James D. Kerr is listed as an executive officer on 6 SEC Form D filings by 3 issuers between Mar 2026 and Sep 2026: Bow River Asset-Based Income Fund LP (Denver, CO — pooled investment fund — 2026; $178.1M reported sold to 184 investors), Bow River Specialty Finance Fund II LP (Denver, CO — pooled investment fund — 2026; $148M reported sold to 98 investors) and Bow River Venture Evergreen Fund, LP (Denver, CO — pooled investment fund — 2026; $2.5M reported sold to 1 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer. Across those companies the filings report $328.6M sold in total.
All 3 issuers belong to the sponsor group Bow River (60 issuers, $1.87B reported sold, 2012–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Bow River has 60 companies on file and $1.87B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 6 public filings for James D. Kerr and found 7 differences, 2 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.