PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:36 AM ET

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JB
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James Buccola

Named as an officer, director or promoter on SEC Form D filings · NY · Oct 16, 2019 → Oct 24, 2025

5deals (issuers)
$71.4Mreported sold
255investors
10Form D filings
2019–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Buccola is listed as an executive officer on 10 SEC Form D filings by 5 issuers between Oct 2019 and Oct 2025: CF Rivertop Multifamily DST (New York, NY — residential — 2019–2020; $32M reported sold to 108 investors), CF Tribeca Multifamily DST (New York, NY — residential — 2019–2021; $24.5M reported sold to 92 investors), CF Aurora Multifamily DST (New York, NY — other real estate — 2019–2020; $14.9M reported sold to 55 investors), Medalist Partners Asset-Based Private Credit Fund IV Offshore Feeder, L.P. (New York, NY — pooled investment fund — 2025) and Medalist Partners Asset-Based Private Credit Fund IV Onshore Feeder, L.P. (New York, NY — pooled investment fund — 2025).

What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer, over about 6 years. Across those companies the filings report $71.4M sold in total.

Listed alongside Cantor Fitzgerald, L.P. (5 shared filings, management entity), CF Aurora Depositor, LLC (3 shared filings, management entity), CF Aurora Manager, LLC (3 shared filings, management entity), CF Tribeca Depositor, LLC (3 shared filings, management entity), CF Tribeca Manager, LLC (3 shared filings, management entity) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

The issuers belong to 2 sponsor groups: Cantor Fitzgerald (4 issuers, $96.7M reported sold, 2019–2021) and Medalist (16 issuers, $2.2B reported sold, 2010–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 3 bankruptcy cases matching the name listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for James Buccola and found 3 differences, 2 worth asking the sponsor about: 4 bankruptcy cases name the subject or team members; 5 filings report more than 10% of the money raised going to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Buccola has not run yet — it is joining a line of 57,309 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

Buccola v. State Farm Fire and Casualty Company closed
District Court, E.D. Louisiana · No. 2:23-cv-03355 · Filed Aug 11, 2023 · Closed Dec 28, 2023
Role of Buccola: Plaintiff · Outcome: Terminated 2023-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 9 federal dockets); surname only in the caption; court in LA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Buccola..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Buccola and Associates Inc closed
United States Bankruptcy Court, W.D. Washington · No. 11-12168 · Filed Feb 28, 2011 · Closed May 31, 2011
Role of Buccola and Associates Inc: Debtor · Outcome: Case closed 2011-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 9 federal dockets); surname only in the caption; court in WA (not a filing state)
Bank of America, N.A. v. Buccola closed
United States Bankruptcy Court, C.D. California · No. 2:06-ap-02081 · Filed Dec 4, 2006 · Closed May 3, 2007
Role of Buccola: Defendant · Outcome: Case closed 2007-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 9 federal dockets); surname only in the caption; court in CA (not a filing state)
James Buccola closed
United States Bankruptcy Court, D. New Jersey · No. 03-10515 · Filed Jan 7, 2003 · Closed Aug 4, 2003
Role of James Buccola: Debtor · Outcome: Case closed 2003-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (3 people in Form D filings, 9 federal dockets); first name matches; court in NJ (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for James Buccola — 2 worth asking about (compared 10 filings on Oct 24, 2026)

Worth asking · Jan 7, 2003 – May 31, 2011

4 bankruptcy cases name the subject or team members

Bankruptcy case: Buccola and Associates Inc — filed Feb 28, 2011 · Bankruptcy case: James Buccola — filed Jan 7, 2003 · Bankruptcy case: Bank of America, N.A. v. Buccola — filed Dec 4, 2006 · Bankruptcy case: Bethlehem Steel Corporation v. Cantor Fitzgerald Brokerage, LP — filed Sep 22, 2003

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. Washington ↗Docket · United States Bankruptcy Court, D. New Jersey ↗Docket · United States Bankruptcy Court, C.D. California ↗Docket · United States Bankruptcy Court, S.D. New York ↗
Sources
Worth asking · Apr 2, 2020 – Feb 19, 2021

5 filings report more than 10% of the money raised going to insiders

27% of the money raised went to insiders — CF Aurora Multifamily DST · 233% of the money raised went to insiders — CF Aurora Multifamily DST · 17% of the money raised went to insiders — CF Tribeca Multifamily DST · 18% of the money raised went to insiders — CF Tribeca Multifamily DST · 16% of the money raised went to insiders — CF Rivertop Multifamily DST

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Jun 29, 2020 ↗CF Aurora Multifamily DST — PartnerFacts page ↗Form D/A · Apr 2, 2020 ↗Form D/A · Feb 19, 2021 ↗
Sources
Note · Jun 29, 2020

James Buccola appears on 1 deal that stopped filing before reaching its target

CF Aurora Multifamily DST (last filing Jun 29, 2020; $14,907,366 sold of $37,630,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

CF Aurora Multifamily DST — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 5 offerings report sales commissions totalling $7,062,000; 0 report finder's fees; 3 report proceeds to related persons totalling $13,409,416. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 24, 2025 D
Medalist Partners Asset-Based Private Credit Fund IV Offshore Feeder, L.P.
File 021-562012
$0$0$0 (est.)
The Manager will receive a fee based on each limited partner's capital commitments and the General Partner may receive carried interest distributions as more fully set forth in offering materials.
Oppenheimer & Co. Inc. BrokerCheck CRD 000000249 ↗EDGAR ↗
Oct 24, 2025 D
Medalist Partners Asset-Based Private Credit Fund IV Onshore Feeder, L.P.
File 021-562013
$0$0$0 (est.)
The Manager will receive a fee based on each limited partner's capital commitments and the General Partner may receive carried interest distributions as more fully set forth in offering materials.
Oppenheimer & Co. Inc. BrokerCheck CRD 000000249 ↗EDGAR ↗
Feb 19, 2021 D/A
CF Tribeca Multifamily DST
File 021-353906
$2,080,800 (est.)$0$4,186,904 (est.)
"CF Tribeca Depositor, LLC (the ""Depositor"") will be responsible for paying certain fees and costs of approximately $3,069,154. The remaining $1,117,750 will be retained by the Depositor and its affiliates."
Cantor Fitzgerald & Co. BrokerCheck CRD 134 ↗
Gary Chapman BrokerCheck CRD 5244594 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Eric Stuart Scaff BrokerCheck CRD 5281210 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Jon Lusin BrokerCheck CRD 1786336 ↗
via Courtlandt Securities Corporation (CRD 137356 ↗)

Robert L. Boggess BrokerCheck CRD 5007422 ↗
via Great Point Capital LLC (CRD 114203 ↗)

Frank Piscitelli BrokerCheck CRD 6935623 ↗
via Lightpath Capital, Inc. (CRD 34617 ↗)

Athan Antonopoulos BrokerCheck CRD 4946791 ↗
via Oak Tree Securities, Inc. (CRD 18126 ↗)

Carmine Joseph Passante BrokerCheck CRD 4151032 ↗
via American Portfolios Financial Services, Inc. (CRD 18487 ↗)

Derek James Elrod BrokerCheck CRD 4793202 ↗
via APW Capital, Inc. (CRD 43814 ↗)

Willy Miranda BrokerCheck CRD 3273284 ↗
via Ausdal Financial Partners, Inc. (CRD 7995 ↗)

Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗
Edward Fernandez BrokerCheck CRD 2956661 ↗
via Capulent LLC (CRD 155155 ↗)

Gregory John Richards BrokerCheck CRD 1339012 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Robert Lloyd Omohundro BrokerCheck CRD 2415942 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Terry Joseph Gertge BrokerCheck CRD 2956582 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Vincent Alfonso Crescenzo BrokerCheck CRD 2585169 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Jeffrey Lynn Bangerter BrokerCheck CRD 1687028 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Nathaniel Michael Kuhn BrokerCheck CRD 4624143 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Jesus Quezada BrokerCheck CRD 5117930 ↗
via Crown Capital Securities, L.P. (CRD 6312 ↗)

Benjamin Thomas Newhouse BrokerCheck CRD 3105894 ↗
via DFPG Investments, LLC (CRD 155576 ↗)

Justin Charles Lowry BrokerCheck CRD 5935993 ↗
via DFPG Investments, LLC (CRD 155576 ↗)

Scott Sheehan BrokerCheck CRD 2328614 ↗
via DFPG Investments, LLC (CRD 155576 ↗)

Anton Nicola Nijmeh BrokerCheck CRD 2314585 ↗
via DFPG Investments, LLC (CRD 155576 ↗)

Colin Martin Mansfield BrokerCheck CRD 4643275 ↗
via DFPG Investments, LLC (CRD 155576 ↗)

Stephen Paul Haskell BrokerCheck CRD 6864948 ↗
via Growth Capital Services, Inc. (CRD 124658 ↗)

Peter Karp BrokerCheck CRD 2335003 ↗
via Infinity Financial Services (CRD 144302 ↗)

David Olsen BrokerCheck CRD 4823650 ↗
via Madison Avenue Securities, LLC (CRD 23224 ↗)

Kelly Peter Campbell BrokerCheck CRD 2284105 ↗
via Madison Avenue Securities, LLC (CRD 23224 ↗)

Robert Alan Horning BrokerCheck CRD 2311640 ↗
via McDermott Investment Services, LLC (CRD 154926 ↗)

Chase Tustin BrokerCheck CRD 6928184 ↗
via PH Partners, LLC (CRD 130790 ↗)

Jamie Bradley Millett BrokerCheck CRD 2181997 ↗
via Purshe Kaplan Sterling Investments (CRD 35747 ↗)

Stacey Jim Morimoto BrokerCheck CRD 4420782 ↗
via Stax Capital (CRD 300607 ↗)

David P. Dahill BrokerCheck CRD 6581024 ↗
via Thornhill Securities, Inc. (CRD 22333 ↗)

James Leroy Raper Jr BrokerCheck CRD 5721253 ↗
via Wealthforge Securities, LLC (CRD 152550 ↗)

Jason Andrew Salmon BrokerCheck CRD 6081963 ↗
via Wealthforge Securities, LLC (CRD 152550 ↗)

Deborah Ruth Frankel BrokerCheck CRD 2964971 ↗
via Western International Securities, Inc. (CRD 39262 ↗)

Terry Donald Deever BrokerCheck CRD 4215379 ↗
via TCFG Wealth Management, LLC (CRD 164153 ↗)

Alysia Ann Lindberg BrokerCheck CRD 6046397 ↗
via TCFG Wealth Management, LLC (CRD 164153 ↗)

George Steward Siracuse BrokerCheck CRD 5796192 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Patrick Sunday BrokerCheck CRD 6526725 ↗
via Network 1 Financial Securities Inc. (CRD 13577 ↗)
EDGAR ↗
Jun 29, 2020 D/A
CF Aurora Multifamily DST
File 021-354097
$2,257,800 (est.)$0$4,039,165 (est.)
Estimate of certain fees, including: Acquisition and Sourcing fees, offering and organizational costs, Managing Broker-Dealer Fee, Broker-Dealer Marketing & Due Diligence and Loan and Lender Expenses that may accrue to one or more Related Persons.
Cantor Fitzgerald & Co. BrokerCheck CRD 134 ↗
Crown Capital Securities, L.P. BrokerCheck CRD 6312 ↗
DFPG Investments Inc. BrokerCheck CRD 155576 ↗
WEALTHFORGE SECURITIES, LLC BrokerCheck CRD 152550 ↗
ALEXANDER CAPITAL, L.P. BrokerCheck CRD 40077 ↗
American Portfolios Financial Services, Inc. BrokerCheck CRD 18487 ↗
Centaurus Financial, Inc. BrokerCheck CRD 30833 ↗
COASTAL EQUITIES, INC. BrokerCheck CRD 23769 ↗
Colorado Financial Service Corporation BrokerCheck CRD 104343 ↗
Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗
Courtland Securities Corporation BrokerCheck CRD 137356 ↗
Great Point Capital LLC BrokerCheck CRD 114203 ↗
Huntwicke Securities, LLC BrokerCheck CRD 146993 ↗
NEWBRIDGE SECURITIES CORPORATION BrokerCheck CRD 104065 ↗
Oak Tree Securities BrokerCheck CRD 18126 ↗
Purshe Kaplan Sterling Investments BrokerCheck CRD 35747 ↗
Saxony Securities BrokerCheck CRD 115547 ↗
Thornhill Securities, Inc. BrokerCheck CRD 22333 ↗
Western International Securities BrokerCheck CRD 39262 ↗
World Equity Group, Inc. BrokerCheck CRD 29087 ↗		EDGAR ↗
Apr 23, 2020 D/A
CF Rivertop Multifamily DST
File 021-351181
$2,723,400 (est.)$0$5,183,347 (est.)
"CF Rivertop Depositor, LLC (the ""Depositor"") will be responsible for paying certain fees and costs of approximately $3,755,347. The remaining $1,428,000 will be retained by the Depositor and its affiliates."
Cantor Fitzgerald & Co. BrokerCheck CRD 134 ↗
John Deforrest Williamson BrokerCheck CRD 2357023 ↗
via Alexander Capital, L.P. (CRD 40077 ↗)

Craig Murchison McDaniel BrokerCheck CRD 1087979 ↗
via Capital Investment Group, Inc. (CRD 14752 ↗)

Derek James Elrod BrokerCheck CRD 4793202 ↗
via APW Capital, Inc. (CRD 43814 ↗)

David M. Gottlieb BrokerCheck CRD 5739132 ↗
via APW Capital, Inc. (CRD 43814 ↗)

Gwendolyn Nicholson Barringer BrokerCheck CRD 4455064 ↗
via Capital Investment Group, Inc. (CRD 14752 ↗)

Edward Eric Fernandez BrokerCheck CRD 2956661 ↗
via Capulent LLC (CRD 155155 ↗)

Gregory John Richards BrokerCheck CRD 1339012 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Darren Robert Grossman BrokerCheck CRD 5762586 ↗
via Centaurus Financial, Inc. (CRD 30833 ↗)

Kevin Todd Canterbury BrokerCheck CRD 4939385 ↗
via Coastal Equities, Inc. (CRD 23769 ↗)

Robert Howard Zink BrokerCheck CRD 5105262 ↗
via Colorado Financial Service Corporation (CRD 104343 ↗)

Bradford Lee Watt BrokerCheck CRD 2565438 ↗
via Colorado Financial Service Corporation (CRD 104343 ↗)

Eric James Bell BrokerCheck CRD 7015161 ↗
via Colorado Financial Service Corporation (CRD 104343 ↗)

William Timothy Bourne BrokerCheck CRD 2101825 ↗
via Cambridge Investment Research, Inc. (CRD 39543 ↗)

Daniel Philip Raupp BrokerCheck CRD 4079107 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Jeffrey Lynn Bangerter BrokerCheck CRD 1687028 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Nathaniel Michael Kuhn BrokerCheck CRD 4624143 ↗
via DAI Securities, LLC (CRD 36673 ↗)

Raymond C. Dewitt BrokerCheck CRD 2894063 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Roger William Bowlin BrokerCheck CRD 1905652 ↗
via Concorde Investment Services, LLC (CRD 151604 ↗)

Steve Whyte BrokerCheck CRD 5941423 ↗
via Crown Capital Securities, L.P. (CRD 6312 ↗)

John Danh Nguyen BrokerCheck CRD 4919629 ↗
via Crown Capital Securities, L.P. (CRD 6312 ↗)

William Scott Sheehan BrokerCheck CRD 2328614 ↗
via DFPG Investments, LLC (CRD 155576 ↗)

Benjamin Thomas Newhouse BrokerCheck CRD 3105894 ↗
via DFPG Investments, LLC (CRD 155576 ↗)

Robert L. Boggess BrokerCheck CRD 5007422 ↗
via Great Point Capital LLC (CRD 114203 ↗)

Michael Gregory Steinthal BrokerCheck CRD 435071 ↗
via Great Point Capital LLC (CRD 114203 ↗)

Peter Alexander Finnegan BrokerCheck CRD 1336798 ↗
via Huntwicke Securities, LLC (CRD 146993 ↗)

David Richard Koehler BrokerCheck CRD 4832628 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Eric William Holtz BrokerCheck CRD 5821492 ↗
via Independent Financial Group, LLC (CRD 7717 ↗)

Frank Piscitelli BrokerCheck CRD 6935623 ↗
via Lightpath Capital, Inc. (CRD 34617 ↗)

Leslie Margaret Pappas BrokerCheck CRD 1735372 ↗
via Lightpath Capital, Inc. (CRD 34617 ↗)

Paul M. Getty BrokerCheck CRD 6470002 ↗
via Lightpath Capital, Inc. (CRD 34617 ↗)

Barney Edgar Barnes III BrokerCheck CRD 2149108 ↗
via Mariner Wealth (CRD 154327 ↗)

Robert Alan Horning BrokerCheck CRD 2311640 ↗
via McDermott Investment Services, LLC (CRD 154926 ↗)

Corbin Scott Thomas BrokerCheck CRD 4234748 ↗
via McDermott Investment Services, LLC (CRD 154926 ↗)

Julienne Elizabeth Riddell BrokerCheck CRD 5682274 ↗
via McDermott Investment Services, LLC (CRD 154926 ↗)

Troy Thomas BrokerCheck CRD 4691720 ↗
via McDermott Investment Services, LLC (CRD 154926 ↗)

Chase Micah Tustin BrokerCheck CRD 6928184 ↗
via PH Partners, LLC (CRD 130790 ↗)

Derek James Elrod BrokerCheck CRD 4793202 ↗
via APW Capital, Inc. (CRD 43814 ↗)

Jason S. Finley BrokerCheck CRD 6602034 ↗
via Stax Capital (CRD 300607 ↗)

Stacey Jim Morimoto BrokerCheck CRD 4420782 ↗
via Stax Capital (CRD 300607 ↗)

Anthony Brown BrokerCheck CRD 6900485 ↗
via Stax Capital (CRD 300607 ↗)

David P. Dahill BrokerCheck CRD 6581024 ↗
via Thornhill Securities, Inc. (CRD 22333 ↗)

Betty L. Friant BrokerCheck CRD 2122446 ↗
via Wealthforge Securities, LLC (CRD 152550 ↗)

Chay Thomas Lapin BrokerCheck CRD 6275140 ↗
via Wealthforge Securities, LLC (CRD 152550 ↗)

David P. Dahill BrokerCheck CRD 6581024 ↗
via Wealthforge Securities, LLC (CRD 152550 ↗)

James Leroy Raper Jr. BrokerCheck CRD 5721253 ↗
via Wealthforge Securities, LLC (CRD 152550 ↗)

Jason Andrew Salmon BrokerCheck CRD 6081963 ↗
via Wealthforge Securities, LLC (CRD 152550 ↗)

Jason Lowther BrokerCheck CRD 2606268 ↗
via Western International Securities, Inc. (CRD 39262 ↗)

David Bernard Levinson BrokerCheck CRD 705929 ↗
via Westpark Capital, Inc. (CRD 39914 ↗)

Scott Barringer BrokerCheck CRD 1385168 ↗
via Westpark Capital, Inc. (CRD 39914 ↗)

John Mateyko BrokerCheck CRD 3275621 ↗
via Peachcap Securities, Inc. (CRD 25590 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 5

Every issuer that named James Buccola on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MP
Pooled Investment Fund · group: Medalist

Medalist Partners Asset-Based Private Credit Fund IV Onshore Feeder, L.P.

New York, NY · Oct 24, 2025
  • Oct 24, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MP
Pooled Investment Fund · group: Medalist

Medalist Partners Asset-Based Private Credit Fund IV Offshore Feeder, L.P.

New York, NY · Oct 24, 2025
  • Oct 24, 2025 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CT
Residential · group: Cantor Fitzgerald

CF Tribeca Multifamily DST

New York, NY · Nov 21, 2019 → Feb 19, 2021 · 3 filings
  • Feb 19, 2021 · D/A · $24,480,000 sold of $24,480,000 · 92 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Dec 2, 2020 · D/A · $23,197,820 sold of $24,480,000 · 87 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Nov 21, 2019 · D · $0 sold of $24,480,000 · 0 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $24.5M from 92 investors (100% of the $24.5M target) as of the latest filing. James is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Other Real Estate · group: Cantor Fitzgerald

CF Aurora Multifamily DST

New York, NY · Nov 25, 2019 → Jun 29, 2020 · 3 filings
  • Jun 29, 2020 · D/A · $14,907,366 sold of $37,630,000 · 55 investors · min. $25,000 · role: Executive Officer (President of the Depositor) EDGAR ↗
  • Apr 2, 2020 · D/A · $1,732,436 sold of $37,630,000 · 7 investors · min. $25,000 · role: Executive Officer (President of the Depositor) EDGAR ↗
  • Nov 25, 2019 · D · $0 sold of $37,630,000 · 0 investors · min. $25,000 · role: Executive Officer (President of the Depositor) EDGAR ↗

Raised $14.9M from 55 investors (40% of the $37.6M target) as of the latest filing. James is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Real Estate / 506(b) (5,033 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CR
Residential · group: Cantor Fitzgerald

CF Rivertop Multifamily DST

New York, NY · Oct 16, 2019 → Apr 23, 2020 · 2 filings
  • Apr 23, 2020 · D/A · $32,040,000 sold of $32,040,000 · 108 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Oct 16, 2019 · D · $0 sold of $32,040,000 · 0 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $32M from 108 investors (100% of the $32M target) as of the latest filing. James is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Residential / 506(b) (4,183 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around James 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CF
Management entity

Cantor Fitzgerald, L.P.

Promoter · 5 shared filings (2 issuers) · also on 16 other issuers

Cantor Fitzgerald, L.P. is on 18 issuers in total — a repeat sponsor. Their page lists every one.

CF
Management entity

Cantor Fitzgerald Investors, LLC

Executive Officer · 3 shared filings (1 issuer) · also on 47 other issuers

Cantor Fitzgerald Investors, LLC is on 48 issuers in total — a repeat sponsor. Their page lists every one.

CA
Management entity

CF Aurora Manager, LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James Buccola. Their page shows their other deals.

CA
Management entity

CF Aurora Depositor, LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James Buccola. Their page shows their other deals.

CA
Management entity

CFBH Aurora, LLC

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James Buccola. Their page shows their other deals.

CT
Management entity

CF Tribeca Manager, LLC

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as James Buccola. Their page shows their other deals.

CT
Management entity

CF Tribeca Depositor, LLC

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as James Buccola. Their page shows their other deals.

MP
Management entity

Medalist Partners, LP

Executive Officer · 2 shared filings (2 issuers) · also on 4 other issuers

Medalist Partners, LP is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CR
Management entity

CF Rivertop Depositor, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as James Buccola. Their page shows their other deals.

CR
Management entity

CF Rivertop Manager, LLC

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as James Buccola. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John Slonieski

Executive Officer · 2 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as James Buccola. Their page shows their other deals.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Ardisson

Executive Officer · 2 shared filings (2 issuers) · also on 6 other issuers

Michael Ardisson is on 8 issuers in total — a repeat sponsor. Their page lists every one.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Richter

Executive Officer · 2 shared filings (2 issuers) · also on 8 other issuers

Gregory Richter is on 10 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

CF
Sponsor group

Cantor Fitzgerald

4 issuers · 13 filings · $96.7M reported sold · 2019–2021

One team, 4 deal companies. James Buccola is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Buccola.

M
Sponsor group

Medalist

16 issuers · 51 filings · $2.2B reported sold · 2010–2026

One team, 16 deal companies. James Buccola is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Buccola.

Same business address

42 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 2 of the 5 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Medalist Partners Asset-Based Private Credit Fund IV Onshore Feeder, L.P., Medalist Partners Asset-Based Private Credit Fund IV Offshore Feeder, L.P..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Buccola by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Buccola is listed on: none on file. No website or social profile named in Medalist Partners Asset-Based Private Credit Fund IV Onshore Feeder, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #56,555 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

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