James Breitenstein is listed as an executive officer on 3 SEC Form D filings by 3 issuers between Apr 2010 and Aug 2014: Landsmith at Cypress Woods, LLC (East Palo Alto, CA — residential — 2011; $1.48M reported sold to 21 investors), Landsmith Opportunity Fund III, L.P. (San Francisco, CA — pooled investment fund — 2014; $438K reported sold to 2 investors) and LANDSMITH APPRECIATION FUND LLC (Palo Alto, CA — other real estate — 2010).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer, over about 4 years. Across those companies the filings report $1.92M sold in total.
Listed alongside Chang Kim (1 shared filing), Gary Miller (1 shared filing), James Gillette (1 shared filing) and Tony Rosenthal (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
All 3 issuers belong to the sponsor group Landsmith (3 issuers, $1.92M reported sold, 2010–2014).
What this means A sponsor group is one team that sets up a new company for each deal. Landsmith has 3 companies on file and $1.92M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for James Breitenstein and found 4 differences, 1 worth asking the sponsor about: Paid seller listed without a CRD number: No sales compensation; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.