PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:04 AM ET

Sponsor Check › Person

JS
No photo found yet (own website and image search run after this page is viewed)

James Snow

Named as an officer, director or promoter on SEC Form D filings · Ontario, Canada (as filed: A6) · Jan 29, 2014 → Sep 24, 2021

1deal (issuers)
$3.17Mreported sold
14investors
5Form D filings
2014–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Snow is listed as a director on 5 SEC Form D filings by 1 issuer between Jan 2014 and Sep 2021: Aurora Spine Corp (Toronto, Ontario, Canada (as filed: A6) — industry reported as "Other" — 2014–2021; $3.17M reported sold to 14 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside David Meyer (5 shared filings), David Rosenkrantz (5 shared filings), Laszlo Garamszegi (5 shared filings), Michael Seid (5 shared filings), Tracy Graf (5 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 7 state regulator orders, 74 bankruptcy cases matching the name listed in Key records below.

What this means 81 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for James Snow and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Industry group changed between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Snow has not run yet — it is joining a line of 46,153 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

7 state regulator orders

Firm Fined, Individuals Sanctioned FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Aug 7, 2025 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Wilson-Davis & Co., Inc. (CRD #3777, Salt Lake City, Utah), Byron Bert Barkley (CRD #12469, Salt Lake City, Utah), and James C. Snow Jr. (CRD #2761102, Salt Lake City, Utah)
As listed by the regulator: The firm and Barkley appealed a National Adjudicatory Counsel (NAC) decision to the Securities and Exchange Commission (SEC). The firm was fined $490,000. Barkley was fined $25,000, suspended in any principal capacities for six months, and required to requalify by examination as a General Securities Principal, Investment Banking Principal, and Compliance Officer before acting in those capacities again. Snow was fined $50,000, suspended in any principal capacity for six months, and required to requalify as a General Securities Principal and Investment Banking Principal before acting in those capacities again. Order / docket ↗ Regulator's list ↗
same full name in the order; nationwide regulator (FINRA) — the state is not a signal
Firms Fined, Individuals Sanctioned FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Dec 28, 2023 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Wilson-Davis & Co., Inc. (CRD #3777, Salt Lake City, Utah), Byron Bert Barkley (CRD #12469, Salt Lake City, Utah) and James C. Snow Jr. (CRD #2761102, Salt Lake City, Utah)
As listed by the regulator: An SEC opinion was issued wherein FINRA’s findings of all violations are sustained. The sanctions it imposed are sustained in part and set aside in part, and the proceeding is remanded to FINRA. The SEC affirmed FINRA’s findings that the firm violated Rule 203(b)(1) of Regulation SHO under the Securities Exchange Act of 1934 (Reg SHO) and FINRA Rule 2010 by engaging in short selling without finding locates for 122 short transactions effected in four penny stocks. The SEC also affirmed that the firm did not establish that it was acting as a bona-fide market maker in those stocks. Order / docket ↗ Regulator's list ↗
same full name in the order; nationwide regulator (FINRA) — the state is not a signal
Firms Fined, Individuals Sanctioned FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Jul 16, 2021 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Wilson-Davis & Co., Inc. (CRD #3777, Salt Lake City, Utah), Byron Bert Barkley (CRD #12469, Salt Lake City, Utah), Lyle Wesley Davis (CRD #62352, Centerville, Utah) and James C. Snow Jr. (CRD #2761102, Salt Lake City, Utah)
As listed by the regulator: An Order Accepting Offer of Settlement was issued in which the firm was censured, fined $500,000, ordered to retain an independent consultant to conduct a comprehensive review of the adequacy of its compliance with its supervisory and antimoney laundering (AML) compliance obligations in connection with its market making activities in low-priced securities and sale of low-priced securities for firm customer accounts and subjected to a business line restriction that it shall not accept for deposit for any firm customer account any low-priced security until it certifies to FINRA that it has implemented the recommendations of the independent consultant. Barkley was fined $30,000 and suspended from association with any FINRA member in any principal capacity for two years. Davis was fined $30,000, suspended from association with any FINRA member in all capacities for three months and suspended from association with any FINRA member in any principal capacity for 21 months. Snow was fined $30, Order / docket ↗ Regulator's list ↗
same full name in the order; nationwide regulator (FINRA) — the state is not a signal
Firms Fined, Individuals Sanctioned FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Dec 31, 2019 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Wilson-Davis & Co., Inc. (CRD #3777, Salt Lake City, Utah), Byron Bert Barkley (CRD #12469, Salt Lake City, Utah) and James C. Snow Jr. (CRD #2761102, Salt Lake City, Utah)
As listed by the regulator: The firm, Barkley and Snow appealed a National Adjudicatory Counsel (NAC) decision to the Securities and Exchange Commission (SEC). The NAC had affirmed the findings and modified the sanctions imposed by the Office of Hearing Officers (OHO). The firm was fined $1,100,000, ordered to pay disgorgement in the amount of $51,624, plus prejudgment interest and required to retain an independent consultant to recommend changes to its WSPs. Barkley was fined $52,000, suspended from association with any FINRA member in all capacities for three months, suspended from association with any FINRA member in any principal and supervisory capacity for one year (to be served concurrently) and ordered to requalify as a principal by examination before serving in that capacity again. Order / docket ↗ Regulator's list ↗
same full name in the order; nationwide regulator (FINRA) — the state is not a signal
Complaints Filed FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Jul 19, 2019 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Wilson-Davis & Co., Inc. (CRD #3777, Salt Lake City, Utah), Byron Bert Barkley (CRD #12469, Salt Lake City, Utah), Lyle Wesley Davis (CRD #62352, Centerville, Utah), Craig Stanton Norton (CRD #349405, Highlands Ranch, Colorado) and James C. Snow Jr. (CRD #2761102, Salt Lake City, Utah)
As listed by the regulator: The firm, Barkley, Davis, Norton and Snow were named respondents in a FINRA complaint alleging that the firm and Norton willfully violated Section 10(b) of the Exchange Act and Rule 10b-5 thereunder and violated FINRA Rule 2020 by manipulating the stock market for a low-priced, thinly traded, OTC microcap security issued by a company. The complaint alleges that the manipulative activity benefited numerous firm customers who collectively deposited and liquidated millions of shares of the company stock into the public markets at inflated prices. The complaint also alleges that the firm, Barkley, Davis, and Snow failed to establish, maintain, and enforce a supervisory system, including WSPs, reasonably designed to achieve compliance with applicable securities laws, regulations, and FINRA rules. The complaint further alleges that the firm and Snow, who was responsible for the firm’s AML program, failed to establish and implement AML policies and procedures reasonably designed to detect, in Order / docket ↗ Regulator's list ↗
same full name in the order; nationwide regulator (FINRA) — the state is not a signal
Decision Issued FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Mar 1, 2018 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Wilson-Davis & Co., Inc. (CRD #3777, Salt Lake City, Utah), Byron Bert Barkley (CRD #12469, Salt Lake City, Utah) and James C. Snow Jr. (CRD #2761102, Salt Lake City, Utah)
As listed by the regulator: The firm, Barkley and Snow appealed the OHO decision to the NAC. The firm was fined a total of $1,470,000 and ordered to pay $51,624, plus prejudgment interest, in disgorgement. Barkley was fined $115,000, suspended from association with any FINRA member in all capacities for one year and ordered to requalify by examination before serving in any registered capacity in the securities industry. Snow was fined $140,000, suspended from association with any FINRA member in all capacities for one year and ordered to requalify by examination before serving in any registered capacity in the securities industry. Order / docket ↗ Regulator's list ↗
same full name in the order; nationwide regulator (FINRA) — the state is not a signal
Complaints Filed FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Wilson-Davis & Co., Inc. (CRD #3777, Salt Lake City, Utah), Byron Bert Barkley (CRD #12469, Salt Lake City, Utah) and James C. Snow Jr. (CRD #2761102, Salt Lake City, Utah)
As listed by the regulator: Wilson-Davis & Co., Inc. (CRD #3777, Salt Lake City, Utah), Byron Bert Barkley (CRD #12469, Salt Lake City, Utah) and James C. Snow Jr. (CRD #2761102, Salt Lake City, Utah) were named respondents in a FINRA complaint alleging that the firm, acting through a former registered representative, failed to find locates for at least 122 short transactions effected in four low-priced stocks. The complaint alleges that the firm improperly relied on the bona-fide market maker exemption pursuant to Rule 203(b)(2) of Regulation SHO (Reg SHO) under the Exchange Act. The complaint also alleges that the firm and Snow, its president and CCO, failed to establish and maintain reasonable supervisory systems and WSPs in connection with the use of the market maker exemption, locate requirements and overall compliance with Reg SHO. Snow failed to review the circumstances and document the decision of whether or not to impose heightened supervision on an equity trader at the firm and the firm’s primary owner Order / docket ↗ Regulator's list ↗
same full name in the order; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Snow..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

74 cases: 2 open, 72 closed (disposition not in docket feed)

James H. Snow open
United States Bankruptcy Court, N.D. Alabama · No. 25-41594 · Filed Dec 5, 2025
Role of James H. Snow: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AL (not a filing state)
James H. Snow, III open
United States Bankruptcy Court, N.D. Alabama · No. 25-40908 · Filed Jul 9, 2025
Role of James H. Snow, III: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AL (not a filing state)
James Snow and Gabriela Chapula closed
United States Bankruptcy Court, C.D. California · No. 6:24-bk-14956 · Filed Aug 23, 2024 · Closed Dec 10, 2024
Role of James Snow and Gabriela Chapula: Debtor · Outcome: Case closed 2024-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in CA (not a filing state)
James J Snow, III and Jennifer Snow closed
United States Bankruptcy Court, D. Massachusetts · No. 18-14856 · Filed Dec 31, 2018 · Closed Apr 12, 2019
Role of James J Snow, III: Debtor · Outcome: Case closed 2019-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in MA (not a filing state)
James E. Snow and Dixie K. Snow closed
United States Bankruptcy Court, D. Idaho · No. 16-00035 · Filed Jan 14, 2016 · Closed Jan 11, 2018
Role of James E. Snow and Dixie K. Snow: Debtor · Outcome: Case closed 2018-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in ID (not a filing state)
James R Snow and Kathryn J Snow closed
United States Bankruptcy Court, W.D. Washington · No. 14-16871 · Filed Sep 17, 2014 · Closed Jul 26, 2016
Role of James R Snow and Kathryn J Snow: Debtor · Outcome: Case closed 2016-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in WA (not a filing state)
James H Snow, Jr. and Cerisee P Snow closed
United States Bankruptcy Court, M.D. Georgia · No. 14-70342 · Filed Mar 20, 2014 · Closed Aug 17, 2015
Role of James H Snow, Jr.: Debtor · Outcome: Case closed 2015-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in GA (not a filing state)
James E Snow closed
United States Bankruptcy Court, W.D. Texas · No. 14-10160 · Filed Jan 31, 2014 · Closed May 2, 2014
Role of James E Snow: Debtor · Outcome: Case closed 2014-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in TX (not a filing state)
James T. Snow and Lisa A. Snow closed
United States Bankruptcy Court, N.D. Alabama · No. 13-02860 · Filed Jun 25, 2013 · Closed Oct 16, 2013
Role of James T. Snow and Lisa A. Snow: Debtor · Outcome: Case closed 2013-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AL (not a filing state)
James A. Snow and Amy J. Snow closed
United States Bankruptcy Court, D. Massachusetts · No. 13-40601 · Filed Mar 13, 2013 · Closed Jun 14, 2013
Role of James A. Snow and Amy J. Snow: Debtor · Outcome: Case closed 2013-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in MA (not a filing state)
James B Snow and Lyndsey Keahey Snow closed
United States Bankruptcy Court, N.D. Alabama · No. 12-04775 · Filed Oct 9, 2012 · Closed Jan 24, 2013
Role of James B Snow and Lyndsey Keahey Snow: Debtor · Outcome: Case closed 2013-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AL (not a filing state)
James Snow closed
United States Bankruptcy Court, D. Delaware · No. 11-14160 · Filed Dec 31, 2011 · Closed May 30, 2012
Role of James Snow: Debtor · Outcome: Case closed 2012-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in DE (not a filing state)
James Snow and Vangela Snow closed
United States Bankruptcy Court, M.D. Georgia · No. 11-53518 · Filed Nov 1, 2011 · Closed Feb 27, 2012
Role of James Snow and Vangela Snow: Debtor · Outcome: Case closed 2012-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in GA (not a filing state)
James C Snow, III and Penelope H Snow closed
United States Bankruptcy Court, S.D. California · No. 11-16964 · Filed Oct 14, 2011 · Closed Jan 23, 2012
Role of James C Snow, III: Debtor · Outcome: Case closed 2012-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in CA (not a filing state)
James M. Snow closed
United States Bankruptcy Court, N.D. Alabama · No. 11-42250 · Filed Aug 30, 2011 · Closed Aug 20, 2014
Role of James M. Snow: Debtor · Outcome: Case closed 2014-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AL (not a filing state)
James Snow and Adita Snow closed
United States Bankruptcy Court, N.D. Florida · No. 11-30623 · Filed Apr 8, 2011 · Closed Aug 16, 2011
Role of James Snow and Adita Snow: Debtor · Outcome: Case closed 2011-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in FL (not a filing state)
James A. Snow and Deanna J. Snow closed
United States Bankruptcy Court, S.D. Iowa · No. 10-05605 · Filed Nov 18, 2010 · Closed Feb 17, 2011
Role of James A. Snow and Deanna J. Snow: Debtor · Outcome: Case closed 2011-02-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in IA (not a filing state)
JAMES R SNOW and LANNETTE J SNOW closed
United States Bankruptcy Court, D. Minnesota · No. 10-47546 · Filed Oct 8, 2010 · Closed Feb 9, 2016
Role of JAMES R SNOW and LANNETTE J SNOW: Debtor · Outcome: Case closed 2016-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in MN (not a filing state)
James Snow and Alicia Snow closed
United States Bankruptcy Court, S.D. Georgia · No. 10-20357 · Filed Mar 15, 2010 · Closed Jan 4, 2016
Role of James Snow and Alicia Snow: Debtor · Outcome: Case closed 2016-01-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in GA (not a filing state)
James L Snow, Sr. closed
United States Bankruptcy Court, N.D. Alabama · No. 09-42239 · Filed Jul 30, 2009 · Closed Apr 17, 2015
Role of James L Snow, Sr.: Debtor · Outcome: Case closed 2015-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AL (not a filing state)
James E Snow closed
United States Bankruptcy Court, N.D. New York · No. 08-12376 · Filed Jul 23, 2008 · Closed Mar 11, 2013
Role of James E Snow: Debtor · Outcome: Case closed 2013-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in NY (not a filing state)
James E Snow closed
United States Bankruptcy Court, E.D. Arkansas · No. 3:07-bk-13396 · Filed Jun 25, 2007 · Closed Oct 9, 2007
Role of James E Snow: Debtor · Outcome: Case closed 2007-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AR (not a filing state)
James Snow and Norma J. Snow closed
United States Bankruptcy Court, E.D. Michigan · No. 06-21081 · Filed Jul 7, 2006 · Closed Oct 17, 2006
Role of James Snow and Norma J. Snow: Debtor · Outcome: Case closed 2006-10-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in MI (not a filing state)
James Snow closed
United States Bankruptcy Court, N.D. California · No. 05-57506 · Filed Oct 12, 2005 · Closed Dec 27, 2011
Role of James Snow: Debtor · Outcome: Case closed 2011-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in CA (not a filing state)
James Snow closed
United States Bankruptcy Court, D. Rhode Island · No. 1:05-bk-13128 · Filed Aug 23, 2005 · Closed Dec 2, 2005
Role of James Snow: Debtor · Outcome: Case closed 2005-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in RI (not a filing state)
James W Snow and Linda Prestley Snow closed
United States Bankruptcy Court, N.D. Alabama · No. 05-03123 · Filed Mar 30, 2005 · Closed Jun 28, 2005
Role of James W Snow and Linda Prestley Snow: Debtor · Outcome: Case closed 2005-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AL (not a filing state)
James W. Snow closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:05-bk-14010 · Filed Mar 29, 2005 · Closed Dec 9, 2008
Role of James W. Snow: Debtor · Outcome: Case closed 2008-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AR (not a filing state)
James T. Snow closed
United States Bankruptcy Court, N.D. Alabama · No. 04-04741 · Filed May 27, 2004 · Closed Nov 3, 2004
Role of James T. Snow: Debtor · Outcome: Case closed 2004-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AL (not a filing state)
James H. Snow, III closed
United States Bankruptcy Court, M.D. Georgia · No. 04-60496 · Filed May 17, 2004 · Closed Jun 1, 2005
Role of James H. Snow, III: Debtor · Outcome: Case closed 2005-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in GA (not a filing state)
James A. Snow closed
United States Bankruptcy Court, M.D. Georgia · No. 04-60471 · Filed May 10, 2004 · Closed Jan 21, 2009
Role of James A. Snow: Debtor · Outcome: Case closed 2009-01-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in GA (not a filing state)
James L. Snow closed
United States Bankruptcy Court, E.D. Michigan · No. 03-74035 · Filed Dec 10, 2003 · Closed Dec 21, 2009
Role of James L. Snow: Debtor · Outcome: Case closed 2009-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in MI (not a filing state)
James H Snow closed
United States Bankruptcy Court, N.D. Illinois · No. 03-48270 · Filed Nov 26, 2003 · Closed Mar 30, 2004
Role of James H Snow: Debtor · Outcome: Case closed 2004-03-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in IL (not a filing state)
JAMES W SNOW closed
United States Bankruptcy Court, N.D. Alabama · No. 03-05974 · Filed Jul 9, 2003 · Closed Mar 22, 2004
Role of JAMES W SNOW: Debtor · Outcome: Case closed 2004-03-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AL (not a filing state)
James Snow closed
United States Bankruptcy Court, N.D. Ohio · No. 03-35239 · Filed Jul 3, 2003 · Closed Nov 21, 2003
Role of James Snow: Debtor · Outcome: Case closed 2003-11-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in OH (not a filing state)
James E Snow and Karen L Snow closed
United States Bankruptcy Court, W.D. Virginia · No. 03-00538 · Filed Mar 31, 2003 · Closed Jul 15, 2003
Role of James E Snow and Karen L Snow: Debtor · Outcome: Case closed 2003-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in VA (not a filing state)
James A. Snow and Tammy S. Snow closed
United States Bankruptcy Court, N.D. New York · No. 03-10523 · Filed Jan 30, 2003 · Closed Jun 14, 2006
Role of James A. Snow and Tammy S. Snow: Debtor · Outcome: Case closed 2006-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in NY (not a filing state)
JAMES T SNOW closed
United States Bankruptcy Court, N.D. Alabama · No. 02-10155 · Filed Dec 20, 2002 · Closed Jul 16, 2003
Role of JAMES T SNOW: Debtor · Outcome: Case closed 2003-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AL (not a filing state)
James Snow closed
United States Bankruptcy Court, D. New Mexico · No. 02-18040 · Filed Nov 13, 2002 · Closed May 6, 2003
Role of James Snow: Debtor · Outcome: Case closed 2003-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in NM (not a filing state)
JAMES S SNOW and NORMA R SNOW closed
United States Bankruptcy Court, N.D. Alabama · No. 02-08568 · Filed Oct 29, 2002 · Closed Feb 10, 2003
Role of JAMES S SNOW and NORMA R SNOW: Debtor · Outcome: Case closed 2003-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AL (not a filing state)
Sharon T Snow and James Snow closed
United States Bankruptcy Court, D. Delaware · No. 02-11328 · Filed May 8, 2002 · Closed Aug 27, 2008
Role of James Snow: Debtor · Outcome: Case closed 2008-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in DE (not a filing state)
James E. Snow closed
United States Bankruptcy Court, E.D. California · No. 02-20488 · Filed Jan 15, 2002 · Closed Apr 30, 2002
Role of James E. Snow: Debtor · Outcome: Case closed 2002-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in CA (not a filing state)
James Snow closed
United States Bankruptcy Court, C.D. California · No. 6:01-bk-29371 · Filed Nov 27, 2001 · Closed Mar 27, 2002
Role of James Snow: Debtor · Outcome: Case closed 2002-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in CA (not a filing state)
JAMES D. SNOW closed
United States Bankruptcy Court, D. Montana · No. 01-23531 · Filed Nov 26, 2001 · Closed Nov 19, 2002
Role of JAMES D. SNOW: Debtor · Outcome: Case closed 2002-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in MT (not a filing state)
JAMES SNOW closed
United States Bankruptcy Court, N.D. Alabama · No. 01-08411 · Filed Nov 21, 2001 · Closed Mar 19, 2002
Role of JAMES SNOW: Debtor · Outcome: Case closed 2002-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AL (not a filing state)
James R. Snow closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:01-bk-44601 · Filed Aug 15, 2001 · Closed Nov 14, 2001
Role of James R. Snow: Debtor · Outcome: Case closed 2001-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AR (not a filing state)
JAMES B. SNOW closed
United States Bankruptcy Court, D. Arizona · No. 2:01-bk-09947 · Filed Jul 31, 2001 · Closed Jun 12, 2002
Role of JAMES B. SNOW: Debtor · Outcome: Case closed 2002-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AR (not a filing state)
James E. Snow closed
United States Bankruptcy Court, D. Maryland · No. 01-17706 · Filed Jun 13, 2001 · Closed Sep 18, 2001
Role of James E. Snow: Debtor · Outcome: Case closed 2001-09-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in MD (not a filing state)
James E Snow closed
United States Bankruptcy Court, W.D. Virginia · No. 00-03135 · Filed Oct 30, 2000 · Closed Jan 30, 2001
Role of James E Snow: Debtor · Outcome: Case closed 2001-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in VA (not a filing state)
James A. Snow and Patricia K. Snow closed
United States Bankruptcy Court, W.D. Tennessee · No. 00-13873 · Filed Oct 17, 2000 · Closed Nov 10, 2005
Role of James A. Snow and Patricia K. Snow: Debtor · Outcome: Case closed 2005-11-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in TN (not a filing state)
James F. Snow and Kathleen B. Snow closed
United States Bankruptcy Court, D. New Jersey · No. 00-18249 · Filed Oct 4, 2000 · Closed Jan 16, 2001
Role of James F. Snow and Kathleen B. Snow: Debtor · Outcome: Case closed 2001-01-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in NJ (not a filing state)
James A. Snow and Gail M. Snow closed
United States Bankruptcy Court, E.D. Kentucky · No. 00-20851 · Filed May 18, 2000 · Closed Sep 13, 2000
Role of James A. Snow and Gail M. Snow: Debtor · Outcome: Case closed 2000-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in KY (not a filing state)
James A. Snow and Ila Lea Snow closed
United States Bankruptcy Court, M.D. North Carolina · No. 00-10689 · Filed Mar 23, 2000 · Closed Jul 17, 2000
Role of James A. Snow and Ila Lea Snow: Debtor · Outcome: Case closed 2000-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in NC (not a filing state)
JAMES A. SNOW and KRISTEN C. SNOW closed
United States Bankruptcy Court, D. Nevada · No. 00-30469 · Filed Feb 28, 2000 · Closed Jun 25, 2001
Role of JAMES A. SNOW and KRISTEN C. SNOW: Debtor · Outcome: Case closed 2001-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in NV (not a filing state)
James A. Snow and Michelle D. Snow closed
United States Bankruptcy Court, D. New Mexico · No. 99-16876 · Filed Dec 14, 1999 · Closed Oct 5, 2000
Role of James A. Snow and Michelle D. Snow: Debtor · Outcome: Case closed 2000-10-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in NM (not a filing state)
James H Snow, Sr. closed
United States Bankruptcy Court, D. Maryland · No. 99-56186 · Filed May 7, 1999 · Closed Aug 19, 1999
Role of James H Snow, Sr.: Debtor · Outcome: Case closed 1999-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in MD (not a filing state)
James A. Snow and Cheryl A. Snow closed
United States Bankruptcy Court, W.D. Michigan · No. 99-01709 · Filed Mar 3, 1999 · Closed Jun 28, 1999
Role of James A. Snow and Cheryl A. Snow: Debtor · Outcome: Case closed 1999-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in MI (not a filing state)
James P. Snow closed
United States Bankruptcy Court, S.D. California · No. 98-15315 · Filed Nov 10, 1998 · Closed Mar 5, 1999
Role of James P. Snow: Debtor · Outcome: Case closed 1999-03-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in CA (not a filing state)
JAMES S. SNOW and SHARON SNOW closed
United States Bankruptcy Court, S.D. Mississippi · No. 98-01221 · Filed Mar 6, 1998 · Closed Sep 13, 2004
Role of JAMES S. SNOW and SHARON SNOW: Debtor · Outcome: Case closed 2004-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in MS (not a filing state)
JAMES D. SNOW and ADITA v. SNOW closed
United States Bankruptcy Court, N.D. Florida · No. 97-05513 · Filed Aug 4, 1997 · Closed Nov 12, 1997
Role of JAMES D. SNOW and ADITA: Plaintiff · Outcome: Case closed 1997-11-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in FL (not a filing state)
MARY F. SNOW and JAMES W. SNOW closed
United States Bankruptcy Court, N.D. Alabama · No. 97-04958 · Filed Jul 10, 1997 · Closed Mar 13, 1998
Role of JAMES W. SNOW: Debtor · Outcome: Case closed 1998-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AL (not a filing state)
James Snow and Phyllis Louise Snow closed
United States Bankruptcy Court, W.D. Oklahoma · No. 97-16296 · Filed Jun 27, 1997 · Closed Dec 15, 1997
Role of James Snow and Phyllis Louise Snow: Debtor · Outcome: Case closed 1997-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in OK (not a filing state)
James E Snow closed
United States Bankruptcy Court, C.D. California · No. 1:97-bk-12597 · Filed Feb 25, 1997 · Closed May 29, 1997
Role of James E Snow: Debtor · Outcome: Case closed 1997-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in CA (not a filing state)
JAMES R SNOW and KATHRYN J SNOW closed
United States Bankruptcy Court, D. Minnesota · No. 97-60177 · Filed Feb 25, 1997 · Closed Jun 23, 1997
Role of JAMES R SNOW and KATHRYN J SNOW: Debtor · Outcome: Case closed 1997-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in MN (not a filing state)
James M. Snow closed
United States Bankruptcy Court, N.D. California · No. 97-50907 · Filed Feb 4, 1997 · Closed Aug 15, 2005
Role of James M. Snow: Debtor · Outcome: Case closed 2005-08-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in CA (not a filing state)
James D. Snow and Barbara Ann Snow closed
United States Bankruptcy Court, E.D. Kentucky · No. 96-50982 · Filed May 9, 1996 · Closed Mar 4, 1997
Role of James D. Snow and Barbara Ann Snow: Debtor · Outcome: Case closed 1997-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in KY (not a filing state)
James E. Snow and Sandra Snow closed
United States Bankruptcy Court, W.D. Kentucky · No. 96-10138 · Filed Feb 7, 1996 · Closed Jun 17, 1996
Role of James E. Snow and Sandra Snow: Debtor · Outcome: Case closed 1996-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in KY (not a filing state)
James B. Snow and Paula J. Snow closed
United States Bankruptcy Court, W.D. Arkansas · No. 2:93-bk-70577 · Filed Sep 22, 1993 · Closed Jan 11, 1994
Role of James B. Snow and Paula J. Snow: Debtor · Outcome: Case closed 1994-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AR (not a filing state)
James M Snow closed
United States Bankruptcy Court, S.D. Ohio · No. 3:93-bk-31219 · Filed Apr 2, 1993 · Closed Feb 11, 1997
Role of James M Snow: Debtor · Outcome: Case closed 1997-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in OH (not a filing state)
James P. Snow and Johanna M. Snow closed
United States Bankruptcy Court, W.D. New York · No. 2-92-22370 · Filed Sep 3, 1992 · Closed Jan 12, 1993
Role of James P. Snow and Johanna M. Snow: Debtor · Outcome: Case closed 1993-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in NY (not a filing state)
James H. Jr. Snow and Cerisse Snow closed
United States Bankruptcy Court, M.D. Florida · No. 6:92-bk-05147 · Filed Sep 2, 1992 · Closed Dec 29, 1992
Role of James H. Jr. Snow and Cerisse Snow: Debtor · Outcome: Case closed 1992-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in FL (not a filing state)
James A. Snow and Judy M. Snow closed
United States Bankruptcy Court, W.D. Louisiana · No. 90-80825 · Filed Jul 18, 1990 · Closed Feb 6, 1991
Role of James A. Snow and Judy M. Snow: Debtor · Outcome: Case closed 1991-02-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in LA (not a filing state)
JAMES C. SNOW and FRANKIE ANN SNOW closed
United States Bankruptcy Court, N.D. Alabama · No. 87-09301 · Filed Oct 16, 1987 · Closed Mar 21, 1988
Role of JAMES C. SNOW and FRANKIE ANN SNOW: Debtor · Outcome: Case closed 1988-03-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AL (not a filing state)
JAMES L. SNOW and DORA A. SNOW closed
United States Bankruptcy Court, N.D. Alabama · No. 86-01287 · Filed Feb 18, 1986 · Closed Sep 2, 1986
Role of JAMES L. SNOW and DORA A. SNOW: Debtor · Outcome: Case closed 1986-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in AL (not a filing state)
James A. Snow, Jr. and Cheryl A. Snow closed
United States Bankruptcy Court, W.D. Michigan · No. 84-00413 · Filed Feb 22, 1984 · Closed Dec 26, 1984
Role of James A. Snow, Jr.: Debtor · Outcome: Case closed 1984-12-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 179 federal dockets); court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for James Snow (compared 5 filings on Oct 24, 2026)

Note · Sep 17, 2021 – Sep 24, 2021

No amendment in the last 12 months on an offering that may still be open — Aurora Spine Corp (latest filing Sep 24, 2021)

The latest filing for this offering is dated Sep 24, 2021 (first sale Sep 17, 2021). It reports $0 sold of $413,951 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 24, 2021 ↗Aurora Spine Corp — PartnerFacts page ↗
Sources
Note · Sep 17, 2021 – Sep 24, 2021

No amendment in the last 12 months on an offering that may still be open — Aurora Spine Corp (latest filing Sep 24, 2021)

The latest filing for this offering is dated Sep 24, 2021 (first sale Sep 17, 2021). It reports $3,167,826 sold of $6,240,070 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 24, 2021 ↗Aurora Spine Corp — PartnerFacts page ↗
Sources
Note · Feb 6, 2020 – Feb 20, 2020

No amendment in the last 12 months on an offering that may still be open — Aurora Spine Corp (latest filing Feb 20, 2020)

The latest filing for this offering is dated Feb 20, 2020 (first sale Feb 6, 2020). It reports $198,069 sold of $376,331 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 20, 2020 ↗Aurora Spine Corp — PartnerFacts page ↗
Sources
Note · Jan 29, 2014 – Feb 20, 2020

Industry group changed between filings — Aurora Spine Corp

"Other Health Care" (Jan 29, 2014); then "Other" (Feb 20, 2020 to Sep 24, 2021).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jan 29, 2014 ↗Form D/A · Feb 20, 2020 ↗Aurora Spine Corp — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 4 offerings report sales commissions totalling $255,823; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 24, 2021 D
Aurora Spine Corp
File 021-414603
$221,748$0$0A.G. P. / ALLIANCE GLOBAL PARTNERS BrokerCheck CRD 8361 ↗EDGAR ↗
Sep 24, 2021 D
Aurora Spine Corp
File 021-414604
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2020 D/A
Aurora Spine Corp
File 021-360968
$0$0$0None listed on this filingEDGAR ↗
Jan 29, 2014 D
Aurora Spine Corp
File 021-210916
$34,075$0$0Arete Wealth Management LLC BrokerCheck CRD 44856 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James Snow on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

AS
Other

Aurora Spine Corp

Toronto, Ontario, Canada (as filed: A6) · Jan 29, 2014 → Sep 24, 2021 · 5 filings
  • Sep 24, 2021 · D · $0 sold of $413,951 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 24, 2021 · D · $3,167,826 sold of $6,240,070 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 20, 2020 · D/A · $198,069 sold of $376,331 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 20, 2020 · D · $198,069 sold of $376,331 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 29, 2014 · D · $1,703,749 sold of $1,703,749 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.17M from 14 investors (100% of the $414K target) as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around James 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Laszlo Garamszegi

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as James Snow. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David Meyer

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as James Snow. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Seid

Director · 5 shared filings (1 issuer)

Listed on the same filings as James Snow. Their page shows their other deals.

TG
No photo found yet (own website and image search run after this page is viewed)
Person

Tracy Graf

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Snow. Their page shows their other deals.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

David Rosenkrantz

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Snow. Their page shows their other deals.

TN
No photo found yet (own website and image search run after this page is viewed)
Person

Trent Northcutt

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as James Snow. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Daryl MacLellan

Director · 4 shared filings (1 issuer)

Listed on the same filings as James Snow. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

Jana Kiena

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Snow. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Chad Clouse

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Snow. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

J. Daryl MacLellan

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James Snow. Their page shows their other deals.

BJ
No photo found yet (own website and image search run after this page is viewed)
Person

Brent Johnston

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Snow. Their page shows their other deals.

KF
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth E. Fronk

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Snow. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Snow by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Snow is listed on: none on file. No website or social profile named in Aurora Spine Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #179,928 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Toronto, A6). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when James Snow appears on a new Form D, or when a court case or SEC action is matched to them. See plans →