Ivan Webb is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Apr 2019: NORTHERN MINERALS & EXPLORATION LTD. (Salt Lake City, UT — other real estate — 2019; $389K reported sold to 12 investors).
What this means One deal on file with the SEC, filed Apr 2019. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Noel Schaefer (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Ivan. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 SEC releases, 3 bankruptcy cases matching the name listed in Key records below.
What this means 5 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Ivan Webb and found 4 differences, 2 worth asking the sponsor about: Regulator action: Broadband Wireless International Corporation, Boradcom Wireless Communications Corporation, Ivan W. Webb and Donald L. Knight, Defendants; and Black Giant Resources Corporation, Broadband Wireless Communications Corporation, Medscan Technologies, Inc., and Kimberly Knight, Relief-Defendants (Aug 14, 2000); Form D filed 483 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.