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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:20 AM ET

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Howard I Hoffen

Named as an officer, director or promoter on SEC Form D filings · NY, TX, CA, British Columbia, Canada (as filed: A1), Ontario, Canada (as filed: A6) · Mar 31, 2011 → May 3, 2019

16deals (issuers)
$2.55Breported sold
404investors
32Form D filings
2011–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Howard I Hoffen is listed as an executive officer and director on 32 SEC Form D filings by 16 issuers between Nov 2009 and Aug 2026. Largest by amount reported sold: Metalmark Fido Continuation Vehicle, L.P. (New York, NY — pooled investment fund — 2021; $438M reported sold to 67 investors), Metalmark Cardinal Continuation Vehicle, L.P. (New York, NY — pooled investment fund — 2026; $436.5M reported sold to 48 investors), Lakeland Holdings, LLC (Charlottesville, VA — other travel — 2016–2017; $345.7M reported sold to 81 investors), Metalmark Capital Partners II, L.P. (New York, NY — pooled investment fund — 2011–2012; $278.6M reported sold to 13 investors), Metalmark Capital Partners TE II, L.P. (New York, NY — pooled investment fund — 2011–2012; $265M reported sold to 12 investors) and 11 more (all listed below).

What this means That is a lot of deals — 16 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $2.55B sold in total.

Listed alongside Gregory D Myers (23 shared filings), Jeffrey M Siegal (18 shared filings), Kenneth Clifford (14 shared filings), Metalmark Capital Holdings LLC (14 shared filings, management entity), Michael C Hoffman (14 shared filings) and 63 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Howard. Each name links to their own page.

The issuers belong to 2 sponsor groups: Metalmark (29 issuers, $2.79B reported sold, 2010–2026) and Cielo (26 issuers, $179.4M reported sold, 2009–2020).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 32 public filings for Howard I Hoffen and found 14 differences, 5 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Howard I Hoffen has not run yet — it is #26,403 of 51,750 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Howard I Hoffen..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

14 differences found between the filings for Howard I Hoffen — 5 worth asking about (compared 32 filings on Oct 24, 2026)

Note · Apr 14, 2019 – Nov 8, 2019

5 bankruptcy cases name the subject or team members

Bankruptcy case: Jones Energy, Inc. — filed Apr 14, 2019 · Bankruptcy case: Jones Energy, LLC and Texas Workforce Commission, Special Actions Unit R — filed Apr 14, 2019 · Bankruptcy case: Jones Energy Holdings, LLC <b><font color="red">Jointly Administered under 19-32112.</font></b> — filed Apr 14, 2019 · Bankruptcy case: Jones Energy Intermediate, LLC <b><font color="red">Jointly Administered under 19-32112.</font></b> — filed Apr 14, 2019 · Bankruptcy case: Jones Energy Finance Corp. <b><font color="red">Jointly Administered under 19-32112.</font></b> — filed Apr 14, 2019

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. Texas ↗Jones Energy Holdings, LLC — PartnerFacts page ↗Docket · United States Bankruptcy Court, S.D. Texas ↗Docket · United States Bankruptcy Court, S.D. Texas ↗
Sources
Worth asking · Jun 1, 2016 – Jun 1, 2017

Amount sold went down between filings — Kissner Group Holdings LP

The Jun 1, 2016 filing says $36,360,848 sold; the Jun 1, 2017 Form D/A says $22,959,700 sold — $13,401,148 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jun 1, 2016 ↗Form D/A (later) · Jun 1, 2017 ↗Kissner Group Holdings LP — PartnerFacts page ↗
Sources
Worth asking · Apr 20, 2011 – Apr 12, 2012

Amount sold went down between filings — BREITBURN ENERGY HOLDINGS LLC

The Apr 20, 2011 filing says $809,140 sold; the Apr 12, 2012 Form D/A says $512,580 sold — $296,560 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Apr 20, 2011 ↗Form D/A (later) · Apr 12, 2012 ↗BREITBURN ENERGY HOLDINGS LLC — PartnerFacts page ↗
Sources
Worth asking · Jun 1, 2017 – Jun 1, 2018

Investor count went down between filings — Kissner Group Holdings LP

The Jun 1, 2017 filing reports 22 investors; the Jun 1, 2018 Form D/A reports 19 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jun 1, 2017 ↗Form D/A (later) · Jun 1, 2018 ↗Kissner Group Holdings LP — PartnerFacts page ↗
Sources
Worth asking · Apr 20, 2011 – Apr 12, 2012

Investor count went down between filings — BREITBURN ENERGY HOLDINGS LLC

The Apr 20, 2011 filing reports 46 investors; the Apr 12, 2012 Form D/A reports 37 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Apr 20, 2011 ↗Form D/A (later) · Apr 12, 2012 ↗BREITBURN ENERGY HOLDINGS LLC — PartnerFacts page ↗
Sources
Worth asking · Mar 24, 2009 – Jun 1, 2015

5 Form Ds were filed more than 15 days after the first sale

Form D filed 416 days after the first sale — BREITBURN ENERGY HOLDINGS LLC · Form D filed 17 days after the first sale — Kissner Group Holdings LP · Form D filed 37 days after the first sale — BREITBURN ENERGY HOLDINGS LLC · Form D filed 20 days after the first sale — BREITBURN ENERGY HOLDINGS LLC · Form D filed 51 days after the first sale — BREITBURN ENERGY HOLDINGS LLC

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · May 14, 2010 ↗BREITBURN ENERGY HOLDINGS LLC — PartnerFacts page ↗Form D · Jun 1, 2015 ↗Kissner Group Holdings LP — PartnerFacts page ↗
Sources
Note · May 15, 2015 – Jun 5, 2019

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Kissner Group Holdings LP (latest filing Jun 5, 2019) · No amendment in the last 12 months on an offering that may still be open — Innovetive Holdings, LLC (latest filing Jan 2, 2019) · No amendment in the last 12 months on an offering that may still be open — WS Co-Investment B LP (latest filing Feb 27, 2017) · No amendment in the last 12 months on an offering that may still be open — Lakeland Holdings, LLC (latest filing Feb 27, 2017)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jun 5, 2019 ↗Kissner Group Holdings LP — PartnerFacts page ↗Form D · Jan 2, 2019 ↗Innovetive Holdings, LLC — PartnerFacts page ↗
Sources
Note · Nov 24, 2009 – Jun 7, 2010

Howard I Hoffen's role changed at USI Midstream Holdings, LLC: executive officer → director

The Nov 24, 2009 filing lists Howard I Hoffen as executive officer; the Jun 7, 2010 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Nov 24, 2009 ↗Form D · Jun 7, 2010 ↗Howard I Hoffen — PartnerFacts page ↗USI Midstream Holdings, LLC — PartnerFacts page ↗
Sources
Note · Mar 31, 2011 – Apr 12, 2012

5 offerings changed their target amount between filings

Offering amount lowered between filings — BREITBURN ENERGY HOLDINGS LLC · Offering amount changed between filings — Metalmark Capital Partners Cayman II, L.P. · Offering amount changed between filings — Metalmark Capital Partners TE II, L.P. · Offering amount changed between filings — Metalmark Capital Partners II, L.P. · Offering amount changed between filings — Metalmark Capital Partners II Executive Fund, L.P.

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Apr 20, 2011 ↗Form D/A (later) · Apr 12, 2012 ↗BREITBURN ENERGY HOLDINGS LLC — PartnerFacts page ↗Form D (earlier) · Apr 15, 2011 ↗
Sources
Note · Nov 24, 2009 – Mar 31, 2011

Howard I Hoffen is written 2 different ways on the filings

listed as "Howard Hoffen" on 19 filings (from Nov 24, 2009), and "Howard I Hoffen" on 13 filings (from Mar 31, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Nov 24, 2009 ↗Form D · Mar 31, 2011 ↗Howard I Hoffen — PartnerFacts page ↗
Sources
Note · Feb 25, 2016 – Feb 27, 2017

Reported revenue range changed between filings — Lakeland Holdings, LLC

"Decline to Disclose" (Feb 25, 2016); then "Not Applicable" (Feb 27, 2017).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Feb 25, 2016 ↗Form D/A · Feb 27, 2017 ↗Lakeland Holdings, LLC — PartnerFacts page ↗
Sources
Note · Jun 1, 2017 – Jun 1, 2018

Address moved from Vancouver, British Columbia, Canada (as filed: A1) to Toronto, Ontario, Canada (as filed: A6) — Kissner Group Holdings LP

The people listed on the Jun 1, 2017 filing give Vancouver, British Columbia, Canada (as filed: A1); on the Jun 1, 2018 filing they give Toronto, Ontario, Canada (as filed: A6).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 1, 2017 ↗Form D/A · Jun 1, 2018 ↗Kissner Group Holdings LP — PartnerFacts page ↗
Sources
Note · Feb 25, 2016 – Feb 27, 2017

Address moved from Charlottesville, VA to New York, NY — Lakeland Holdings, LLC

The people listed on the Feb 25, 2016 filing give Charlottesville, VA; on the Feb 27, 2017 filing they give New York, NY.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Feb 25, 2016 ↗Form D/A · Feb 27, 2017 ↗Lakeland Holdings, LLC — PartnerFacts page ↗
Sources
Note · Nov 24, 2009 – Aug 18, 2026

Howard I Hoffen is listed with 5 different address states: NY, TX, CA, A1, A6

NY on 20 filings (Nov 24, 2009 to Aug 18, 2026); TX on 2 filings (Jan 15, 2010 to Jan 3, 2013); CA on 5 filings (May 14, 2010 to Apr 12, 2012); British Columbia, Canada (as filed: A1) on 3 filings (Jun 1, 2015 to Jun 1, 2017); Ontario, Canada (as filed: A6) on 2 filings (Jun 1, 2018 to Jun 5, 2019).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Nov 24, 2009 ↗Form D · Jan 15, 2010 ↗Form D · May 14, 2010 ↗Form D · Jun 1, 2015 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 21 offerings report sales commissions totalling $14,096,129; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 18, 2026 D
Metalmark Cardinal Continuation Vehicle, L.P.
File 021-594626
$7,596,129$0$0
The general partner is entitled to carried interest and an affiliate of the general partner will receive a customary management fee based on a percentage of capital commitments or invested capital, as set forth in the Issuer's organizational documents.
PJT Partners LP BrokerCheck CRD 000171058 ↗EDGAR ↗
Dec 21, 2021 D
Metalmark Fido Continuation Vehicle, L.P.
File 021-426022
$6,500,000$0$0
An affiliate of the general partner will receive a customary management fee based on a percentage of capital commitments or invested capital, as more fully set forth in the Issuer's organizational documents.
Jefferies LLC BrokerCheck CRD 2347 ↗EDGAR ↗
Jun 5, 2019 D/A
Kissner Group Holdings LP
File 021-240881
$0$0$0None listed on this filingEDGAR ↗
May 3, 2019 D
Metalmark Capital Partners Cayman III, L.P.
File 021-338764
$0$0$0None listed on this filingEDGAR ↗
Jan 2, 2019 D
Innovetive Holdings, LLC
File 021-329424
$0$0$0None listed on this filingEDGAR ↗
Dec 3, 2018 D
Metalmark Capital Partners III, L.P.
File 021-327051
$0$0$0
An affiliate of the general partner will receive a customary management fee based on a percentage of capital commitments or invested capital, as more fully set forth in the Issuer's organizational documents.
None listed on this filingEDGAR ↗
Feb 27, 2017 D/A
WS Co-Investment B LP
File 021-258132
$0$0$0None listed on this filingEDGAR ↗
Feb 27, 2017 D/A
Lakeland Holdings, LLC
File 021-258140
$0$0$0None listed on this filingEDGAR ↗
Jan 3, 2013 D
Jones Energy Holdings, LLC
File 021-189447
$0$0$0None listed on this filingEDGAR ↗
Apr 12, 2012 D/A
BREITBURN ENERGY HOLDINGS LLC
File 021-158649
$0$0$0None listed on this filingEDGAR ↗
Apr 12, 2012 D
BREITBURN ENERGY HOLDINGS LLC
File 021-176595
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2012 D/A
Metalmark Capital Partners II, L.P.
File 021-158483
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2012 D/A
Metalmark Capital Partners Cayman II, L.P.
File 021-158485
$0$0$0None listed on this filingEDGAR ↗
Apr 5, 2012 D/A
Metalmark Capital Partners TE II, L.P.
File 021-158487
$0$0$0None listed on this filingEDGAR ↗
Apr 2, 2012 D/A
Metalmark Capital Partners II Executive Fund, L.P.
File 021-157653
$0$0$0None listed on this filingEDGAR ↗
Jun 7, 2010 D
USI Midstream Holdings, LLC
File 021-143068
$0$0$0None listed on this filingEDGAR ↗
May 14, 2010 D
BREITBURN ENERGY HOLDINGS LLC
File 021-142073
$0$0$0
not applicable
None listed on this filingEDGAR ↗
May 14, 2010 D
BREITBURN ENERGY HOLDINGS LLC
File 021-142074
$0$0$0
not applicable
None listed on this filingEDGAR ↗
Mar 12, 2010 D
Monarch Natural Gas Holdings, LLC
File 021-139511
$0$0$0None listed on this filingEDGAR ↗
Jan 15, 2010 D
Jones Energy Holdings, LLC
File 021-137907
$0$0$0None listed on this filingEDGAR ↗
Nov 24, 2009 D
USI Midstream Holdings, LLC
File 021-136395
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 16

Every issuer that named Howard I Hoffen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

MC
Pooled Investment Fund · group: Metalmark

Metalmark Cardinal Continuation Vehicle, L.P.

New York, NY · Aug 18, 2026
  • Aug 18, 2026 · D · $436,482,768 sold of $436,482,768 · 48 investors · min. No minimum reported · role: Executive Officer (Chairman, Chief Executive Officer & Partner of Metalmark Capital Holdings LLC) EDGAR ↗

Raised $436.5M from 48 investors (100% of the $436.5M target) as of the latest filing. Howard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MF
Pooled Investment Fund · group: Metalmark

Metalmark Fido Continuation Vehicle, L.P.

New York, NY · Dec 21, 2021
  • Dec 21, 2021 · D · $438,002,000 sold of $438,002,000 · 67 investors · min. $10,000 · role: Executive Officer (Chairman, Chief Executive Officer& Partner of Metalmark Capital Holdings LLC) EDGAR ↗

Raised $438M from 67 investors (100% of the $438M target) as of the latest filing. Howard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KG
Other · group: Metalmark

Kissner Group Holdings LP

Toronto, Ontario, Canada (as filed: A6) · Jun 1, 2015 → Jun 5, 2019 · 5 filings
  • Jun 5, 2019 · D/A · $38,008,335 sold of Indefinite · 23 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 1, 2018 · D/A · $27,271,970 sold of Indefinite · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 1, 2017 · D/A · $22,959,700 sold of Indefinite · 22 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 1, 2016 · D/A · $36,360,848 sold of Indefinite · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 1, 2015 · D · $2,679,710 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $38M from 23 investors as of the latest filing. Howard is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Metalmark

Metalmark Capital Partners Cayman III, L.P.

New York, NY · May 3, 2019
  • May 3, 2019 · D · $0 sold of Indefinite · 0 investors · min. $1,000 · role: Executive Officer (Chairman, Chief Executive Officer & Partner of Metalmark Capital Holdings LLC) EDGAR ↗

No sales reported yet as of the latest filing. Howard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IH
Other Health Care · group: Metalmark

Innovetive Holdings, LLC

New York, NY · Jan 2, 2019
  • Jan 2, 2019 · D · $0 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

3 investors reported; no amount sold yet as of the latest filing. Howard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MC
Pooled Investment Fund · group: Metalmark

Metalmark Capital Partners III, L.P.

New York, NY · Dec 3, 2018
  • Dec 3, 2018 · D · $0 sold of Indefinite · 0 investors · min. $10,000 · role: Executive Officer (Chairman, Chief Executive Officer & Partner of Metalmark Capital Holdings LLC) EDGAR ↗

No sales reported yet as of the latest filing. Howard is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

WC
Pooled Investment Fund · group: Metalmark

WS Co-Investment B LP

New York, NY · Feb 25, 2016 → Feb 27, 2017 · 2 filings
  • Feb 27, 2017 · D/A · $225,695,828 sold of Indefinite · 14 investors · min. No minimum reported · role: Executive Officer, Director (Chairman and Chief Executive Officer of Metalmark Capital Partners II GP, L.P.) EDGAR ↗
  • Feb 25, 2016 · D · $222,344,565 sold of Indefinite · 13 investors · min. No minimum reported · role: Executive Officer, Director (Chairman and Chief Executive Officer of Metalmark Capital Partners II GP, L.P.) EDGAR ↗

Raised $225.7M from 14 investors as of the latest filing. Howard is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LH
Other Travel

Lakeland Holdings, LLC

Charlottesville, VA · Feb 25, 2016 → Feb 27, 2017 · 2 filings
  • Feb 27, 2017 · D/A · $345,743,070 sold of Indefinite · 81 investors · min. No minimum reported · role: Director (Member of Management Committee) EDGAR ↗
  • Feb 25, 2016 · D · $343,943,070 sold of Indefinite · 71 investors · min. No minimum reported · role: Director (Member of Management Committee) EDGAR ↗

Raised $345.7M from 81 investors as of the latest filing. Howard is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Travel / 506(b) (69 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JE
Oil and Gas

Jones Energy Holdings, LLC

Austin, TX · Jan 15, 2010 → Jan 3, 2013 · 2 filings
  • Jan 3, 2013 · D · $85,000,000 sold of $85,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 15, 2010 · D · $202,500,000 sold of $202,500,000 · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $202.5M from 8 investors (100% of the $85M target) as of the latest filing. Howard is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

BE
Oil and Gas

BREITBURN ENERGY HOLDINGS LLC

Los Angeles, CA · May 14, 2010 → Apr 12, 2012 · 5 filings
  • Apr 12, 2012 · D · $476,851 sold of $476,851 · 56 investors · min. No minimum reported · role: Director (DIRECTOR) EDGAR ↗
  • Apr 12, 2012 · D/A · $512,580 sold of $512,580 · 37 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • Apr 20, 2011 · D · $809,140 sold of $809,140 · 46 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • May 14, 2010 · D · $838,150 sold of $838,150 · 46 investors · min. No minimum reported · role: Director (Director) EDGAR ↗
  • May 14, 2010 · D · $921,920 sold of $921,920 · 43 investors · min. No minimum reported · role: Director (Director) EDGAR ↗

Raised $922K from 56 investors (100% of the $477K target) as of the latest filing. Howard is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MC
Pooled Investment Fund · group: Metalmark

Metalmark Capital Partners Cayman II, L.P.

New York, NY · Apr 15, 2011 → Apr 5, 2012 · 2 filings
  • Apr 5, 2012 · D/A · $227,300,000 sold of $227,300,000 · 12 investors · min. $1,000 · role: Executive Officer (Chief Executive Officer of Metalmark Capital Holdings LLC) EDGAR ↗
  • Apr 15, 2011 · D · $13,900,000 sold of Indefinite · 3 investors · min. $1,000 · role: Executive Officer (Chief Executive Officer of Metalmark Capital Holdings LLC) EDGAR ↗

Raised $227.3M from 12 investors (100% of the $227.3M target) as of the latest filing. Howard is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MC
Pooled Investment Fund · group: Metalmark

Metalmark Capital Partners TE II, L.P.

New York, NY · Apr 15, 2011 → Apr 5, 2012 · 2 filings
  • Apr 5, 2012 · D/A · $264,980,000 sold of $264,980,000 · 12 investors · min. $1,000 · role: Executive Officer (Chief Executive Officer of Metalmark Capital Holdings LLC) EDGAR ↗
  • Apr 15, 2011 · D · $80,600,000 sold of Indefinite · 6 investors · min. $1,000 · role: Executive Officer (Chief Executive Officer of Metalmark Capital Holdings LLC) EDGAR ↗

Raised $265M from 12 investors (100% of the $265M target) as of the latest filing. Howard is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MC
Pooled Investment Fund · group: Metalmark

Metalmark Capital Partners II, L.P.

New York, NY · Apr 15, 2011 → Apr 5, 2012 · 2 filings
  • Apr 5, 2012 · D/A · $278,600,000 sold of $278,600,000 · 13 investors · min. $1,000 · role: Executive Officer (Chief Executive Officer of Metalmark Capital Holdings LLC) EDGAR ↗
  • Apr 15, 2011 · D · $89,425,000 sold of Indefinite · 8 investors · min. $1,000 · role: Executive Officer (Chief Executive Officer of Metalmark Capital Holdings LLC) EDGAR ↗

Raised $278.6M from 13 investors (100% of the $278.6M target) as of the latest filing. Howard is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MC
Pooled Investment Fund · group: Metalmark

Metalmark Capital Partners II Executive Fund, L.P.

New York, NY · Mar 31, 2011 → Apr 2, 2012 · 2 filings
  • Apr 2, 2012 · D/A · $40,645,000 sold of $40,645,000 · 54 investors · min. $1,000 · role: Executive Officer (Chief Executive Officer of Metalmark Capital Holdings LLC) EDGAR ↗
  • Mar 31, 2011 · D · $15,925,000 sold of Indefinite · 25 investors · min. $1,000 · role: Executive Officer (Chief Executive Officer of Metalmark Capital Holdings LLC) EDGAR ↗

Raised $40.6M from 54 investors (100% of the $40.6M target) as of the latest filing. Howard is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

UM
Oil and Gas · group: Cielo

USI Midstream Holdings, LLC

Austin, TX · Nov 24, 2009 → Jun 7, 2010 · 2 filings
  • Jun 7, 2010 · D · $4,000,000 sold of $4,000,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 24, 2009 · D · $23,000,000 sold of $23,000,000 · 6 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $23M from 6 investors (100% of the $4M target) as of the latest filing. Howard is listed as director, executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

MN
Oil and Gas

Monarch Natural Gas Holdings, LLC

Greenwood Village, CO · Mar 12, 2010
  • Mar 12, 2010 · D · $26,120,000 sold of $26,120,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $26.1M from 7 investors (100% of the $26.1M target) as of the latest filing. Howard is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Howard 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

MC
Management entity

Metalmark Capital Holdings LLC

Executive Officer, Director · 14 shared filings (9 issuers)

Metalmark Capital Holdings LLC is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MC
Management entity

Metalmark Capital Partners II GP, L.P.

Executive Officer, Director · 10 shared filings (5 issuers)

Metalmark Capital Partners II GP, L.P. is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MF
Management entity

Metalmark Fido CV GP, L.P.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

MC
Management entity

Metalmark Cardinal CV GP, L.P.

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

GM
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory D Myers

Director, Executive Officer · 23 shared filings (12 issuers)

Gregory D Myers is on 12 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey M Siegal

Executive Officer, Director · 18 shared filings (8 issuers) · also on 1 other issuer

Jeffrey M Siegal is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

Michael C Hoffman

Executive Officer, Director · 14 shared filings (9 issuers) · also on 7 other issuers

Michael C Hoffman is on 16 issuers in total — a repeat sponsor. Their page lists every one.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Clifford

Executive Officer, Director · 14 shared filings (9 issuers)

Kenneth Clifford is on 9 issuers in total — a repeat sponsor. Their page lists every one.

LA
No photo found yet (own website and image search run after this page is viewed)
Person

Leigh J Abramson

Executive Officer, Director · 11 shared filings (6 issuers)

Leigh J Abramson is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

David J Boudo

Executive Officer, Director · 10 shared filings (5 issuers)

David J Boudo is on 5 issuers in total — a repeat sponsor. Their page lists every one.

VA
No photo found yet (own website and image search run after this page is viewed)
Person

Vanessa L Adler

Executive Officer, Director · 10 shared filings (5 issuers)

Vanessa L Adler is on 5 issuers in total — a repeat sponsor. Their page lists every one.

AF
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew L Feller

Executive Officer, Director · 9 shared filings (5 issuers)

Andrew L Feller is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

M Fazle Husain

Executive Officer, Director · 9 shared filings (5 issuers)

M Fazle Husain is on 5 issuers in total — a repeat sponsor. Their page lists every one.

WH
No photo found yet (own website and image search run after this page is viewed)
Person

William Hansen

Executive Officer · 8 shared filings (4 issuers)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Barrack

Executive Officer · 8 shared filings (4 issuers)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

HC
No photo found yet (own website and image search run after this page is viewed)
Person

Hwan-yoon F Chung

Executive Officer · 8 shared filings (4 issuers)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Carolyn Luxemburg

Executive Officer · 8 shared filings (4 issuers)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

NO
No photo found yet (own website and image search run after this page is viewed)
Person

Nancy F Ongley

Executive Officer · 8 shared filings (4 issuers)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jodi Ross

Executive Officer · 8 shared filings (4 issuers)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Rakesh Patel

Executive Officer · 8 shared filings (4 issuers)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES C. COOK

Director · 7 shared filings (2 issuers) · also on 14 other issuers

JAMES C. COOK is on 16 issuers in total — a repeat sponsor. Their page lists every one.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID J. SCANLAN

Director · 7 shared filings (2 issuers) · also on 14 other issuers

DAVID J. SCANLAN is on 16 issuers in total — a repeat sponsor. Their page lists every one.

FP
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Pottow

Director · 5 shared filings (1 issuer)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

CW
No photo found yet (own website and image search run after this page is viewed)
Person

Chris E. Williamson

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence C. Smith

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

JJ
No photo found yet (own website and image search run after this page is viewed)
Person

James G. Jackson

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

HW
No photo found yet (own website and image search run after this page is viewed)
Person

Halbert S. Washburn

Executive Officer, Director · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory C. Brown

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

Willis Jackson Washburn

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Mark L. Pease

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

BM
No photo found yet (own website and image search run after this page is viewed)
Person

Bruce D. McFarland

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Randall H. Breitenbach

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Gambrell

Director · 5 shared filings (1 issuer)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William Stravopoulos

Director · 4 shared filings (1 issuer)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Powell

Director · 4 shared filings (1 issuer)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

GS
No photo found yet (own website and image search run after this page is viewed)
Person

Greg W. Sales

Director, Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Martin McNulty

Director · 3 shared filings (2 issuers)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

AP
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Pramann

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Howard I Hoffen. Their page shows their other deals.

The team behind the deals

M
Sponsor group

Metalmark

29 issuers · 40 filings · $2.79B reported sold · 2010–2026

One team, 29 deal companies. Howard I Hoffen is listed on 11 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Howard I Hoffen.

C
Sponsor group

Cielo

26 issuers · 38 filings · $179.4M reported sold · 2009–2020

One team, 26 deal companies. Howard I Hoffen is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Howard I Hoffen.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 16 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Howard I Hoffen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 16 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Howard I Hoffen is listed on: none on file. No website or social profile named in Metalmark Fido Continuation Vehicle, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #171,082 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Texas re:SearchTX court records ↗California — find the county court ↗Los Angeles Superior Court case search ↗Colorado state courts — find the court ↗Virginia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Texas Secretary of State business search ↗California Secretary of State business search ↗Colorado Secretary of State business search ↗Virginia Secretary of State business search ↗OpenCorporates ↗

Change history

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