state)
Peterson v. Katten Muchin Rosenman LLP dismissed
District Court, N.D. Illinois · No. 1:12-cv-03393 · Filed May 3, 2012 · Closed Aug 8, 2014 · Nature of suit: 380 Other personal property damage
Role of Katten Muchin Rosenman LLP: Defendant · Outcome: Terminated 2014-08-08 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten Muchin Rosenman LLP v. Gerova Financial Group LTD. dismissed
District Court, S.D. New York · No. 1:11-cv-00867 · Filed Feb 8, 2011 · Closed Nov 8, 2011 · Nature of suit: 190 Contract: Other · Cause: 28:1332bc Diversity-Breach of Contract
Role of Katten Muchin Rosenman LLP: Plaintiff · Outcome: Terminated 2011-11-08 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in NY (not a filing state)
Katten Muchin Rosenman, LLP v. Multiband Corporation dismissed
District Court, E.D. Michigan · No. 1:10-cv-11359 · Filed Apr 6, 2010 · Closed May 3, 2012 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Katten Muchin Rosenman, LLP: Plaintiff · Outcome: Terminated 2012-05-03 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in MI (not a filing state)
Katten Muchin Roseman, LLP v. Hakim dismissed
District Court, S.D. New York · No. 1:07-cv-02921 · Filed Apr 11, 2007 · Closed Nov 21, 2008 · Nature of suit: 190 Other contract actions
Role of Katten Muchin Roseman, LLP: Plaintiff · Outcome: Terminated 2008-11-21 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in NY (not a filing state)
Katz v. Katten Muchin Rosenman, LLP. dismissed
District Court, S.D. Florida · No. 9:07-cv-80116 · Filed Feb 7, 2007 · Closed Apr 13, 2007 · Nature of suit: 190 Other contract actions
Role of Katten Muchin Rosenman, LLP.: Defendant · Outcome: Terminated 2007-04-13 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in FL (not a filing state)
Katten Muchin Roseman, LLP VS A. Demetrius Brown judgment
District Court, D. Nevada · No. 2:05-cv-00604 · Filed May 13, 2005 · Closed Mar 6, 2006 · Nature of suit: 190 Other contract actions
Role of Katten Muchin Roseman, LLP: Plaintiff · Outcome: Terminated 2006-03-06 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in NV (not a filing state)
Katten v. Chase Manhattan Bank U.S.A., National Association dismissed
District Court, N.D. Ohio · No. 1:02-cv-02284 · Filed Nov 20, 2002 · Closed Aug 8, 2003 · Nature of suit: 190 Other contract actions
Role of Katten: Plaintiff · Outcome: Terminated 2003-08-08 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in OH (not a filing state)
Katten Muchin Zavis v. Oriska Corporation dismissed
District Court, S.D. New York · No. 1:02-cv-06559 · Filed Aug 16, 2002 · Closed Mar 10, 2003 · Nature of suit: 890 Other statutory actions
Role of Katten Muchin Zavis: Plaintiff · Outcome: Terminated 2003-03-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in NY (not a filing state)
Katten Muchin Zavis v. VisionAmer Inc closed
District Court, N.D. Illinois · No. 1:01-cv-01381 · Filed Feb 27, 2001 · Closed Jun 27, 2001 · Nature of suit: 190 Other contract actions
Role of Katten Muchin Zavis: Plaintiff · Outcome: Terminated 2001-06-27 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten Muchin v. Fortune Spring Ltd dismissed
District Court, N.D. Illinois · No. 1:93-cv-04247 · Filed Jul 15, 1993 · Closed Aug 18, 1993 · Nature of suit: 190 Other contract actions
Role of Katten Muchin: Plaintiff · Outcome: Terminated 1993-08-18 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten Muchin v. Elder Care Inc. closed
District Court, D. Massachusetts · No. 1:92-mc-10513 · Filed Jun 9, 1992 · Closed Jul 31, 2013
Role of Katten Muchin: Plaintiff · Outcome: Terminated 2013-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in MA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:36 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Katten..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

44 cases: 44 closed (disposition not in docket feed)

Gonzales v. Katten Muchin Rosenman, LLP closed
United States Bankruptcy Court, N.D. Texas · No. 22-03102 · Filed Oct 13, 2022 · Closed Feb 10, 2023
Role of Katten Muchin Rosenman, LLP: Defendant · Outcome: Case closed 2023-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in TX (not a filing state)
Togut, not Individually but Solely in His Capacity v. Katten Muchin Rosenman LLP closed
United States Bankruptcy Court, S.D. New York · No. 22-01037 · Filed Mar 14, 2022 · Closed Jul 22, 2022
Role of Katten Muchin Rosenman LLP: Defendant · Outcome: Case closed 2022-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in NY (not a filing state)
Insys Liquidation Trust v. Katten Muchin Rosenman LLP closed
United States Bankruptcy Court, D. Delaware · No. 21-50343 · Filed Apr 20, 2021 · Closed Nov 5, 2021
Role of Katten Muchin Rosenman LLP: Defendant · Outcome: Case closed 2021-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in DE (not a filing state)
Caruso v. Katten Muchin Rosenman LLP closed
United States Bankruptcy Court, S.D. Indiana · No. 18-50212 · Filed Aug 3, 2018 · Closed Nov 9, 2018
Role of Katten Muchin Rosenman LLP: Defendant · Outcome: Case closed 2018-11-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IN (not a filing state)
Flaxer, not individually but solely in his capacit v. Katten Muchin Rosenman LLP closed
United States Bankruptcy Court, S.D. New York · No. 12-01042 · Filed Feb 8, 2012 · Closed Mar 14, 2013
Role of Katten Muchin Rosenman LLP: Defendant · Outcome: Case closed 2013-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in NY (not a filing state)
The Official Committee of Unsecured Creditors of T v. Katten Muchin Rosenman LLP closed
United States Bankruptcy Court, D. Delaware · No. 10-55957 · Filed Dec 7, 2010 · Closed Mar 27, 2013
Role of Katten Muchin Rosenman LLP: Defendant · Outcome: Case closed 2013-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in DE (not a filing state)
Buchwald Capital Advisors LLC, As Liquidating Trus v. Katten Muchin Rosenman LLP closed
United States Bankruptcy Court, D. Delaware · No. 10-52717 · Filed Aug 19, 2010 · Closed Feb 23, 2011
Role of Katten Muchin Rosenman LLP: Defendant · Outcome: Case closed 2011-02-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in DE (not a filing state)
Campbell v. KATTEN MUCHIN ROSENMAN, LLP closed
United States Bankruptcy Court, W.D. North Carolina · No. 09-03135 · Filed Jul 30, 2009 · Closed Nov 30, 2009
Role of KATTEN MUCHIN ROSENMAN, LLP: Defendant · Outcome: Case closed 2009-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in NC (not a filing state)
Montague S. Claybrook, Chapter 7 Trustee for Ark I v. Katten Muchin Rosenman LLP closed
United States Bankruptcy Court, D. Delaware · No. 05-79833 · Filed Oct 14, 2005 · Closed Jul 14, 2006
Role of Katten Muchin Rosenman LLP: Defendant · Outcome: Case closed 2006-07-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in DE (not a filing state)
WALKER, TRUESDELL & ASSOCIATES, as Plan Administra v. Katten Muchin Zavis Rosenman closed
United States Bankruptcy Court, D. Delaware · No. 04-54833 · Filed Jul 29, 2004 · Closed Jan 30, 2006
Role of Katten Muchin Zavis Rosenman: Defendant · Outcome: Case closed 2006-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in DE (not a filing state)
Katten v. Msi Contracting Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 98-00719 · Filed Mar 27, 1998 · Closed Jun 4, 1998
Role of Katten: Plaintiff · Outcome: Case closed 1998-06-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Illinois Capital Development Board closed
United States Bankruptcy Court, N.D. Illinois · No. 98-00530 · Filed Mar 13, 1998 · Closed Dec 23, 1998
Role of Katten: Plaintiff · Outcome: Case closed 1998-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Harris Trust & Savings Bank closed
United States Bankruptcy Court, N.D. Illinois · No. 96-00007 · Filed Jan 3, 1996 · Closed Nov 29, 1996
Role of Katten: Plaintiff · Outcome: Case closed 1996-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Crown Corr Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 96-00008 · Filed Jan 3, 1996 · Closed Mar 13, 1996
Role of Katten: Plaintiff · Outcome: Case closed 1996-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. American Hospital Association closed
United States Bankruptcy Court, N.D. Illinois · No. 95-01629 · Filed Dec 29, 1995 · Closed Apr 1, 1996
Role of Katten: Plaintiff · Outcome: Case closed 1996-04-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. 345 Fullterton Parkway Condo Association closed
United States Bankruptcy Court, N.D. Illinois · No. 95-01626 · Filed Dec 29, 1995 · Closed May 3, 1996
Role of Katten: Plaintiff · Outcome: Case closed 1996-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Allstate Insurance Company closed
United States Bankruptcy Court, N.D. Illinois · No. 95-01625 · Filed Dec 29, 1995 · Closed May 3, 1996
Role of Katten: Plaintiff · Outcome: Case closed 1996-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. West-Star Packaging Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 95-00878 · Filed Aug 1, 1995 · Closed Apr 24, 1996
Role of Katten: Plaintiff · Outcome: Case closed 1996-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Lisle Center Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01901 · Filed Dec 2, 1994 · Closed Dec 11, 1995
Role of Katten: Plaintiff · Outcome: Case closed 1995-12-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Franklin Property Co closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01896 · Filed Dec 2, 1994 · Closed Jun 1, 1995
Role of Katten: Plaintiff · Outcome: Case closed 1995-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Torgeson's Of Austin Mn Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01903 · Filed Dec 2, 1994 · Closed Aug 25, 1995
Role of Katten: Plaintiff · Outcome: Case closed 1995-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Kay Corporation closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01900 · Filed Dec 2, 1994 · Closed Sep 7, 1995
Role of Katten: Plaintiff · Outcome: Case closed 1995-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Hospitality Partners closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01899 · Filed Dec 2, 1994 · Closed Sep 12, 1995
Role of Katten: Plaintiff · Outcome: Case closed 1995-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Holiday Inns Corp closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01898 · Filed Dec 2, 1994 · Closed Aug 31, 1995
Role of Katten: Plaintiff · Outcome: Case closed 1995-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Holiday Inn Crowne Plaza Of Rockville closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01897 · Filed Dec 2, 1994 · Closed Jul 6, 1995
Role of Katten: Plaintiff · Outcome: Case closed 1995-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Franklin Property Co closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01895 · Filed Dec 2, 1994 · Closed May 26, 1995
Role of Katten: Plaintiff · Outcome: Case closed 1995-05-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Filippos Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01894 · Filed Dec 2, 1994 · Closed Aug 25, 1995
Role of Katten: Plaintiff · Outcome: Case closed 1995-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Olshan Management Co closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01902 · Filed Dec 2, 1994 · Closed May 19, 1995
Role of Katten: Plaintiff · Outcome: Case closed 1995-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. York State Bank & Trust Co closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01837 · Filed Nov 17, 1994 · Closed Dec 18, 1995
Role of Katten: Plaintiff · Outcome: Case closed 1995-12-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Gourmet House Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01253 · Filed Jul 13, 1994 · Closed Dec 20, 1994
Role of Katten: Plaintiff · Outcome: Case closed 1994-12-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Eastman Kodak Company closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01247 · Filed Jul 13, 1994 · Closed Jan 9, 1995
Role of Katten: Plaintiff · Outcome: Case closed 1995-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Hickory Properties Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01254 · Filed Jul 13, 1994 · Closed Aug 28, 1995
Role of Katten: Plaintiff · Outcome: Case closed 1995-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. First Data Resources closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01251 · Filed Jul 13, 1994 · Closed Dec 15, 1994
Role of Katten: Plaintiff · Outcome: Case closed 1994-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Shaffer-Hill Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01250 · Filed Jul 13, 1994 · Closed Feb 22, 1995
Role of Katten: Plaintiff · Outcome: Case closed 1995-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Eastman Kodak Credit Corp closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01246 · Filed Jul 13, 1994 · Closed Dec 13, 1994
Role of Katten: Plaintiff · Outcome: Case closed 1994-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Man Of Albert Lea Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 94-01248 · Filed Jul 13, 1994 · Closed Dec 15, 1994
Role of Katten: Plaintiff · Outcome: Case closed 1994-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Cadrest [houston] Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 94-00864 · Filed May 12, 1994 · Closed Mar 27, 1995
Role of Katten: Plaintiff · Outcome: Case closed 1995-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Butler Paper Company closed
United States Bankruptcy Court, N.D. Illinois · No. 94-00863 · Filed May 12, 1994 · Closed Oct 14, 1994
Role of Katten: Plaintiff · Outcome: Case closed 1994-10-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. A Austin Business Machine Co closed
United States Bankruptcy Court, N.D. Illinois · No. 94-00398 · Filed Mar 24, 1994 · Closed May 13, 1994
Role of Katten: Plaintiff · Outcome: Case closed 1994-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. B&m Catering Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 94-00399 · Filed Mar 24, 1994 · Closed Jul 15, 1994
Role of Katten: Plaintiff · Outcome: Case closed 1994-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Seven Seventeen Hb Philadelphia Corp closed
United States Bankruptcy Court, N.D. Illinois · No. 94-00401 · Filed Mar 24, 1994 · Closed Sep 15, 1994
Role of Katten: Plaintiff · Outcome: Case closed 1994-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Midway Moving & Storage closed
United States Bankruptcy Court, N.D. Illinois · No. 92-01218 · Filed Sep 8, 1992 · Closed Feb 12, 1993
Role of Katten: Plaintiff · Outcome: Case closed 1993-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Ks Investment Partnership closed
United States Bankruptcy Court, N.D. Illinois · No. 92-00490 · Filed Apr 16, 1992 · Closed Apr 15, 1993
Role of Katten: Plaintiff · Outcome: Case closed 1993-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
Katten v. Devon Bank closed
United States Bankruptcy Court, N.D. Illinois · No. 92-00421 · Filed Apr 9, 1992 · Closed Nov 15, 1993
Role of Katten: Plaintiff · Outcome: Case closed 1993-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (1 person in Form D filings, 58 federal dockets); surname only in the caption; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:36 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for James Katten — 2 worth asking about (compared 7 filings on Oct 24, 2026)

Note · Jun 1, 2016 – Jun 23, 2016

Form D filed 22 days after the first sale — SummitTX (Offshore), SPC - SummitTX Alpha SP

The filing says the first sale was Jun 1, 2016. The Form D was filed Jun 23, 2016 — 22 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 7 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 23, 2016 ↗SummitTX (Offshore), SPC - SummitTX Alpha SP — PartnerFacts page ↗
Sources
Worth asking · Mar 19, 2021 – Mar 18, 2022

James Katten is no longer listed on the Mar 18, 2022 amendment — Glazer Enhanced Offshore Fund, Ltd.

James Katten appears on the Mar 19, 2021 Form D/A (director) but not on the Mar 18, 2022 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 19, 2021 ↗Form D/A · Mar 18, 2022 ↗James Katten — PartnerFacts page ↗Glazer Enhanced Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jun 19, 2020 – Aug 11, 2020

James Katten is no longer listed on the Aug 11, 2020 amendment — SummitTX (Offshore), SPC - SummitTX Alpha SP

James Katten appears on the Jun 19, 2020 Form D/A (director) but not on the Aug 11, 2020 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jun 19, 2020 ↗Form D/A · Aug 11, 2020 ↗James Katten — PartnerFacts page ↗SummitTX (Offshore), SPC - SummitTX Alpha SP — PartnerFacts page ↗
Sources
Note · May 8, 2019 – Mar 19, 2021

Reported net asset value range changed between filings — Glazer Enhanced Offshore Fund, Ltd.

"Over $100,000,000" (May 8, 2019); then "Decline to Disclose" (Mar 19, 2021).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 8, 2019 ↗Form D/A · Mar 19, 2021 ↗Glazer Enhanced Offshore Fund, Ltd. — PartnerFacts page ↗
Sources
Note · Mar 9, 2020 – Apr 3, 2025

4 address changes between filings

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Forth Worth, TX — SummitTX (Offshore), SPC - SummitTX Alpha SP · Address moved from Fort Worth, TX to Grand Cayman, Cayman Islands (as filed: E9) — SummitTX (Offshore), SPC - SummitTX Alpha SP · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to New York, NY — Glazer Enhanced Offshore Fund, Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Fort Worth, TX — SummitTX (Offshore), SPC - SummitTX Alpha SP

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Aug 7, 2024 ↗Form D/A · Apr 3, 2025 ↗SummitTX (Offshore), SPC - SummitTX Alpha SP — PartnerFacts page ↗Form D/A · Aug 11, 2020 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 19, 2021 D/A
Glazer Enhanced Offshore Fund, Ltd.
File 021-339165
$0$0$0 (est.)
The Investment Manager is entitled to receive a management fee as fully described in the Issuer's offering materials.
None listed on this filingEDGAR ↗
Jun 19, 2020 D/A
SummitTX (Offshore), SPC - SummitTX Alpha SP
File 021-265665
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named James Katten on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

GE
Pooled Investment Fund · group: Glazer

Glazer Enhanced Offshore Fund, Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Mar 9, 2020 → Mar 19, 2021 · 2 filings
  • Mar 19, 2021 · D/A · $392,840,410 sold of Indefinite · 63 investors · min. $250,000 · role: Director EDGAR ↗
  • Mar 9, 2020 · D/A · $193,592,410 sold of Indefinite · 45 investors · min. $250,000 · role: Director EDGAR ↗

Raised $965.1M from 125 investors as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SO
Pooled Investment Fund · group: Crestline

SummitTX (Offshore), SPC - SummitTX Alpha SP

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jun 23, 2016 → Jun 19, 2020 · 5 filings
  • Jun 19, 2020 · D/A · $198,563,887 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 21, 2019 · D/A · $98,447,431 sold of Indefinite · 7 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 22, 2018 · D/A · $98,387,060 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 23, 2017 · D/A · $72,800,000 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Jun 23, 2016 · D · $1,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Director EDGAR ↗

Raised $517.2M from 27 investors as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around James 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

KC
Management entity

K. Crestline Management, L.P.

Promoter · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James Katten. Their page shows their other deals.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Fitzgerald

Director · 5 shared filings (1 issuer) · also on 99 other issuers

Jason Fitzgerald is on 100 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas K. Bratton

Director · 5 shared filings (1 issuer) · also on 20 other issuers

Douglas K. Bratton is on 21 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David Barlow

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as James Katten. Their page shows their other deals.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Riyaz Nooruddin

Director · 2 shared filings (1 issuer) · also on 62 other issuers

Riyaz Nooruddin is on 63 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

C
Sponsor group

Crestline

108 issuers · 391 filings · $17.69B reported sold · 2009–2026

One team, 108 deal companies. James Katten is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Katten.

G
Sponsor group

Glazer

10 issuers · 78 filings · $2.65B reported sold · 2010–2026

One team, 10 deal companies. James Katten is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Katten.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 2 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): SummitTX (Offshore), SPC - SummitTX Alpha SP.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Katten by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Katten is listed on: none on file. No website or social profile named in Glazer Enhanced Offshore Fund, Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #35,560 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Grand Cayman, E9). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when James Katten appears on a new Form D, or when a court case or SEC action is matched to them. See plans →