Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:43 AM ET

Sponsor Check › Person

No photo found yet (own website and image search run after this page is viewed)

James Croke

Named as an officer, director or promoter on SEC Form D filings · NY · Jun 27, 2019 → Nov 2, 2023

1deal (issuers)

$3.6Mreported sold

36investors

4Form D filings

2019–2023years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:43 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Croke is listed as an executive officer and director on 4 SEC Form D filings by 1 issuer between Jun 2019 and Nov 2023: Quadrant Biosciences Inc (Syracuse, NY — biotechnology — 2019–2023; $3.6M reported sold to 36 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Andrew Rock (4 shared filings), Bryan Greene (4 shared filings), Ira Fedder (4 shared filings), Mary Ann Tyszko (4 shared filings), PETER COHEN (4 shared filings) and 15 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 16 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for James Croke and found 9 differences, 1 worth asking the sponsor about: 31% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Croke has not run yet — it is joining a line of 59,750 names; searches run around the clock at the hosts' allowed rate. Searched so far: 680 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:43 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Individuals Suspended for Failure to Comply with an Arbitration Award or Settlement Agreement Pursuant to FINRA Rule Series 9554 FINRA · Financial Industry Regulatory Authority (FINRA)

Order date Nov 10, 2011 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Daniel Martin Croke (CRD #4363980)

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same rare surname (3 people in Form D filings); different first name (martin); nationwide regulator (FINRA) — the state is not a signal

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Croke..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

16 cases: 1 open, 15 closed (disposition not in docket feed)

Walter Charles Smith and Nancy Croke Smith open

United States Bankruptcy Court, M.D. North Carolina · No. 18-11117 · Filed Oct 12, 2018

Role of Walter Charles Smith and Nancy Croke Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 21 federal dockets); different first name (nancy); court in NC (not a filing state)

James Rusty Croke closed

United States Bankruptcy Court, N.D. Oklahoma · No. 12-11246 · Filed May 7, 2012 · Closed Aug 23, 2012

Role of James Rusty Croke: Debtor · Outcome: Case closed 2012-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 21 federal dockets); different first name (rusty); court in OK (not a filing state)

Thomas M. Croke, IV and Pamela A. Croke closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 10-11917 · Filed Mar 15, 2010 · Closed Jun 28, 2010

Role of Thomas M. Croke, IV and Pamela A. Croke: Debtor · Outcome: Case closed 2010-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 21 federal dockets); different first name (and); court in PA (not a filing state)

Walter Charles Smith and Nancy Croke Smith closed

United States Bankruptcy Court, M.D. North Carolina · No. 08-11481 · Filed Sep 16, 2008 · Closed Mar 10, 2014

Role of Walter Charles Smith and Nancy Croke Smith: Debtor · Outcome: Case closed 2014-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 21 federal dockets); different first name (nancy); court in NC (not a filing state)

Thomas F. Croke closed

United States Bankruptcy Court, N.D. Georgia · No. 08-62295 · Filed Feb 5, 2008 · Closed Apr 15, 2008

Role of Thomas F. Croke: Debtor · Outcome: Case closed 2008-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 21 federal dockets); different first name (thomas); court in GA (not a filing state)

DISCOVER BANK, ISSUER OF THE DISCOVER CARD v. Croke closed

United States Bankruptcy Court, E.D. Pennsylvania · No. 08-00007 · Filed Jan 9, 2008 · Closed Apr 2, 2008

Role of Croke: Defendant · Outcome: Case closed 2008-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 21 federal dockets); surname only in the caption; court in PA (not a filing state)

Stephen J. Croke closed

United States Bankruptcy Court, D. New Hampshire · No. 07-12163 · Filed Sep 30, 2007 · Closed Apr 10, 2008

Role of Stephen J. Croke: Debtor · Outcome: Case closed 2008-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 21 federal dockets); different first name (stephen); court in NH (not a filing state)

Thomas F. Croke closed

United States Bankruptcy Court, N.D. Georgia · No. 07-73852 · Filed Aug 30, 2007 · Closed Nov 30, 2007

Role of Thomas F. Croke: Debtor · Outcome: Case closed 2007-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 21 federal dockets); different first name (thomas); court in GA (not a filing state)

Stephen J. Croke closed

United States Bankruptcy Court, D. New Hampshire · No. 05-13269 · Filed Aug 19, 2005 · Closed Apr 12, 2007

Role of Stephen J. Croke: Debtor · Outcome: Case closed 2007-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 21 federal dockets); different first name (stephen); court in NH (not a filing state)

Thomas Joseph Croke and Betty Jean Croke closed

United States Bankruptcy Court, D. Maryland · No. 03-63052 · Filed Aug 29, 2003 · Closed Aug 2, 2005

Role of Thomas Joseph Croke and Betty Jean Croke: Debtor · Outcome: Case closed 2005-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 21 federal dockets); different first name (joseph); court in MD (not a filing state)

James Bernard Croke closed

United States Bankruptcy Court, E.D. North Carolina · No. 00-03488 · Filed Jun 22, 2000 · Closed Dec 9, 2004

Role of James Bernard Croke: Debtor · Outcome: Case closed 2004-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 21 federal dockets); different first name (bernard); court in NC (not a filing state)

James Rusty Croke closed

United States Bankruptcy Court, N.D. Texas · No. 00-30398 · Filed Jan 19, 2000 · Closed Jun 7, 2000

Role of James Rusty Croke: Debtor · Outcome: Case closed 2000-06-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 21 federal dockets); different first name (rusty); court in TX (not a filing state)

Bolton & Croke, A Mississippi Partnership v. Wright closed

United States Bankruptcy Court, N.D. Mississippi · No. 93-02120 · Filed Apr 12, 1993 · Closed Sep 20, 1994

Role of Bolton & Croke, A Mississippi Partnership: Plaintiff · Outcome: Case closed 1994-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 21 federal dockets); different first name (a); court in MS (not a filing state)

F.L. Teribury, Inc. v. Croke closed

United States Bankruptcy Court, N.D. New York · No. 89-91308 · Filed Dec 28, 1989 · Closed Sep 19, 1990

Role of Croke: Defendant · Outcome: Case closed 1990-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 21 federal dockets); surname only in the caption; court in the person's filing state (NY)

Thomas J. Croke and Erin M. Croke closed

United States Bankruptcy Court, D. Maryland · No. 89-54268 · Filed Dec 7, 1989 · Closed Apr 2, 1990

Role of Thomas J. Croke and Erin M. Croke: Debtor · Outcome: Case closed 1990-04-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 21 federal dockets); different first name (thomas); court in MD (not a filing state)

Bolton & Croke, A Mississippi Partnership closed

United States Bankruptcy Court, N.D. Mississippi · No. 84-20207 · Filed May 14, 1984 · Closed Jan 5, 1995

Role of Bolton & Croke, A Mississippi Partnership: Debtor · Outcome: Case closed 1995-01-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (3 people in Form D filings, 21 federal dockets); different first name (a); court in MS (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:43 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for James Croke — 1 worth asking about (compared 4 filings on Oct 24, 2026)

Note · Jan 24, 2019 – Mar 2, 2020

Bankruptcy case: O'Toole, as Chapter 7 Trustee of the Estate o v. Fedder and Garten Professional Association — filed Jan 24, 2019

United States Bankruptcy Court, S.D. New York docket "O'Toole, as Chapter 7 Trustee of the Estate o v. Fedder and Garten Professional Association" filed Jan 24, 2019, closed Mar 2, 2020. Ira Fedder (listed on the same filings) is listed as Defendant ("Fedder and Garten Professional Association"). Our match estimate: 68%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Ira Fedder — PartnerFacts page ↗

Sources

Note · Dec 28, 1989 – Sep 19, 1990

Bankruptcy case: F.L. Teribury, Inc. v. Croke — filed Dec 28, 1989

United States Bankruptcy Court, N.D. New York docket "F.L. Teribury, Inc. v. Croke" filed Dec 28, 1989, closed Sep 19, 1990. James Croke is listed as Defendant ("Croke"). Our match estimate: 59%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. New York ↗

Sources

Docket · United States Bankruptcy Court, N.D. New York ↗ (Dec 28, 1989)

Worth asking · Aug 8, 2023

31% of the money raised went to insiders — Quadrant Biosciences Inc

The Aug 8, 2023 Form D reports $3,500,000 sold and $1,100,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate).

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Aug 8, 2023 ↗Quadrant Biosciences Inc — PartnerFacts page ↗

Sources

Form D · Aug 8, 2023 ↗ (Aug 8, 2023)
Quadrant Biosciences Inc — PartnerFacts page ↗ (Nov 2, 2023)

Note · Nov 2, 2023

James Croke appears on 1 deal that stopped filing before reaching its target

Quadrant Biosciences Inc (last filing Nov 2, 2023; $3,602,450 sold of $35,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Quadrant Biosciences Inc — PartnerFacts page ↗

Sources

Quadrant Biosciences Inc — PartnerFacts page ↗ (Nov 2, 2023)

Note · Dec 3, 2019 – Jan 23, 2020

Form D filed 51 days after the first sale — Quadrant Biosciences Inc

The filing says the first sale was Dec 3, 2019. The Form D was filed Jan 23, 2020 — 51 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 36 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 23, 2020 ↗Quadrant Biosciences Inc — PartnerFacts page ↗

Sources

Form D · Jan 23, 2020 ↗ (Jan 23, 2020)
Quadrant Biosciences Inc — PartnerFacts page ↗ (Nov 2, 2023)

Note · Jul 27, 2023 – Aug 8, 2023

No amendment in the last 12 months on an offering that may still be open — Quadrant Biosciences Inc (latest filing Aug 8, 2023)

The latest filing for this offering is dated Aug 8, 2023 (first sale Jul 27, 2023). It reports $3,500,000 sold of $35,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 8, 2023 ↗Quadrant Biosciences Inc — PartnerFacts page ↗

Sources

Form D · Aug 8, 2023 ↗ (Aug 8, 2023)
Quadrant Biosciences Inc — PartnerFacts page ↗ (Nov 2, 2023)

Note · Dec 3, 2019 – Jan 23, 2020

No amendment in the last 12 months on an offering that may still be open — Quadrant Biosciences Inc (latest filing Jan 23, 2020)

The latest filing for this offering is dated Jan 23, 2020 (first sale Dec 3, 2019). It reports $2,300,000 sold of $5,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · Jan 23, 2020 ↗Quadrant Biosciences Inc — PartnerFacts page ↗

Sources

Form D · Jan 23, 2020 ↗ (Jan 23, 2020)
Quadrant Biosciences Inc — PartnerFacts page ↗ (Nov 2, 2023)

Note · Jun 12, 2019 – Jun 27, 2019

No amendment in the last 12 months on an offering that may still be open — Quadrant Biosciences Inc (latest filing Jun 27, 2019)

The latest filing for this offering is dated Jun 27, 2019 (first sale Jun 12, 2019). It reports $450,000 sold of $5,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · Jun 27, 2019 ↗Quadrant Biosciences Inc — PartnerFacts page ↗

Sources

Form D · Jun 27, 2019 ↗ (Jun 27, 2019)
Quadrant Biosciences Inc — PartnerFacts page ↗ (Nov 2, 2023)

Note · Jun 27, 2019 – Aug 8, 2023

Reported revenue range changed between filings — Quadrant Biosciences Inc

"$1 - $1,000,000" (Jun 27, 2019); then "Decline to Disclose" (Aug 8, 2023).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jun 27, 2019 ↗Form D · Aug 8, 2023 ↗Quadrant Biosciences Inc — PartnerFacts page ↗

Sources

Form D · Jun 27, 2019 ↗ (Jun 27, 2019)
Form D · Aug 8, 2023 ↗ (Aug 8, 2023)
Quadrant Biosciences Inc — PartnerFacts page ↗ (Nov 2, 2023)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 4 offerings report sales commissions; 0 report finder's fees; 2 report proceeds to related persons totalling $2,200,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Nov 2, 2023 D Quadrant Biosciences Inc File 021-496380	$0	$0	$1,100,000 (est.)	None listed on this filing	EDGAR ↗
Aug 8, 2023 D Quadrant Biosciences Inc File 021-489069	$0	$0	$1,100,000 (est.)	None listed on this filing	EDGAR ↗
Jan 23, 2020 D Quadrant Biosciences Inc File 021-358774	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 27, 2019 D Quadrant Biosciences Inc File 021-342967	$0	$0	$0	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James Croke on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Biotechnology

Quadrant Biosciences Inc

Syracuse, NY · Jun 27, 2019 → Nov 2, 2023 · 4 filings

Nov 2, 2023 · D · $0 sold of $25,425,000 · 0 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗
Aug 8, 2023 · D · $3,500,000 sold of $35,000,000 · 6 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗
Jan 23, 2020 · D · $2,300,000 sold of $5,000,000 · 20 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗
Jun 27, 2019 · D · $450,000 sold of $5,000,000 · 6 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗

Raised $3.6M from 36 investors (14% of the $25.4M target) as of the latest filing. James is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(c) (163 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around James 20

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

PETER COHEN

Director · 4 shared filings (1 issuer) · also on 8 other issuers

PETER COHEN is on 9 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard Uhlig

Executive Officer, Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Andrew Rock

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ira Fedder

Director · 4 shared filings (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard Bongo

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Bryan Greene

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mary Ann Tyszko

Director · 4 shared filings (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Kayla Wagner

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Alexander Rajan, PhD

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Chris Horacek

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Scott Giambalvo

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Andrew Brindle

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Patrick Bailey

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Randy Carpenter

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Benjamin Perry

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Wade West

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jeremy Williams

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Erica Ash

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Nicholas Gianadda

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David MacLean

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Croke. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

6 Regulation Crowdfunding filings — tap to see each filing

Source	Filed	Form	Issuer	Amount offered (as reported)	Amount sold (as reported)	Matched on
EDGAR ↗	Apr 28, 2023 File 020-26816	Regulation Crowdfunding annual report (Form C-AR) Annual report filed	Quadrant Biosciences Inc SYRACUSE, NY	Not reported	Not reported on this form	signer name on this filing (James Croke) + listed as a related person on Form D filings of the same issuer (CIK 1651239) · 85%
EDGAR ↗	May 2, 2022 File 020-26816	Regulation Crowdfunding annual report (Form C-AR) Annual report filed	Quadrant Biosciences Inc SYRACUSE, NY	Not reported	Not reported on this form	signer name on this filing (James Croke) + listed as a related person on Form D filings of the same issuer (CIK 1651239) · 85%
EDGAR ↗	Apr 29, 2021 File 020-26816	Regulation Crowdfunding annual report (Form C-AR) Annual report filed	Quadrant Biosciences Inc SYRACUSE, NY	Not reported	Not reported on this form	signer name on this filing (James Croke) + listed as a related person on Form D filings of the same issuer (CIK 1651239) · 85%
EDGAR ↗	Apr 28, 2021 File 020-26816	Regulation Crowdfunding progress update (Form C-U) Progress update filed · deadline Feb 21, 2021	Quadrant Biosciences Inc SYRACUSE, NY	$50,000 target · $1,070,000 maximum via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗)	Not reported on this form	signer name on this filing (James Croke) + listed as a related person on Form D filings of the same issuer (CIK 1651239) · 85%
EDGAR ↗	Oct 8, 2020 File 020-26816	Regulation Crowdfunding offering — amendment (Form C/A) Amendment filed · deadline Feb 21, 2021	Quadrant Biosciences Inc SYRACUSE, NY	$50,000 target · $1,070,000 maximum via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗)	Not reported on this form	signer name on this filing (James Croke) + listed as a related person on Form D filings of the same issuer (CIK 1651239) · 85%
EDGAR ↗	Aug 25, 2020 File 020-26816	Regulation Crowdfunding offering (Form C) Offering filed · deadline Feb 21, 2021	Quadrant Biosciences Inc SYRACUSE, NY	$50,000 target · $1,070,000 maximum via Wefunder Portal LLC (CRD 283503 · FINRA funding portals ↗)	Not reported on this form	signer name on this filing (James Croke) + listed as a related person on Form D filings of the same issuer (CIK 1651239) · 85%

Amounts are as reported by the issuer on the form; Regulation Crowdfunding forms report a target and maximum, not sales. Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Croke by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

quadrantbiosciences.com ↗ found via Quadrant Biosciences Inc (quadrantbiosciences.com — Form C 0001644600-23-000076 (issuer website as filed))

Websites and social links of the issuers James Croke is listed on, as found in their SEC filings (Form C, Reg A, Form ADV, EDGAR profile) or on the sponsor's own site; none belongs to the person unless the sponsor's site says so. Checked Oct 24, 2026.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Syracuse, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Found on the sponsor's own site

quadrantbiosciences.com ↗ found on Quadrant Biosciences Inc (quadrantbiosciences.com — Form C 0001644600-23-000076 (issuer website as filed))

Change history

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James Croke

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: O'Toole, as Chapter 7 Trustee of the Estate o v. Fedder and Garten Professional Association — filed Jan 24, 2019

Bankruptcy case: F.L. Teribury, Inc. v. Croke — filed Dec 28, 1989

31% of the money raised went to insiders — Quadrant Biosciences Inc

James Croke appears on 1 deal that stopped filing before reaching its target

Form D filed 51 days after the first sale — Quadrant Biosciences Inc

No amendment in the last 12 months on an offering that may still be open — Quadrant Biosciences Inc (latest filing Aug 8, 2023)

No amendment in the last 12 months on an offering that may still be open — Quadrant Biosciences Inc (latest filing Jan 23, 2020)

No amendment in the last 12 months on an offering that may still be open — Quadrant Biosciences Inc (latest filing Jun 27, 2019)

Reported revenue range changed between filings — Quadrant Biosciences Inc

5. Money to insiders

Deals 1

People around James 20

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Found on the sponsor's own site

Social and web

Courts

Securities regulators

Business registries

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