PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 3:53 AM ET

Sponsor Check › Person

JC

James S. Corl

Named as an officer, director or promoter on SEC Form D filings · NY · Mar 15, 2023 → May 29, 2026

5deals (issuers)
$259.6Mreported sold
628investors
11Form D filings
2023–2026years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: not yet

The short version

James S. Corl is listed as an executive officer and director on 11 SEC Form D filings by 5 issuers between Feb 2022 and May 2026: Cohen & Steers Income Opportunities REIT, Inc. (New York, NY — reits and finance — 2023–2026; $259.1M reported sold to 128 investors), Cohen & Steers REOF Trust (New York, NY — reits and finance — 2022; $125K reported sold to 125 investors), Cohen & Steers RQI Trust (New York, NY — reits and finance — 2022; $125K reported sold to 125 investors), Cohen & Steers RNP Trust (New York, NY — reits and finance — 2022; $125K reported sold to 125 investors) and Cohen & Steers RFI Trust (New York, NY — reits and finance — 2022; $125K reported sold to 125 investors).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $259.6M sold in total.

Listed alongside Francis C. Poli (11 shared filings), Arjun Mahalingam (7 shared filings), Dana Roffman (7 shared filings), John W. Thiel (7 shared filings), Joseph M. Harvey (7 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

All 5 issuers belong to the sponsor group Cohen (19 issuers, $1.53B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Cohen has 19 companies on file and $1.53B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), state securities regulators (AZ, CA, DE, TX, WA) — 6 court cases matching the name, 17 bankruptcy cases matching the name listed in Key records below. Not yet searched: SEC enforcement releases.

What this means 23 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Nothing found on Reddit, BiggerPockets or community forums for high-net-worth investors (searched Oct 24, 2026) — search queued; this line updates when it has run.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

6 cases: 4 dismissed, 1 judgment, 1 closed (disposition not in docket feed)

Corl v. Takeda Pharmaceuticals U.S.A., Inc. dismissed
District Court, W.D. Louisiana · No. 6:15-cv-01612 · Filed May 1, 2015 · Closed Nov 15, 2016 · Nature of suit: 367 Health care / pharm
Role of Corl: Plaintiff · Outcome: Terminated 2016-11-15 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); surname only in the caption; court in LA (not a filing state)
Corl v. Citizens Bank judgment
District Court, S.D. Ohio · No. 2:08-cv-00234 · Filed Mar 10, 2008 · Closed Jul 2, 2008 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Other Contract
Role of Corl: Plaintiff · Outcome: Terminated 2008-07-02 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for unknown Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); surname only in the caption; court in OH (not a filing state)
Corl v. Farmers Insurance Company Inc dismissed
District Court, W.D. Oklahoma · No. 5:04-cv-00025 · Filed Jan 9, 2004 · Closed Sep 29, 2011 · Nature of suit: 890 Other statutory actions
Role of Corl: Plaintiff · Outcome: Terminated 2011-09-29 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); surname only in the caption; court in OK (not a filing state)
Corl v. Farmers Insurance Co closed
District Court, E.D. Arkansas · No. 4:03-cv-00456 · Filed Jun 13, 2003 · Closed Dec 16, 2003 · Nature of suit: 890 Other statutory actions
Role of Corl: Plaintiff · Outcome: Terminated 2003-12-16 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); surname only in the caption; court in AR (not a filing state)
Corl v. Consolidated Rail Co dismissed
District Court, M.D. Pennsylvania · No. 1:97-cv-00335 · Filed Mar 3, 1997 · Closed Mar 18, 1997 · Nature of suit: 330 Federal employers' liability
Role of Corl: Plaintiff · Outcome: Terminated 1997-03-18 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); surname only in the caption; court in PA (not a filing state)
CORL v. CONSOL RAIL CORP dismissed
District Court, W.D. Pennsylvania · No. 2:82-cv-02308 · Filed Nov 1, 1982 · Closed Sep 27, 1988 · Nature of suit: 330 Federal employers' liability
Role of CORL: Plaintiff · Outcome: Terminated 1988-09-27 — FJC Integrated Database disposition: Dismissed: lack of jurisdiction Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); surname only in the caption; court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

Not yet searched

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched.

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

17 cases: 1 open, 16 closed (disposition not in docket feed)

JAMES A CORL open
United States Bankruptcy Court, D. Arizona · No. 4:25-bk-03315 · Filed Apr 16, 2025
Role of JAMES A CORL: Debtor · Outcome: Pending — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); first name matches; court in AR (not a filing state); middle initial differs
Steven Corl Decker closed
United States Bankruptcy Court, C.D. California · No. 9:19-bk-11819 · Filed Nov 1, 2019 · Closed Mar 3, 2022
Role of Steven Corl Decker: Debtor · Outcome: Case closed 2022-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); different first name (steven); court in CA (not a filing state)
Zebley, Jr. v. Gene H. Corl Funeral Chapel, Inc. closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 19-02025 · Filed Feb 19, 2019 · Closed Apr 8, 2019
Role of Gene H. Corl Funeral Chapel, Inc.: Defendant · Outcome: Case closed 2019-04-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); different first name (gene); court in PA (not a filing state)
JAMES HOWARD CORL and TERESITA DUDAN CORL closed
United States Bankruptcy Court, D. Nevada · No. 18-16133 · Filed Oct 12, 2018 · Closed Jun 16, 2020
Role of JAMES HOWARD CORL and TERESITA DUDAN CORL: Debtor · Outcome: Case closed 2020-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); different first name (howard); court in NV (not a filing state)
Cydney Corl Hill and David Wayne Hill closed
United States Bankruptcy Court, D. Colorado · No. 16-20786 · Filed Nov 3, 2016 · Closed Aug 6, 2018
Role of Cydney Corl Hill and David Wayne Hill: Debtor · Outcome: Case closed 2018-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); different first name (cydney); court in CO (not a filing state)
David Anthony Stone and Karen Corl Stone closed
United States Bankruptcy Court, W.D. Missouri · No. 10-45270 · Filed Sep 30, 2010 · Closed May 20, 2013
Role of David Anthony Stone and Karen Corl Stone: Debtor · Outcome: Case closed 2013-05-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); different first name (karen); court in MO (not a filing state)
David J. Gregory and Corl A. Gregory closed
United States Bankruptcy Court, M.D. Florida · No. 3:05-bk-11572 · Filed Oct 4, 2005 · Closed Apr 10, 2006
Role of David J. Gregory and Corl A. Gregory: Debtor · Outcome: Case closed 2006-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); surname only in the caption; court in FL (not a filing state)
David Anthony Stone and Karen Corl Stone closed
United States Bankruptcy Court, W.D. Missouri · No. 05-40158 · Filed Jan 10, 2005 · Closed Dec 27, 2005
Role of David Anthony Stone and Karen Corl Stone: Debtor · Outcome: Case closed 2005-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); different first name (karen); court in MO (not a filing state)
Household Bank SB NA v. Corl closed
United States Bankruptcy Court, W.D. Washington · No. 01-04158 · Filed Jul 24, 2001 · Closed Oct 16, 2002
Role of Corl: Defendant · Outcome: Case closed 2002-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); surname only in the caption; court in WA (not a filing state)
James F. Corl and Susan M. Corl closed
United States Bankruptcy Court, E.D. Michigan · No. 01-49374 · Filed May 10, 2001 · Closed Jan 28, 2002
Role of James F. Corl and Susan M. Corl: Debtor · Outcome: Case closed 2002-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); first name matches; court in MI (not a filing state); middle initial differs
Paul A Corl and Martha Marion Corl closed
United States Bankruptcy Court, D. Massachusetts · No. 00-41701 · Filed Mar 28, 2000 · Closed Jul 20, 2000
Role of Paul A Corl and Martha Marion Corl: Debtor · Outcome: Case closed 2000-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); different first name (paul); court in MA (not a filing state)
Michael Frank-Miles Horton and Patricia Corl Horton closed
United States Bankruptcy Court, N.D. Texas · No. 99-37806 · Filed Nov 4, 1999 · Closed May 31, 2001
Role of Michael Frank-Miles Horton and Patricia Corl Horton: Debtor · Outcome: Case closed 2001-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); different first name (patricia); court in TX (not a filing state)
David Anthony Stone and Karen Corl Stone closed
United States Bankruptcy Court, W.D. Missouri · No. 97-44255 · Filed Oct 30, 1997 · Closed Feb 5, 1998
Role of David Anthony Stone and Karen Corl Stone: Debtor · Outcome: Case closed 1998-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); different first name (karen); court in MO (not a filing state)
JAMES HOWARD CORL closed
United States Bankruptcy Court, D. Nevada · No. 97-22625 · Filed Apr 15, 1997 · Closed Sep 23, 2005
Role of JAMES HOWARD CORL: Debtor · Outcome: Case closed 2005-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); different first name (howard); court in NV (not a filing state)
Paul Eugene Corl, III closed
United States Bankruptcy Court, W.D. Missouri · No. 95-20723 · Filed Oct 16, 1995 · Closed Jan 23, 1997
Role of Paul Eugene Corl, III: Debtor · Outcome: Case closed 1997-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); different first name (eugene); court in MO (not a filing state)
Steven Corl Decker closed
United States Bankruptcy Court, C.D. California · No. 9:94-bk-15402 · Filed Dec 20, 1994 · Closed Oct 12, 1999
Role of Steven Corl Decker: Debtor · Outcome: Case closed 1999-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); different first name (steven); court in CA (not a filing state)
Corl & Fleming, Inc A California Corp closed
United States Bankruptcy Court, C.D. California · No. 9:90-bk-16120 · Filed Jun 29, 1990 · Closed Jun 11, 1998
Role of Corl & Fleming, Inc A California Corp: Debtor · Outcome: Case closed 1998-06-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 33 federal dockets); surname only in the caption; court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Not made for individual people — comparisons cover issuers and sponsor groups

5. Money to insiders

4 of 8 offerings report sales commissions totalling $25,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 29, 2026 D
Cohen & Steers Income Opportunities REIT, Inc.
File 021-585600
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2026 D/A
Cohen & Steers Income Opportunities REIT, Inc.
File 021-475997
$0$0$0None listed on this filingEDGAR ↗
Dec 29, 2025 D
Cohen & Steers Income Opportunities REIT, Inc.
File 021-568257
$0$0$0None listed on this filingEDGAR ↗
Oct 30, 2025 D
Cohen & Steers Income Opportunities REIT, Inc.
File 021-562615
$0$0$0Rockefeller Financial LLC BrokerCheck CRD 291361 ↗
via Rockefeller Financial LLC (CRD 291361 ↗)
EDGAR ↗
Nov 23, 2022 D
Cohen & Steers REOF Trust
File 021-465693
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Feb 8, 2022 D
Cohen & Steers RQI Trust
File 021-432716
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Feb 8, 2022 D
Cohen & Steers RNP Trust
File 021-432714
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Feb 8, 2022 D
Cohen & Steers RFI Trust
File 021-432712
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named James S. Corl on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

REITS and Finance · group: Cohen

Cohen & Steers Income Opportunities REIT, Inc.

New York, NY · Mar 15, 2023 → May 29, 2026 · 7 filings
  • May 29, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 20, 2026 · D/A · $259,120,101 sold of Indefinite · 128 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Dec 29, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 30, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 12, 2025 · D/A · $224,000,000 sold of Indefinite · 115 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 14, 2024 · D/A · $221,000,000 sold of Indefinite · 107 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 15, 2023 · D · $163,050,000 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $259.1M from 128 investors as of the latest filing. James is listed as executive officer on 7 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Cohen

Cohen & Steers REOF Trust

New York, NY · Nov 23, 2022
  • Nov 23, 2022 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director (Trustee) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. James is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Cohen

Cohen & Steers RQI Trust

New York, NY · Feb 8, 2022
  • Feb 8, 2022 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director (Trustee) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. James is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Cohen

Cohen & Steers RNP Trust

New York, NY · Feb 8, 2022
  • Feb 8, 2022 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director (Trustee) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. James is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

REITS and Finance · group: Cohen

Cohen & Steers RFI Trust

New York, NY · Feb 8, 2022
  • Feb 8, 2022 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director (Trustee) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. James is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around James 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Person

Francis C. Poli

Executive Officer, Director · 11 shared filings (5 issuers) · also on 8 other issuers

Francis C. Poli is on 13 issuers in total — a repeat sponsor. Their page lists every one.

Person

W. Edward Walter

Director · 7 shared filings (1 issuer)

Listed on the same filings as James S. Corl. Their page shows their other deals.

Person

Joseph M. Harvey

Director · 7 shared filings (1 issuer) · also on 10 other issuers

Joseph M. Harvey is on 11 issuers in total — a repeat sponsor. Their page lists every one.

Person

Arjun Mahalingam

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as James S. Corl. Their page shows their other deals.

Person

John W. Thiel

Director · 7 shared filings (1 issuer)

Listed on the same filings as James S. Corl. Their page shows their other deals.

Person

Robert Steers

Director, Executive Officer · 7 shared filings (1 issuer) · also on 12 other issuers

Robert Steers is on 13 issuers in total — a repeat sponsor. Their page lists every one.

Person

Dana Roffman

Director · 7 shared filings (1 issuer)

Listed on the same filings as James S. Corl. Their page shows their other deals.

Person

Al Laskaj

Executive Officer · 4 shared filings (4 issuers) · also on 2 other issuers

Al Laskaj is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Person

Adam M. Derechin

Director · 4 shared filings (4 issuers) · also on 4 other issuers

Adam M. Derechin is on 8 issuers in total — a repeat sponsor. Their page lists every one.

Person

Neil Bloom

Executive Officer · 4 shared filings (4 issuers) · also on 2 other issuers

Neil Bloom is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Person

James Giallanza

Executive Officer · 4 shared filings (4 issuers) · also on 2 other issuers

James Giallanza is on 6 issuers in total — a repeat sponsor. Their page lists every one.

Person

Dana DeVivo

Executive Officer · 3 shared filings (3 issuers)

Listed on the same filings as James S. Corl. Their page shows their other deals.

Person

Anthony M. Corriggio

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James S. Corl. Their page shows their other deals.

Person

Terri Liftin

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James S. Corl. Their page shows their other deals.

Person

Brian W. Heller

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James S. Corl. Their page shows their other deals.

The team behind the deals

Sponsor group

Cohen

19 issuers · 67 filings · $1.53B reported sold · 2009–2026

One team, 19 deal companies. James S. Corl is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James S. Corl.

Registrations and other filings

Adviser registration (Form ADV)

Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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