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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:03 AM ET

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JAMES R BALKCOM

Named as an officer, director or promoter on SEC Form D filings · GA · Jun 29, 2010 → Jul 3, 2018

4deals (issuers)
$298.1Mreported sold
83investors
20Form D filings
2010–2018years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

JAMES R BALKCOM is listed as a director on 20 SEC Form D filings by 4 issuers between Aug 2009 and Jul 2018: State Bank & Trust Co (Pinehurst, GA — commercial banking — 2009; $284.6M reported sold to 49 investors), ENDOCHOICE, INC. (Alpharetta, GA — other health care — 2009–2011; $7.65M reported sold to 11 investors), REACH Health, Inc. (Alpharetta, GA — other health care — 2014; $5M reported sold to 10 investors) and STATE BANK FINANCIAL CORP (Atlanta, GA — commercial banking — 2010–2018; $923K reported sold to 13 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as director, over about 9 years. Across those companies the filings report $298.1M sold in total.

Listed alongside JOSEPH W EVANS (15 shared filings), KIM M CHILDERS (15 shared filings), ARCHIE L BRANSFORD (14 shared filings), J THOMAS WILEY (14 shared filings), JOHN D HOUSER (14 shared filings) and 36 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JAMES. Each name links to their own page.

The issuers belong to 2 sponsor groups: State Bank (2 issuers, $285M reported sold, 2009–2018) and Endochoice (2 issuers, $35.5M reported sold, 2009–2015).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 6 court cases matching the name, 10 bankruptcy cases matching the name listed in Key records below.

What this means 16 records came back, including 2 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 20 public filings for JAMES R BALKCOM and found 10 differences, 2 worth asking the sponsor about: Form D filed 384 days after the first sale; Form D filed 460 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for JAMES R BALKCOM has not run yet — it is joining a line of 45,899 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

6 cases: 2 open, 1 closed (disposition not in docket feed), 3 dismissed

Balkcom v. The Travelers Indemnity Company open
District Court, N.D. Georgia · No. 1:26-cv-01030 · Filed Feb 23, 2026
Role of Balkcom: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 23 federal dockets); surname only in the caption; court in the person's filing state (GA)
Cheryl Balkcom v. Target Corporation closed
District Court, C.D. California · No. 2:25-cv-01992 · Filed Mar 6, 2025 · Closed Apr 11, 2025
Role of Cheryl Balkcom: Plaintiff · Outcome: Terminated 2025-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 23 federal dockets); different first name (cheryl); court in CA (not a filing state)
Balkcom v. Transamerica Life Insurance Company open
District Court, N.D. Georgia · No. 1:24-cv-05911 · Filed Dec 23, 2024
Role of Balkcom: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 23 federal dockets); surname only in the caption; court in the person's filing state (GA)
Balkcom v. Abbott Laboratories dismissed
District Court, N.D. Illinois · No. 1:18-cv-04880 · Filed Jul 17, 2018 · Closed Aug 7, 2018 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Declaratory Judgement
Role of Balkcom: Plaintiff · Outcome: Terminated 2018-08-07 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 23 federal dockets); surname only in the caption; court in IL (not a filing state)
Balkcom v. Unifund CCR Partners dismissed
District Court, N.D. Illinois · No. 1:13-cv-01005 · Filed Feb 7, 2013 · Closed Aug 6, 2013 · Nature of suit: 480 Consumer credit
Role of Balkcom: Plaintiff · Outcome: Terminated 2013-08-06 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 23 federal dockets); surname only in the caption; court in IL (not a filing state)
Balkcom v. LVNV Funding, LLC dismissed
District Court, N.D. Illinois · No. 1:10-cv-05656 · Filed Sep 7, 2010 · Closed Nov 30, 2010 · Nature of suit: 480 Consumer credit
Role of Balkcom: Plaintiff · Outcome: Terminated 2010-11-30 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 23 federal dockets); surname only in the caption; court in IL (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched JAMES R BALKCOM..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

10 cases: 10 closed (disposition not in docket feed)

Ebone' Balkcom as Administrator of the Estate v. The Bank of New York Mellon Trust Company, N.A. closed
United States Bankruptcy Court, M.D. Georgia · No. 22-07006 · Filed Jul 13, 2022 · Closed Dec 21, 2022
Role of Ebone' Balkcom as Administrator of the Estate: Plaintiff · Outcome: Case closed 2022-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 23 federal dockets); different first name (ebone); court in the person's filing state (GA)
A-L Financial Corp. v. BALKCOM closed
United States Bankruptcy Court, D. Arizona · No. 2:16-ap-00229 · Filed May 10, 2016 · Closed May 31, 2016
Role of BALKCOM: Defendant · Outcome: Case closed 2016-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 23 federal dockets); surname only in the caption; court in AR (not a filing state)
John Christopher Balkcom and Angela Marie Balkcom closed
United States Bankruptcy Court, M.D. Georgia · No. 09-50664 · Filed Feb 28, 2009 · Closed Mar 13, 2014
Role of John Christopher Balkcom and Angela Marie Balkcom: Debtor · Outcome: Case closed 2014-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 23 federal dockets); different first name (christopher); court in the person's filing state (GA)
John R Balkcom closed
United States Bankruptcy Court, M.D. Florida · No. 6:05-bk-10880 · Filed Sep 20, 2005 · Closed Apr 4, 2006
Role of John R Balkcom: Debtor · Outcome: Case closed 2006-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 23 federal dockets); different first name (john); court in FL (not a filing state)
John R. Balkcom closed
United States Bankruptcy Court, M.D. Florida · No. 6:93-bk-05996 · Filed Dec 8, 1993 · Closed Apr 12, 1994
Role of John R. Balkcom: Debtor · Outcome: Case closed 1994-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 23 federal dockets); different first name (john); court in FL (not a filing state)
Askins v. Balkcom & Company, C.P.A., P.A. closed
United States Bankruptcy Court, D. New Mexico · No. 93-01370 · Filed Dec 2, 1993 · Closed Mar 24, 1994
Role of Balkcom & Company, C.P.A., P.A.: Defendant · Outcome: Case closed 1994-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 23 federal dockets); surname only in the caption; court in NM (not a filing state)
James Richard Balkcom and Deborah Balkcom closed
United States Bankruptcy Court, M.D. Georgia · No. 91-51380 · Filed Apr 17, 1991 · Closed Jul 23, 1991
Role of James Richard Balkcom and Deborah Balkcom: Debtor · Outcome: Case closed 1991-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 23 federal dockets); different first name (richard); court in the person's filing state (GA)
James Karry Balkcom and Sherrill Darlene Balkcom closed
United States Bankruptcy Court, M.D. Florida · No. 3:89-bk-03717 · Filed Nov 28, 1989 · Closed Sep 13, 1990
Role of James Karry Balkcom and Sherrill Darlene Balkcom: Debtor · Outcome: Case closed 1990-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 23 federal dockets); different first name (karry); court in FL (not a filing state)
James L. Balkcom closed
United States Bankruptcy Court, M.D. Alabama · No. 89-04065 · Filed Nov 7, 1989 · Closed Apr 5, 1990
Role of James L. Balkcom: Debtor · Outcome: Case closed 1990-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 23 federal dockets); first name matches; court in AL (not a filing state); middle initial differs
James I. Balkcom and Barbara A. Balkcom closed
United States Bankruptcy Court, M.D. Florida · No. 3:87-bk-00840 · Filed Jun 2, 1987 · Closed Feb 3, 1992
Role of James I. Balkcom and Barbara A. Balkcom: Debtor · Outcome: Case closed 1992-02-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 23 federal dockets); first name matches; court in FL (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for JAMES R BALKCOM — 2 worth asking about (compared 20 filings on Oct 24, 2026)

Note · Aug 25, 2006 – Jan 19, 2016

20 bankruptcy cases name the subject or team members

Bankruptcy case: Prosser v. State Bank & Trust Company — filed Aug 27, 2015 · Bankruptcy case: Prosser v. State Bank & Trust Company — filed Aug 27, 2015 · Bankruptcy case: Lovett v. STATE BANK AND TRUST COMPANY — filed Feb 3, 2015 · Bankruptcy case: Kelley v. State Bank and Trust Company — filed Dec 22, 2014 · Bankruptcy case: Kelley v. State Bank and Trust Company — filed Dec 22, 2014 · and 15 more

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, M.D. Georgia ↗State Bank & Trust Co — PartnerFacts page ↗Docket · United States Bankruptcy Court, N.D. Georgia ↗Docket · United States Bankruptcy Court, M.D. Georgia ↗
Sources
Note · Jul 3, 2018

JAMES R BALKCOM appears on 1 deal that stopped filing before reaching its target

STATE BANK FINANCIAL CORP (last filing Jul 3, 2018; $922,913 sold of $3,984,510). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

STATE BANK FINANCIAL CORP — PartnerFacts page ↗
Sources
Worth asking · Jul 23, 2014 – Aug 11, 2015

Form D filed 384 days after the first sale — STATE BANK FINANCIAL CORP

The filing says the first sale was Jul 23, 2014. The Form D was filed Aug 11, 2015 — 384 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 369 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Aug 11, 2015 ↗STATE BANK FINANCIAL CORP — PartnerFacts page ↗
Sources
Worth asking · Mar 13, 2014 – Jun 16, 2015

Form D filed 460 days after the first sale — STATE BANK FINANCIAL CORP

The filing says the first sale was Mar 13, 2014. The Form D was filed Jun 16, 2015 — 460 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 445 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Jun 16, 2015 ↗STATE BANK FINANCIAL CORP — PartnerFacts page ↗
Sources
Note · Mar 11, 2014 – Apr 3, 2014

Form D filed 23 days after the first sale — REACH Health, Inc.

The filing says the first sale was Mar 11, 2014. The Form D was filed Apr 3, 2014 — 23 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 8 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 3, 2014 ↗REACH Health, Inc. — PartnerFacts page ↗
Sources
Note · Aug 18, 2009 – Jul 3, 2018

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — STATE BANK FINANCIAL CORP (latest filing Jul 3, 2018) · No amendment in the last 12 months on an offering that may still be open — STATE BANK FINANCIAL CORP (latest filing Jul 3, 2018) · No amendment in the last 12 months on an offering that may still be open — STATE BANK FINANCIAL CORP (latest filing Jul 3, 2018) · No amendment in the last 12 months on an offering that may still be open — REACH Health, Inc. (latest filing Apr 18, 2014) · No amendment in the last 12 months on an offering that may still be open — ENDOCHOICE, INC. (latest filing Jan 12, 2011) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 3, 2018 ↗STATE BANK FINANCIAL CORP — PartnerFacts page ↗Form D/A · Jul 3, 2018 ↗Form D/A · Jul 3, 2018 ↗
Sources
Note · Feb 25, 2015 – Aug 11, 2015

Offering amount changed between filings — STATE BANK FINANCIAL CORP

The Feb 25, 2015 filing says $50,000 offered; the Aug 11, 2015 Form D/A says $3,984,510.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Feb 25, 2015 ↗Form D/A (later) · Aug 11, 2015 ↗STATE BANK FINANCIAL CORP — PartnerFacts page ↗
Sources
Note · Sep 1, 2009 – Jun 29, 2010

Offering amount changed between filings — ENDOCHOICE, INC.

The Sep 1, 2009 filing says $7,588,640 offered; the Jun 29, 2010 Form D/A says $7,777,843.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Sep 1, 2009 ↗Form D/A (later) · Jun 29, 2010 ↗ENDOCHOICE, INC. — PartnerFacts page ↗
Sources
Note · Aug 7, 2009 – Oct 29, 2010

JAMES R BALKCOM is written 3 different ways on the filings

listed as "James Balkcom" on 2 filings (from Aug 7, 2009), and "James R Balkcom" on 11 filings (from Jun 29, 2010), and "James R. Balkcom, Jr." on 7 filings (from Oct 29, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Aug 7, 2009 ↗Form D/A · Jun 29, 2010 ↗Form D · Oct 29, 2010 ↗JAMES R BALKCOM — PartnerFacts page ↗
Sources
Note · Sep 1, 2009 – Jun 29, 2010

Reported revenue range changed between filings — ENDOCHOICE, INC.

"$1,000,001 - $5,000,000" (Sep 1, 2009); then "Decline to Disclose" (Jun 29, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Sep 1, 2009 ↗Form D/A · Jun 29, 2010 ↗ENDOCHOICE, INC. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 8 offerings reports sales commissions totalling $19,568,500; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 3, 2018 D/A
STATE BANK FINANCIAL CORP
File 021-234733
$0$0$0
N/A
None listed on this filingEDGAR ↗
Jul 3, 2018 D/A
STATE BANK FINANCIAL CORP
File 021-241895
$0$0$0
N/A
None listed on this filingEDGAR ↗
Jul 3, 2018 D/A
STATE BANK FINANCIAL CORP
File 021-245495
$0$0$0
N/A
None listed on this filingEDGAR ↗
Apr 18, 2014 D/A
REACH Health, Inc.
File 021-214887
$0$0$0None listed on this filingEDGAR ↗
Jan 12, 2011 D
ENDOCHOICE, INC.
File 021-153544
$0$0$0None listed on this filingEDGAR ↗
Oct 29, 2010 D
STATE BANK FINANCIAL CORP
File 021-149815
$0$0$0None listed on this filingEDGAR ↗
Jun 29, 2010 D/A
ENDOCHOICE, INC.
File 021-113015
$0$0$0None listed on this filingEDGAR ↗
Aug 7, 2009 D
State Bank & Trust Co
File 021-133431
$19,568,500$0$0FBR Capital Markets & Co. BrokerCheck CRD 25027 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named James R Balkcom on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SB
Commercial Banking · group: State Bank

STATE BANK FINANCIAL CORP

Atlanta, GA · Oct 29, 2010 → Jul 3, 2018 · 14 filings
  • Jul 3, 2018 · D/A · $415,000 sold of $500,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 3, 2018 · D/A · $766,660 sold of $3,984,510 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 3, 2018 · D/A · $28,025 sold of $491,390 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 5, 2017 · D/A · $28,025 sold of $491,390 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 5, 2017 · D/A · $766,660 sold of $3,984,510 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 5, 2017 · D/A · $415,000 sold of $500,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 9, 2016 · D/A · $28,025 sold of $491,390 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 9, 2016 · D/A · $566,660 sold of $3,984,510 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 7, 2016 · D/A · $415,000 sold of $500,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 11, 2015 · D/A · $341,660 sold of $3,984,510 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 11, 2015 · D · $28,025 sold of $491,390 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 16, 2015 · D · $247,500 sold of $500,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 25, 2015 · D · $50,000 sold of $50,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 29, 2010 · D · $922,913 sold of $922,913 · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $923K from 13 investors (100% of the $500K target) as of the latest filing. James is listed as director on 14 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial Banking / 506(b) (624 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

RH
Other Health Care

REACH Health, Inc.

Alpharetta, GA · Apr 3, 2014 → Apr 18, 2014 · 2 filings
  • Apr 18, 2014 · D/A · $2,140,271 sold of $2,250,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 3, 2014 · D · $2,140,271 sold of $2,250,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5M from 10 investors (100% of the $2.25M target) as of the latest filing. James is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

E
Other Health Care · group: Endochoice

ENDOCHOICE, INC.

Alpharetta, GA · Sep 1, 2009 → Jan 12, 2011 · 3 filings
  • Jan 12, 2011 · D · $4,488,205 sold of $4,690,922 · 11 investors · min. $10,000 · role: Director EDGAR ↗
  • Jun 29, 2010 · D/A · $7,649,343 sold of $7,777,843 · 10 investors · min. $10,000 · role: Director EDGAR ↗
  • Sep 1, 2009 · D · $3,223,870 sold of $7,588,640 · 3 investors · min. $10,000 · role: Director EDGAR ↗

Raised $7.65M from 11 investors (100% of the $4.69M target) as of the latest filing. James is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

SB
Commercial Banking · group: State Bank

State Bank & Trust Co

Pinehurst, GA · Aug 7, 2009
  • Aug 7, 2009 · D · $284,550,000 sold of $284,550,000 · 49 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $284.6M from 49 investors (100% of the $284.6M target) as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around James 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

JOSEPH W EVANS

Executive Officer, Director · 15 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as James R Balkcom. Their page shows their other deals.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

KIM M CHILDERS

Executive Officer, Director · 15 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as James R Balkcom. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

ARCHIE L BRANSFORD

Director · 14 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James R Balkcom. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN D HOUSER

Director · 14 shared filings (2 issuers)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

J THOMAS WILEY

Director, Executive Officer · 14 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James R Balkcom. Their page shows their other deals.

VH
No photo found yet (own website and image search run after this page is viewed)
Person

VIRGINIA A HEPNER

Director · 14 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

STEVEN G DEATON

Executive Officer · 13 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

WM
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM D MCKNIGHT

Director · 13 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

REMER Y BRINSON

Executive Officer · 13 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID W CLINE

Executive Officer · 13 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

SHEILA E RAY

Executive Officer · 13 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

ANN Q CURRY

Director · 13 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

ROBERT H MCMAHON

Director · 10 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID C BROWN

Executive Officer · 9 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as James R Balkcom. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

J DANIEL SPEIGHT

Executive Officer, Director · 6 shared filings (2 issuers)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

ANNE H KAISER

Director · 6 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

KELLY H BARRETT

Director · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James R Balkcom. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Gilreath

Executive Officer, Director · 3 shared filings (1 issuer) · also on 6 other issuers

Mark Gilreath is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RV
No photo found yet (own website and image search run after this page is viewed)
Person

Rik Vandevenne

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James R Balkcom. Their page shows their other deals.

WP
No photo found yet (own website and image search run after this page is viewed)
Person

WILLIAM PARKS

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

T. EDWARD MITCHELL

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

GJ
No photo found yet (own website and image search run after this page is viewed)
Person

GRANT JACKSON

Director · 3 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Louis Malice

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as James R Balkcom. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

JOEL BRILL

Director · 3 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

SF
No photo found yet (own website and image search run after this page is viewed)
Person

SCOTT FRASER

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

BLAIR LEWIS

Director · 3 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

AR
No photo found yet (own website and image search run after this page is viewed)
Person

Asif Ramji

Director · 3 shared filings (1 issuer) · also on 5 other issuers

Asif Ramji is on 6 issuers in total — a repeat sponsor. Their page lists every one.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg Costantino

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James R Balkcom. Their page shows their other deals.

GU
No photo found yet (own website and image search run after this page is viewed)
Person

G Scott Uzzell

Director · 3 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

JY
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES B. YOUNG, JR.

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Buffington

Director · 2 shared filings (1 issuer) · also on 92 other issuers

Mark Buffington is on 93 issuers in total — a repeat sponsor. Their page lists every one.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID KAUFMAN

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James R Balkcom. Their page shows their other deals.

SV
No photo found yet (own website and image search run after this page is viewed)
Person

Shawn Vincent

Director · 2 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Goodman

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James R Balkcom. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen McGraw

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David Hess

Director · 2 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

DW
No photo found yet (own website and image search run after this page is viewed)
Person

David White

Director · 2 shared filings (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

SD
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen W. Doughty

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James R Balkcom. Their page shows their other deals.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

ED MCCARTHY

Director · 1 shared filing (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Carter Bates

Director · 1 shared filing (1 issuer)

Listed on the same filings as James R Balkcom. Their page shows their other deals.

The team behind the deals

SB
Sponsor group

State Bank

2 issuers · 15 filings · $285M reported sold · 2009–2018

One team, 2 deal companies. James R Balkcom is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name JAMES R BALKCOM.

E
Sponsor group

Endochoice

2 issuers · 5 filings · $35.5M reported sold · 2009–2015

One team, 2 deal companies. James R Balkcom is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name JAMES R BALKCOM.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 2 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to JAMES R BALKCOM by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — 1 issuer has property records: State Bank & Trust Co (2).

Public profiles and social

Websites and social links of the issuers James R Balkcom is listed on: none on file. No website or social profile named in State Bank & Trust Co's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #368,963 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Pinehurst, GA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Georgia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Georgia Secretary of State business search ↗OpenCorporates ↗

Change history

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