James Lyons is listed as a director on 4 SEC Form D filings by 2 issuers between Mar 2009 and Aug 2012: Encell Technology, Inc. (Charlottesville, VA — other energy — 2012; $7.06M reported sold to 17 investors) and Nordic Windpower Ltd. (London, United Kingdom (as filed: X0) — other energy — 2009; $3.84M reported sold to 25 investors).
What this means 2 separate companies raised money with this person listed as director, over about 3 years. Across those companies the filings report $10.9M sold in total.
Listed alongside Alan Seizdel (2 shared filings), Charles Gamble (2 shared filings), Christopher Maier (2 shared filings), Eric Hedlund (2 shared filings), George H. Kastendike (2 shared filings) and 13 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for James Lyons and found 10 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Paid seller listed without a CRD number: Turquoise International Limited; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.