J. Michael James is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Jul 2011: PORTRAIT DISPLAYS INC (Pleasanton, CA — industry reported as "Other" — 2011; $5.04M reported sold to 18 investors).
What this means One deal on file with the SEC, filed Jul 2011. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Eric T. Brumm (1 shared filing), Mark Housley (1 shared filing), Martin Fishman (1 shared filing) and Nathan Bell (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around J.. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.