PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:02 AM ET

Sponsor Check › Person

JS
No photo found yet (own website and image search run after this page is viewed)

James Sullivan

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 11, 2011 → Jul 6, 2026

4deals (issuers)
$27.6Mreported sold
14investors
6Form D filings
2011–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:24 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Sullivan is listed as an executive officer and director on 6 SEC Form D filings by 4 issuers between Apr 2011 and Jul 2026: QUALITY SYSTEMS, INC (Irvine, CA — other technology — 2011; $12M reported sold to 4 investors), Peraso Inc. (San Jose, CA — other technology — 2024–2026; $7.49M reported sold to 7 investors), PTI Marketing Technologies Inc. (Solana Beach, CA — business services — 2012; $7.01M reported sold to 1 investors) and INCENTONE INC (Newport Beach, CA — business services — 2013; $1.15M reported sold to 2 investors).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $27.6M sold in total.

Listed alongside Alexander Tomkins (3 shared filings), Andreas Melder (3 shared filings), Bradley Lynch (3 shared filings), Daniel Lewis (3 shared filings), Robert Y. Newell (3 shared filings) and 23 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 15 bankruptcy cases matching the name listed in Key records below.

What this means 18 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for James Sullivan and found 6 differences: Form D filed 41 days after the first sale; Same name, different state: "James J. Sullivan" (CO) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Sullivan has not run yet — it is joining a line of 4,648 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 closed (disposition not in docket feed), 1 dismissed

James Sullivan v. James Teele closed
District Court, C.D. California · No. 2:22-cv-03650 · Filed May 27, 2022 · Closed Jun 14, 2022 · Nature of suit: Rent Lease & Ejectment · Cause: 28:1443(1) Notice of Removal - Rent, Lease & Ejectment
Role of James Sullivan: Plaintiff · Outcome: Terminated 2022-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
James H. Sullivan v. William Glover closed
District Court, C.D. California · No. 5:19-cv-02309 · Filed Dec 3, 2019 · Closed Dec 10, 2019 · Nature of suit: Rent Lease & Ejectment · Cause: 28:1443(1) Notice of Removal - Rent, Lease & Ejectment
Role of James H. Sullivan: Plaintiff · Outcome: Terminated 2019-12-10 — FJC Integrated Database disposition: Remanded to state court Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
James Sullivan v. Transunion LLC dismissed
District Court, C.D. California · No. 5:17-cv-02407 · Filed Nov 30, 2017 · Closed May 11, 2018 · Nature of suit: 480 Consumer Credit · Cause: 15:1681 Fair Credit Reporting Act
Role of James Sullivan: Plaintiff · Outcome: Terminated 2018-05-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Sullivan..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

15 cases: 15 closed (disposition not in docket feed)

James C. Sullivan, Jr. and Kathleen A. Sullivan closed
United States Bankruptcy Court, C.D. California · No. 8:12-bk-21668 · Filed Oct 4, 2012 · Closed Jan 25, 2013
Role of James C. Sullivan, Jr.: Debtor · Outcome: Case closed 2013-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
James Sullivan and April Sullivan closed
United States Bankruptcy Court, C.D. California · No. 6:11-bk-46860 · Filed Dec 6, 2011 · Closed Mar 12, 2013
Role of James Sullivan and April Sullivan: Debtor · Outcome: Case closed 2013-03-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
James Sullivan and Marisela Sullivan closed
United States Bankruptcy Court, S.D. California · No. 11-02708 · Filed Feb 22, 2011 · Closed Jan 11, 2016
Role of James Sullivan and Marisela Sullivan: Debtor · Outcome: Case closed 2016-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
James Sullivan closed
United States Bankruptcy Court, C.D. California · No. 2:10-bk-14151 · Filed Feb 5, 2010 · Closed Aug 19, 2010
Role of James Sullivan: Debtor · Outcome: Case closed 2010-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
James H Sullivan and Joanie M Sullivan closed
United States Bankruptcy Court, C.D. California · No. 6:08-bk-19614 · Filed Jul 31, 2008 · Closed Nov 26, 2008
Role of James H Sullivan and Joanie M Sullivan: Debtor · Outcome: Case closed 2008-11-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
JAMES SULLIVAN closed
United States Bankruptcy Court, C.D. California · No. 6:05-bk-25006 · Filed Oct 14, 2005 · Closed Mar 7, 2006
Role of JAMES SULLIVAN: Debtor · Outcome: Case closed 2006-03-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
James P Sullivan closed
United States Bankruptcy Court, C.D. California · No. 8:05-bk-19230 · Filed Oct 11, 2005 · Closed Apr 10, 2006
Role of James P Sullivan: Debtor · Outcome: Case closed 2006-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
James A. Sullivan closed
United States Bankruptcy Court, E.D. California · No. 02-18933 · Filed Oct 1, 2002 · Closed Jan 7, 2003
Role of James A. Sullivan: Debtor · Outcome: Case closed 2003-01-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
James R. Sullivan closed
United States Bankruptcy Court, E.D. California · No. 02-29772 · Filed Aug 30, 2002 · Closed Dec 17, 2002
Role of James R. Sullivan: Debtor · Outcome: Case closed 2002-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
James R Sullivan closed
United States Bankruptcy Court, C.D. California · No. 2:02-bk-28716 · Filed Jun 28, 2002 · Closed Oct 25, 2002
Role of James R Sullivan: Debtor · Outcome: Case closed 2002-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
James T Sullivan Jr and Young Soon Sullivan closed
United States Bankruptcy Court, C.D. California · No. 8:02-bk-13792 · Filed May 14, 2002 · Closed Nov 19, 2002
Role of James T Sullivan Jr and Young Soon Sullivan: Debtor · Outcome: Case closed 2002-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
James D Sullivan closed
United States Bankruptcy Court, C.D. California · No. 8:01-bk-20403 · Filed Dec 20, 2001 · Closed Apr 17, 2002
Role of James D Sullivan: Debtor · Outcome: Case closed 2002-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
James D. Sullivan closed
United States Bankruptcy Court, E.D. California · No. 01-15599 · Filed Jun 7, 2001 · Closed Aug 26, 2003
Role of James D. Sullivan: Debtor · Outcome: Case closed 2003-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
James B. Sullivan closed
United States Bankruptcy Court, N.D. California · No. 01-30159 · Filed Jan 22, 2001 · Closed Apr 24, 2001
Role of James B. Sullivan: Debtor · Outcome: Case closed 2001-04-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
James Sullivan and Lynn Sullivan closed
United States Bankruptcy Court, C.D. California · No. 6:00-bk-26446 · Filed Nov 14, 2000 · Closed Mar 15, 2001
Role of James Sullivan and Lynn Sullivan: Debtor · Outcome: Case closed 2001-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 836 federal dockets); 17 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:24 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for James Sullivan (compared 6 filings on Oct 24, 2026)

Note · Aug 10, 2012 – Sep 20, 2012

Form D filed 41 days after the first sale — PTI Marketing Technologies Inc.

The filing says the first sale was Aug 10, 2012. The Form D was filed Sep 20, 2012 — 41 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 26 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Sep 20, 2012 ↗PTI Marketing Technologies Inc. — PartnerFacts page ↗
Sources
Note · Oct 25, 2013 – Apr 15, 2021

Same name, different state: "James J. Sullivan" (CO) is a separate record

This page covers filings where the address state is CA. A separate record, "James J. Sullivan" with address state CO, is listed on 13 filings — most recently by WellTok, Inc. (Apr 15, 2021). Both records have filings in the same period (Oct 25, 2013 to Apr 15, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James J. Sullivan (CO) — PartnerFacts page ↗Form D/A · Apr 15, 2021 ↗WellTok, Inc. — PartnerFacts page ↗James Sullivan (CA) — this page ↗
Sources
Note · May 11, 2010 – Jan 4, 2017

Same name, different state: "James Sullivan" (NY or X0 or WA) is a separate record

This page covers filings where the address state is CA. A separate record, "James Sullivan" with address state NY or X0 or WA, is listed on 8 filings — most recently by Monzo Bank Ltd (Jun 25, 2020). Both records have filings in the same period (Apr 11, 2011 to Jan 4, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James Sullivan (NY,X0,WA) — PartnerFacts page ↗Form D · Jun 25, 2020 ↗Monzo Bank Ltd — PartnerFacts page ↗James Sullivan (CA) — this page ↗
Sources
Note · Dec 5, 2011 – Mar 6, 2013

Same name, different state: "James P. Sullivan" (MA) is a separate record

This page covers filings where the address state is CA. A separate record, "James P. Sullivan" with address state MA, is listed on 2 filings — most recently by Actifio, Inc. (Mar 6, 2013). Both records have filings in the same period (Dec 5, 2011 to Mar 6, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

James P. Sullivan (MA) — PartnerFacts page ↗Form D · Mar 6, 2013 ↗Actifio, Inc. — PartnerFacts page ↗James Sullivan (CA) — this page ↗
Sources
Note · Dec 3, 2009 – May 25, 2010

Same name, different state: "James A. Sullivan" (A1) is a separate record

This page covers filings where the address state is CA. A separate record, "James A. Sullivan" with address state A1, is listed on 2 filings — most recently by Hana Mining Ltd. (May 25, 2010). The two records do not overlap in time: this page runs Apr 11, 2011 to Jul 6, 2026; the other runs Dec 3, 2009 to May 25, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James A. Sullivan (A1) — PartnerFacts page ↗Form D · May 25, 2010 ↗Hana Mining Ltd. — PartnerFacts page ↗James Sullivan (CA) — this page ↗
Sources
Note · Dec 31, 2009

Same name, different state: "James W Sullivan" (MN) is a separate record

This page covers filings where the address state is CA. A separate record, "James W Sullivan" with address state MN, is listed on 1 filing — most recently by IDEAL DEVELOPMENT CORP (Dec 31, 2009). The two records do not overlap in time: this page runs Apr 11, 2011 to Jul 6, 2026; the other has one filing dated Dec 31, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James W Sullivan (MN) — PartnerFacts page ↗Form D · Dec 31, 2009 ↗IDEAL DEVELOPMENT CORP — PartnerFacts page ↗James Sullivan (CA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 6 offerings report sales commissions totalling $762,750; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 6, 2026 D
Peraso Inc.
File 021-589678
$0$0$0None listed on this filingEDGAR ↗
Sep 24, 2025 D
Peraso Inc.
File 021-558438
$244,477$0$0Ladenburg Thalmann & Co. Inc. BrokerCheck CRD 000000505 ↗EDGAR ↗
Nov 19, 2024 D
Peraso Inc.
File 021-529879
$518,273$0$0Ladenburg Thalman & Co. Inc. BrokerCheck CRD 000000505 ↗EDGAR ↗
Oct 23, 2013 D
INCENTONE INC
File 021-205087
$0$0$0None listed on this filingEDGAR ↗
Sep 20, 2012 D
PTI Marketing Technologies Inc.
File 021-184408
$0$0$0None listed on this filingEDGAR ↗
Apr 11, 2011 D
QUALITY SYSTEMS, INC
File 021-158162
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named James Sullivan on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

P
Other Technology

Peraso Inc.

San Jose, CA · Nov 19, 2024 → Jul 6, 2026 · 3 filings
  • Jul 6, 2026 · D · $0 sold of $25,000,000 · 1 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer) EDGAR ↗
  • Sep 24, 2025 · D · $1,288,809 sold of $1,288,809 · 1 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer) EDGAR ↗
  • Nov 19, 2024 · D · $7,487,704 sold of $7,487,704 · 5 investors · min. No minimum reported · role: Executive Officer (Chief Financial Officer and Secretary) EDGAR ↗

Raised $7.49M from 7 investors (30% of the $25M target) as of the latest filing. James is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

I
Business Services

INCENTONE INC

Newport Beach, CA · Oct 23, 2013
  • Oct 23, 2013 · D · $1,150,671 sold of $1,150,671 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $1.15M from 2 investors (100% of the $1.15M target) as of the latest filing. James is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Business Services / 506(b) (965 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
Business Services

PTI Marketing Technologies Inc.

Solana Beach, CA · Sep 20, 2012
  • Sep 20, 2012 · D · $7,010,000 sold of $7,010,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.01M from 1 investor (100% of the $7.01M target) as of the latest filing. James is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

QS
Other Technology

QUALITY SYSTEMS, INC

Irvine, CA · Apr 11, 2011
  • Apr 11, 2011 · D · $11,394,037 sold of $11,394,037 · 4 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $12M from 4 investors (100% of the $11.4M target) as of the latest filing. James is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (16)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James P. Sullivan — FL, GA, 8 issuers, Jan 5, 2018 → Jan 23, 2018 · no shared issuer
  • James Sullivan — NY, United Kingdom (as filed: X0), WA, 6 issuers, May 11, 2010 → Jan 4, 2017 · no shared issuer
  • James Sullivan — IL, 2 issuers, Oct 7, 2019 → Jul 5, 2024 · no shared issuer
  • James W Sullivan — MN, 1 issuer, Dec 31, 2009 → Dec 31, 2009 · no shared issuer
  • James A. Sullivan — British Columbia, Canada (as filed: A1), 1 issuer, Dec 3, 2009 → May 25, 2010 · no shared issuer
  • James P. Sullivan — MA, 1 issuer, Dec 5, 2011 → Mar 6, 2013 · no shared issuer
  • James J. Sullivan — CO, 1 issuer, Oct 25, 2013 → Apr 15, 2021 · no shared issuer
  • James M Sullivan — WI, 1 issuer, Jul 14, 2014 → Jul 14, 2014 · no shared issuer
  • James Sullivan — NJ, 1 issuer, May 9, 2017 → May 15, 2017 · no shared issuer
  • James G Sullivan — AL, 1 issuer, Feb 22, 2018 → Dec 18, 2023 · no shared issuer
  • James Sullivan — TX, 1 issuer, Jul 12, 2023 → Jul 12, 2023 · no shared issuer
  • James Sullivan — MI, 1 issuer, May 15, 2025 → May 15, 2025 · no shared issuer
  • James Sullivan — CO, 1 issuer, Oct 15, 2014 → May 26, 2015 · no shared issuer
  • James W. Sullivan — CA, 1 issuer, Aug 18, 2017 → Jun 6, 2023 · shares 1 issuer with this record
  • James Sullivan — MN, 1 issuer, May 29, 2024 → May 29, 2024 · no shared issuer
  • James John Sullivan — FL, 1 issuer, Apr 16, 2026 → Apr 16, 2026 · no shared issuer

People around James 28

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RN
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Y. Newell

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Sullivan. Their page shows their other deals.

DL
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Lewis

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Sullivan. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Ronald Glibbery

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Andreas Melder

Director · 3 shared filings (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

AT
No photo found yet (own website and image search run after this page is viewed)
Person

Alexander Tomkins

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

BL
No photo found yet (own website and image search run after this page is viewed)
Person

Bradley Lynch

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

IM
No photo found yet (own website and image search run after this page is viewed)
Person

Ian McWalter

Director · 2 shared filings (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James Caccavo

Director · 1 shared filing (1 issuer) · also on 6 other issuers

James Caccavo is on 7 issuers in total — a repeat sponsor. Their page lists every one.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Ahmed Hussein

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Russell Pflueger

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Barbarosh

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

George H. Bristol

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

PH
No photo found yet (own website and image search run after this page is viewed)
Person

Paul A. Holt

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

SP
No photo found yet (own website and image search run after this page is viewed)
Person

Steven T. Plochocki

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Sheldon Razin

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

MB
No photo found yet (own website and image search run after this page is viewed)
Person

Murray Brennan

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Maureen Spivack

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

GC
No photo found yet (own website and image search run after this page is viewed)
Person

Gary Crowe

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

James Bolger

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

Theodore J. Roth

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jeff Paterra

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

YH
No photo found yet (own website and image search run after this page is viewed)
Person

Yasuhiko Hosoe

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

CK
No photo found yet (own website and image search run after this page is viewed)
Person

Coleman Kane

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James Sullivan. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey H Margolis

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as James Sullivan. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Maneesh Goyal

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Lunsford

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Cornelis Links

Director · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick B. Cline

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as James Sullivan. Their page shows their other deals.

The team behind the deals

Same business address

9 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Sullivan by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Sullivan is listed on: none on file. No website or social profile named in QUALITY SYSTEMS, INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #353,752 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Irvine, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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