PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:13 AM ET

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Herbert Li

Named as an officer, director or promoter on SEC Form D filings · NY, MA · Jun 10, 2019 → Dec 15, 2025

22deals (issuers)
$24.29Breported sold
1,937investors
32Form D filings
2019–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Herbert Li is listed as an executive officer and director on 32 SEC Form D filings by 22 issuers between Jun 2019 and Dec 2025. Largest by amount reported sold: Brookfield Strategic Real Estate Partners IV-A L.P. (New York, NY — pooled investment fund — 2021–2023; $15.33B reported sold to 321 investors), Brookfield Strategic Real Estate Partners V-A L.P. (New York, NY — pooled investment fund — 2023–2024; $6.58B reported sold to 84 investors), Brookfield Senior Mezzanine Real Estate Finance Fund L.P. (New York, NY — pooled investment fund — 2019–2024; $1.37B reported sold to 37 investors), Brookfield Real Estate Secondaries A L.P. (New York, NY — pooled investment fund — 2022–2024; $964M reported sold to 16 investors), Brookfield Strategic Real Estate Partners V-B (U) L.P. (New York, NY — pooled investment fund — 2025; $29.4M reported sold to 68 investors) and 17 more (all listed below).

What this means That is a lot of deals — 22 separate companies raised money with this person listed as executive officer and director, over about 6 years. Across those companies the filings report $24.29B sold in total.

Listed alongside Melissa Lang (21 shared filings), Bryan Smith (18 shared filings), Mark Srulowitz (18 shared filings), Keiji Hattori (16 shared filings), Brett Fox (13 shared filings) and 50 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Herbert. Each name links to their own page.

21 of the issuers belong to the sponsor group Brookfield (322 issuers, $177.24B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Brookfield has 322 companies on file and $177.24B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 32 public filings for Herbert Li and found 4 differences, 1 worth asking the sponsor about: 25 paid sellers are listed without a CRD number; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Herbert Li has not run yet — it is joining a line of 10,008 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Herbert Li..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Herbert Li — 1 worth asking about (compared 32 filings on Oct 24, 2026)

Worth asking · Nov 20, 2018 – Jul 12, 2024

25 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: Brookfield Investment Management (Canada) ULC — Brookfield Strategic Real Estate Partners V-A L.P. · Paid seller listed without a CRD number: Brookfield Singapore Pte. Ltd — Brookfield Strategic Real Estate Partners V-A L.P. · Paid seller listed without a CRD number: Brookfield Advisors (Hong Kong) Ltd — Brookfield Strategic Real Estate Partners V-A L.P. · Paid seller listed without a CRD number: Brookfield Private Capital (UK) Limited — Brookfield Strategic Real Estate Partners V-A L.P. · Paid seller listed without a CRD number: Brookfield Capital Securities Ltd — Brookfield Strategic Real Estate Partners V-A L.P. · and 20 more

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jul 12, 2024 ↗BrokerCheck search: Brookfield Investment Management (Canada) ULC ↗Brookfield Strategic Real Estate Partners V-A L.P. — PartnerFacts page ↗BrokerCheck search: Brookfield Singapore Pte. Ltd ↗
Sources
Note · Dec 17, 2021 – Aug 14, 2025

5 Form Ds were filed more than 15 days after the first sale

Form D filed 45 days after the first sale — Brookfield Strategic Real Estate Partners V-B (U) L.P. · Form D filed 45 days after the first sale — Brookfield Strategic Real Estate Partners V-A (U) L.P. · Form D filed 45 days after the first sale — Brookfield Strategic Real Estate Partners V-C (U) L.P. · Form D filed 17 days after the first sale — Last Mile Logistics REIT Subsidiary I LLC · Form D filed 17 days after the first sale — Last Mile Logistics REIT Subsidiary II LLC

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Aug 14, 2025 ↗Brookfield Strategic Real Estate Partners V-B (U) L.P. — PartnerFacts page ↗Form D · Aug 14, 2025 ↗Brookfield Strategic Real Estate Partners V-A (U) L.P. — PartnerFacts page ↗
Sources
Note · Dec 29, 2017 – Jul 12, 2024

4 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Brookfield Strategic Real Estate Partners V-A L.P. (latest filing Jul 12, 2024) · No amendment in the last 12 months on an offering that may still be open — Brookfield Real Estate Secondaries A L.P. (latest filing Jan 12, 2024) · No amendment in the last 12 months on an offering that may still be open — Brookfield Senior Mezzanine Real Estate Finance Fund L.P. (latest filing Jan 9, 2024) · No amendment in the last 12 months on an offering that may still be open — Brookfield Strategic Real Estate Partners IV-A L.P. (latest filing Jan 20, 2023)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 12, 2024 ↗Brookfield Strategic Real Estate Partners V-A L.P. — PartnerFacts page ↗Form D/A · Jan 12, 2024 ↗Brookfield Real Estate Secondaries A L.P. — PartnerFacts page ↗
Sources
Note · Jun 10, 2019 – Dec 15, 2025

Herbert Li is listed with 2 different address states: NY, MA

NY on 30 filings (Jun 10, 2019 to Dec 15, 2025); MA on 2 filings (Jan 3, 2022 to Jan 3, 2022).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jun 10, 2019 ↗Form D · Jan 3, 2022 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

19 of 22 offerings report sales commissions totalling $174,977,750; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Dec 15, 2025 D/A
HYPERION STREET CAPITAL PARTNERS LLC
File 021-494563
$0$0$0
The Issuer and certain persons listed in Item 3 may receive a management fee based on the value of the Issuer's assets and/or a performance based fee based on the Issuer's profits.
None listed on this filingEDGAR ↗
Aug 14, 2025 D
Brookfield Strategic Real Estate Partners V-C (U) L.P.
File 021-554750
$41,250 (est.)$0$0Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗		EDGAR ↗
Aug 14, 2025 D
Brookfield Strategic Real Estate Partners V-A (U) L.P.
File 021-554656
$126,000 (est.)$0$0Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗		EDGAR ↗
Aug 14, 2025 D
Brookfield Strategic Real Estate Partners V-B (U) L.P.
File 021-554684
$441,750 (est.)$0$0Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗
UBS Financial Services Inc. BrokerCheck CRD 8174 ↗		EDGAR ↗
Jul 12, 2024 D/A
Brookfield Strategic Real Estate Partners V-A L.P.
File 021-484225
$60,000,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
Brookfield Investment Management (Canada) ULC no CRD number reported
Brookfield Singapore Pte. Ltd no CRD number reported
Brookfield Advisors (Hong Kong) Ltd no CRD number reported
Brookfield Private Capital (UK) Limited no CRD number reported
Brookfield Capital Securities Ltd no CRD number reported
Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗		EDGAR ↗
Mar 7, 2024 D
BSREP IV Lavender Co-Invest A L.P.
File 021-506984
$0$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗EDGAR ↗
Jan 25, 2024 D
BREF V REIT II LLC
File 021-503516
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jan 12, 2024 D/A
Brookfield Real Estate Secondaries A L.P.
File 021-429417
$5,000,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
Brookfield Investment Management (Canada) ULC no CRD number reported
Brookfield Singapore Pte. Ltd no CRD number reported
Brookfield Advisors (Hong Kong) Ltd no CRD number reported
Brookfield Private Capital (UK) Limited no CRD number reported
Hanwha Investment & Securities Co., Ltd. no CRD number reported		EDGAR ↗
Jan 9, 2024 D/A
Brookfield Senior Mezzanine Real Estate Finance Fund L.P.
File 021-300813
$7,300,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
KB Investment & Securities Co. Ltd. no CRD number reported
Brookfield Private Capital (UK) Limited no CRD number reported
Brookfield Investment Management (Canada) ULC no CRD number reported
Brookfield Advisors (Hong Kong) Limited no CRD number reported
Brookfield Singapore Pte. Ltd. no CRD number reported		EDGAR ↗
Sep 28, 2023 D
IV5 LOCUST GATEWAY REIT LLC
File 021-493257
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Sep 28, 2023 D
IV5 LOGISTICS REIT LLC
File 021-493258
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Sep 28, 2023 D
IV5 RARITAN RIVER REIT LLC
File 021-493260
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jan 20, 2023 D/A
Brookfield Strategic Real Estate Partners IV-A L.P.
File 021-405400
$72,500,000 (est.)$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
Brookfield Investment Management (Canada) Inc. no CRD number reported
Brookfield Singapore Pte. Ltd no CRD number reported
Brookfield Advisors (Hong Kong) Ltd no CRD number reported
Brookfield Private Capital (UK) Limited no CRD number reported
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
Merrill Lynch, Pierce, Fenner & Smith Incorporated BrokerCheck CRD 7691 ↗
Brookfield Capital Securities Ltd no CRD number reported
Brookfield Oaktree Wealth Solutions LLC BrokerCheck CRD 313390 ↗		EDGAR ↗
Nov 17, 2022 D
ORION II REIT-B LLC
File 021-465102
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Nov 17, 2022 D
ORION II REIT-A LLC
File 021-465100
$6,250$0$0ICA, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Mar 21, 2022 D
BSREP IV Obsidian CI A L.P.
File 021-438257
$0$0$0Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗
Brookfield Singapore Pte. Ltd no CRD number reported
Brookfield Advisors (Hong Kong) Ltd no CRD number reported		EDGAR ↗
Feb 4, 2022 D
QSSA ATCAP Logistics Upper REIT LLC
File 021-432332
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jan 3, 2022 D
Last Mile Logistics REIT Subsidiary II LLC
File 021-427655
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jan 3, 2022 D
Last Mile Logistics REIT Subsidiary I LLC
File 021-427654
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 29, 2021 D
NSSA Elion Logistics REIT LLC
File 021-427088
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Dec 29, 2021 D
BREF VI REIT LLC
File 021-427086
$6,250$0$0Iroquois Capital Advisors, LLC BrokerCheck CRD 145235 ↗EDGAR ↗
Jun 10, 2019 D
Brookfield Opportunity Zone Partners REIT LLC
File 021-341503
$29,500,000 (est.)$0$0Merrill Lynch, Pierce, Fenner and Smith Incorporated BrokerCheck CRD 7691 ↗
Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
RBC Capital Markets, LLC BrokerCheck CRD 31194 ↗
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
Brookfield Private Advisors LLC BrokerCheck CRD 151423 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 22

Every issuer that named Herbert Li on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HS
Pooled Investment Fund

HYPERION STREET CAPITAL PARTNERS LLC

Manhasset Hills, NY · Oct 12, 2023 → Dec 15, 2025 · 3 filings
  • Dec 15, 2025 · D/A · $1,560,000 sold of Indefinite · 18 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Dec 18, 2024 · D/A · $1,460,000 sold of Indefinite · 15 investors · min. $25,000 · role: Executive Officer EDGAR ↗
  • Oct 12, 2023 · D · $25,000 sold of Indefinite · 1 investors · min. $25,000 · role: Executive Officer EDGAR ↗

Raised $1.56M from 18 investors as of the latest filing. Herbert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Pooled Investment Fund · group: Brookfield

Brookfield Strategic Real Estate Partners V-C (U) L.P.

New York, NY · Aug 14, 2025
  • Aug 14, 2025 · D · $2,750,000 sold of $2,750,000 · 2 investors · min. No minimum reported · role: Executive Officer (Senior Vice President of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $2.75M from 2 investors (100% of the $2.75M target) as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Pooled Investment Fund · group: Brookfield

Brookfield Strategic Real Estate Partners V-A (U) L.P.

New York, NY · Aug 14, 2025
  • Aug 14, 2025 · D · $8,400,000 sold of $8,400,000 · 16 investors · min. No minimum reported · role: Executive Officer (Senior Vice President of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $8.4M from 16 investors (100% of the $8.4M target) as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Pooled Investment Fund · group: Brookfield

Brookfield Strategic Real Estate Partners V-B (U) L.P.

New York, NY · Aug 14, 2025
  • Aug 14, 2025 · D · $29,450,000 sold of $29,450,000 · 68 investors · min. No minimum reported · role: Executive Officer (Senior Vice President of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $29.4M from 68 investors (100% of the $29.4M target) as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Pooled Investment Fund · group: Brookfield

Brookfield Strategic Real Estate Partners V-A L.P.

New York, NY · Jun 14, 2023 → Jul 12, 2024 · 2 filings
  • Jul 12, 2024 · D/A · $6,579,499,000 sold of Indefinite · 84 investors · min. No minimum reported · role: Executive Officer (Senior Vice President of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Jun 14, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Senior Vice President of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $6.58B from 84 investors as of the latest filing. Herbert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BL
Pooled Investment Fund · group: Brookfield

BSREP IV Lavender Co-Invest A L.P.

New York, NY · Mar 7, 2024
  • Mar 7, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Senior Vice President of the General Partner of the Issuer's General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BV
REITS and Finance · group: Brookfield

BREF V REIT II LLC

New York, NY · Jan 25, 2024
  • Jan 25, 2024 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Senior Vice President) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BR
Pooled Investment Fund · group: Brookfield

Brookfield Real Estate Secondaries A L.P.

New York, NY · Jan 14, 2022 → Jan 12, 2024 · 3 filings
  • Jan 12, 2024 · D/A · $964,000,000 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer (Senior Vice President of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Jan 13, 2023 · D/A · $875,000,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Jan 14, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer?s General Partner) EDGAR ↗

Raised $964M from 16 investors as of the latest filing. Herbert is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Pooled Investment Fund · group: Brookfield

Brookfield Senior Mezzanine Real Estate Finance Fund L.P.

New York, NY · Nov 20, 2019 → Jan 9, 2024 · 5 filings
  • Jan 9, 2024 · D/A · $1,370,643,305 sold of Indefinite · 37 investors · min. No minimum reported · role: Executive Officer (Senior Vice President of the Officer of the GP of the Issuer's GP) EDGAR ↗
  • Jan 9, 2023 · D/A · $1,362,643,305 sold of Indefinite · 34 investors · min. No minimum reported · role: Executive Officer (Senior Vice President of the Officer of the GP of the Issuer's GP) EDGAR ↗
  • Jan 5, 2022 · D/A · $1,269,143,305 sold of Indefinite · 28 investors · min. No minimum reported · role: Executive Officer (Vice President of the Officer of the GP of the Issuer's GP) EDGAR ↗
  • Nov 20, 2020 · D/A · $1,193,300,000 sold of Indefinite · 27 investors · min. No minimum reported · role: Executive Officer (Vice President of the Officer of the GP of the Issuer's GP) EDGAR ↗
  • Nov 20, 2019 · D/A · $1,093,300,000 sold of Indefinite · 22 investors · min. No minimum reported · role: Executive Officer (Vice President of the Officer of the GP of the Issuer's GP) EDGAR ↗

Raised $1.37B from 37 investors as of the latest filing. Herbert is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IR
REITS and Finance · group: Brookfield

IV5 RARITAN RIVER REIT LLC

Atlanta, GA · Sep 28, 2023
  • Sep 28, 2023 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Senior Vice President) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IL
REITS and Finance · group: Brookfield

IV5 LOGISTICS REIT LLC

Atlanta, GA · Sep 28, 2023
  • Sep 28, 2023 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Senior Vice President) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

IL
REITS and Finance · group: Brookfield

IV5 LOCUST GATEWAY REIT LLC

Atlanta, GA · Sep 28, 2023
  • Sep 28, 2023 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Senior Vice President) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BS
Pooled Investment Fund · group: Brookfield

Brookfield Strategic Real Estate Partners IV-A L.P.

New York, NY · Jul 7, 2021 → Jan 20, 2023 · 2 filings
  • Jan 20, 2023 · D/A · $15,328,283,016 sold of Indefinite · 321 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer's General Partner) EDGAR ↗
  • Jul 7, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President of the General Partner of the Issuer's General Partner) EDGAR ↗

Raised $15.33B from 321 investors as of the latest filing. Herbert is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OR
REITS and Finance · group: Brookfield

ORION II REIT-B LLC

Atlanta, GA · Nov 17, 2022
  • Nov 17, 2022 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Senior Vice President) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

OR
REITS and Finance · group: Brookfield

ORION II REIT-A LLC

Atlanta, GA · Nov 17, 2022
  • Nov 17, 2022 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Senior Vice President) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BO
Pooled Investment Fund · group: Brookfield

BSREP IV Obsidian CI A L.P.

New York, NY · Mar 21, 2022
  • Mar 21, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President and Secretary of the General Partner of the Issuer's General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

QA
REITS and Finance · group: Brookfield

QSSA ATCAP Logistics Upper REIT LLC

New York, NY · Feb 4, 2022
  • Feb 4, 2022 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Vice President) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LM
REITS and Finance · group: Brookfield

Last Mile Logistics REIT Subsidiary II LLC

Wakefield, MA · Jan 3, 2022
  • Jan 3, 2022 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director (Manager) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Herbert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LM
REITS and Finance · group: Brookfield

Last Mile Logistics REIT Subsidiary I LLC

Wakefield, MA · Jan 3, 2022
  • Jan 3, 2022 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Director (Manager) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Herbert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

NE
REITS and Finance · group: Brookfield

NSSA Elion Logistics REIT LLC

New York, NY · Dec 29, 2021
  • Dec 29, 2021 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Vice President) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BV
REITS and Finance · group: Brookfield

BREF VI REIT LLC

New York, NY · Dec 29, 2021
  • Dec 29, 2021 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Executive Officer (Vice President) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BO
Pooled Investment Fund · group: Brookfield

Brookfield Opportunity Zone Partners REIT LLC

New York, NY · Jun 10, 2019
  • Jun 10, 2019 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Vice President) EDGAR ↗

No sales reported yet as of the latest filing. Herbert is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Herbert 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Melissa Lang

Executive Officer · 21 shared filings (13 issuers) · also on 28 other issuers

Melissa Lang is on 41 issuers in total — a repeat sponsor. Their page lists every one.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Srulowitz

Executive Officer · 18 shared filings (10 issuers) · also on 79 other issuers

Mark Srulowitz is on 89 issuers in total — a repeat sponsor. Their page lists every one.

BS
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Smith

Executive Officer · 18 shared filings (10 issuers) · also on 13 other issuers

Bryan Smith is on 23 issuers in total — a repeat sponsor. Their page lists every one.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Keiji Hattori

Executive Officer · 16 shared filings (8 issuers) · also on 18 other issuers

Keiji Hattori is on 26 issuers in total — a repeat sponsor. Their page lists every one.

MG
No photo found yet (own website and image search run after this page is viewed)
Person

Murray Goldfarb

Executive Officer · 13 shared filings (9 issuers) · also on 40 other issuers

Murray Goldfarb is on 49 issuers in total — a repeat sponsor. Their page lists every one.

BF
No photo found yet (own website and image search run after this page is viewed)
Person

Brett Fox

Executive Officer · 13 shared filings (9 issuers) · also on 49 other issuers

Brett Fox is on 58 issuers in total — a repeat sponsor. Their page lists every one.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Lowell Baron

Executive Officer · 13 shared filings (9 issuers) · also on 119 other issuers

Lowell Baron is on 128 issuers in total — a repeat sponsor. Their page lists every one.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan Davis

Executive Officer · 13 shared filings (9 issuers) · also on 129 other issuers

Bryan Davis is on 138 issuers in total — a repeat sponsor. Their page lists every one.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Sallie Chu

Executive Officer · 12 shared filings (10 issuers) · also on 2 other issuers

Sallie Chu is on 12 issuers in total — a repeat sponsor. Their page lists every one.

BK
No photo found yet (own website and image search run after this page is viewed)
Person

Brian W. Kingston

Executive Officer · 10 shared filings (8 issuers) · also on 87 other issuers

Brian W. Kingston is on 95 issuers in total — a repeat sponsor. Their page lists every one.

PK
No photo found yet (own website and image search run after this page is viewed)
Person

Polina Kushelev

Executive Officer · 9 shared filings (7 issuers) · also on 10 other issuers

Polina Kushelev is on 17 issuers in total — a repeat sponsor. Their page lists every one.

IM
No photo found yet (own website and image search run after this page is viewed)
Person

Isaac Macdonald

Executive Officer · 9 shared filings (7 issuers) · also on 6 other issuers

Isaac Macdonald is on 13 issuers in total — a repeat sponsor. Their page lists every one.

WP
No photo found yet (own website and image search run after this page is viewed)
Person

William Powell

Executive Officer · 9 shared filings (6 issuers) · also on 75 other issuers

William Powell is on 81 issuers in total — a repeat sponsor. Their page lists every one.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Cristiano Machado

Executive Officer, Director · 8 shared filings (4 issuers) · also on 24 other issuers

Cristiano Machado is on 28 issuers in total — a repeat sponsor. Their page lists every one.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Christopher Reilly

Executive Officer, Director · 7 shared filings (4 issuers) · also on 18 other issuers

Christopher Reilly is on 22 issuers in total — a repeat sponsor. Their page lists every one.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Andrea Balkan

Executive Officer, Director · 7 shared filings (3 issuers) · also on 9 other issuers

Andrea Balkan is on 12 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Monge

Executive Officer · 7 shared filings (3 issuers) · also on 8 other issuers

Justin Monge is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James Sharkey

Executive Officer · 7 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Herbert Li. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

David J. Stalter

Executive Officer · 6 shared filings (2 issuers) · also on 22 other issuers

David J. Stalter is on 24 issuers in total — a repeat sponsor. Their page lists every one.

JZ
No photo found yet (own website and image search run after this page is viewed)
Person

James Zysopoulos

Executive Officer · 6 shared filings (2 issuers)

Listed on the same filings as Herbert Li. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Devin Barnwell

Executive Officer · 5 shared filings (5 issuers) · also on 5 other issuers

Devin Barnwell is on 10 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Carly Alford Smith

Executive Officer · 5 shared filings (5 issuers) · also on 2 other issuers

Carly Alford Smith is on 7 issuers in total — a repeat sponsor. Their page lists every one.

GH
No photo found yet (own website and image search run after this page is viewed)
Person

Gautam Huded

Executive Officer · 5 shared filings (5 issuers) · also on 5 other issuers

Gautam Huded is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jason Hicks

Executive Officer · 5 shared filings (5 issuers) · also on 3 other issuers

Jason Hicks is on 8 issuers in total — a repeat sponsor. Their page lists every one.

KE
No photo found yet (own website and image search run after this page is viewed)
Person

Keith Edwards

Executive Officer · 5 shared filings (5 issuers) · also on 3 other issuers

Keith Edwards is on 8 issuers in total — a repeat sponsor. Their page lists every one.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Ethan Han

Executive Officer · 5 shared filings (4 issuers) · also on 10 other issuers

Ethan Han is on 14 issuers in total — a repeat sponsor. Their page lists every one.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Dao Fu

Executive Officer · 5 shared filings (4 issuers) · also on 7 other issuers

Dao Fu is on 11 issuers in total — a repeat sponsor. Their page lists every one.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

P. Scott Selig

Executive Officer · 5 shared filings (4 issuers) · also on 3 other issuers

P. Scott Selig is on 7 issuers in total — a repeat sponsor. Their page lists every one.

VL
No photo found yet (own website and image search run after this page is viewed)
Person

Vicky Low

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as Herbert Li. Their page shows their other deals.

NB
No photo found yet (own website and image search run after this page is viewed)
Person

Nailah Flake-Brown

Executive Officer · 5 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Herbert Li. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Laura Stepp

Executive Officer · 5 shared filings (3 issuers)

Listed on the same filings as Herbert Li. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Sujoy Gupta

Executive Officer · 5 shared filings (5 issuers) · also on 2 other issuers

Sujoy Gupta is on 7 issuers in total — a repeat sponsor. Their page lists every one.

SK
No photo found yet (own website and image search run after this page is viewed)
Person

Sabrina Khabie

Executive Officer · 5 shared filings (5 issuers) · also on 1 other issuer

Sabrina Khabie is on 6 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Mathew Lustberg

Executive Officer · 5 shared filings (4 issuers)

Listed on the same filings as Herbert Li. Their page shows their other deals.

CB
No photo found yet (own website and image search run after this page is viewed)
Person

Carolyn Bidwell

Executive Officer · 4 shared filings (3 issuers) · also on 7 other issuers

Carolyn Bidwell is on 10 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Scott P. Selig

Executive Officer · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Herbert Li. Their page shows their other deals.

FN
No photo found yet (own website and image search run after this page is viewed)
Person

Fabian Neuenschwander

Director · 4 shared filings (4 issuers) · also on 2 other issuers

Fabian Neuenschwander is on 6 issuers in total — a repeat sponsor. Their page lists every one.

AS
No photo found yet (own website and image search run after this page is viewed)
Person

Andrew Nanfeng Sang

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Herbert Li. Their page shows their other deals.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Casey Tushaus

Director · 3 shared filings (3 issuers) · also on 10 other issuers

Casey Tushaus is on 13 issuers in total — a repeat sponsor. Their page lists every one.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Ruckman

Director · 3 shared filings (3 issuers) · also on 5 other issuers

Craig Ruckman is on 8 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

B
Sponsor group

Brookfield

322 issuers · 531 filings · $177.24B reported sold · 2009–2026

One team, 322 deal companies. Herbert Li is listed on 21 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Herbert Li.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 22 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Herbert Li by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 22 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Herbert Li is listed on: none on file. No website or social profile named in Brookfield Senior Mezzanine Real Estate Finance Fund L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #109,832 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (New York, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Massachusetts MassCourts ↗Georgia state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Massachusetts Secretary of State business search ↗Georgia Secretary of State business search ↗OpenCorporates ↗

Change history

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