PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:15 AM ET

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Indu Muni

Named as an officer, director or promoter on SEC Form D filings · MA · Dec 30, 2014 → Dec 30, 2014

1deal (issuers)
$20Mreported sold
2investors
1Form D filing
2014year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:32 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Indu Muni is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in Dec 2014: CutisPharma, Inc. (Wilmington, MA — pharmaceuticals — 2014; $20M reported sold to 2 investors).

What this means One deal on file with the SEC, filed Dec 2014. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside David J. Parker (1 shared filing), Eric B Lev (1 shared filing), Neal Muni (1 shared filing) and Peter Mione (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Indu. Each name links to their own page.

The issuer belongs to the sponsor group Novaquest (37 issuers, $4.48B reported sold, 2010–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Novaquest has 37 companies on file and $4.48B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 23 court cases matching the name, 3 state regulator orders, 3 bankruptcy cases matching the name listed in Key records below.

What this means 29 records came back, including 7 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Community search for Indu Muni has not run yet — it is joining a line of 50,134 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

23 cases: 7 open, 4 closed (disposition not in docket feed), 5 judgment, 7 dismissed

Ambition Brooklyn Court St LLC v. 210 Muni LLC open
District Court, S.D. New York · No. 1:25-cv-05611 · Filed Jul 8, 2025 · Nature of suit: 190 Contract: Other · Cause: 28:1332bc Diversity-Breach of Contract
Role of 210 Muni LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in NY (not a filing state)
Ambition Brooklyn Court St LLC v. 210 Muni LLC open
District Court, S.D. New York · No. 1:25-cv-05611 · Filed Jul 8, 2025
Role of 210 Muni LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in NY (not a filing state)
210 Muni LLC v. Mahlum open
District Court, S.D. New York · No. 1:25-cv-00435 · Filed Jan 15, 2025
Role of 210 Muni LLC: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in NY (not a filing state)
210 Muni LLC v. Mahlum closed
District Court, S.D. New York · No. 1:25-cv-00435 · Filed Jan 15, 2025 · Closed Oct 16, 2025 · Nature of suit: Contract: Recovery/Enforcement · Cause: 28:1332bc Diversity-Breach of Contract
Role of 210 Muni LLC: Plaintiff · Outcome: Terminated 2025-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in NY (not a filing state)
TRUSTEES OF THE PLUMBERS AND PIPEFITTERS NATIONAL PENSION FUND v. CONWAY & MUNI PLUMBING & HEATING LLC open
District Court, D. New Jersey · No. 3:12-mc-00045 · Filed Feb 7, 2012
Role of CONWAY & MUNI PLUMBING & HEATING LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in NJ (not a filing state)
TRUSTEES OF THE PLUMBERS AND PIPEFITTERS NATIONAL PENSION FUND v. CONWAY & MUNI PLUMBING & HEATING LLC closed
District Court, D. New Jersey · No. 1:11-mc-00009 · Filed May 3, 2011 · Closed Nov 22, 2011
Role of CONWAY & MUNI PLUMBING & HEATING LLC: Defendant · Outcome: Terminated 2011-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in NJ (not a filing state)
Angelo Paparella v. Muni-Pay Holdings Limited judgment
District Court, C.D. California · No. 2:11-cv-02363 · Filed Mar 21, 2011 · Closed Jan 2, 2013 · Nature of suit: Contract: Other · Cause: 28:1332 Diversity-Breach of Contract
Role of Muni-Pay Holdings Limited: Defendant · Outcome: Terminated 2013-01-02 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in CA (not a filing state)
TRUSTEES OF THE PLUMBERS AND PIPEFITTERS NATIONAL PENSION FUND v. CONWAY & MUNI PLUMBING & HEATING LLC open
District Court, D. New Jersey · No. 1:10-mc-00034 · Filed May 4, 2010
Role of CONWAY & MUNI PLUMBING & HEATING LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in NJ (not a filing state)
TRUSTEES OF THE PLUMBERS AND PIPEFITTERS NATIONAL PENSION FUND v. CONWAY & MUNI PLUMBING & HEATING LLC open
District Court, D. New Jersey · No. 1:09-mc-00147 · Filed Jun 9, 2009
Role of CONWAY & MUNI PLUMBING & HEATING LLC: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in NJ (not a filing state)
Trustees of The Plumbers and Pipefitters National Pension Fund v. Conway & Muni Plumbing & Hearing LLC judgment
District Court, E.D. Virginia · No. 1:08-cv-01084 · Filed Oct 17, 2008 · Closed Mar 30, 2009 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Conway & Muni Plumbing & Hearing LLC: Defendant · Outcome: Terminated 2009-03-30 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in VA (not a filing state)
DIRECTV, Inc. v. Muni dismissed
District Court, N.D. Georgia · No. 1:03-cv-02109 · Filed Jul 25, 2003 · Closed Nov 12, 2004 · Nature of suit: 370 Other fraud
Role of Muni: Defendant · Outcome: Terminated 2004-11-12 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in GA (not a filing state)
New Orleans City v. Muni Admin Svc Inc judgment
District Court, E.D. Louisiana · No. 2:02-cv-00130 · Filed Jan 15, 2002 · Closed Jul 15, 2003 · Nature of suit: 190 Other contract actions
Role of Muni Admin Svc Inc: Defendant · Outcome: Terminated 2003-07-15 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in LA (not a filing state)
MUNI v. AMERICA ON-LINE, INC judgment
District Court, D. New Jersey · No. 3:99-cv-00300 · Filed Jan 22, 1999 · Closed Aug 6, 1999 · Nature of suit: 190 Other contract actions
Role of MUNI: Plaintiff · Outcome: Terminated 1999-08-06 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in NJ (not a filing state)
UNITED MUNI LEASING v. LEXINGTON CORP PROP, ET AL closed
District Court, N.D. Illinois · No. · Filed May 31, 1995 · Closed Mar 26, 1996 · Nature of suit: 190 Other contract actions
Role of UNITED MUNI LEASING: Plaintiff · Outcome: Terminated 1996-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in IL (not a filing state)
United Muni Leasing v. Lexington Corp Prop judgment
District Court, N.D. Illinois · No. 1:95-cv-03212 · Filed May 31, 1995 · Closed Apr 14, 1997 · Nature of suit: 190 Other contract actions
Role of United Muni Leasing: Plaintiff · Outcome: Terminated 1997-04-14 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for defendant Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in IL (not a filing state)
Muni Bond Investors v. First Interstate Bnk dismissed
District Court, N.D. California · No. 4:95-cv-00416 · Filed Feb 3, 1995 · Closed Jan 3, 1996 · Nature of suit: 190 Other contract actions
Role of Muni Bond Investors: Plaintiff · Outcome: Terminated 1996-01-03 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in CA (not a filing state)
Muni Income Trust II v. Valuation Counselors dismissed
District Court, S.D. Iowa · No. 4:94-cv-80753 · Filed Oct 31, 1994 · Closed May 28, 1996 · Nature of suit: 850 Securities, Commodities, Exchange
Role of Muni Income Trust II: Plaintiff · Outcome: Terminated 1996-05-28 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in IA (not a filing state)
Muni Well & Pump Inc v. Joliet, Cty of dismissed
District Court, N.D. Illinois · No. 1:94-cv-00766 · Filed Feb 7, 1994 · Closed Mar 30, 1994 · Nature of suit: 190 Other contract actions
Role of Muni Well & Pump Inc: Plaintiff · Outcome: Terminated 1994-03-30 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in IL (not a filing state)
Aurora CO Muni Bldg v. Skidmore Owings Merr dismissed
District Court, D. Colorado · No. 1:90-cv-01748 · Filed Oct 1, 1990 · Closed Jun 3, 1993 · Nature of suit: 190 Other contract actions · Cause: 28:1332 Diversity-Other Contract
Role of Aurora CO Muni Bldg: Plaintiff · Outcome: Terminated 1993-06-03 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in CO (not a filing state)
RICHARD BACON v. MUNI COURT OF CALIF. dismissed
District Court, N.D. California · No. · Filed Jan 27, 1989 · Closed Mar 31, 1989 · Nature of suit: 950 Constitutionality of state statutes
Role of MUNI COURT OF CALIF.: Defendant · Outcome: Terminated 1989-03-31 — FJC Integrated Database disposition: Dismissed: other Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in CA (not a filing state)
Mass Muni Wholesale v. Ceramic Cooling dismissed
District Court, D. Massachusetts · No. 3:88-cv-00245 · Filed Dec 13, 1988 · Closed Feb 24, 1989 · Nature of suit: 190 Other contract actions
Role of Mass Muni Wholesale: Plaintiff · Outcome: Terminated 1989-02-24 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); different first name (mass); court in the person's filing state (MA)
Carrasco v. Selma City Muni Corp closed
District Court, E.D. California · No. 1:88-cv-00043 · Filed Jan 22, 1988 · Closed Dec 8, 1989
Role of Selma City Muni Corp: Defendant · Outcome: Terminated 1989-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in CA (not a filing state)
Rogers v. People's United Muni Finance Corp. open
District Court, E.D. New York · No. 2:20-cv-02423 · Filed —
Role of People's United Muni Finance Corp.: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in NY (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 state regulator orders

Individuals Suspended Pursuant to NASD Rule 9552 for Failure to Provide Information Requested under NASD Rule 8210 FINRA · Financial Industry Regulatory Authority (FINRA)
Order date Mar 28, 2005 · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Inaccurate Reporting of Thousands of Muni Bond Transactions Moriera, Anny C.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); surname only; nationwide regulator (FINRA) — the state is not a signal
Order (type not printed in the list entry; see the order) OR · Oregon Division of Financial Regulation (Department of Consumer and Business Services)
Order date Feb 6, 1996 · Regulator: Oregon Division of Financial Regulation (Department of Consumer and Business Services) · O-95-0051 · Parties (regulator's caption): Smith Barney Muni Funds - California Money Market Portfolio, and Smith Barney Arizona Municipals Fund Inc.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); different first name (barney); regulator in OR (not a filing state)
Firms Fined FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Butler Muni, LLC (CRD #7389, San Ramon, California)
As listed by the regulator: Butler Muni, LLC (CRD #7389, San Ramon, California) submitted a Letter of Acceptance, Waiver and Consent in which the firm was censured, fined $70,000, required to pay $25,408, plus interest, in restitution to customers and required to revise its written supervisory procedures regarding bid-wanted auctions. Without admitting or denying the findings, the firm consented to the described sanctions and to the entry of findings that, acting in the capacity of a broker's broker, and in connection with the purchase and sale of municipal securities, it did not inform the selling broker-dealer of a higher bid the highest bidding broker-dealer submitted in bid-wanted auctions. Order / docket ↗ Regulator's list ↗
same rare surname (5 people in Form D filings); different first name (llc); nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Indu Muni..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Chris Davin Wilson and Muni Anju Wilson closed
United States Bankruptcy Court, W.D. Washington · No. 17-44199 · Filed Nov 10, 2017 · Closed Feb 26, 2018
Role of Chris Davin Wilson and Muni Anju Wilson: Debtor · Outcome: Case closed 2018-02-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in WA (not a filing state)
Muni-Minutes, LLC closed
United States Bankruptcy Court, S.D. New York · No. 04-23157 · Filed Jul 23, 2004 · Closed Mar 28, 2005
Role of Muni-Minutes, LLC: Debtor · Outcome: Case closed 2005-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in NY (not a filing state)
Muni Cycle Inc., a Pennsylvania Corp. closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 94-10442 · Filed Jun 28, 1994 · Closed Feb 16, 1996
Role of Muni Cycle Inc., a Pennsylvania Corp.: Debtor · Outcome: Case closed 1996-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (5 people in Form D filings, 108 federal dockets); surname only in the caption; court in PA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

No differences found between the public filings we have for Indu Muni (compared 1 filing on Oct 24, 2026).

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $638,597; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 30, 2014 D
CutisPharma, Inc.
File 021-231093
$638,597$0$0Johnston Blakely & Company, LLC BrokerCheck CRD 140203 ↗
via Benjamin J. Conway (CRD 1712119 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Indu Muni on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

C
Pharmaceuticals · group: Novaquest

CutisPharma, Inc.

Wilmington, MA · Dec 30, 2014
  • Dec 30, 2014 · D · $20,000,000 sold of $20,000,000 · 2 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $20M from 2 investors (100% of the $20M target) as of the latest filing. Indu is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pharmaceuticals / 506(b) (800 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Indu 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

NM
No photo found yet (own website and image search run after this page is viewed)
Person

Neal Muni

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Indu Muni. Their page shows their other deals.

PM
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Mione

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Indu Muni. Their page shows their other deals.

EL
No photo found yet (own website and image search run after this page is viewed)
Person

Eric B Lev

Director · 1 shared filing (1 issuer)

Listed on the same filings as Indu Muni. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David J. Parker

Director · 1 shared filing (1 issuer)

Listed on the same filings as Indu Muni. Their page shows their other deals.

The team behind the deals

N
Sponsor group

Novaquest

37 issuers · 73 filings · $4.48B reported sold · 2010–2025

One team, 37 deal companies. Indu Muni is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Indu Muni.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Indu Muni by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Indu Muni is listed on: none on file. No website or social profile named in CutisPharma, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #308,624 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Wilmington, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗OpenCorporates ↗

Change history

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