Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · FL, GA · Aug 1, 2013 → Oct 11, 2017
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
James Holmes is listed as an executive officer and director on 9 SEC Form D filings by 6 issuers between Mar 2013 and Feb 2021. Largest by amount reported sold: Surterra Holdings, Inc. (Atlanta, GA — industry reported as "Other" — 2019; $82.7M reported sold to 24 investors), SH Parent, Inc. (Atlanta, GA — industry reported as "Other" — 2019–2021; $70M reported sold to 44 investors), Surterra Florida, LLC (Tallahassee, FL — industry reported as "Other" — 2017; $13.4M reported sold to 1 investors), CAERUS INVESTMENT PARTNERS I, L.P. (West Palm Beach, FL — pooled investment fund — 2013–2014; $4.5M reported sold to 17 investors), Dash Software, LLC (Brooklyn, NY — other technology — 2013–2014; $458K reported sold to 16 investors) and 1 more (all listed below).
What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $171.3M sold in total.
Listed alongside James Whitcomb (4 shared filings), Jason Becker (4 shared filings), Brodi Jackson (3 shared filings), Gregory Borchardt (3 shared filings), William Wrigley Jr. (3 shared filings) and 15 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
The issuers belong to 2 sponsor groups: Surterra (4 issuers, $304.9M reported sold, 2016–2021) and Caerus (3 issuers, $4.75M reported sold, 2013–2018).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 38 bankruptcy cases matching the name listed in Key records below.
What this means 39 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 9 public filings for James Holmes and found 15 differences, 2 worth asking the sponsor about: 89% of the money raised went to insiders; James Holmes appears on 3 deals that stopped filing before reaching their target; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for James Holmes has not run yet — it is joining a line of 43,866 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
1 case: 1 closed (disposition not in docket feed)
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Holmes..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
38 cases: 38 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
15 differences found between the filings for James Holmes — 2 worth asking about (compared 9 filings on Oct 24, 2026)
United States Bankruptcy Court, N.D. Florida docket "BERTRAM A. MARTIN" filed Oct 24, 2002, closed Jan 24, 2003. Bertram Martin III (listed on the same filings) is listed as Debtor ("BERTRAM A. MARTIN"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, M.D. Florida docket "Bertram C. Martin" filed Nov 5, 1998, closed Mar 24, 1999. Bertram Martin III (listed on the same filings) is listed as Debtor ("Bertram C. Martin"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Dec 16, 2014 Form D/A reports $4,500,000 sold and $4,000,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Estimated management fees payable over the life of the Issuer based on aggregate commitments of $20,000,000.".
What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.
CAERUS INVESTMENT PARTNERS I, L.P. (last filing Dec 16, 2014; $4,500,000 sold of $20,000,000); Dash Software, LLC (last filing Feb 7, 2014; $457,587 sold of $1,200,000); CV-ICB I, LLC (last filing Mar 15, 2013; $250,000 sold of $1,000,000). Each has no filing in more than two years and reported under half its target sold.
What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.
The filing says the first sale was Jun 13, 2019. The Form D was filed Jul 1, 2019 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — SH Parent, Inc. (latest filing Feb 17, 2021) · No amendment in the last 12 months on an offering that may still be open — SH Parent, Inc. (latest filing Jul 5, 2019) · No amendment in the last 12 months on an offering that may still be open — Surterra Holdings, Inc. (latest filing Jul 1, 2019) · No amendment in the last 12 months on an offering that may still be open — CAERUS INVESTMENT PARTNERS I, L.P. (latest filing Dec 16, 2014) · No amendment in the last 12 months on an offering that may still be open — Dash Software, LLC (latest filing Feb 7, 2014) · and 2 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Sep 6, 2013 filing lists James Holmes as executive officer; the Dec 16, 2014 Form D/A lists executive officer, director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The Sep 6, 2013 filing lists a minimum of $200,000; the Dec 16, 2014 Form D/A lists $50,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
listed as "James C. Holmes III" on the Mar 15, 2013 filing, and "James Holmes" on 6 filings (from Aug 1, 2013), and "James Holmes III" on 2 filings (from Sep 6, 2013).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
This page covers filings where the address state is FL or GA. A separate record, "James Holmes" with address state A1, is listed on 1 filing — most recently by Valens Pay Global Ltd (Feb 28, 2024). The two records do not overlap in time: this page runs Aug 1, 2013 to Oct 11, 2017; the other has one filing dated Feb 28, 2024.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is FL or GA. A separate record, "James Holmes" with address state CO, is listed on 5 filings — most recently by 2022 Permian Basin JV, GP (Feb 28, 2023). Both records have filings in the same period (Sep 18, 2014 to Oct 11, 2017).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is FL or GA. A separate record, "James Holmes" with address state AL, is listed on 2 filings — most recently by Inland Surgery Center, L.P. (May 26, 2022). The two records do not overlap in time: this page runs Aug 1, 2013 to Oct 11, 2017; the other runs Jun 29, 2018 to May 26, 2022.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is FL or GA. A separate record, "James Holmes" with address state TX, is listed on 1 filing — most recently by FIRSTCITY FINANCIAL CORP (Jul 13, 2010). The two records do not overlap in time: this page runs Aug 1, 2013 to Oct 11, 2017; the other has one filing dated Jul 13, 2010.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is FL or GA. A separate record, "James R. Holmes" with address state NY, is listed on 1 filing — most recently by Unison Holdings, LLC (Aug 5, 2009). The two records do not overlap in time: this page runs Aug 1, 2013 to Oct 11, 2017; the other has one filing dated Aug 5, 2009.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
FL on 6 filings (Mar 15, 2013 to Oct 11, 2017); GA on 3 filings (Jul 1, 2019 to Feb 17, 2021).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
0 of 8 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $4,000,000. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Feb 17, 2021 D SH Parent, Inc. File 021-389669 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 5, 2019 D SH Parent, Inc. File 021-343586 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 1, 2019 D Surterra Holdings, Inc. File 021-343149 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 11, 2017 D Surterra Florida, LLC File 021-296408 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 16, 2014 D/A CAERUS INVESTMENT PARTNERS I, L.P. File 021-202437 | $0 | $0 | $4,000,000 (est.) Estimated management fees payable over the life of the Issuer based on aggregate commitments of $20,000,000. | None listed on this filing | EDGAR ↗ |
| Feb 7, 2014 D Dash Software, LLC File 021-211494 | $0 | $0 | $0 (est.) The proceeds of this offering are for general working capital. Certain persons in Item 3 may be deemed to receive proceeds from the offering which includes payments to its executive officers, and other employees in the ordinary course of business. | None listed on this filing | EDGAR ↗ |
| Aug 1, 2013 D Dash Software, LLC File 021-200584 | $0 | $0 | $0 (est.) The proceeds of the offering are for general working capital. Certain persons in Item 3 may be deemed to receive proceeds from the offering which includes payments to its executive officers and other employees in the ordinary course of business. | None listed on this filing | EDGAR ↗ |
| Mar 15, 2013 D CV-ICB I, LLC File 021-193363 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named James Holmes on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $70M from 44 investors (93% of the $75M target) as of the latest filing. James is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $82.7M from 24 investors (83% of the $100M target) as of the latest filing. James is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $13.4M from 1 investor (100% of the $13.4M target) as of the latest filing. James is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $4.5M from 17 investors (23% of the $20M target) as of the latest filing. James is listed as executive officer, director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $458K from 16 investors (38% of the $1.2M target) as of the latest filing. James is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $250K from 9 investors (25% of the $1M target) as of the latest filing. James is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.
James Whitcomb is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as James Holmes. Their page shows their other deals.
Listed on the same filings as James Holmes. Their page shows their other deals.
Listed on the same filings as James Holmes. Their page shows their other deals.
Listed on the same filings as James Holmes. Their page shows their other deals.
Listed on the same filings as James Holmes. Their page shows their other deals.
Listed on the same filings as James Holmes. Their page shows their other deals.
Listed on the same filings as James Holmes. Their page shows their other deals.
One team, 4 deal companies. James Holmes is listed on 3 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Holmes.
One team, 3 deal companies. James Holmes is listed on 2 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Holmes.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to James Holmes by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.
Websites and social links of the issuers James Holmes is listed on: none on file. No website or social profile named in Surterra Holdings, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #232,235 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Atlanta, GA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when James Holmes appears on a new Form D, or when a court case or SEC action is matched to them. See plans →