Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:53 AM ET

No photo found yet (own website and image search run after this page is viewed)

James Bertram

Named as an officer, director or promoter on SEC Form D filings · Alberta, Canada (as filed: A0) · Apr 6, 2009 → Mar 8, 2011

3deals (issuers)

$60.4Mreported sold

25investors

4Form D filings

2009–2011years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:02 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Bertram is listed as a director on 4 SEC Form D filings by 3 issuers between Apr 2009 and Mar 2011: TriStar Oil & Gas Ltd. (Calgary, Alberta, Canada (as filed: A0) — oil and gas — 2009; $33.7M reported sold to 4 investors), Legacy Oil & Gas Inc. (Calgary, Alberta, Canada (as filed: A0) — oil and gas — 2010–2011; $26.4M reported sold to 20 investors) and Glamis Resources Ltd. (Calgary, Alberta, Canada (as filed: A0) — oil and gas — 2009; $228K reported sold to 1 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 2 years. Across those companies the filings report $60.4M sold in total.

Listed alongside Paul Colborne (4 shared filings), James Pasieka (3 shared filings), Matt Janisch (3 shared filings), Randal Brockway (3 shared filings), Scott J. Dawson (3 shared filings, management entity) and 14 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

2 of the issuers belong to the sponsor group Glamis (2 issuers, $26.7M reported sold, 2009–2011).

What this means A sponsor group is one team that sets up a new company for each deal. Glamis has 2 companies on file and $26.7M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 17 bankruptcy cases matching the name listed in Key records below.

What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for James Bertram and found 2 differences, 1 worth asking the sponsor about: 17 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Bertram has not run yet — it is #42,471 of 62,766 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 740 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:02 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Bertram..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

17 cases: 17 closed (disposition not in docket feed)

James J Bertram, Jr closed

United States Bankruptcy Court, E.D. Missouri · No. 12-40423 · Filed Jan 20, 2012 · Closed May 2, 2012

Role of James J Bertram, Jr: Debtor · Outcome: Case closed 2012-05-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in MO (not a filing state)

James F. Bertram and Deborah L. Bertram closed

United States Bankruptcy Court, E.D. Wisconsin · No. 10-29487 · Filed Jun 7, 2010 · Closed Oct 8, 2010

Role of James F. Bertram and Deborah L. Bertram: Debtor · Outcome: Case closed 2010-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in WI (not a filing state)

James P. Bertram and Marlee E. Bertram closed

United States Bankruptcy Court, W.D. Virginia · No. 05-72492 · Filed Jun 28, 2005 · Closed Oct 12, 2005

Role of James P. Bertram and Marlee E. Bertram: Debtor · Outcome: Case closed 2005-10-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in VA (not a filing state)

James J Bertram closed

United States Bankruptcy Court, E.D. Texas · No. 05-40739 · Filed Feb 14, 2005 · Closed May 27, 2005

Role of James J Bertram: Debtor · Outcome: Case closed 2005-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in TX (not a filing state)

James C. Bertram closed

United States Bankruptcy Court, S.D. Florida. · No. 02-36842 · Filed Dec 6, 2002 · Closed Feb 19, 2004

Role of James C. Bertram: Debtor · Outcome: Case closed 2004-02-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in FL (not a filing state)

James Bertram and Kathleen Bertram closed

United States Bankruptcy Court, N.D. Indiana · No. 02-12933 · Filed Jul 19, 2002 · Closed Jan 14, 2004

Role of James Bertram and Kathleen Bertram: Debtor · Outcome: Case closed 2004-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in IN (not a filing state)

JAMES M BERTRAM and MYONG O BERTRAM closed

United States Bankruptcy Court, D. Minnesota · No. 02-40884 · Filed Mar 7, 2002 · Closed Jun 24, 2002

Role of JAMES M BERTRAM and MYONG O BERTRAM: Debtor · Outcome: Case closed 2002-06-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in MN (not a filing state)

James Bertram and Kathleen Bertram closed

United States Bankruptcy Court, N.D. Indiana · No. 01-13945 · Filed Oct 9, 2001 · Closed Jan 31, 2002

Role of James Bertram and Kathleen Bertram: Debtor · Outcome: Case closed 2002-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in IN (not a filing state)

James E Bertram and Sue Ann M Bertram closed

United States Bankruptcy Court, N.D. Illinois · No. 01-72641 · Filed Jun 29, 2001 · Closed Jan 29, 2002

Role of James E Bertram and Sue Ann M Bertram: Debtor · Outcome: Case closed 2002-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in IL (not a filing state)

James E Bertram and Sueann M Bertram closed

United States Bankruptcy Court, N.D. Illinois · No. 00-71521 · Filed May 9, 2000 · Closed Sep 19, 2000

Role of James E Bertram and Sueann M Bertram: Debtor · Outcome: Case closed 2000-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in IL (not a filing state)

James J. Bertram and Deborah A. Bertram closed

United States Bankruptcy Court, E.D. Missouri · No. 98-47874 · Filed Jul 22, 1998 · Closed Aug 2, 2000

Role of James J. Bertram and Deborah A. Bertram: Debtor · Outcome: Case closed 2000-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in MO (not a filing state)

James J. Bertram and Deborah A. Bertram closed

United States Bankruptcy Court, E.D. Missouri · No. 97-47492 · Filed Aug 5, 1997 · Closed Dec 30, 1997

Role of James J. Bertram and Deborah A. Bertram: Debtor · Outcome: Case closed 1997-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in MO (not a filing state)

James T. Bertram closed

United States Bankruptcy Court, S.D. Florida. · No. 97-30376 · Filed Jan 24, 1997 · Closed Jan 31, 2002

Role of James T. Bertram: Debtor · Outcome: Case closed 2002-01-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in FL (not a filing state)

Patricia Bertram and James Bertram closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 96-25576 · Filed Oct 23, 1996 · Closed Feb 20, 1997

Role of James Bertram: Debtor · Outcome: Case closed 1997-02-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in PA (not a filing state)

James M. Bertram closed

United States Bankruptcy Court, W.D. Wisconsin · No. 3-94-32949 · Filed Oct 31, 1994 · Closed Mar 2, 1995

Role of James M. Bertram: Debtor · Outcome: Case closed 1995-03-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in WI (not a filing state)

James E Bertram and Sue Ann M Bertram closed

United States Bankruptcy Court, N.D. Illinois · No. 93-50662 · Filed Apr 8, 1993 · Closed Sep 24, 1996

Role of James E Bertram and Sue Ann M Bertram: Debtor · Outcome: Case closed 1996-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in IL (not a filing state)

James E Bertram and Sue A Bertram closed

United States Bankruptcy Court, N.D. Illinois · No. 90-18349 · Filed Oct 5, 1990 · Closed Mar 15, 1991

Role of James E Bertram and Sue A Bertram: Debtor · Outcome: Case closed 1991-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 27 federal dockets); court in IL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:02 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for James Bertram — 1 worth asking about (compared 4 filings on Oct 24, 2026)

Worth asking · Apr 6, 2009 – Mar 8, 2011

17 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: BMO Nesbitt Burns Inc. — Legacy Oil & Gas Inc. · Paid seller listed without a CRD number: National Bank Financial Inc. — Legacy Oil & Gas Inc. · Paid seller listed without a CRD number: Canaccord Genuity Corp. — Legacy Oil & Gas Inc. · Paid seller listed without a CRD number: Cormark Securities Inc. — Legacy Oil & Gas Inc. · Paid seller listed without a CRD number: Raymond James Ltd. — Legacy Oil & Gas Inc. · and 12 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Mar 8, 2011 ↗BrokerCheck search: BMO Nesbitt Burns Inc. ↗Legacy Oil & Gas Inc. — PartnerFacts page ↗BrokerCheck search: National Bank Financial Inc. ↗

Sources

Note · Jul 16, 2010 – Mar 8, 2011

Reported revenue range changed between filings — Legacy Oil & Gas Inc.

"$1 - $1,000,000" (Jul 16, 2010); then "Decline to Disclose" (Mar 8, 2011).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jul 16, 2010 ↗Form D · Mar 8, 2011 ↗Legacy Oil & Gas Inc. — PartnerFacts page ↗

Sources

Form D · Jul 16, 2010 ↗ (Jul 16, 2010)
Form D · Mar 8, 2011 ↗ (Mar 8, 2011)
Legacy Oil & Gas Inc. — PartnerFacts page ↗ (Mar 8, 2011)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

4 of 4 offerings report sales commissions totalling $3,177,273; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Mar 8, 2011 D Legacy Oil & Gas Inc. File 021-156365	$1,115,294	$0	$0	GMP Securities L.P. no CRD number reported via Griffiths McBurney Corp. (CRD 40620 ↗) BMO Nesbitt Burns Inc. no CRD number reported National Bank Financial Inc. no CRD number reported Canaccord Genuity Corp. no CRD number reported Cormark Securities Inc. no CRD number reported Raymond James Ltd. no CRD number reported Scotia Capital Inc. no CRD number reported Macquarie Capital Markets Canada, Ltd. no CRD number reported FirstEnergy Capital Corp. no CRD number reported	EDGAR ↗
Jul 16, 2010 D Legacy Oil & Gas Inc. File 021-145151	$364,108	$0	$0	GMP Securities L.P. no CRD number reported via Griffiths McBurney Corp. (CRD 40620 ↗) BMO Nesbitt Burns Inc. no CRD number reported National Bank Financial Inc. no CRD number reported Canaccord Genuity Corp. no CRD number reported Cormark Securities Inc. no CRD number reported Raymond James Ltd. no CRD number reported Scotia Capital Inc. no CRD number reported Macquarie Capital Markets Canada, Ltd. no CRD number reported FirstEnergy Capital Corp. no CRD number reported	EDGAR ↗
Aug 28, 2009 D Glamis Resources Ltd. File 021-134040	$11,392	$0	$0	GMP Securities L.P. no CRD number reported via Griffiths McBurney Corp. (CRD 40620 ↗) Macquarie Capital Markets Canada Ltd. no CRD number reported via Griffiths McBurney Corp. (CRD 40620 ↗) FirstEnergy Capital Corp no CRD number reported via Griffiths McBurney Corp. (CRD 40620 ↗) BMO Nesbitt Burns Inc. no CRD number reported via Griffiths McBurney Corp. (CRD 40620 ↗) Cormark Securities Inc. no CRD number reported via Griffiths McBurney Corp. (CRD 40620 ↗) National Bank Financial Inc. no CRD number reported via Griffiths McBurney Corp. (CRD 40620 ↗) Scotia Capital Inc. no CRD number reported via Griffiths McBurney Corp. (CRD 40620 ↗)	EDGAR ↗
Apr 6, 2009 D TriStar Oil & Gas Ltd. File 021-129920	$1,686,479	$0	$0	Macquarie Capital Markets Canada Ltd. no CRD number reported via Macquarie Capital Markets North America Ltd. (CRD 38108 ↗) GMP Securities L.P. no CRD number reported First Energy Capital Corp. no CRD number reported BMO Nesbitt Burns Inc. no CRD number reported CIBC World Markets Inc. no CRD number reported TD Securities Inc. no CRD number reported Genuity Capital Markets no CRD number reported National Bank Financial Inc. no CRD number reported Scotia Capital Inc. no CRD number reported Tristone Capital Inc. no CRD number reported	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named James Bertram on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Oil and Gas · group: Glamis

Legacy Oil & Gas Inc.

Calgary, Alberta, Canada (as filed: A0) · Jul 16, 2010 → Mar 8, 2011 · 2 filings

Mar 8, 2011 · D · $26,448,208 sold of $26,448,208 · 20 investors · min. No minimum reported · role: Director EDGAR ↗
Jul 16, 2010 · D · $15,330,875 sold of $15,330,875 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $26.4M from 20 investors (100% of the $26.4M target) as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Oil and Gas · group: Glamis

Glamis Resources Ltd.

Calgary, Alberta, Canada (as filed: A0) · Aug 28, 2009

Aug 28, 2009 · D · $227,832 sold of $227,832 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $228K from 1 investor (100% of the $228K target) as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Oil and Gas

TriStar Oil & Gas Ltd.

Calgary, Alberta, Canada (as filed: A0) · Apr 6, 2009

Apr 6, 2009 · D · $33,729,571 sold of $33,729,571 · 4 investors · min. $7 · role: Director EDGAR ↗

Raised $33.7M from 4 investors (100% of the $33.7M target) as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around James 19

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Scott J. Dawson

Director · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Paul Colborne

Director · 4 shared filings (3 issuers) · also on 3 other issuers

Paul Colborne is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

James Pasieka

Director, Executive Officer · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Matt Janisch

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Trent J. Yanko

Director, Executive Officer · 3 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Randal Brockway

Director · 3 shared filings (2 issuers)

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Johannes J. Nieuwenburg

Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Curt W. Labelle

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dale C.J. Mennis

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Mark Oliver

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Martin Hislop

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert G. Peters

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jason Zabinsky

Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Richard D. Edgar

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Dallas L. Droppo

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert B. Michaleski

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Brett Herman

Director, Executive Officer · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jim Pasieka

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Bertram. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

J. Paul Charron

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Bertram. Their page shows their other deals.

The team behind the deals

Sponsor group

Glamis

2 issuers · 3 filings · $26.7M reported sold · 2009–2011

LO Legacy Oil & Gas Inc. Oil and Gas · $26.4M sold · 2010 · listed
GR Glamis Resources Ltd. Oil and Gas · $228K sold · 2009 · listed

One team, 2 deal companies. James Bertram is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Bertram.

Same business address

1 other issuer file from the same address

NOVUS ENERGY INC. Calgary, A0 · 2009

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Bertram by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Bertram is listed on: none on file. No website or social profile named in TriStar Oil & Gas Ltd.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #2,097 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Calgary, A0). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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James Bertram

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

17 paid sellers are listed without a CRD number

Reported revenue range changed between filings — Legacy Oil & Gas Inc.

5. Money to insiders

Deals 3

People around James 19

The team behind the deals

1 other issuer file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

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Monitor this person