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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:10 AM ET

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James Clauss

Named as an officer, director or promoter on SEC Form D filings · IL · Jan 17, 2012 → Feb 18, 2022

1deal (issuers)
$825Kreported sold
4investors
5Form D filings
2012–2022years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:25 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Clauss is listed as an executive officer and director on 5 SEC Form D filings by 1 issuer between Jan 2012 and Feb 2022: METRAFLEX Co (Chicago, IL — manufacturing — 2012–2022; $825K reported sold to 4 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Douglas S. Limberg (4 shared filings), James R. Richter (4 shared filings), Robert Grecco (4 shared filings), Walter Blazej (4 shared filings), Zbigniew Bochenek (4 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 13 court cases matching the name, 7 bankruptcy cases matching the name listed in Key records below.

What this means 20 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for James Clauss and found 2 differences, 1 worth asking the sponsor about: 5 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Clauss has not run yet — it is joining a line of 8,416 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

13 cases: 5 closed (disposition not in docket feed), 3 judgment, 5 dismissed

Clauss v. Walmart, Inc. closed
District Court, N.D. Indiana · No. 1:24-cv-00082 · Filed Feb 21, 2024 · Closed Apr 29, 2024
Role of Clauss: Plaintiff · Outcome: Terminated 2024-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in IN (not a filing state)
Clauss v. Hartford Life and Accident Insurance Company closed
District Court, D. Minnesota · No. 0:23-cv-02527 · Filed Aug 17, 2023 · Closed Sep 19, 2024
Role of Clauss: Plaintiff · Outcome: Terminated 2024-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in MN (not a filing state)
Clauss v. Gulf Coast Western,L.L.C. closed
District Court, S.D. Iowa · No. 4:18-cv-00023 · Filed Jan 25, 2018 · Closed Feb 5, 2018 · Nature of suit: 890 Other Statutory Actions · Cause: 47:0252 Telecommunications Act
Role of Clauss: Plaintiff · Outcome: Terminated 2018-02-05 — FJC Integrated Database disposition: Statistical closing Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in IA (not a filing state)
Clauss v. Gulf Coast Western, L.L.C. judgment
District Court, S.D. Iowa · No. 4:18-cv-00022 · Filed Jan 25, 2018 · Closed Jun 18, 2018 · Nature of suit: 890 Other Statutory Actions · Cause: 47:0252 Telecommunications Act
Role of Clauss: Plaintiff · Outcome: Terminated 2018-06-18 — FJC Integrated Database disposition: Other; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in IA (not a filing state)
Clauss v. BlackBook Capital, LLC dismissed
District Court, S.D. Iowa · No. 4:13-cv-00389 · Filed Sep 11, 2013 · Closed Mar 23, 2015 · Nature of suit: 890 Other Statutory Actions · Cause: 47:332(c)(7)(B) Telecommunications Act of 1996
Role of Clauss: Plaintiff · Outcome: Terminated 2015-03-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in IA (not a filing state)
Clauss v. Legend Securities, Inc. dismissed
District Court, S.D. Iowa · No. 4:13-cv-00381 · Filed Sep 4, 2013 · Closed Jun 23, 2015 · Nature of suit: 890 Other Statutory Actions · Cause: 47:0227(b)(3) Telephone Consumer Protection Act of 1991
Role of Clauss: Plaintiff · Outcome: Terminated 2015-06-23 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in IA (not a filing state)
Clauss Construction v. UChicago Argonne LLC dismissed
District Court, N.D. Illinois · No. 1:13-cv-05479 · Filed Jul 31, 2013 · Closed Feb 10, 2016 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Clauss Construction: Plaintiff · Outcome: Terminated 2016-02-10 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in the person's filing state (IL)
Clauss v. Integrated Real Estate Processing, Inc. judgment
District Court, S.D. New York · No. 7:09-cv-01263 · Filed Feb 11, 2009 · Closed Aug 20, 2010 · Nature of suit: 890 Other statutory actions · Cause: 28:1331 Fed. Question
Role of Clauss: Plaintiff · Outcome: Terminated 2010-08-20 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in NY (not a filing state)
CARPENTERS HEALTH AND WELFARE FUND OF PHILADELPHIA AND VICINITY v. BOLD & CLAUSS CONSTRUCTION, INC. judgment
District Court, E.D. Pennsylvania · No. 2:05-cv-04858 · Filed Sep 9, 2005 · Closed Mar 24, 2006 · Nature of suit: 791 Employee Retirement Income Security Act
Role of BOLD & CLAUSS CONSTRUCTION, INC.: Defendant · Outcome: Terminated 2006-03-24 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in PA (not a filing state)
Clauss v. Canton Glove Company dismissed
District Court, N.D. Ohio · No. 5:97-cv-02251 · Filed Aug 29, 1997 · Closed Sep 26, 2000 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Clauss: Plaintiff · Outcome: Terminated 2000-09-26 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in OH (not a filing state)
Knutson Mtge Corp v. Clauss closed
District Court, S.D. Iowa · No. 4:89-cv-70753 · Filed Nov 16, 1989 · Closed May 22, 1991
Role of Clauss: Defendant · Outcome: Terminated 1991-05-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in IA (not a filing state)
DOVER ELEVATOR CO v. JOERIS & CLAUSS CONSTR CO E closed
District Court, S.D. Texas · No. · Filed Dec 22, 1986 · Closed Mar 17, 1987 · Nature of suit: 290 Other real property actions
Role of JOERIS & CLAUSS CONSTR CO E: Defendant · Outcome: Terminated 1987-03-17 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in TX (not a filing state)
CLAUSS v. BALTI AND OHIO R R CO dismissed
District Court, N.D. Ohio · No. · Filed Mar 21, 1985 · Closed Nov 13, 1987 · Nature of suit: 330 Federal employers' liability
Role of CLAUSS: Plaintiff · Outcome: Terminated 1987-11-13 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in OH (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Clauss..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

7 cases: 7 closed (disposition not in docket feed)

Clauss v. WELLS FARGO BANK NA closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 16-00160 · Filed May 13, 2016 · Closed Sep 16, 2016
Role of Clauss: Plaintiff · Outcome: Case closed 2016-09-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in PA (not a filing state)
James B. Clauss and Erin P. Clauss closed
United States Bankruptcy Court, D. New Jersey · No. 12-31881 · Filed Sep 4, 2012 · Closed Feb 13, 2013
Role of James B. Clauss and Erin P. Clauss: Debtor · Outcome: Case closed 2013-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); first name matches; court in NJ (not a filing state)
Clauss H.V.A.C., Inc. closed
United States Bankruptcy Court, D. New Jersey · No. 11-33054 · Filed Aug 1, 2011 · Closed Dec 13, 2013
Role of Clauss H.V.A.C., Inc.: Debtor · Outcome: Case closed 2013-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in NJ (not a filing state)
Case, Ibrahim and Clauss, LLP v. Litty closed
United States Bankruptcy Court, E.D. California · No. 10-02794 · Filed Dec 9, 2010 · Closed Sep 23, 2013
Role of Case, Ibrahim and Clauss, LLP: Plaintiff · Outcome: Case closed 2013-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in CA (not a filing state)
The Elmira Savings Bank, FSB v. Clauss closed
United States Bankruptcy Court, W.D. New York · No. 2-08-02048 · Filed Jun 17, 2008 · Closed Nov 5, 2008
Role of Clauss: Defendant · Outcome: Case closed 2008-11-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in NY (not a filing state)
Clauss v. Equity Holding Corporation a/k/a Equity Holding Co closed
United States Bankruptcy Court, N.D. Florida · No. 07-01003 · Filed Mar 28, 2007 · Closed Jun 5, 2008
Role of Clauss: Plaintiff · Outcome: Case closed 2008-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in FL (not a filing state)
Clauss Fuels Inc closed
United States Bankruptcy Court, N.D. Illinois · No. 91-25512 · Filed Nov 29, 1991 · Closed Apr 24, 1998
Role of Clauss Fuels Inc: Debtor · Outcome: Case closed 1998-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 42 federal dockets); surname only in the caption; court in the person's filing state (IL)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:25 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for James Clauss — 1 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · Jan 1, 2012 – Feb 18, 2022

5 Form Ds were filed more than 15 days after the first sale

Form D filed 126 days after the first sale — METRAFLEX Co · Form D filed 47 days after the first sale — METRAFLEX Co · Form D filed 42 days after the first sale — METRAFLEX Co · Form D filed 22 days after the first sale — METRAFLEX Co · Form D filed 16 days after the first sale — METRAFLEX Co

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Sources
Note · May 8, 2018 – Feb 18, 2022

James Clauss's role changed at METRAFLEX Co: executive officer → executive officer, director

The May 8, 2018 filing lists James Clauss as executive officer; the Feb 18, 2022 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 18, 2022 D
METRAFLEX Co
File 021-434108
$0$0$0None no CRD number reportedEDGAR ↗
May 8, 2018 D
METRAFLEX Co
File 021-311870
$0$0$0N/A no CRD number reportedEDGAR ↗
Feb 12, 2015 D
METRAFLEX Co
File 021-233976
$0$0$0N/A no CRD number reportedEDGAR ↗
Jan 23, 2013 D
METRAFLEX Co
File 021-190643
$0$0$0N/A no CRD number reportedEDGAR ↗
Jan 17, 2012 D
METRAFLEX Co
File 021-171923
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named James Clauss on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Manufacturing

METRAFLEX Co

Chicago, IL · Jan 17, 2012 → Feb 18, 2022 · 5 filings
  • Feb 18, 2022 · D · $825,075 sold of $825,075 · 4 investors · min. $206,268 · role: Executive Officer, Director EDGAR ↗
  • May 8, 2018 · D · $532,836 sold of $532,836 · 3 investors · min. $177,612 · role: Executive Officer EDGAR ↗
  • Feb 12, 2015 · D · $570,582 sold of $570,582 · 3 investors · min. $190,194 · role: Executive Officer EDGAR ↗
  • Jan 23, 2013 · D · $173,757 sold of $173,757 · 1 investors · min. $173,757 · role: Executive Officer EDGAR ↗
  • Jan 17, 2012 · D · $300,000 sold of $300,000 · 2 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $825K from 4 investors (100% of the $825K target) as of the latest filing. James is listed as executive officer, director on 5 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Manufacturing / 506(b) (1,339 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around James 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

James R. Richter

Executive Officer, Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James Clauss. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas S. Limberg

Executive Officer, Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James Clauss. Their page shows their other deals.

WB
No photo found yet (own website and image search run after this page is viewed)
Person

Walter Blazej

Executive Officer, Director · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James Clauss. Their page shows their other deals.

ZB
No photo found yet (own website and image search run after this page is viewed)
Person

Zbigniew Bochenek

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as James Clauss. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Grecco

Executive Officer · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Clauss. Their page shows their other deals.

JO
No photo found yet (own website and image search run after this page is viewed)
Person

Jerome S. Oprondek

Executive Officer, Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James Clauss. Their page shows their other deals.

BN
No photo found yet (own website and image search run after this page is viewed)
Person

Barry Nudel

Executive Officer, Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James Clauss. Their page shows their other deals.

ZB
No photo found yet (own website and image search run after this page is viewed)
Person

Zbignew Bochenek

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Clauss. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Clauss by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Clauss is listed on: none on file. No website or social profile named in METRAFLEX Co's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #165,408 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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