Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:58 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

James D. Rickard

Named as an officer, director or promoter on SEC Form D filings · IN · Jan 9, 2015 → Jan 9, 2015

1deal (issuers)

$25Mreported sold

34investors

1Form D filing

2015year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:33 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James D. Rickard is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Jan 2015: COMMUNITY BANK SHARES OF INDIANA INC (New Albany, IN — commercial banking — 2015; $25M reported sold to 34 investors).

What this means One deal on file with the SEC, filed Jan 2015. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Bill D. Wright (1 shared filing), Gary L. Libs (1 shared filing), George M. Ballard (1 shared filing), Gerald T. Koetter (1 shared filing), J. Robert McIlvoy (1 shared filing) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 26 bankruptcy cases matching the name listed in Key records below.

What this means 26 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Community search for James D. Rickard has not run yet — it is joining a line of 44,501 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:33 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James D. Rickard..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

26 cases: 26 closed (disposition not in docket feed)

James B. Rickard, III closed

United States Bankruptcy Court, C.D. California · No. 9:19-bk-12003 · Filed Dec 3, 2019 · Closed May 29, 2020

Role of James B. Rickard, III: Debtor · Outcome: Case closed 2020-05-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in CA (not a filing state); middle initial differs

James E Rickard and Sarah T Rickard closed

United States Bankruptcy Court, S.D. Florida. · No. 10-11263 · Filed Jan 21, 2010 · Closed May 27, 2015

Role of James E Rickard and Sarah T Rickard: Debtor · Outcome: Case closed 2015-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in FL (not a filing state); middle initial differs

James R. Rickard closed

United States Bankruptcy Court, E.D. Michigan · No. 08-60238 · Filed Aug 20, 2008 · Closed Jan 29, 2009

Role of James R. Rickard: Debtor · Outcome: Case closed 2009-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MI (not a filing state); middle initial differs

JAMES A RICKARD closed

United States Bankruptcy Court, D. Minnesota · No. 08-42589 · Filed May 27, 2008 · Closed Sep 15, 2008

Role of JAMES A RICKARD: Debtor · Outcome: Case closed 2008-09-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MN (not a filing state); middle initial differs

James Rickard closed

United States Bankruptcy Court, N.D. Ohio · No. 05-46316 · Filed Sep 29, 2005 · Closed Jan 23, 2006

Role of James Rickard: Debtor · Outcome: Case closed 2006-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in OH (not a filing state)

James W. Rickard and Lisa A. Rickard closed

United States Bankruptcy Court, W.D. Kentucky · No. 05-41945 · Filed Aug 24, 2005 · Closed Dec 28, 2005

Role of James W. Rickard and Lisa A. Rickard: Debtor · Outcome: Case closed 2005-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in KY (not a filing state); middle initial differs

James J Rickard and Dorothy M Rickard closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 05-20381 · Filed Jan 25, 2005 · Closed Sep 25, 2008

Role of James J Rickard and Dorothy M Rickard: Debtor · Outcome: Case closed 2008-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in PA (not a filing state); middle initial differs

James T. Rickard closed

United States Bankruptcy Court, W.D. New York · No. 1-03-18141 · Filed Oct 30, 2003 · Closed Mar 3, 2004

Role of James T. Rickard: Debtor · Outcome: Case closed 2004-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in NY (not a filing state); middle initial differs

James A. Rickard and Karri A. Rickard closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 01-31338 · Filed Nov 7, 2001 · Closed Mar 12, 2004

Role of James A. Rickard and Karri A. Rickard: Debtor · Outcome: Case closed 2004-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in PA (not a filing state); middle initial differs

James J. Rickard and Nancy L. Rickard closed

United States Bankruptcy Court, M.D. Florida · No. 8:01-bk-10075 · Filed May 29, 2001 · Closed Sep 20, 2001

Role of James J. Rickard and Nancy L. Rickard: Debtor · Outcome: Case closed 2001-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in FL (not a filing state); middle initial differs

JAMES E RICKARD and DELORES M RICKARD closed

United States Bankruptcy Court, N.D. Alabama · No. 01-80218 · Filed Jan 18, 2001 · Closed Jul 18, 2001

Role of JAMES E RICKARD and DELORES M RICKARD: Debtor · Outcome: Case closed 2001-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in AL (not a filing state); middle initial differs

James M. Rickard and Stacie L. Rickard closed

United States Bankruptcy Court, N.D. Ohio · No. 00-30675 · Filed Feb 25, 2000 · Closed Jul 11, 2000

Role of James M. Rickard and Stacie L. Rickard: Debtor · Outcome: Case closed 2000-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in OH (not a filing state); middle initial differs

James C. Rickard and Margart S. Rickard closed

United States Bankruptcy Court, M.D. Florida · No. 8:99-bk-15871 · Filed Sep 30, 1999 · Closed Jan 27, 2000

Role of James C. Rickard and Margart S. Rickard: Debtor · Outcome: Case closed 2000-01-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in FL (not a filing state); middle initial differs

JAMES RICKARD and JACQUELINE RICKARD closed

United States Bankruptcy Court, D. Nevada · No. 99-12217 · Filed Mar 22, 1999 · Closed Jul 16, 1999

Role of JAMES RICKARD and JACQUELINE RICKARD: Debtor · Outcome: Case closed 1999-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in NV (not a filing state); middle initial differs

James M. Rickard and Laurie A. Rickard closed

United States Bankruptcy Court, D. Maryland · No. 98-25841 · Filed Dec 3, 1998 · Closed Mar 11, 1999

Role of James M. Rickard and Laurie A. Rickard: Debtor · Outcome: Case closed 1999-03-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MD (not a filing state); middle initial differs

James Rickard closed

United States Bankruptcy Court, N.D. Ohio · No. 97-40982 · Filed Apr 9, 1997 · Closed Sep 22, 1997

Role of James Rickard: Debtor · Outcome: Case closed 1997-09-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in OH (not a filing state)

James T. Rickard and Ethel Marie Rickard closed

United States Bankruptcy Court, E.D. Tennessee · No. 2:96-bk-22637 · Filed Nov 18, 1996 · Closed Aug 29, 2000

Role of James T. Rickard and Ethel Marie Rickard: Debtor · Outcome: Case closed 2000-08-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in TN (not a filing state); middle initial differs

James R. Rickard and Nancy Rickard closed

United States Bankruptcy Court, E.D. Michigan · No. 96-51402 · Filed Aug 28, 1996 · Closed Dec 17, 1996

Role of James R. Rickard and Nancy Rickard: Debtor · Outcome: Case closed 1996-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MI (not a filing state); middle initial differs

James W. Rickard closed

United States Bankruptcy Court, N.D. Ohio · No. 96-13335 · Filed Jun 21, 1996 · Closed Nov 22, 1996

Role of James W. Rickard: Debtor · Outcome: Case closed 1996-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in OH (not a filing state); middle initial differs

James Rickard and Zoe Rickard closed

United States Bankruptcy Court, W.D. Kentucky · No. 96-40765 · Filed Jun 21, 1996 · Closed Oct 8, 1996

Role of James Rickard and Zoe Rickard: Debtor · Outcome: Case closed 1996-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in KY (not a filing state); middle initial differs

JAMES A RICKARD, JR closed

United States Bankruptcy Court, D. Minnesota · No. 94-46042 · Filed Dec 1, 1994 · Closed Jan 29, 1999

Role of JAMES A RICKARD, JR: Debtor · Outcome: Case closed 1999-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in MN (not a filing state); middle initial differs

James M. Rickard closed

United States Bankruptcy Court, D. Connecticut · No. 93-22286 · Filed Jun 8, 1993 · Closed Sep 24, 1993

Role of James M. Rickard: Debtor · Outcome: Case closed 1993-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in CT (not a filing state); middle initial differs

James A Rickard and Jamee L. Rickard closed

United States Bankruptcy Court, M.D. Pennsylvania · No. 1:93-bk-00593 · Filed Mar 31, 1993 · Closed Dec 3, 1993

Role of James A Rickard and Jamee L. Rickard: Debtor · Outcome: Case closed 1993-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in PA (not a filing state); middle initial differs

James S Rickard closed

United States Bankruptcy Court, N.D. Illinois · No. 92-09092 · Filed Apr 22, 1992 · Closed Nov 13, 1992

Role of James S Rickard: Debtor · Outcome: Case closed 1992-11-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in IL (not a filing state); middle initial differs

JAMES E. RICKARD and DELORIS M. RICKARD closed

United States Bankruptcy Court, N.D. Alabama · No. 89-13963 · Filed Nov 28, 1989 · Closed Mar 4, 1991

Role of JAMES E. RICKARD and DELORIS M. RICKARD: Debtor · Outcome: Case closed 1991-03-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in AL (not a filing state); middle initial differs

JAMES E. RICKARD closed

United States Bankruptcy Court, N.D. Alabama · No. 68-94280 · Filed Aug 21, 1968 · Closed Apr 7, 1969

Role of JAMES E. RICKARD: Debtor · Outcome: Case closed 1969-04-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 41 federal dockets); court in AL (not a filing state); middle initial differs

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

No differences found between the public filings we have for James D. Rickard (compared 1 filing on Oct 24, 2026).

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $1,262,612; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 9, 2015 D COMMUNITY BANK SHARES OF INDIANA INC File 021-231817	$1,262,612	$0	$0	Sterne, Agee & Leach, Inc. BrokerCheck CRD 791 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James D. Rickard on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Commercial Banking

COMMUNITY BANK SHARES OF INDIANA INC

New Albany, IN · Jan 9, 2015

Jan 9, 2015 · D · $25,030,813 sold of $25,030,813 · 34 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $25M from 34 investors (100% of the $25M target) as of the latest filing. James is listed as executive officer, director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial Banking / 506(b) (624 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around James 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Paul A. Chrisco

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Maury H. Young

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

R. Wayne Estopinal

Director · 1 shared filing (1 issuer)

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

J. Robert McIlvoy

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Steven R. Stemler

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Gary L. Libs

Director · 1 shared filing (1 issuer)

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Lisa B. Morley

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James E. Geisler

Director · 1 shared filing (1 issuer)

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael K. Bauer

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Bill D. Wright

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Scott P. Carr

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kevin J. Cecil

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

George M. Ballard

Director · 1 shared filing (1 issuer)

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kerry M. Stemler

Director · 1 shared filing (1 issuer)

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Gerald T. Koetter

Director · 1 shared filing (1 issuer)

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Sydney R. Whitlock

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

M. Diane Murphy

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James D. Rickard. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jonathan Todd Frossard

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James D. Rickard. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James D. Rickard by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James D. Rickard is listed on: none on file. No website or social profile named in COMMUNITY BANK SHARES OF INDIANA INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #308,124 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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James D. Rickard

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

5. Money to insiders

Deals 1

People around James 18

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

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Social and web

Courts

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Business registries

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