James Carrazza is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Jan 2011: Hawk Hill Opportunity Fund, L.P. (Montville, NJ — pooled investment fund — 2011).
What this means One deal on file with the SEC, filed Jan 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
No other person or management entity is listed on the same filings.
What this means The filings name this person alone — no co-officers, directors or promoters were listed.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.