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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:35 AM ET

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James Fleming

Named as an officer, director or promoter on SEC Form D filings · VA · Nov 6, 2009 → Feb 21, 2024

40deals (issuers)
$5.5Breported sold
612investors
56Form D filings
2009–2024years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: Oct 24, 2026, 2:12 AM ET

The short version

James Fleming is listed as an executive officer and director on 56 SEC Form D filings by 40 issuers between Sep 2009 and Jun 2026. Largest by amount reported sold: Columbia Tract Partners I-A, L.P. (Alexandria, VA — pooled investment fund — 2022–2023; $930.4M reported sold to 78 investors), Columbia Capital Equity Partners VIII-B, L.P. (Alexandria, VA — pooled investment fund — 2022–2023; $654.7M reported sold to 21 investors), Columbia Capital Equity Partners VIII-A, L.P. (Alexandria, VA — pooled investment fund — 2022–2023; $654.7M reported sold to 38 investors), Columbia Capital Equity Partners VI (QP), L.P. (Alexandria, VA — pooled investment fund — 2014–2015; $437.4M reported sold to 32 investors), Columbia Capital Equity Partners VI (NON-US), L.P. (Alexandria, VA — pooled investment fund — 2014–2015; $437.4M reported sold to 9 investors) and 35 more (all listed below).

What this means That is a lot of deals — 40 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $5.5B sold in total.

Listed alongside John Siegel (41 shared filings), Monish Kundra (34 shared filings), Patrick Hendy (31 shared filings), Donald A. Doering (22 shared filings), Jason R. Booma (17 shared filings) and 82 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

The issuers belong to 3 sponsor groups: Columbia (40 issuers, $5.4B reported sold, 2009–2026), Local (2 issuers, $30.2M reported sold, 2015–2017) and Nextnav (2 issuers, $194.5M reported sold, 2011–2025).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 13 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 56 public filings for James Fleming and found 19 differences, 1 worth asking the sponsor about: James Fleming appears on 9 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Fleming has not run yet — it is joining a line of 36,285 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (checked Oct 24, 2026) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases + SEC administrative proceedings (sec.gov index, 1995-09-19 → 2026-10-23) — last checked Oct 24, 2026, 2:12 AM ET.

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

13 cases: 13 closed (disposition not in docket feed)

Varonica R Fleming and James A Fleming closed
United States Bankruptcy Court, C.D. California · No. 6:14-bk-23705 · Filed Nov 6, 2014 · Closed Mar 17, 2015
Role of James A Fleming: Debtor · Outcome: Case closed 2015-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 333 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
James F. Fleming, Jr. and Julie A. Fleming closed
United States Bankruptcy Court, E.D. Virginia · No. 13-11586 · Filed Apr 9, 2013 · Closed Oct 10, 2014
Role of James F. Fleming, Jr.: Debtor · Outcome: Case closed 2014-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 333 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (VA)
James D Fleming and Rosemary D Fleming closed
United States Bankruptcy Court, C.D. California · No. 2:12-bk-13143 · Filed Jan 28, 2012 · Closed May 17, 2012
Role of James D Fleming and Rosemary D Fleming: Debtor · Outcome: Case closed 2012-05-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 333 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
James A Fleming, Sr closed
United States Bankruptcy Court, E.D. Virginia · No. 11-37948 · Filed Dec 19, 2011 · Closed Oct 9, 2013
Role of James A Fleming, Sr: Debtor · Outcome: Case closed 2013-10-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 333 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (VA)
James D. Fleming closed
United States Bankruptcy Court, E.D. Virginia · No. 11-35115 · Filed Aug 8, 2011 · Closed Jul 13, 2017
Role of James D. Fleming: Debtor · Outcome: Case closed 2017-07-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 333 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (VA)
James E. Fleming and Maryann T. Fleming closed
United States Bankruptcy Court, E.D. California · No. 07-12445 · Filed Aug 9, 2007 · Closed Dec 6, 2007
Role of James E. Fleming and Maryann T. Fleming: Debtor · Outcome: Case closed 2007-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 333 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
Janet Fleming and James P. Fleming closed
United States Bankruptcy Court, N.D. California · No. 05-44963 · Filed Sep 2, 2005 · Closed Jun 21, 2010
Role of James P. Fleming: Debtor · Outcome: Case closed 2010-06-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 333 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
James R. Fleming and Barbara M. Fleming closed
United States Bankruptcy Court, E.D. Virginia · No. 02-62281 · Filed Mar 18, 2002 · Closed Aug 27, 2002
Role of James R. Fleming and Barbara M. Fleming: Debtor · Outcome: Case closed 2002-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 333 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (VA)
James T. Fleming closed
United States Bankruptcy Court, E.D. Virginia · No. 01-31487 · Filed Mar 13, 2001 · Closed Jun 28, 2001
Role of James T. Fleming: Debtor · Outcome: Case closed 2001-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 333 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (VA)
James L. Fleming closed
United States Bankruptcy Court, E.D. California · No. 99-24360 · Filed Mar 30, 1999 · Closed Jul 15, 1999
Role of James L. Fleming: Debtor · Outcome: Case closed 1999-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 333 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
James Fleming and Anita Kay Fleming closed
United States Bankruptcy Court, C.D. California · No. 8:95-bk-21165 · Filed Nov 1, 1995 · Closed Mar 7, 1996
Role of James Fleming and Anita Kay Fleming: Debtor · Outcome: Case closed 1996-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 333 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (CA)
James M. Fleming and Michelle M. Fleming closed
United States Bankruptcy Court, E.D. Virginia · No. 95-11766 · Filed Apr 27, 1995 · Closed Aug 16, 1995
Role of James M. Fleming and Michelle M. Fleming: Debtor · Outcome: Case closed 1995-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 333 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (VA)
James F. Fleming closed
United States Bankruptcy Court, E.D. Virginia · No. 92-32132 · Filed Apr 28, 1992 · Closed Apr 14, 1995
Role of James F. Fleming: Debtor · Outcome: Case closed 1995-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 333 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (VA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

19 differences found between the filings for James Fleming — 1 worth asking about (compared the newest 50 of 56 filings on Oct 24, 2026; older filings not covered)

Note · Mar 8, 2005 – May 23, 2010

Bankruptcy case: Serge D Martin — filed Mar 8, 2005

United States Bankruptcy Court, M.D. Florida docket "Serge D Martin" filed Mar 8, 2005, closed May 23, 2010. SERGE MARTIN (listed on the same filings) is listed as Debtor ("Serge D Martin"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Jun 12, 2002 – Oct 16, 2002

Bankruptcy case: Pattabiraman Enterprises Inc — filed Jun 12, 2002

United States Bankruptcy Court, C.D. California docket "Pattabiraman Enterprises Inc" filed Jun 12, 2002, closed Oct 16, 2002. Ganesh Pattabiraman (listed on the same filings) is listed as Debtor ("Pattabiraman Enterprises Inc"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Sep 13, 1993 – Feb 2, 1994

Bankruptcy case: Serge D. Martin — filed Sep 13, 1993

United States Bankruptcy Court, S.D. Florida. docket "Serge D. Martin" filed Sep 13, 1993, closed Feb 2, 1994. SERGE MARTIN (listed on the same filings) is listed as Debtor ("Serge D. Martin"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Dec 8, 2017 – Sep 6, 2024

James Fleming appears on 9 deals that stopped filing before reaching their target

Columbia Spectrum Partners VI-A, L.P. (last filing Sep 6, 2024; $0 sold of $3,200,000,000); Columbia Spectrum Partners V-A, L.P. (last filing Jul 22, 2021; $0 sold of $1,750,000,000); Columbia Spectrum Partners IV-A, L.P. (last filing Oct 8, 2020; $0 sold of $1,000,000,000); Columbia Spectrum Partners III-A, L.P. (last filing Sep 17, 2019; $0 sold of $200,000,000); Columbia Capital Equity Partners VII (NON-US), L.P. (last filing Jun 28, 2018; $0 sold of $583,000,000); Columbia Capital Equity Partners VII (QP), L.P. (last filing Jun 28, 2018; $0 sold of $583,000,000); and 3 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Jun 23, 2014 – Feb 21, 2024

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — BSCP SBIC II, LP (latest filing Feb 21, 2024) · No amendment in the last 12 months on an offering that may still be open — CPG Beyond the Cloud, LLC (latest filing Dec 29, 2023) · No amendment in the last 12 months on an offering that may still be open — Columbia Tract Partners I-A, L.P. (latest filing Dec 20, 2023) · No amendment in the last 12 months on an offering that may still be open — Columbia Capital Opportunities Fund I-A, L.P. (latest filing Dec 15, 2023) · No amendment in the last 12 months on an offering that may still be open — Columbia Capital Opportunities Fund I-B, L.P. (latest filing Dec 15, 2023) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Note · Jun 19, 2014 – Feb 21, 2024

8 offerings changed their target amount between filings

Offering amount changed between filings — BSCP SBIC II, LP · Offering amount changed between filings — CPG Beyond the Cloud, LLC · Offering amount changed between filings — Columbia Capital Equity Partners VIII-B, L.P. · Offering amount changed between filings — Columbia Capital Equity Partners VIII-A, L.P. · Offering amount lowered between filings — BSCP SBIC I, LP · and 3 more

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Sources
Note · Aug 2, 2022 – Dec 15, 2023

Minimum investment changed between filings — Columbia Capital Equity Partners VIII-B, L.P.

The Aug 2, 2022 filing lists a minimum of $0; the Dec 15, 2023 Form D/A lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Aug 2, 2022 – Dec 15, 2023

Minimum investment changed between filings — Columbia Capital Opportunities Fund I-A, L.P.

The Aug 2, 2022 filing lists a minimum of $0; the Dec 15, 2023 Form D/A lists $150,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Aug 2, 2022 – Dec 15, 2023

Minimum investment changed between filings — Columbia Capital Opportunities Fund I-B, L.P.

The Aug 2, 2022 filing lists a minimum of $0; the Dec 15, 2023 Form D/A lists $500,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Aug 2, 2022 – Dec 15, 2023

Minimum investment changed between filings — Columbia Capital Equity Partners VIII-A, L.P.

The Aug 2, 2022 filing lists a minimum of $0; the Dec 15, 2023 Form D/A lists $125,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jun 19, 2014 – Jun 22, 2015

Minimum investment changed between filings — Columbia Capital Equity Partners VI (NON-US), L.P.

The Jun 19, 2014 filing lists a minimum of $0; the Jun 22, 2015 Form D/A lists $2,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jun 19, 2014 – Jun 22, 2015

Minimum investment changed between filings — Columbia Capital Equity Partners VI (QP), L.P.

The Jun 19, 2014 filing lists a minimum of $0; the Jun 22, 2015 Form D/A lists $350,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Sources
Note · Jun 19, 2014 – Aug 2, 2022

James Fleming is written 3 different ways on the filings

listed as "James Fleming" on 32 filings (from Jun 19, 2014), and "James B. Fleming, Jr." on the Apr 22, 2015 filing, and "James B. Fleming" on 17 filings (from Aug 2, 2022).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Dec 18, 2015 – Jan 22, 2021

Same name, different state: "James A. Fleming" (GA) is a separate record

This page covers filings where the address state is VA. A separate record, "James A. Fleming" with address state GA, is listed on 5 filings — most recently by Columbia REIT - 221 Main Street, LP (Jan 22, 2021). Both records have filings in the same period (Dec 18, 2015 to Jan 22, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 30, 2011

Same name, different state: "James A. Fleming" (OH) is a separate record

This page covers filings where the address state is VA. A separate record, "James A. Fleming" with address state OH, is listed on 1 filing — most recently by Schottenstein Realty LLC (Aug 30, 2011). Both records have filings in the same period (Aug 30, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 7, 2009 – Aug 24, 2011

Same name, different state: "James T. Fleming" (CT) is a separate record

This page covers filings where the address state is VA. A separate record, "James T. Fleming" with address state CT, is listed on 2 filings — most recently by SBT Bancorp, Inc. (Aug 24, 2011). Both records have filings in the same period (Nov 6, 2009 to Aug 24, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 1, 2010

Same name, different state: "James S. Fleming" (NC) is a separate record

This page covers filings where the address state is VA. A separate record, "James S. Fleming" with address state NC, is listed on 2 filings — most recently by SAFFRON TECHNOLOGY INC (Mar 4, 2014). Both records have filings in the same period (Jun 1, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 10, 2016 – Jun 21, 2017

Address moved from Mclean, VA to Tysons, VA — OMNISPACE LLC

The people listed on the Jun 10, 2016 filing give Mclean, VA; on the Jun 21, 2017 filing they give Tysons, VA. The address now on file (1775 Tysons Blvd., 5th Floor, Tysons, VA) is a registered-agent or shared-office address used by 6 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
Note · Mar 2, 2016 – Jun 10, 2016

Address moved from Sterling, VA to Mclean, VA — OMNISPACE LLC

The people listed on the Mar 2, 2016 filing give Sterling, VA; on the Jun 10, 2016 filing they give Mclean, VA. The address now on file (1775 Tysons Blvd., 5th Floor, Tysons, VA) is a registered-agent or shared-office address used by 6 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 56 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

1 of 44 offerings reports sales commissions totalling $1,000,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 22, 2026 D
Columbia TPH CV-A, L.P.
File 021-588101
$0$0$0None listed on this filingEDGAR ↗
Jun 22, 2026 D
Columbia TPH CV-B, L.P.
File 021-588108
$0$0$0None listed on this filingEDGAR ↗
Nov 20, 2025 D
Columbia XIG Co-Invest, L.P.
File 021-564607
$0$0$0None listed on this filingEDGAR ↗
Jun 30, 2025 D
Columbia Centra Co-Invest, L.P.
File 021-550263
$0$0$0None listed on this filingEDGAR ↗
Apr 16, 2025 D
Columbia Spectrum Partners VI-B, L.P.
File 021-543831
$0$0$0
An affiliate of the General Partner will receive a fee for management services as set forth in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Sep 6, 2024 D
Columbia Spectrum Partners VI-A, L.P.
File 021-523430
$0$0$0
An affiliate of the General Partner will receive a fee for management services as set forth in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Aug 9, 2024 D
Columbia SIG CV, L.P.
File 021-521116
$0$0$0None listed on this filingEDGAR ↗
Feb 21, 2024 D/A
BSCP SBIC II, LP
File 021-473759
$1,000,000 (est.)$0$0
An annual management fee will be paid to the investment adviser/manager, an entity that is an affiliate of the General Partner of the Issuer.
Aviditi Financial, LLC BrokerCheck CRD 309026 ↗EDGAR ↗
Dec 29, 2023 D/A
CPG Beyond the Cloud, LLC
File 021-483085
$0$0$0None listed on this filingEDGAR ↗
Dec 20, 2023 D/A
Columbia Tract Partners I-A, L.P.
File 021-468390
$0$0$0
An affiliate of the General Partner will receive a fee for management services as set forth in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Dec 15, 2023 D/A
Columbia Capital Equity Partners VIII-A, L.P.
File 021-454531
$0$0$0
An affiliate of the General Partner will receive a fee for management services as set forth in the Issuer's partnership agreement.
Aviditi Financial, LLC BrokerCheck CRD 309026 ↗EDGAR ↗
Dec 15, 2023 D/A
Columbia Capital Equity Partners VIII-B, L.P.
File 021-454533
$0$0$0
An affiliate of the General Partner will receive a fee for management services as set forth in the Issuer's partnership agreement.
Aviditi Financial, LLC BrokerCheck CRD 309026 ↗EDGAR ↗
Dec 15, 2023 D/A
Columbia Capital Opportunities Fund I-A, L.P.
File 021-454536
$0$0$0
An affiliate of the General Partner will receive a fee for management services as set forth in the Issuer's partnership agreement.
Aviditi Financial, LLC BrokerCheck CRD 309026 ↗EDGAR ↗
Dec 15, 2023 D/A
Columbia Capital Opportunities Fund I-B, L.P.
File 021-454539
$0$0$0
An affiliate of the General Partner will receive a fee for management services as set forth in the Issuer's partnership agreement.
Aviditi Financial, LLC BrokerCheck CRD 309026 ↗EDGAR ↗
Mar 23, 2022 D
High Band Holdings, LLC
File 021-438664
$0$0$0None listed on this filingEDGAR ↗
Jul 22, 2021 D
Columbia Spectrum Partners V-A, L.P.
File 021-407398
$0 (est.)$0 (est.)$0
An affiliate of the General Partner will receive a fee for management services. The fee will generally be a percentage of the aggregate capital contributions of the Issuer's limited partners (as set forth in the Issuer's partnership agreement).
Aviditi Financial, LLC BrokerCheck CRD 309026 ↗EDGAR ↗
Jun 7, 2021 D
Three Forty-Five Holdings, LLC
File 021-402023
$0$0$0None listed on this filingEDGAR ↗
Apr 1, 2021 D/A
BSCP SBIC I, LP
File 021-353409
$0$0$0None listed on this filingEDGAR ↗
Apr 1, 2021 D/A
BSCP SBIC I Feeder, LP
File 021-359497
$0$0$0None listed on this filingEDGAR ↗
Oct 26, 2020 D
MB Spectrum Holdings, LLC
File 021-378865
$0$0$0None listed on this filingEDGAR ↗
Oct 8, 2020 D
Columbia Spectrum Partners IV-A, L.P.
File 021-377435
$0 (est.)$0 (est.)$0 (est.)
An affiliate of the General Partner will receive a fee for management services. The fee will generally be a percentage of the aggregate capital contributions of the Issuer's limited partners (as set forth in the Issuer's partnership agreement).
Aviditi Financial, LLC BrokerCheck CRD 309026 ↗
BA Securities, LLC BrokerCheck CRD 153489 ↗
EDGAR ↗
Sep 17, 2019 D
Columbia Spectrum Partners III-A, L.P.
File 021-349089
$0$0$0
An affiliate of the General Partner will receive a fee for management services. The fee will generally be a percentage of the aggregate capital contributions of the Issuer's limited partners (as set forth in the Issuer's partnership agreement).
None listed on this filingEDGAR ↗
Jul 23, 2018 D
NextNav Holdings, LLC
File 021-317531
$0$0$0None listed on this filingEDGAR ↗
Jun 28, 2018 D
Columbia Capital Equity Partners VII (NON-US), L.P.
File 021-315712
$0$0$0
An affiliate of the General Partner will receive a fee for management services as set forth in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Jun 28, 2018 D
Columbia Capital Equity Partners VII (QP), L.P.
File 021-315710
$0$0$0
An affiliate of the General Partner will receive a fee for management services as set forth in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Dec 29, 2017 D
LB Spectrum Holdings, LLC
File 021-301984
$0$0$0None listed on this filingEDGAR ↗
Dec 8, 2017 D
Columbia Spectrum Partners II-B, L.P.
File 021-300385
$0$0$0
An affiliate of the General Partner will receive a fee for management services. The fee will generally be a percentage of the aggregate capital contributions of the Issuer's limited partners (as set forth in the Issuer's partnership agreement).
None listed on this filingEDGAR ↗
Dec 8, 2017 D
Columbia Spectrum Partners II-A, L.P.
File 021-300381
$0$0$0
An affiliate of the General Partner will receive a fee for management services. The fee will generally be a percentage of the aggregate capital contributions of the Issuer's limited partners (as set forth in the Issuer's partnership agreement).
None listed on this filingEDGAR ↗
Jun 21, 2017 D
OMNISPACE LLC
File 021-289151
$0$0$0None listed on this filingEDGAR ↗
Sep 9, 2016 D
NextNav Holdings, LLC
File 021-270364
$0$0$0None listed on this filingEDGAR ↗
Jun 10, 2016 D
OMNISPACE LLC
File 021-264803
$0$0$0None listed on this filingEDGAR ↗
Mar 2, 2016 D
OMNISPACE LLC
File 021-258388
$0$0$0None listed on this filingEDGAR ↗
Feb 16, 2016 D
Columbia Spectrum Partners I-B, L.P.
File 021-257553
$0$0$0
An affiliate of the General Partner will receive a fee for management services. The fee will generally be a percentage of the aggregate capital contributions of the Issuer's limited partners (as set forth in the Issuer's partnership agreement).
None listed on this filingEDGAR ↗
Feb 16, 2016 D
Columbia Spectrum Partners I-A, L.P.
File 021-257552
$0$0$0
An affiliate of the General Partner will receive a fee for management services. The fee will generally be a percentage of the aggregate capital contributions of the Issuer's limited partners (as set forth in the Issuer's partnership agreement).
None listed on this filingEDGAR ↗
Oct 6, 2015 D
Local Media TV Holdings, LLC
File 021-248785
$0$0$0None listed on this filingEDGAR ↗
Jun 22, 2015 D/A
Columbia Capital Equity Partners VI (QP), L.P.
File 021-219531
$0$0$0
An affiliate of the General Partner receives a fee for management services. The fee is generally a percentage of the aggregate subscriptions of the Issuer's limited partners (as set forth in the Issuer's partnership agreement).
None listed on this filingEDGAR ↗
Jun 22, 2015 D/A
Columbia Capital Equity Partners VI (NON-US), L.P.
File 021-219532
$0$0$0
An affiliate of the General Partner receives a fee for management services. The fee is generally a percentage of the aggregate subscriptions of the Issuer's limited partners (as set forth in the Issuer's partnership agreement).
None listed on this filingEDGAR ↗
Apr 22, 2015 D
EUN Holdings, LLP
File 021-238472
$0$0$0 (est.)None listed on this filingEDGAR ↗
Dec 30, 2011 D
DIGITAL SIGNAL Corp
File 021-171005
$0$0$0 (est.)None listed on this filingEDGAR ↗
Jun 8, 2011 D/A
DIGITAL SIGNAL Corp
File 021-149388
$0$0$0 (est.)None listed on this filingEDGAR ↗
Nov 6, 2009 D
CYREN CALL COMMUNICATIONS CORP
File 021-91459
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2009 D
Columbia Capital Equity Partners V (Co-Invest), L.P.
File 021-135167
$0$0$0 (est.)
The General Partner or an affiliate thereof will receive a management fee payable by the Parallel Funds quarterly in advance.
None listed on this filingEDGAR ↗
Sep 1, 2009 D/A
COLUMBIA CAPITAL EQUITY PARTNERS V (NON-US) LP
File 021-122727
$0$0$0 (est.)
The General Partner or an Affiliate thereof will receive a management fee payable by the Issuer quarterly in advance. The management fee will generally be equal to a percentage of aggregate subscriptions as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
Sep 1, 2009 D/A
COLUMBIA CAPITAL EQUITY PARTNERS V (QP) LP
File 021-122746
$0$0$0 (est.)
The General Partner or an Affiliate thereof will receive a management fee payable by the Issuer quarterly in advance. The management fee will generally be equal to a percentage of aggregate subscriptions as specified in the Issuer's partnership agreement.
None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 40

Every issuer that named James Fleming on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Columbia

Columbia TPH CV-B, L.P.

Alexandria, VA · Jun 22, 2026
  • Jun 22, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (A manager of the General Partner.) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia TPH CV-A, L.P.

Alexandria, VA · Jun 22, 2026
  • Jun 22, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (A manager of the General Partner.) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia XIG Co-Invest, L.P.

Alexandria, VA · Nov 20, 2025
  • Nov 20, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (A manager of the General Partner.) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Centra Co-Invest, L.P.

Alexandria, VA · Jun 30, 2025
  • Jun 30, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (A manager of the General Partner.) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Spectrum Partners VI-B, L.P.

Alexandria, VA · Apr 16, 2025
  • Apr 16, 2025 · D · $0 sold of $3,200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (A manager of the General Partner.) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Spectrum Partners VI-A, L.P.

Alexandria, VA · Sep 6, 2024
  • Sep 6, 2024 · D · $0 sold of $3,200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (A manager of the General Partner.) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia SIG CV, L.P.

Alexandria, VA · Aug 9, 2024
  • Aug 9, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (A manager of the General Partner.) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

BSCP SBIC II, LP

Alexandria, VA · Feb 17, 2023 → Feb 21, 2024 · 2 filings
  • Feb 21, 2024 · D/A · $100,850,000 sold of Indefinite · 59 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗
  • Feb 17, 2023 · D · $0 sold of $100,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗

Raised $100.8M from 59 investors as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

CPG Beyond the Cloud, LLC

Ashburn, VA · Jun 1, 2023 → Dec 29, 2023 · 2 filings
  • Dec 29, 2023 · D/A · $32,217,579 sold of $45,000,000 · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 1, 2023 · D · $20,000,000 sold of $35,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $32.2M from 5 investors (72% of the $45M target) as of the latest filing. James is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Tract Partners I-A, L.P.

Alexandria, VA · Dec 22, 2022 → Dec 20, 2023 · 2 filings
  • Dec 20, 2023 · D/A · $930,377,000 sold of $1,000,000,000 · 78 investors · min. No minimum reported · role: Executive Officer (A manager of the General Partner.) EDGAR ↗
  • Dec 22, 2022 · D · $0 sold of $1,000,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (A manager of the General Partner.) EDGAR ↗

Raised $930.4M from 78 investors (93% of the $1B target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Capital Equity Partners VIII-B, L.P.

Alexandria, VA · Aug 2, 2022 → Dec 15, 2023 · 2 filings
  • Dec 15, 2023 · D/A · $654,675,000 sold of $654,675,000 · 21 investors · min. $500,000 · role: Executive Officer (A manager of the GP LLC.) EDGAR ↗
  • Aug 2, 2022 · D · $0 sold of $650,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (A manager of the GP LLC.) EDGAR ↗

Raised $654.7M from 21 investors (100% of the $654.7M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Capital Opportunities Fund I-A, L.P.

Alexandria, VA · Aug 2, 2022 → Dec 15, 2023 · 2 filings
  • Dec 15, 2023 · D/A · $322,300,000 sold of $350,000,000 · 13 investors · min. $150,000 · role: Executive Officer (A manager of the GP LLC.) EDGAR ↗
  • Aug 2, 2022 · D · $0 sold of $350,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (A manager of the GP LLC.) EDGAR ↗

Raised $322.3M from 13 investors (92% of the $350M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Capital Opportunities Fund I-B, L.P.

Alexandria, VA · Aug 2, 2022 → Dec 15, 2023 · 2 filings
  • Dec 15, 2023 · D/A · $322,300,000 sold of $350,000,000 · 11 investors · min. $500,000 · role: Executive Officer (A manager of the GP LLC.) EDGAR ↗
  • Aug 2, 2022 · D · $0 sold of $350,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (A manager of the GP LLC.) EDGAR ↗

Raised $322.3M from 11 investors (92% of the $350M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Capital Equity Partners VIII-A, L.P.

Alexandria, VA · Aug 2, 2022 → Dec 15, 2023 · 2 filings
  • Dec 15, 2023 · D/A · $654,675,000 sold of $654,675,000 · 38 investors · min. $125,000 · role: Executive Officer (A manager of the GP LLC.) EDGAR ↗
  • Aug 2, 2022 · D · $0 sold of $650,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (A manager of the GP LLC.) EDGAR ↗

Raised $654.7M from 38 investors (100% of the $654.7M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Telecommunications · group: Columbia

High Band Holdings, LLC

Alexandria, VA · Mar 23, 2022
  • Mar 23, 2022 · D · $309,250,000 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $309.3M from 29 investors as of the latest filing. James is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Spectrum Partners V-A, L.P.

Alexandria, VA · Jul 22, 2021
  • Jul 22, 2021 · D · $0 sold of $1,750,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the general partner of the Issuer's general partner) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Telecommunications · group: Columbia

Three Forty-Five Holdings, LLC

Alexandria, VA · Jun 7, 2021
  • Jun 7, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

BSCP SBIC I, LP

Alexandria, VA · Nov 14, 2019 → Apr 1, 2021 · 3 filings
  • Apr 1, 2021 · D/A · $155,450,000 sold of $155,450,000 · 75 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗
  • Nov 13, 2020 · D/A · $72,540,984 sold of $175,000,000 · 45 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗
  • Nov 14, 2019 · D · $0 sold of $175,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of the General Partner of the Issuer.) EDGAR ↗

Raised $155.4M from 75 investors (100% of the $155.4M target) as of the latest filing. James is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

BSCP SBIC I Feeder, LP

Alexandria, VA · Jan 31, 2020 → Apr 1, 2021 · 2 filings
  • Apr 1, 2021 · D/A · $18,000,000 sold of $18,000,000 · 6 investors · min. No minimum reported · role: Executive Officer (Chairman of the General Partner of the Issuer.) EDGAR ↗
  • Jan 31, 2020 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Chairman of the General Partner of the Issuer.) EDGAR ↗

Raised $18M from 6 investors (100% of the $18M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Telecommunications · group: Columbia

MB Spectrum Holdings, LLC

Alexandria, VA · Oct 26, 2020
  • Oct 26, 2020 · D · $0 sold of Indefinite · 81 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

81 investors reported; no amount sold yet as of the latest filing. James is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Spectrum Partners IV-A, L.P.

Alexandria, VA · Oct 8, 2020
  • Oct 8, 2020 · D · $0 sold of $1,000,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the general partner of the Issuer's general partner) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Spectrum Partners III-A, L.P.

Alexandria, VA · Sep 17, 2019
  • Sep 17, 2019 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the general partner of the Issuer?s general partner) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology · group: Nextnav

NextNav Holdings, LLC

Mclean, VA · Sep 9, 2016 → Jul 23, 2018 · 2 filings
  • Jul 23, 2018 · D · $4,474,491 sold of $14,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 9, 2016 · D · $8,749,995 sold of $35,000,004 · 12 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $70M from 12 investors (100% of the $14M target) as of the latest filing. James is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Capital Equity Partners VII (NON-US), L.P.

Alexandria, VA · Jun 28, 2018
  • Jun 28, 2018 · D · $0 sold of $583,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (A manager of the GP LLC.) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Capital Equity Partners VII (QP), L.P.

Alexandria, VA · Jun 28, 2018
  • Jun 28, 2018 · D · $0 sold of $583,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (A manager of the GP LLC.) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Telecommunications · group: Columbia

LB Spectrum Holdings, LLC

Alexandria, VA · Dec 29, 2017
  • Dec 29, 2017 · D · $0 sold of $928,006,308 · 0 investors · min. No minimum reported · role: Executive Officer, Director (President) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Spectrum Partners II-B, L.P.

Alexandria, VA · Dec 8, 2017
  • Dec 8, 2017 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the general partner of the Issuer's general partner) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Spectrum Partners II-A, L.P.

Alexandria, VA · Dec 8, 2017
  • Dec 8, 2017 · D · $0 sold of $200,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (Manager of the general partner of the Issuer's general partner.) EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Telecommunications · group: Local

OMNISPACE LLC

Tysons, VA · Mar 2, 2016 → Jun 21, 2017 · 3 filings
  • Jun 21, 2017 · D · $30,000,000 sold of $30,000,000 · 8 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
  • Jun 10, 2016 · D · $8,342,139 sold of $8,342,139 · 6 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗
  • Mar 2, 2016 · D · $8,431,650 sold of $8,431,650 · 4 investors · min. No minimum reported · role: Director (Manager) EDGAR ↗

Raised $30M from 8 investors (100% of the $30M target) as of the latest filing. James is listed as director on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Spectrum Partners I-B, L.P.

Alexandria, VA · Feb 16, 2016
  • Feb 16, 2016 · D · $247,070,000 sold of $247,070,000 · 2 investors · min. No minimum reported · role: Executive Officer (Manager of the general partner of the Issuer's general partner) EDGAR ↗

Raised $247.1M from 2 investors (100% of the $247.1M target) as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Spectrum Partners I-A, L.P.

Alexandria, VA · Feb 16, 2016
  • Feb 16, 2016 · D · $247,070,000 sold of $247,070,000 · 49 investors · min. No minimum reported · role: Executive Officer (Manager of the general partner of the Issuer's general partner.) EDGAR ↗

Raised $247.1M from 49 investors (100% of the $247.1M target) as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Local

Local Media TV Holdings, LLC

Los Angeles, CA · Oct 6, 2015
  • Oct 6, 2015 · D · $168,750 sold of $168,750 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $169K from 1 investor (100% of the $169K target) as of the latest filing. James is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Capital Equity Partners VI (NON-US), L.P.

Alexandria, VA · Jun 19, 2014 → Jun 22, 2015 · 2 filings
  • Jun 22, 2015 · D/A · $437,390,000 sold of $500,000,000 · 9 investors · min. $2,000,000 · role: Executive Officer (A manager of the GP LLC.) EDGAR ↗
  • Jun 19, 2014 · D · $0 sold of $425,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (A manger of the GP LLC.) EDGAR ↗

Raised $437.4M from 9 investors (87% of the $500M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Columbia

Columbia Capital Equity Partners VI (QP), L.P.

Alexandria, VA · Jun 19, 2014 → Jun 22, 2015 · 2 filings
  • Jun 22, 2015 · D/A · $437,390,000 sold of $500,000,000 · 32 investors · min. $350,000 · role: Executive Officer (A manager of the GP LLC.) EDGAR ↗
  • Jun 19, 2014 · D · $0 sold of $425,000,000 · 0 investors · min. No minimum reported · role: Executive Officer (A manager of the GP LLC.) EDGAR ↗

Raised $437.4M from 32 investors (87% of the $500M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Telecommunications · group: Columbia

EUN Holdings, LLP

Alexandria, VA · Apr 22, 2015
  • Apr 22, 2015 · D · $285,330,723 sold of $285,330,723 · 28 investors · min. No minimum reported · role: Executive Officer (Managing Member of Columbia Capital V, LLC) EDGAR ↗

Raised $285.3M from 28 investors (100% of the $285.3M target) as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Telecommunications / 506(b) (293 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Technology

DIGITAL SIGNAL Corp

Chantilly, VA · Jun 8, 2011 → Dec 30, 2011 · 2 filings
  • Dec 30, 2011 · D · $10,338,350 sold of $10,338,350 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 8, 2011 · D/A · $12,616,282 sold of $15,000,000 · 11 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $12.6M from 11 investors (100% of the $10.3M target) as of the latest filing. James is listed as director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Telecommunications

CYREN CALL COMMUNICATIONS CORP

Mclean, VA · Nov 6, 2009
  • Nov 6, 2009 · D · $165,000 sold of $165,000 · 15 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $165K from 15 investors (100% of the $165K target) as of the latest filing. James is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund

Columbia Capital Equity Partners V (Co-Invest), L.P.

Alexandria, VA · Oct 13, 2009
  • Oct 13, 2009 · D · $0 sold of $100,000,000 · 0 investors · min. $60,000,000 · role: Executive Officer ("Manager of Columbia Capital V, LLC (the ""GP LLC""), the general partner of Columbia Capital Equity Partners V, L.P. (the ""General Partner""), general partner of the Issuer") EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Columbia

COLUMBIA CAPITAL EQUITY PARTNERS V (QP) LP

Alexandria, VA · Sep 1, 2009
  • Sep 1, 2009 · D/A · $211,500,000 sold of $650,000,000 · 24 investors · min. No minimum reported · role: Executive Officer ("Manager of Columbia Capital V, LLC (the ""GP LLC""), the general partner of Columbia Capital Equity Partners V, L.P. (the ""General Partner""), general partner of the Issuer") EDGAR ↗

Raised $211.5M from 24 investors (33% of the $650M target) as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Columbia

COLUMBIA CAPITAL EQUITY PARTNERS V (NON-US) LP

Alexandria, VA · Sep 1, 2009
  • Sep 1, 2009 · D/A · $20,300,000 sold of $100,000,000 · 5 investors · min. No minimum reported · role: Executive Officer ("Manager of Columbia Capital V, LLC (the ""GP LLC""), the general partner of Columbia Capital Equity Partners V, L.P. (the ""General Partner""), general partner of the Issuer.") EDGAR ↗

Raised $20.3M from 5 investors (20% of the $100M target) as of the latest filing. James is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James A. Fleming — GA, 5 issuers, Dec 18, 2015 → Jan 22, 2021 · no shared issuer
  • James T. Fleming — CT, 1 issuer, Apr 7, 2009 → Aug 24, 2011 · no shared issuer
  • James S. Fleming — NC, 1 issuer, Jun 1, 2010 → Jun 1, 2010 · no shared issuer
  • James A. Fleming — OH, 1 issuer, Aug 30, 2011 → Aug 30, 2011 · no shared issuer

People around James 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

Management entity

Columbia Capital VIII, LLC

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

Columbia Capital VI, LLC

Promoter · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

BSCP GP I, LLC

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

Columbia Spectrum, LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

Columbia Spectrum II, LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

Columbia Capital VII, LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

BSCP GP I Feeder, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

Columbia Tract I GP, LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

BSCP SBIC II GP, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

Columbia TPH CV GP, L.P.

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

Columbia TPH, LLC

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

Columbia Capital V, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

G. NextGen Capital Ventures LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

G. Loop Media, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

Columbia Spectrum III, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

Columbia Spectrum IV, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

Columbia Spectrum V, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

Columbia SIG CV GP, L.P.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Fleming. Their page shows their other deals.

Management entity

Columbia SIG, LLC

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Fleming. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Siegel

Executive Officer · 41 shared filings (30 issuers) · also on 11 other issuers

John Siegel is on 41 issuers in total — a repeat sponsor. Their page lists every one.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Monish Kundra

Executive Officer, Director · 34 shared filings (25 issuers) · also on 2 other issuers

Monish Kundra is on 27 issuers in total — a repeat sponsor. Their page lists every one.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Hendy

Executive Officer, Director · 31 shared filings (23 issuers) · also on 7 other issuers

Patrick Hendy is on 30 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Donald A. Doering

Executive Officer · 22 shared filings (20 issuers) · also on 1 other issuer

Donald A. Doering is on 21 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jason R. Booma

Executive Officer · 17 shared filings (12 issuers)

Jason R. Booma is on 12 issuers in total — a repeat sponsor. Their page lists every one.

ED
No photo found yet (own website and image search run after this page is viewed)
Person

Evan DeCorte

Executive Officer · 14 shared filings (10 issuers) · also on 1 other issuer

Evan DeCorte is on 11 issuers in total — a repeat sponsor. Their page lists every one.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Benjamin S. Lewis

Executive Officer · 9 shared filings (8 issuers)

Benjamin S. Lewis is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Booma

Executive Officer · 7 shared filings (7 issuers) · also on 7 other issuers

Jason Booma is on 14 issuers in total — a repeat sponsor. Their page lists every one.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Arun Gupta

Executive Officer · 7 shared filings (5 issuers) · also on 10 other issuers

Arun Gupta is on 15 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

Sponsor group

Columbia

40 issuers · 62 filings · $5.4B reported sold · 2009–2026

One team, 40 deal companies. James Fleming is listed on 33 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Fleming.

Sponsor group

Local

2 issuers · 4 filings · $30.2M reported sold · 2015–2017

One team, 2 deal companies. James Fleming is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Fleming.

Sponsor group

Nextnav

2 issuers · 9 filings · $194.5M reported sold · 2011–2025

One team, 2 deal companies. James Fleming is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Fleming.

Same business address

33 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 40 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to James Fleming by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 40 issuers this person is listed on — 1 issuer has property records: NextNav Holdings, LLC (1).

Public profiles and social

Websites and social links of the issuers James Fleming is listed on: none on file. No website or social profile named in High Band Holdings, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #160,856 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

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One-tap searches on sites we do not index ourselves, with the name pre-filled (Alexandria, VA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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