Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:40 AM ET

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James E. Gander

Named as an officer, director or promoter on SEC Form D filings · VA · Jan 12, 2015 → Mar 27, 2019

1deal (issuers)

$150Mreported sold

62investors

5Form D filings

2015–2019years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:33 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James E. Gander is listed as a director on 5 SEC Form D filings by 1 issuer between Jan 2015 and Mar 2019: BLUE RIDGE BANKSHARES, INC. (Charlottesville, VA — commercial banking — 2015–2019; $150M reported sold to 62 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Amanda G. Story (5 shared filings), Brian K. Plum (5 shared filings), Larry Dees (5 shared filings), Malcolm R. Sullivan (5 shared filings), Mensel D. Dean (5 shared filings) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 36 court cases matching the name, 14 bankruptcy cases matching the name listed in Key records below.

What this means 50 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for James E. Gander and found 1 difference: Offering amount changed between filings.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James E. Gander has not run yet — it is joining a line of 38,340 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

36 cases: 8 closed (disposition not in docket feed), 15 dismissed, 13 judgment

Barker v. Gander Outdoors, Inc. closed

District Court, D. Kansas · No. 6:21-cv-01252 · Filed Oct 25, 2021 · Closed Mar 3, 2022

Role of Gander Outdoors, Inc.: Defendant · Outcome: Terminated 2022-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in KS (not a filing state)

Federal Insurance Company v. Gander & White Shipping, Inc. dismissed

District Court, S.D. New York · No. 1:19-cv-07209 · Filed Aug 1, 2019 · Closed Apr 1, 2021 · Nature of suit: Contract: Other · Cause: 28:1332pd Diversity-Property Damage

Role of Gander & White Shipping, Inc.: Defendant · Outcome: Terminated 2021-04-01 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in NY (not a filing state)

Gander Mountain Company v. Millcreek Center Holdings dismissed

District Court, E.D. Michigan · No. 2:16-cv-13690 · Filed Oct 17, 2016 · Closed Mar 2, 2017 · Nature of suit: 380 Other personal property damage

Role of Gander Mountain Company: Plaintiff · Outcome: Terminated 2017-03-02 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MI (not a filing state)

ABC Enterprises LLC v. Gander Mountain Company dismissed

District Court, N.D. Alabama · No. 5:16-cv-01354 · Filed Aug 19, 2016 · Closed Mar 15, 2017 · Nature of suit: 190 Other contract actions

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2017-03-15 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in AL (not a filing state)

Anderson Park Joint Venture, LLP v. Gander Mountain Company dismissed

District Court, D. North Dakota · No. 3:16-cv-00288 · Filed Aug 8, 2016 · Closed Nov 28, 2016 · Nature of suit: 190 Other contract actions

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2016-11-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in ND (not a filing state)

The Richards Group Inc v. Gander Mountain Company dismissed

District Court, N.D. Texas · No. 3:15-cv-03129 · Filed Sep 27, 2015 · Closed Dec 29, 2015 · Nature of suit: 190 Other contract actions

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2015-12-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in TX (not a filing state)

Clark v. Gander Mountain Company closed

District Court, C.D. California · No. 2:14-cv-07938 · Filed Oct 14, 2014 · Closed Oct 20, 2014

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2014-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in CA (not a filing state)

Feipel v. Gander Mountain Company closed

District Court, N.D. Indiana · No. 1:14-cv-00304 · Filed Oct 1, 2014 · Closed Nov 4, 2014 · Nature of suit: 365 Personal Inj. Prod. Liability · Cause: 28:1332 Diversity-Petition for Removal

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2014-11-04 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in IN (not a filing state)

Chiapperini v. Gander Mountain Company, Inc. judgment

District Court, W.D. New York · No. 6:14-cv-06281 · Filed May 22, 2014 · Closed Aug 5, 2014 · Nature of suit: 360 P.I.: Other · Cause: 28:1332 Diversity-Notice of Removal

Role of Gander Mountain Company, Inc.: Defendant · Outcome: Terminated 2014-08-05 — FJC Integrated Database disposition: Other; judgment for plaintiff Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in NY (not a filing state)

Islip U-Slip LLC v. Gander Mountain Company dismissed

District Court, N.D. New York · No. 3:13-cv-00350 · Filed Mar 27, 2013 · Closed Feb 11, 2015 · Nature of suit: Rent Lease & Ejectment · Cause: 28:1332 Diversity-Breach of Contract

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2015-02-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in NY (not a filing state)

Mullins v. Gander Mountain Company dismissed

District Court, M.D. Florida · No. 6:13-cv-00010 · Filed Jan 2, 2013 · Closed Jun 27, 2014 · Nature of suit: 480 Consumer credit

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2014-06-27 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in FL (not a filing state)

Gander Mountain Company v. Islip U-Slip LLC judgment

District Court, N.D. New York · No. 3:12-cv-00800 · Filed May 15, 2012 · Closed Feb 11, 2013 · Nature of suit: 230 Rent Lease & Ejectment · Cause: 28:1332 Diversity-Declaratory Judgement

Role of Gander Mountain Company: Plaintiff · Outcome: Terminated 2013-02-11 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in NY (not a filing state)

Arnold Crossroads, L.L.C. v. Gander Mountain Company closed

District Court, E.D. Missouri · No. 4:12-cv-00506 · Filed Mar 16, 2012 · Closed Apr 29, 2013 · Nature of suit: Other Fraud · Cause: 28:1332 Diversity-Fraud

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2013-04-29 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MO (not a filing state)

Freeland v. Gander Mountain Company dismissed

District Court, M.D. Florida · No. 8:12-cv-00526 · Filed Mar 12, 2012 · Closed Dec 12, 2012 · Nature of suit: 480 Consumer credit

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2012-12-12 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in FL (not a filing state)

Grandoe Corporation, The v. Gander Mountain Company judgment

District Court, D. Minnesota · No. 0:11-cv-00947 · Filed Apr 15, 2011 · Closed Dec 17, 2012 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2012-12-17 — FJC Integrated Database disposition: Judgment on jury verdict; judgment for plaintiff Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MN (not a filing state)

Al-Salihi v. Gander Mountain, Inc. dismissed

District Court, N.D. New York · No. 3:11-cv-00384 · Filed Apr 6, 2011 · Closed Sep 20, 2013 · Nature of suit: P.I.: Other · Cause: 28:1332 Diversity-Wrongful Death

Role of Gander Mountain, Inc.: Defendant · Outcome: Terminated 2013-09-20 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in NY (not a filing state)

Arnold Crossroads, L.L.C. v. Gander Mountain Company closed

District Court, E.D. Missouri · No. 4:10-cv-02173 · Filed Nov 19, 2010 · Closed Jul 22, 2011 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2011-07-22 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MO (not a filing state)

HSBC Bank USA, NA v. Gander judgment

District Court, C.D. Illinois · No. 1:10-cv-01378 · Filed Nov 17, 2010 · Closed Mar 28, 2011 · Nature of suit: 220 Foreclosure

Role of Gander: Defendant · Outcome: Terminated 2011-03-28 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in IL (not a filing state)

Harris, N.A. v. Gander Partner LLC dismissed

District Court, N.D. Illinois · No. 1:10-cv-05495 · Filed Aug 31, 2010 · Closed Jan 26, 2011 · Nature of suit: 422 Bankruptcy Appeal (801) · Cause: 28:0158 Notice of Appeal re Bankruptcy Matter (BAP)

Role of Gander Partner LLC: Defendant · Outcome: Terminated 2011-01-26 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in IL (not a filing state)

Gander Mountain Company v. World Financial Network National Bank dismissed

District Court, D. Minnesota · No. 0:10-cv-02585 · Filed Jun 23, 2010 · Closed May 11, 2011 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Other Contract

Role of Gander Mountain Company: Plaintiff · Outcome: Terminated 2011-05-11 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MN (not a filing state)

Gander Mountain Company v. Arnold Crossroads, L.L.C. dismissed

District Court, E.D. Missouri · No. 4:10-cv-00167 · Filed Jan 29, 2010 · Closed Mar 23, 2010 · Nature of suit: Rent Lease & Ejectment · Cause: 28:2201 Declaratory Judgment

Role of Gander Mountain Company: Plaintiff · Outcome: Terminated 2010-03-23 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MO (not a filing state)

Crossroads, LLC v. Gander Mountain Company closed

District Court, E.D. Missouri · No. 4:09-cv-00757 · Filed May 14, 2009 · Closed Jan 12, 2010 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Petition for Removal

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2010-01-12 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MO (not a filing state)

COOK v. GANDER MOUNTAIN CO., ET AL dismissed

District Court, D. Maryland · No. · Filed Apr 3, 2009 · Closed Jul 14, 2009 · Nature of suit: 370 Other fraud

Role of GANDER MOUNTAIN CO.: Defendant · Outcome: Terminated 2009-07-14 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MD (not a filing state)

Gander Mountain Company v. Cabela's Inc judgment

District Court, E.D. Texas · No. 5:05-cv-00228 · Filed Dec 22, 2005 · Closed Dec 2, 2008 · Nature of suit: 890 Other statutory actions

Role of Gander Mountain Company: Plaintiff · Outcome: Terminated 2008-12-02 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for both plaintiff and defendant Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in TX (not a filing state)

Sloan v. Gander Mountain Company judgment

District Court, D. Minnesota · No. 0:05-cv-00472 · Filed Mar 4, 2005 · Closed Aug 28, 2006 · Nature of suit: 850 Securities, Commodities, Exchange

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2006-08-28 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MN (not a filing state)

Fernalld v. Gander Mountain Company judgment

District Court, D. Minnesota · No. 0:05-cv-00460 · Filed Mar 3, 2005 · Closed Aug 28, 2006 · Nature of suit: 850 Securities, Commodities, Exchange

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2006-08-28 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MN (not a filing state)

Schuck v. Gander Mountain Company judgment

District Court, D. Minnesota · No. 0:05-cv-00418 · Filed Feb 24, 2005 · Closed Aug 28, 2006 · Nature of suit: 850 Securities, Commodities, Exchange

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2006-08-28 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MN (not a filing state)

Stainbrook v. Gander Mountain Company judgment

District Court, D. Minnesota · No. 0:05-cv-00291 · Filed Feb 8, 2005 · Closed Aug 28, 2006 · Nature of suit: 850 Securities, Commodities, Exchange

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2006-08-28 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MN (not a filing state)

Patchan v. Gander Mountain Company judgment

District Court, D. Minnesota · No. 0:05-cv-00253 · Filed Feb 3, 2005 · Closed Aug 28, 2006 · Nature of suit: 850 Securities, Commodities, Exchange

Role of Gander Mountain Company: Defendant · Outcome: Terminated 2006-08-28 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MN (not a filing state)

In Re: Gander Mountain Company Securities Litigation closed

District Court, D. Minnesota · No. 0:05-cv-00183 · Filed Jan 28, 2005 · Closed Jan 17, 2006 · Nature of suit: Securities/Commodities · Cause: 28:1331 Fed. Question: Securities Violation

Role of Gander Mountain Company Securities Litigation: Party · Outcome: Terminated 2006-01-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MN (not a filing state)

MERRELLI v. GANDER MOUNTAIN COMPANY judgment

District Court, D. Minnesota · No. · Filed Jan 28, 2005 · Closed Jan 17, 2006 · Nature of suit: 850 Securities, Commodities, Exchange

Role of GANDER MOUNTAIN COMPANY: Defendant · Outcome: Terminated 2006-01-17 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MN (not a filing state)

Gander Mountain Company v. Cabela's, Inc. judgment

District Court, D. Minnesota · No. 0:04-cv-03125 · Filed Jul 2, 2004 · Closed Jul 10, 2007 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract

Role of Gander Mountain Company: Plaintiff · Outcome: Terminated 2007-07-10 — FJC Integrated Database disposition: Judgment on motion before trial Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MN (not a filing state)

Ottinger v. Gander Mountain Co. dismissed

District Court, W.D. Michigan · No. 4:03-cv-00145 · Filed Oct 14, 2003 · Closed Sep 15, 2004 · Nature of suit: 190 Other contract actions

Role of Gander Mountain Co.: Defendant · Outcome: Terminated 2004-09-15 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MI (not a filing state)

Borghi v. Gander & White, Ltd. judgment

District Court, S.D. New York · No. 1:03-cv-06412 · Filed Aug 22, 2003 · Closed Sep 9, 2004 · Nature of suit: 190 Other contract actions

Role of Gander & White, Ltd.: Defendant · Outcome: Terminated 2004-09-09 — FJC Integrated Database disposition: Judgment on jury verdict; judgment for plaintiff Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in NY (not a filing state)

Perkins-Goodwin Co v. Gander Mtn Inc closed

District Court, E.D. Wisconsin · No. 2:96-cv-00987 · Filed Aug 29, 1996 · Closed Feb 19, 1997 · Nature of suit: 190 Other contract actions

Role of Gander Mtn Inc: Defendant · Outcome: Terminated 1997-02-19 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in WI (not a filing state)

SHEPLERS INC v. GANDER MT. INC dismissed

District Court, D. Kansas · No. · Filed Sep 22, 1987 · Closed Mar 4, 1988 · Nature of suit: 890 Other statutory actions

Role of GANDER MT. INC: Defendant · Outcome: Terminated 1988-03-04 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in KS (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James E. Gander..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 14 closed (disposition not in docket feed)

Gander Mountain Liquidating Trust v. MasterCard International Incorporated closed

United States Bankruptcy Court, D. Minnesota · No. 19-03053 · Filed May 21, 2019 · Closed Mar 25, 2021

Role of Gander Mountain Liquidating Trust: Plaintiff · Outcome: Case closed 2021-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MN (not a filing state)

Amtai Imports, Inc. v. Gander Mountain Company closed

United States Bankruptcy Court, D. Minnesota · No. 17-03098 · Filed Aug 17, 2017 · Closed Feb 27, 2018

Role of Gander Mountain Company: Defendant · Outcome: Case closed 2018-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MN (not a filing state)

Gibson v. Gander Mountain Company closed

United States Bankruptcy Court, D. Minnesota · No. 17-03084 · Filed Jun 22, 2017 · Closed Jul 28, 2017

Role of Gander Mountain Company: Defendant · Outcome: Case closed 2017-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MN (not a filing state)

Gander Mountain Company closed

United States Bankruptcy Court, D. Minnesota · No. 17-30673 · Filed Mar 10, 2017 · Closed Jan 18, 2022

Role of Gander Mountain Company: Debtor · Outcome: Case closed 2022-01-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in MN (not a filing state)

Gander, Sr. v. Capital One Bank/Capital One Financial Corp. closed

United States Bankruptcy Court, N.D. Ohio · No. 13-03071 · Filed May 15, 2013 · Closed Sep 4, 2013

Role of Gander, Sr.: Plaintiff · Outcome: Case closed 2013-09-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in OH (not a filing state)

Gander Partners LLC v. Harris N.A. closed

United States Bankruptcy Court, N.D. Illinois · No. 10-00981 · Filed Apr 21, 2010 · Closed Jan 14, 2011

Role of Gander Partners LLC: Plaintiff · Outcome: Case closed 2011-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in IL (not a filing state)

Gander Partners LLC closed

United States Bankruptcy Court, N.D. Illinois · No. 10-08877 · Filed Mar 3, 2010 · Closed May 4, 2011

Role of Gander Partners LLC: Debtor · Outcome: Case closed 2011-05-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in IL (not a filing state)

Official Committee of Unsecured Creditors of Salan v. Gander & White Shipping, Inc. closed

United States Bankruptcy Court, S.D. New York · No. 09-09097 · Filed Oct 30, 2009 · Closed Nov 18, 2010

Role of Gander & White Shipping, Inc.: Defendant · Outcome: Case closed 2010-11-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in NY (not a filing state)

MBNA America Bank, N.A. v. Gander closed

United States Bankruptcy Court, E.D. Texas · No. 06-04085 · Filed Mar 9, 2006 · Closed May 18, 2006

Role of Gander: Defendant · Outcome: Case closed 2006-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in TX (not a filing state)

James E Gander and Shelly A Gander closed

United States Bankruptcy Court, N.D. Illinois · No. 02-72792 · Filed Jun 14, 2002 · Closed Nov 20, 2002

Role of James E Gander and Shelly A Gander: Debtor · Outcome: Case closed 2002-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); first name matches; court in IL (not a filing state)

M&I Bank South v. Gander closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-98-03056 · Filed Apr 20, 1998 · Closed Feb 3, 1999

Role of Gander: Defendant · Outcome: Case closed 1999-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in WI (not a filing state)

Gander Mountain,Inc. and GMO,Inc. closed

United States Bankruptcy Court, E.D. Wisconsin · No. 96-26478 · Filed Aug 9, 1996 · Closed Jan 14, 2000

Role of Gander Mountain,Inc. and GMO,Inc.: Debtor · Outcome: Case closed 2000-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in WI (not a filing state)

Whitaker v. Gander Mountain Inc. closed

United States Bankruptcy Court, M.D. Florida · No. 3:92-ap-24750 · Filed Oct 14, 1992 · Closed Sep 16, 1993

Role of Gander Mountain Inc.: Defendant · Outcome: Case closed 1993-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in FL (not a filing state)

Whitaker v. Gander Mountain Inc. closed

United States Bankruptcy Court, M.D. Florida · No. 3:91-ap-01079 · Filed Jul 25, 1991 · Closed Aug 5, 1998

Role of Gander Mountain Inc.: Defendant · Outcome: Case closed 1998-08-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 112 federal dockets); surname only in the caption; court in FL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

1 difference found between the filings for James E. Gander (compared 5 filings on Oct 24, 2026)

Note · Jan 12, 2015 – Apr 1, 2015

Offering amount changed between filings — BLUE RIDGE BANKSHARES, INC.

The Jan 12, 2015 filing says $4,625,824 offered; the Apr 1, 2015 Form D/A says $6,459,208.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 12, 2015 ↗Form D/A (later) · Apr 1, 2015 ↗BLUE RIDGE BANKSHARES, INC. — PartnerFacts page ↗

Sources

Form D (earlier) · Jan 12, 2015 ↗ (Jan 12, 2015)
Form D/A (later) · Apr 1, 2015 ↗ (Apr 1, 2015)
BLUE RIDGE BANKSHARES, INC. — PartnerFacts page ↗ (Apr 16, 2024)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 4 offerings report sales commissions totalling $1,409,507; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Mar 27, 2019 D BLUE RIDGE BANKSHARES, INC. File 021-335755	$0	$0	$0	None listed on this filing	EDGAR ↗
Mar 6, 2019 D BLUE RIDGE BANKSHARES, INC. File 021-334159	$912,135 (est.)	$0	$0	Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗	EDGAR ↗
Dec 1, 2015 D BLUE RIDGE BANKSHARES, INC. File 021-252184	$277,335	$0	$0	Sandler O'Neill & Partners, L.P. BrokerCheck CRD 23328 ↗	EDGAR ↗
Apr 1, 2015 D/A BLUE RIDGE BANKSHARES, INC. File 021-231899	$220,037	$0	$0	Sandler O'Neill & Partners, L.P. BrokerCheck CRD 23328 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James E. Gander on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Commercial Banking

BLUE RIDGE BANKSHARES, INC.

Charlottesville, VA · Jan 12, 2015 → Mar 27, 2019 · 5 filings

Mar 27, 2019 · D · $3,441,433 sold of $3,441,433 · 1 investors · min. $3,441,433 · role: Director EDGAR ↗
Mar 6, 2019 · D · $19,919,735 sold of $19,919,735 · 62 investors · min. $5,425 · role: Director EDGAR ↗
Dec 1, 2015 · D · $10,000,000 sold of $10,000,000 · 14 investors · min. $250,000 · role: Director EDGAR ↗
Apr 1, 2015 · D/A · $6,459,208 sold of $6,459,208 · 18 investors · min. $4,998 · role: Director EDGAR ↗
Jan 12, 2015 · D · $4,625,824 sold of $4,625,824 · 16 investors · min. $4,998 · role: Director EDGAR ↗

Raised $150M from 62 investors (100% of the $3.44M target) as of the latest filing. James is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around James 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Brian K. Plum

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as James E. Gander. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Malcolm R. Sullivan

Director · 5 shared filings (1 issuer)

Listed on the same filings as James E. Gander. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert S. Janney

Director · 5 shared filings (1 issuer)

Listed on the same filings as James E. Gander. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard L. Masincup

Director · 5 shared filings (1 issuer)

Listed on the same filings as James E. Gander. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

William W. Stokes

Director · 5 shared filings (1 issuer)

Listed on the same filings as James E. Gander. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Larry Dees

Director · 5 shared filings (1 issuer)

Listed on the same filings as James E. Gander. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Amanda G. Story

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as James E. Gander. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mensel D. Dean

Director · 5 shared filings (1 issuer)

Listed on the same filings as James E. Gander. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

John H. Graves

Director · 4 shared filings (1 issuer)

Listed on the same filings as James E. Gander. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard Taliaferro Spurzem

Director · 2 shared filings (1 issuer)

Listed on the same filings as James E. Gander. Their page shows their other deals.

The team behind the deals

Same business address

1 other issuer file from the same address

Castle Hill Holding LLC Charlottesville, VA · 2013

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James E. Gander by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James E. Gander is listed on: none on file. No website or social profile named in BLUE RIDGE BANKSHARES, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #101,359 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Charlottesville, VA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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James E. Gander

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Offering amount changed between filings — BLUE RIDGE BANKSHARES, INC.

5. Money to insiders

Deals 1

People around James 10

The team behind the deals

1 other issuer file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person