Listed alongside H. VAN SINCLAIR (3 shared filings), LISA PICKRUM (3 shared filings), ROBERT L. JOHNSON (3 shared filings) and VERONICA A. AMICI (3 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JAMES. Each name links to their own page.
All 3 issuers belong to the sponsor group Rlj (6 issuers, $665M reported sold, 2009–2016).
What this means A sponsor group is one team that sets up a new company for each deal. Rlj has 6 companies on file and $665M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 7 bankruptcy cases matching the name listed in Key records below.
What this means 7 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for JAMES FLICK and found 4 differences, 1 worth asking the sponsor about: Bankruptcy case: James R. Flick and Melinda L. Flick; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.