PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:04 AM ET

Sponsor Check › Person

JP
No photo found yet (own website and image search run after this page is viewed)

James Peake

Named as an officer, director or promoter on SEC Form D filings · DC, TX · Jul 6, 2009 → Nov 15, 2011

1deal (issuers)
$16.5Mreported sold
43investors
10Form D filings
2009–2011years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Peake is listed as a director on 10 SEC Form D filings by 1 issuer between Jul 2009 and Sep 2017: BrainScope Company, Inc. (Bethesda, MD — other health care — 2009–2017; $16.5M reported sold to 43 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Gail Wilensky (9 shared filings), Miles Gilburne (9 shared filings), John M. Reher (8 shared filings), Jean Case (7 shared filings), Moshe Alafi (7 shared filings) and 12 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 10 bankruptcy cases matching the name listed in Key records below.

What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for James Peake and found 15 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Peake has not run yet — it is joining a line of 46,094 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Peake..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

10 cases: 10 closed (disposition not in docket feed)

James M Peake closed
United States Bankruptcy Court, D. Massachusetts · No. 10-13404 · Filed Mar 31, 2010 · Closed Jul 6, 2010
Role of James M Peake: Debtor · Outcome: Case closed 2010-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 2 people with this name in Form D filings; court in MA (not a filing state)
James H Peake and Yvonne S Peake closed
United States Bankruptcy Court, E.D. Missouri · No. 09-46381 · Filed Jul 4, 2009 · Closed Oct 16, 2009
Role of James H Peake and Yvonne S Peake: Debtor · Outcome: Case closed 2009-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 2 people with this name in Form D filings; court in MO (not a filing state)
James Y. Peake closed
United States Bankruptcy Court, E.D. Michigan · No. 09-22072 · Filed Jun 2, 2009 · Closed Sep 9, 2009
Role of James Y. Peake: Debtor · Outcome: Case closed 2009-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
James Y. Peake closed
United States Bankruptcy Court, E.D. Michigan · No. 08-23177 · Filed Oct 24, 2008 · Closed Apr 13, 2009
Role of James Y. Peake: Debtor · Outcome: Case closed 2009-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
James A Peake and Lorraine M Peake closed
United States Bankruptcy Court, W.D. Kentucky · No. 05-32056 · Filed Mar 29, 2005 · Closed Aug 9, 2005
Role of James A Peake and Lorraine M Peake: Debtor · Outcome: Case closed 2005-08-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 2 people with this name in Form D filings; court in KY (not a filing state)
James Y. Peake and Donna J. Peake closed
United States Bankruptcy Court, E.D. Michigan · No. 01-21132 · Filed Apr 11, 2001 · Closed Jul 31, 2001
Role of James Y. Peake and Donna J. Peake: Debtor · Outcome: Case closed 2001-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
James E Peake Jr closed
United States Bankruptcy Court, C.D. California · No. 2:01-bk-19407 · Filed Mar 30, 2001 · Closed May 30, 2001
Role of James E Peake Jr: Debtor · Outcome: Case closed 2001-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)
James W. Peake closed
United States Bankruptcy Court, E.D. Virginia · No. 97-15384 · Filed Jul 21, 1997 · Closed Oct 31, 1997
Role of James W. Peake: Debtor · Outcome: Case closed 1997-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 2 people with this name in Form D filings; court in VA (not a filing state)
James D. Peake closed
United States Bankruptcy Court, W.D. North Carolina · No. 97-30001 · Filed Jan 2, 1997 · Closed Aug 8, 1997
Role of James D. Peake: Debtor · Outcome: Case closed 1997-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 2 people with this name in Form D filings; court in NC (not a filing state)
James J. Peake closed
United States Bankruptcy Court, D. South Carolina · No. 96-73444 · Filed May 16, 1996 · Closed Sep 24, 1996
Role of James J. Peake: Debtor · Outcome: Case closed 1996-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 19 federal dockets); 2 people with this name in Form D filings; court in SC (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for James Peake — 4 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Dec 2, 2009 – Jan 11, 2010

Amount sold went down between filings — BrainScope Company, Inc.

The Dec 2, 2009 filing says $970,000 sold; the Jan 11, 2010 Form D says $385,000 sold — $585,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Dec 2, 2009 ↗Form D (later) · Jan 11, 2010 ↗BrainScope Company, Inc. — PartnerFacts page ↗
Sources
Worth asking · Oct 30, 2009 – Dec 2, 2009

Amount sold went down between filings — BrainScope Company, Inc.

The Oct 30, 2009 filing says $1,593,750 sold; the Dec 2, 2009 Form D says $970,000 sold — $623,750 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Oct 30, 2009 ↗Form D (later) · Dec 2, 2009 ↗BrainScope Company, Inc. — PartnerFacts page ↗
Sources
Worth asking · Oct 30, 2009 – Dec 2, 2009

Investor count went down between filings — BrainScope Company, Inc.

The Oct 30, 2009 filing reports 9 investors; the Dec 2, 2009 Form D reports 3 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Oct 30, 2009 ↗Form D (later) · Dec 2, 2009 ↗BrainScope Company, Inc. — PartnerFacts page ↗
Sources
Worth asking · Jun 18, 2009 – Sep 29, 2017

4 Form Ds were filed more than 15 days after the first sale

Form D filed 147 days after the first sale — BrainScope Company, Inc. · Form D filed 105 days after the first sale — BrainScope Company, Inc. · Form D filed 21 days after the first sale — BrainScope Company, Inc. · Form D filed 18 days after the first sale — BrainScope Company, Inc.

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Sep 29, 2017 ↗BrainScope Company, Inc. — PartnerFacts page ↗Form D · Dec 27, 2010 ↗Form D · Mar 16, 2010 ↗
Sources
Note · Aug 20, 2015 – Sep 3, 2015

No amendment in the last 12 months on an offering that may still be open — BrainScope Company, Inc. (latest filing Sep 3, 2015)

The latest filing for this offering is dated Sep 3, 2015 (first sale Aug 20, 2015). It reports $2,465,000 sold of $2,915,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 3, 2015 ↗BrainScope Company, Inc. — PartnerFacts page ↗
Sources
Note · Jun 18, 2009 – Mar 16, 2010

No amendment in the last 12 months on an offering that may still be open — BrainScope Company, Inc. (latest filing Mar 16, 2010)

The latest filing for this offering is dated Mar 16, 2010 (first sale Jun 18, 2009). It reports $2,400,000 sold of $4,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 16, 2010 ↗BrainScope Company, Inc. — PartnerFacts page ↗
Sources
Note · Jul 6, 2009 – Sep 3, 2015

6 offerings changed their target amount between filings

Offering amount changed between filings — BrainScope Company, Inc. · Offering amount changed between filings — BrainScope Company, Inc. · Offering amount changed between filings — BrainScope Company, Inc. · Offering amount lowered between filings — BrainScope Company, Inc. · Offering amount lowered between filings — BrainScope Company, Inc. · and 1 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D/A (earlier) · Nov 15, 2011 ↗Form D/A (later) · Sep 3, 2015 ↗BrainScope Company, Inc. — PartnerFacts page ↗Form D (earlier) · Dec 27, 2010 ↗
Sources
Note · Jan 11, 2010 – Mar 16, 2010

Minimum investment changed between filings — BrainScope Company, Inc.

The Jan 11, 2010 filing lists a minimum of $60,000; the Mar 16, 2010 Form D lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jan 11, 2010 ↗Form D (later) · Mar 16, 2010 ↗BrainScope Company, Inc. — PartnerFacts page ↗
Sources
Note · Dec 2, 2009 – Jan 11, 2010

Minimum investment changed between filings — BrainScope Company, Inc.

The Dec 2, 2009 filing lists a minimum of $70,000; the Jan 11, 2010 Form D lists $60,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Dec 2, 2009 ↗Form D (later) · Jan 11, 2010 ↗BrainScope Company, Inc. — PartnerFacts page ↗
Sources
Note · Oct 30, 2009 – Dec 2, 2009

Minimum investment changed between filings — BrainScope Company, Inc.

The Oct 30, 2009 filing lists a minimum of $750; the Dec 2, 2009 Form D lists $70,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Oct 30, 2009 ↗Form D (later) · Dec 2, 2009 ↗BrainScope Company, Inc. — PartnerFacts page ↗
Sources
Note · Jul 6, 2009 – Oct 30, 2009

Minimum investment changed between filings — BrainScope Company, Inc.

The Jul 6, 2009 filing lists a minimum of $150,000; the Oct 30, 2009 Form D lists $750.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Jul 6, 2009 ↗Form D (later) · Oct 30, 2009 ↗BrainScope Company, Inc. — PartnerFacts page ↗
Sources
Note · Jul 6, 2009 – Oct 30, 2009

Industry group changed between filings — BrainScope Company, Inc.

"Biotechnology" (Jul 6, 2009); then "Other Health Care" (Oct 30, 2009 to Sep 29, 2017).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jul 6, 2009 ↗Form D · Oct 30, 2009 ↗BrainScope Company, Inc. — PartnerFacts page ↗
Sources
Note · Oct 3, 2023 – Dec 11, 2025

Same name, different state: "James Peake" (MD) is a separate record

This page covers filings where the address state is DC or TX. A separate record, "James Peake" with address state MD, is listed on 2 filings — most recently by Cellphire, Inc. (Dec 11, 2025). The two records do not overlap in time: this page runs Jul 6, 2009 to Nov 15, 2011; the other runs Oct 3, 2023 to Dec 11, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Peake (MD) — PartnerFacts page ↗Form D · Dec 11, 2025 ↗Cellphire, Inc. — PartnerFacts page ↗James Peake (DC,TX) — this page ↗
Sources
Note · Sep 3, 2015 – Sep 29, 2017

Address moved from Washington, DC to Bethesda, MD — BrainScope Company, Inc.

The people listed on the Sep 3, 2015 filing give Washington, DC; on the Sep 29, 2017 filing they give Bethesda, MD.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Sep 3, 2015 ↗Form D · Sep 29, 2017 ↗BrainScope Company, Inc. — PartnerFacts page ↗
Sources
Note · Jul 6, 2009 – Sep 29, 2017

James Peake is listed with 2 different address states: DC, TX

DC on 7 filings (Jul 6, 2009 to Nov 15, 2011); TX on 3 filings (Sep 3, 2015 to Sep 29, 2017).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jul 6, 2009 ↗Form D · Sep 3, 2015 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 4 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 29, 2017 D
BrainScope Company, Inc.
File 021-295689
$0$0$0None listed on this filingEDGAR ↗
Sep 3, 2015 D/A
BrainScope Company, Inc.
File 021-152524
$0$0$0None listed on this filingEDGAR ↗
Sep 3, 2015 D
BrainScope Company, Inc.
File 021-247013
$0$0$0None listed on this filingEDGAR ↗
Mar 16, 2010 D
BrainScope Company, Inc.
File 021-92051
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James Peake on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BC
Other Health Care

BrainScope Company, Inc.

Bethesda, MD · Jul 6, 2009 → Sep 29, 2017 · 10 filings
  • Sep 29, 2017 · D · $16,386,250 sold of $16,386,250 · 38 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 3, 2015 · D · $2,465,000 sold of $2,915,000 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 3, 2015 · D/A · $16,500,000 sold of $16,500,000 · 43 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 15, 2011 · D/A · $5,575,000 sold of $6,500,000 · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 27, 2010 · D · $1,600,000 sold of $3,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 16, 2010 · D · $2,400,000 sold of $4,000,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 11, 2010 · D · $385,000 sold of $385,000 · 3 investors · min. $60,000 · role: Director EDGAR ↗
  • Dec 2, 2009 · D · $970,000 sold of $1,199,421 · 3 investors · min. $70,000 · role: Director EDGAR ↗
  • Oct 30, 2009 · D · $1,593,750 sold of $2,500,000 · 9 investors · min. $750 · role: Director EDGAR ↗
  • Jul 6, 2009 · D · $1,500,000 sold of $2,000,000 · 4 investors · min. $150,000 · role: Director EDGAR ↗

Raised $16.5M from 43 investors (100% of the $16.4M target) as of the latest filing. James is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Peake — MD, 1 issuer, Oct 3, 2023 → Dec 11, 2025 · no shared issuer

People around James 17

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Miles Gilburne

Director · 9 shared filings (1 issuer) · also on 6 other issuers

Miles Gilburne is on 7 issuers in total — a repeat sponsor. Their page lists every one.

GW
No photo found yet (own website and image search run after this page is viewed)
Person

Gail Wilensky

Director · 9 shared filings (1 issuer)

Listed on the same filings as James Peake. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

John M. Reher

Director · 8 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as James Peake. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Moshe Alafi

Director · 7 shared filings (1 issuer)

Listed on the same filings as James Peake. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jean Case

Director · 7 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James Peake. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael E. Singer

Executive Officer, Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Peake. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Steve Case

Director · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as James Peake. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Laurie Silver

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James Peake. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Barrett Moore

Director · 3 shared filings (1 issuer) · also on 8 other issuers

Daniel Barrett Moore is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Singer

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Peake. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Phillip E. Himelstein

Director · 2 shared filings (1 issuer)

Listed on the same filings as James Peake. Their page shows their other deals.

KS
No photo found yet (own website and image search run after this page is viewed)
Person

Kerstin Schultz

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Peake. Their page shows their other deals.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Cynthia Ringo

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Cynthia Ringo is on 6 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Miles R. Gilburn

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as James Peake. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Holman

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Peake. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael E. Singer

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as James Peake. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael A. Singer

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as James Peake. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Peake by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Peake is listed on: none on file. No website or social profile named in BrainScope Company, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #1,090 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Bethesda, MD). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗District of Columbia state courts — find the court ↗Texas re:SearchTX court records ↗Maryland Judiciary case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Texas Secretary of State business search ↗Maryland Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

Every fact links to its public-record source. Plain-English notes next to a fact are our reading of that fact, not a rating. Request a correction · Facts policy

Request a correction

Free. Logged with status: received → under review → fixed / confirmed with source.

Add a response

If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.

Monitor this person

Members get an email when James Peake appears on a new Form D, or when a court case or SEC action is matched to them. See plans →