Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:24 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

James E. Roark

Named as an officer, director or promoter on SEC Form D filings · TX · Feb 15, 2023 → Feb 15, 2023

1deal (issuers)

$11Mreported sold

33investors

1Form D filing

2023year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:54 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James E. Roark is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Feb 2023: A-PLUS P&A HOLDINGS LLC (Midland, TX — oil and gas — 2023; $11M reported sold to 33 investors).

What this means One deal on file with the SEC, filed Feb 2023. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Brad Vanar (1 shared filing), Earl Anthony Stolz III (1 shared filing), James K. Shelton (1 shared filing), Matthew Glover Hyde (1 shared filing) and William F. Clark (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 31 bankruptcy cases matching the name listed in Key records below.

What this means 32 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Community search for James E. Roark has not run yet — it is joining a line of 32,434 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 open

In Re: James E. Roark v. open

District Court, S.D. West Virginia · No. 2:97-mc-00032 · Filed May 1, 1997

Role of James E. Roark v.: Party · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in WV (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:54 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James E. Roark..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

31 cases: 31 closed (disposition not in docket feed)

James K. Roark and Tracy A. Roark closed

United States Bankruptcy Court, W.D. Kentucky · No. 18-10301 · Filed Apr 4, 2018 · Closed Jan 7, 2022

Role of James K. Roark and Tracy A. Roark: Debtor · Outcome: Case closed 2022-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in KY (not a filing state); middle initial differs

James M. Roark and Barbara J. Roark closed

United States Bankruptcy Court, S.D. Texas · No. 17-30546 · Filed Feb 1, 2017 · Closed Jun 2, 2017

Role of James M. Roark and Barbara J. Roark: Debtor · Outcome: Case closed 2017-06-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in the person's filing state (TX); middle initial differs

James L. Roark and Virginia D. Roark closed

United States Bankruptcy Court, S.D. Indiana · No. 27-RLM-13 · Filed May 28, 2015 · Closed Jul 9, 2020

Role of James L. Roark and Virginia D. Roark: Debtor · Outcome: Case closed 2020-07-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in IN (not a filing state); middle initial differs

James T Roark and Johnna S Roark closed

United States Bankruptcy Court, W.D. Kentucky · No. 15-10502 · Filed May 19, 2015 · Closed Sep 24, 2015

Role of James T Roark and Johnna S Roark: Debtor · Outcome: Case closed 2015-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in KY (not a filing state); middle initial differs

James P. Roark closed

United States Bankruptcy Court, D. New Mexico · No. 13-10227 · Filed Jan 29, 2013 · Closed May 13, 2013

Role of James P. Roark: Debtor · Outcome: Case closed 2013-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in NM (not a filing state); middle initial differs

James B. Roark and Lisa M. Roark closed

United States Bankruptcy Court, E.D. Michigan · No. 09-34364 · Filed Aug 17, 2009 · Closed Dec 1, 2009

Role of James B. Roark and Lisa M. Roark: Debtor · Outcome: Case closed 2009-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in MI (not a filing state); middle initial differs

James G. Roark closed

United States Bankruptcy Court, M.D. Florida · No. 8:09-bk-17224 · Filed Aug 5, 2009 · Closed Mar 12, 2012

Role of James G. Roark: Debtor · Outcome: Case closed 2012-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in FL (not a filing state); middle initial differs

James M Roark closed

United States Bankruptcy Court, N.D. Mississippi · No. 09-10674 · Filed Feb 15, 2009 · Closed Jun 18, 2009

Role of James M Roark: Debtor · Outcome: Case closed 2009-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in MS (not a filing state); middle initial differs

James W. Roark and Deborah K. Roark closed

United States Bankruptcy Court, S.D. Ohio · No. 1:06-bk-13025 · Filed Sep 16, 2006 · Closed Jul 12, 2007

Role of James W. Roark and Deborah K. Roark: Debtor · Outcome: Case closed 2007-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in OH (not a filing state); middle initial differs

James E. Roark closed

United States Bankruptcy Court, E.D. Louisiana · No. 05-21010 · Filed Oct 15, 2005 · Closed Feb 10, 2006

Role of James E. Roark: Debtor · Outcome: Case closed 2006-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in LA (not a filing state)

James C. Roark and Deborah L. Roark closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 05-23693 · Filed Jun 22, 2005 · Closed Sep 14, 2006

Role of James C. Roark and Deborah L. Roark: Debtor · Outcome: Case closed 2006-09-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in PA (not a filing state); middle initial differs

James D. Roark closed

United States Bankruptcy Court, W.D. Oklahoma · No. 05-11545 · Filed Feb 18, 2005 · Closed Mar 23, 2006

Role of James D. Roark: Debtor · Outcome: Case closed 2006-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in OK (not a filing state); middle initial differs

James E Roark and Rita A Roark closed

United States Bankruptcy Court, S.D. Ohio · No. 3:04-bk-32103 · Filed Mar 16, 2004 · Closed Mar 29, 2006

Role of James E Roark and Rita A Roark: Debtor · Outcome: Case closed 2006-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in OH (not a filing state)

James W Roark and Patricia L Roark closed

United States Bankruptcy Court, N.D. Ohio · No. 03-25940 · Filed Dec 3, 2003 · Closed Mar 17, 2004

Role of James W Roark and Patricia L Roark: Debtor · Outcome: Case closed 2004-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in OH (not a filing state); middle initial differs

Lavena Roark and James Roark closed

United States Bankruptcy Court, N.D. Indiana · No. 03-65739 · Filed Nov 28, 2003 · Closed Mar 16, 2004

Role of James Roark: Debtor · Outcome: Case closed 2004-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in IN (not a filing state)

James Roark and Kelli Roark closed

United States Bankruptcy Court, D. Colorado · No. 03-12295 · Filed Feb 13, 2003 · Closed Jun 13, 2003

Role of James Roark and Kelli Roark: Debtor · Outcome: Case closed 2003-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in CO (not a filing state); middle initial differs

James C. Roark and Deborah L. Roark closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 02-24291 · Filed Sep 6, 2002 · Closed Dec 27, 2004

Role of James C. Roark and Deborah L. Roark: Debtor · Outcome: Case closed 2004-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in PA (not a filing state); middle initial differs

James R. Roark and Teri L. Roark closed

United States Bankruptcy Court, D. Colorado · No. 02-14287 · Filed Mar 29, 2002 · Closed Jan 17, 2003

Role of James R. Roark and Teri L. Roark: Debtor · Outcome: Case closed 2003-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in CO (not a filing state); middle initial differs

James C. Roark and Stephanie L. Roark closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 01-24239 · Filed Sep 7, 2001 · Closed Jan 24, 2002

Role of James C. Roark and Stephanie L. Roark: Debtor · Outcome: Case closed 2002-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in PA (not a filing state); middle initial differs

James P Roark and Sandra M Roark closed

United States Bankruptcy Court, S.D. Ohio · No. 1:01-bk-10803 · Filed Feb 14, 2001 · Closed May 31, 2001

Role of James P Roark and Sandra M Roark: Debtor · Outcome: Case closed 2001-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in OH (not a filing state); middle initial differs

James H. Roark closed

United States Bankruptcy Court, D. Utah · No. 01-20868 · Filed Jan 22, 2001 · Closed May 23, 2001

Role of James H. Roark: Debtor · Outcome: Case closed 2001-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in UT (not a filing state); middle initial differs

James P. Roark and Christy L. Roark closed

United States Bankruptcy Court, W.D. Virginia · No. 98-01441 · Filed Apr 10, 1998 · Closed Oct 21, 1998

Role of James P. Roark and Christy L. Roark: Debtor · Outcome: Case closed 1998-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in VA (not a filing state); middle initial differs

James Roark and Daisy Roark closed

United States Bankruptcy Court, D. Idaho · No. 96-02727 · Filed Oct 28, 1996 · Closed Aug 7, 1998

Role of James Roark and Daisy Roark: Debtor · Outcome: Case closed 1998-08-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in ID (not a filing state); middle initial differs

James K. Roark and Amy J. Roark closed

United States Bankruptcy Court, E.D. Tennessee · No. 2:96-bk-20972 · Filed May 9, 1996 · Closed Apr 16, 1998

Role of James K. Roark and Amy J. Roark: Debtor · Outcome: Case closed 1998-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in TN (not a filing state); middle initial differs

James K. Roark and Amy J. Roark closed

United States Bankruptcy Court, E.D. Tennessee · No. 2:95-bk-21539 · Filed Sep 29, 1995 · Closed Jun 17, 1996

Role of James K. Roark and Amy J. Roark: Debtor · Outcome: Case closed 1996-06-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in TN (not a filing state); middle initial differs

James C. Roark and Deborah L. Roark closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 95-20427 · Filed Mar 10, 1995 · Closed Jun 26, 1995

Role of James C. Roark and Deborah L. Roark: Debtor · Outcome: Case closed 1995-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in PA (not a filing state); middle initial differs

James E. O'Roark closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 94-23067 · Filed Sep 14, 1994 · Closed Dec 29, 1994

Role of James E. O'Roark: Debtor · Outcome: Case closed 1994-12-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in PA (not a filing state)

James P. Roark and Jill A. Roark closed

United States Bankruptcy Court, S.D. California · No. 94-08014 · Filed Jul 26, 1994 · Closed Jul 8, 1997

Role of James P. Roark and Jill A. Roark: Debtor · Outcome: Case closed 1997-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in CA (not a filing state); middle initial differs

James W. Roark and Patricia L. Roark closed

United States Bankruptcy Court, S.D. Ohio · No. 3:91-bk-31986 · Filed Apr 23, 1991 · Closed Feb 2, 1995

Role of James W. Roark and Patricia L. Roark: Debtor · Outcome: Case closed 1995-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in OH (not a filing state); middle initial differs

James O. Roark and Shirley Marie Roark closed

United States Bankruptcy Court, E.D. Tennessee · No. 3:90-bk-30790 · Filed Feb 26, 1990 · Closed Sep 8, 1992

Role of James O. Roark and Shirley Marie Roark: Debtor · Outcome: Case closed 1992-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in TN (not a filing state); middle initial differs

James B Roark and Casey Roark closed

United States Bankruptcy Court, E.D. Kentucky · No. 86-20830 · Filed Oct 23, 1986 · Closed Aug 19, 1987

Role of James B Roark and Casey Roark: Debtor · Outcome: Case closed 1987-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 67 federal dockets); court in KY (not a filing state); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:54 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

No differences found between the public filings we have for James E. Roark (compared 1 filing on Oct 24, 2026).

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Feb 15, 2023 D A-PLUS P&A HOLDINGS LLC File 021-473558	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James E. Roark on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Oil and Gas

A-PLUS P&A HOLDINGS LLC

Midland, TX · Feb 15, 2023

Feb 15, 2023 · D · $11,000,000 sold of $11,000,000 · 33 investors · min. $125,000 · role: Executive Officer (Manager) EDGAR ↗

Raised $11M from 33 investors (100% of the $11M target) as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Oil and Gas / 506(c) (529 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around James 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Matthew Glover Hyde

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James E. Roark. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Earl Anthony Stolz III

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James E. Roark. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Brad Vanar

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James E. Roark. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James K. Shelton

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James E. Roark. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

William F. Clark

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James E. Roark. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James E. Roark by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James E. Roark is listed on: none on file. No website or social profile named in A-PLUS P&A HOLDINGS LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #132,474 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Midland, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

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James E. Roark

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5. Money to insiders

Deals 1

A-PLUS P&A HOLDINGS LLC

People around James 5

Matthew Glover Hyde

Earl Anthony Stolz III

Brad Vanar

James K. Shelton

William F. Clark

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

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Social and web

Courts

Securities regulators

Business registries

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