Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:52 AM ET

Sponsor Check › Person

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Howard Bailey

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 21, 2010 → Jun 11, 2012

1deal (issuers)

$4.52Mreported sold

12investors

7Form D filings

2010–2012years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:21 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Howard Bailey is listed as a director on 7 SEC Form D filings by 1 issuer between Apr 2010 and Jun 2012: SOCOCO, INC. (Boston, MA — other technology — 2010–2012; $4.52M reported sold to 12 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside David Van Wie (7 shared filings), Lesley Matheson (7 shared filings), Paul Brody (7 shared filings), Sam Szteinbaum (7 shared filings), Chris Wheeler (5 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Howard. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 court cases matching the name, 35 bankruptcy cases matching the name listed in Key records below.

What this means 37 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for Howard Bailey and found 3 differences, 1 worth asking the sponsor about: Bankruptcy case: Howard Bailey, Jr and Florita L Bailey; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Howard Bailey has not run yet — it is joining a line of 62,509 names; searches run around the clock at the hosts' allowed rate. Searched so far: 736 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

2 cases: 1 closed (disposition not in docket feed), 1 dismissed

Family Productions Agency, LLC. VS Howard Bailey closed

District Court, D. Nevada · No. 3:05-cv-00377 · Filed Jun 27, 2005 · Closed Jul 19, 2006 · Nature of suit: 190 Other contract actions

Role of Howard Bailey: Defendant · Outcome: Terminated 2006-07-19 — FJC Integrated Database disposition: Transfer to another district Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in NV (not a filing state)

USA v. BAILEY, HOWARD WILLIAM dismissed

District Court, E.D. California · No. · Filed Jul 20, 1989 · Closed Oct 30, 1989 · Nature of suit: 190 Other contract actions

Role of BAILEY, HOWARD WILLIAM: Defendant · Outcome: Terminated 1989-10-30 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in the person's filing state (CA)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Howard Bailey..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

35 cases: 35 closed (disposition not in docket feed)

Melissa A Bailey and Howard M. Bailey closed

United States Bankruptcy Court, D. Connecticut · No. 18-20147 · Filed Jan 31, 2018 · Closed Mar 28, 2019

Role of Howard M. Bailey: Debtor · Outcome: Case closed 2019-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in CT (not a filing state)

Howard Bailey closed

United States Bankruptcy Court, E.D. Louisiana · No. 14-10964 · Filed Apr 22, 2014 · Closed Jan 13, 2017

Role of Howard Bailey: Debtor · Outcome: Case closed 2017-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in LA (not a filing state)

Howard E Bailey and Carol A. Bailey closed

United States Bankruptcy Court, M.D. Florida · No. 6:11-bk-19197 · Filed Dec 28, 2011 · Closed May 12, 2014

Role of Howard E Bailey and Carol A. Bailey: Debtor · Outcome: Case closed 2014-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in FL (not a filing state)

Howard O. Bailey closed

United States Bankruptcy Court, D. Maryland · No. 10-29995 · Filed Aug 31, 2010 · Closed Dec 28, 2010

Role of Howard O. Bailey: Debtor · Outcome: Case closed 2010-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in MD (not a filing state)

Howard L Bailey and Kathleen J Heaton-Bailey closed

United States Bankruptcy Court, W.D. Washington · No. 10-19812 · Filed Aug 19, 2010 · Closed Oct 8, 2014

Role of Howard L Bailey and Kathleen J Heaton-Bailey: Debtor · Outcome: Case closed 2014-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in WA (not a filing state)

Howard D Bailey and Loretta P Bailey closed

United States Bankruptcy Court, W.D. Oklahoma · No. 10-15000 · Filed Aug 16, 2010 · Closed Feb 18, 2011

Role of Howard D Bailey and Loretta P Bailey: Debtor · Outcome: Case closed 2011-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in OK (not a filing state)

Shelby J. Bailey and Howard D. Bailey closed

United States Bankruptcy Court, E.D. Michigan · No. 10-32715 · Filed May 12, 2010 · Closed Sep 21, 2010

Role of Howard D. Bailey: Debtor · Outcome: Case closed 2010-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in MI (not a filing state)

Howard J. Bailey closed

United States Bankruptcy Court, D. Connecticut · No. 10-50944 · Filed Apr 27, 2010 · Closed Aug 25, 2010

Role of Howard J. Bailey: Debtor · Outcome: Case closed 2010-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in CT (not a filing state)

Howard W. Bailey closed

United States Bankruptcy Court, D. New Hampshire · No. 09-12632 · Filed Jul 16, 2009 · Closed Dec 2, 2009

Role of Howard W. Bailey: Debtor · Outcome: Case closed 2009-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in NH (not a filing state)

Howard R. Bailey and Dainta Gene Bailey closed

United States Bankruptcy Court, E.D. Missouri · No. 07-10443 · Filed Jun 23, 2007 · Closed Oct 3, 2007

Role of Howard R. Bailey and Dainta Gene Bailey: Debtor · Outcome: Case closed 2007-10-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in MO (not a filing state)

HOWARD J. BAILEY and MARTHA C. POWELL-BAILEY closed

United States Bankruptcy Court, D. Nevada · No. 04-20311 · Filed Oct 4, 2004 · Closed Mar 15, 2007

Role of HOWARD J. BAILEY and MARTHA C. POWELL-BAILEY: Debtor · Outcome: Case closed 2007-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in NV (not a filing state)

Howard Bailey and Brenda Bailey closed

United States Bankruptcy Court, C.D. Illinois · No. 04-73888 · Filed Sep 1, 2004 · Closed Oct 22, 2009

Role of Howard Bailey and Brenda Bailey: Debtor · Outcome: Case closed 2009-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in IL (not a filing state)

Howard O. Bailey closed

United States Bankruptcy Court, N.D. Georgia · No. 04-11210 · Filed Apr 21, 2004 · Closed Aug 4, 2004

Role of Howard O. Bailey: Debtor · Outcome: Case closed 2004-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in GA (not a filing state)

Howard Bailey and Maria C Bailey closed

United States Bankruptcy Court, C.D. Illinois · No. 04-70691 · Filed Feb 20, 2004 · Closed May 31, 2004

Role of Howard Bailey and Maria C Bailey: Debtor · Outcome: Case closed 2004-05-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in IL (not a filing state)

Howard E Bailey and Carol A Bailey closed

United States Bankruptcy Court, M.D. Florida · No. 6:03-bk-14537 · Filed Dec 15, 2003 · Closed Jun 16, 2004

Role of Howard E Bailey and Carol A Bailey: Debtor · Outcome: Case closed 2004-06-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in FL (not a filing state)

HOWARD J. BAILEY, JR. and NANCY G. BAILEY closed

United States Bankruptcy Court, N.D. Florida · No. 03-20533 · Filed Jun 11, 2003 · Closed Oct 27, 2003

Role of HOWARD J. BAILEY, JR.: Debtor · Outcome: Case closed 2003-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in FL (not a filing state)

Howard S Bailey and Mary S Bailey closed

United States Bankruptcy Court, N.D. Illinois · No. 02-50147 · Filed Dec 19, 2002 · Closed Apr 21, 2003

Role of Howard S Bailey and Mary S Bailey: Debtor · Outcome: Case closed 2003-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in IL (not a filing state)

Howard E. Bailey closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 02-26309 · Filed Jun 7, 2002 · Closed Dec 16, 2002

Role of Howard E. Bailey: Debtor · Outcome: Case closed 2002-12-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in PA (not a filing state)

Howard Bailey, Jr and Florita L Bailey closed

United States Bankruptcy Court, S.D. California · No. 02-04733 · Filed May 10, 2002 · Closed Aug 19, 2002

Role of Howard Bailey, Jr: Debtor · Outcome: Case closed 2002-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in the person's filing state (CA)

Howard N Bailey closed

United States Bankruptcy Court, W.D. Missouri · No. 01-60797 · Filed Apr 19, 2001 · Closed Jul 24, 2004

Role of Howard N Bailey: Debtor · Outcome: Case closed 2004-07-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in MO (not a filing state)

Howard W. Bailey and Dana K. Bailey closed

United States Bankruptcy Court, W.D. Arkansas · No. 4:01-bk-14053 · Filed Jan 29, 2001 · Closed May 24, 2001

Role of Howard W. Bailey and Dana K. Bailey: Debtor · Outcome: Case closed 2001-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in AR (not a filing state)

Howard W. Bailey and Dana K. Bailey closed

United States Bankruptcy Court, W.D. Arkansas · No. 4:00-bk-14468 · Filed Oct 16, 2000 · Closed Jan 10, 2001

Role of Howard W. Bailey and Dana K. Bailey: Debtor · Outcome: Case closed 2001-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in AR (not a filing state)

Howard P. Bailey and Mary A. Bailey closed

United States Bankruptcy Court, E.D. Texas · No. 99-10513 · Filed Mar 29, 1999 · Closed Sep 29, 2004

Role of Howard P. Bailey and Mary A. Bailey: Debtor · Outcome: Case closed 2004-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in TX (not a filing state)

HOWARD BAILEY closed

United States Bankruptcy Court, N.D. Alabama · No. 99-00534 · Filed Jan 27, 1999 · Closed Jun 19, 2003

Role of HOWARD BAILEY: Debtor · Outcome: Case closed 2003-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in AL (not a filing state)

Howard E. Bailey closed

United States Bankruptcy Court, S.D. Illinois · No. 97-41361 · Filed Aug 28, 1997 · Closed Dec 3, 1997

Role of Howard E. Bailey: Debtor · Outcome: Case closed 1997-12-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in IL (not a filing state)

Howard R Bailey closed

United States Bankruptcy Court, N.D. Ohio · No. 95-41429 · Filed Aug 16, 1995 · Closed Jan 8, 1996

Role of Howard R Bailey: Debtor · Outcome: Case closed 1996-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in OH (not a filing state)

Howard E. Bailey closed

United States Bankruptcy Court, E.D. Missouri · No. 93-43449 · Filed Jun 23, 1993 · Closed Feb 11, 1994

Role of Howard E. Bailey: Debtor · Outcome: Case closed 1994-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in MO (not a filing state)

Howard Bailey and Patricia S Bailey closed

United States Bankruptcy Court, N.D. Illinois · No. 92-26309 · Filed Nov 24, 1992 · Closed Jul 15, 1993

Role of Howard Bailey and Patricia S Bailey: Debtor · Outcome: Case closed 1993-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in IL (not a filing state)

Howard E. Bailey and Carol Ann Bailey closed

United States Bankruptcy Court, M.D. Florida · No. 6:91-bk-05380 · Filed Oct 10, 1991 · Closed Feb 5, 1992

Role of Howard E. Bailey and Carol Ann Bailey: Debtor · Outcome: Case closed 1992-02-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in FL (not a filing state)

HOWARD E. BAILEY and KATHERYN R. BAILEY closed

United States Bankruptcy Court, W.D. Oklahoma · No. 89-06766 · Filed Oct 27, 1989 · Closed Sep 10, 1990

Role of HOWARD E. BAILEY and KATHERYN R. BAILEY: Debtor · Outcome: Case closed 1990-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in OK (not a filing state)

Howard Bailey closed

United States Bankruptcy Court, N.D. Illinois · No. 89-11819 · Filed Jul 18, 1989 · Closed Feb 14, 1992

Role of Howard Bailey: Debtor · Outcome: Case closed 1992-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in IL (not a filing state)

Howard E. Bailey closed

United States Bankruptcy Court, N.D. Georgia · No. 87-02508 · Filed Apr 2, 1987 · Closed Nov 14, 1989

Role of Howard E. Bailey: Debtor · Outcome: Case closed 1989-11-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in GA (not a filing state)

HOWARD BAILEY and SARAH N. BAILEY closed

United States Bankruptcy Court, S.D. Mississippi · No. 86-08975 · Filed Dec 5, 1986 · Closed Feb 24, 1992

Role of HOWARD BAILEY and SARAH N. BAILEY: Debtor · Outcome: Case closed 1992-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in MS (not a filing state)

Howard S Bailey closed

United States Bankruptcy Court, N.D. Illinois · No. 85-11482 · Filed Sep 4, 1985 · Closed Oct 31, 1986

Role of Howard S Bailey: Debtor · Outcome: Case closed 1986-10-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in IL (not a filing state)

Howard K. Bailey and Karen S. Bailey closed

United States Bankruptcy Court, W.D. Michigan · No. 83-03068 · Filed Dec 7, 1983 · Closed May 18, 1994

Role of Howard K. Bailey and Karen S. Bailey: Debtor · Outcome: Case closed 1994-05-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 68 federal dockets); court in MI (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:21 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for Howard Bailey — 1 worth asking about (compared 7 filings on Oct 24, 2026)

Worth asking · May 10, 2002 – Aug 19, 2002

Bankruptcy case: Howard Bailey, Jr and Florita L Bailey — filed May 10, 2002

United States Bankruptcy Court, S.D. California docket "Howard Bailey, Jr and Florita L Bailey" filed May 10, 2002, closed Aug 19, 2002. Howard Bailey is listed as Debtor ("Howard Bailey, Jr"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. California ↗

Sources

Docket · United States Bankruptcy Court, S.D. California ↗ (May 10, 2002)

Note · Apr 7, 2010 – Jun 11, 2012

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — SOCOCO, INC. (latest filing Jun 11, 2012) · No amendment in the last 12 months on an offering that may still be open — SOCOCO, INC. (latest filing Jan 10, 2012) · No amendment in the last 12 months on an offering that may still be open — SOCOCO, INC. (latest filing Jan 11, 2011) · No amendment in the last 12 months on an offering that may still be open — SOCOCO, INC. (latest filing Apr 21, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jun 11, 2012 ↗SOCOCO, INC. — PartnerFacts page ↗Form D/A · Jan 10, 2012 ↗Form D · Jan 11, 2011 ↗

Sources

Form D · Jun 11, 2012 ↗ (Jun 11, 2012)
SOCOCO, INC. — PartnerFacts page ↗ (May 16, 2018)
Form D/A · Jan 10, 2012 ↗ (Jan 10, 2012)
Form D · Jan 11, 2011 ↗ (Jan 11, 2011)
Form D · Apr 21, 2010 ↗ (Apr 21, 2010)

Note · Apr 21, 2010 – May 13, 2011

Industry group changed between filings — SOCOCO, INC.

"Other" (Apr 21, 2010 to Jan 11, 2011); then "Other Technology" (May 13, 2011 to Jun 11, 2012).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Apr 21, 2010 ↗Form D · May 13, 2011 ↗SOCOCO, INC. — PartnerFacts page ↗

Sources

Form D · Apr 21, 2010 ↗ (Apr 21, 2010)
Form D · May 13, 2011 ↗ (May 13, 2011)
SOCOCO, INC. — PartnerFacts page ↗ (May 16, 2018)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 6 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jun 11, 2012 D SOCOCO, INC. File 021-179549	$0	$0	$0 All proceeds to be used for working capital.	None listed on this filing	EDGAR ↗
Jan 10, 2012 D/A SOCOCO, INC. File 021-170510	$0	$0	$0 All proceeds to be used for working capital.	None listed on this filing	EDGAR ↗
May 27, 2011 D SOCOCO, INC. File 021-160458	$0	$0	$0 All proceeds to be used for working capital.	None listed on this filing	EDGAR ↗
May 13, 2011 D SOCOCO, INC. File 021-159757	$0	$0	$0 All proceeds to be used for working capital.	None listed on this filing	EDGAR ↗
Jan 11, 2011 D SOCOCO, INC. File 021-153434	$0	$0	$0 All proceeds to be used for working capital.	None listed on this filing	EDGAR ↗
Apr 21, 2010 D SOCOCO, INC. File 021-140934	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Howard Bailey on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Technology

SOCOCO, INC.

Boston, MA · Apr 21, 2010 → Jun 11, 2012 · 7 filings

Jun 11, 2012 · D · $530,100 sold of $3,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 10, 2012 · D/A · $3,004,613 sold of $4,000,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗
Dec 21, 2011 · D · $904,613 sold of $4,000,000 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
May 27, 2011 · D · $4,084,999 sold of $4,084,999 · 4 investors · min. No minimum reported · role: Director EDGAR ↗
May 13, 2011 · D · $250,122 sold of $250,122 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
Jan 11, 2011 · D · $4,211,131 sold of $5,877,226 · 12 investors · min. No minimum reported · role: Director EDGAR ↗
Apr 21, 2010 · D · $185,000 sold of $600,000 · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $4.52M from 12 investors (100% of the $3M target) as of the latest filing. Howard is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Howard 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Paul Brody

Executive Officer, Director, Promoter · 7 shared filings (1 issuer)

Listed on the same filings as Howard Bailey. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

David Van Wie

Executive Officer, Director, Promoter · 7 shared filings (1 issuer)

Listed on the same filings as Howard Bailey. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Sam Szteinbaum

Director · 7 shared filings (1 issuer)

Listed on the same filings as Howard Bailey. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Lesley Matheson

Director · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Howard Bailey. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Chris Wheeler

Executive Officer · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Howard Bailey. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Steve Zogas

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as Howard Bailey. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James Brown

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Howard Bailey. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ken Colgan

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Howard Bailey. Their page shows their other deals.

The team behind the deals

Same business address

13 other issuers file from the same address

Altimer Capital Private Credit Fund I-A, LP Boston, MA · 2025
Wasabi Holding, Inc. Boston, MA · 2021
Melanie Lane Partners Series Fund, LP Melanie Lane Partners Series One Boston, MA · 2024
Hometap HEI Fund V, L.P. Boston, MA · 2024
SIX TWELVE VENTURE PARTNERS SERIES 3 LP Boston, MA · 2024
Six Twelve Venture Partners L.P. Boston, MA · 2020
Six Twelve Venture Partners Series 2 L.P. Boston, MA · 2022
Cyan Capital Partners LP Boston, MA · 2020
Golden Peak Domestic Fund, LP Boston, MA · 2018
eCare Vault, Inc. Boston, MA · 2016
Profility, Inc. Boston, MA · 2015
Carrot Medical LLC Boston, MA · 2009
Kaintuck Opportunity Fund B, LLC Boston, MA · 2010

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Howard Bailey by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Howard Bailey is listed on: none on file. No website or social profile named in SOCOCO, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #253,915 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Howard Bailey

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: Howard Bailey, Jr and Florita L Bailey — filed May 10, 2002

4 offerings have no amendment in the last 12 months and may still be open

Industry group changed between filings — SOCOCO, INC.

5. Money to insiders

Deals 1

People around Howard 8

The team behind the deals

13 other issuers file from the same address

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

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