Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:13 AM ET

Sponsor Check › Person

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Henry J Stephens

Named as an officer, director or promoter on SEC Form D filings · IL · May 23, 2019 → Aug 10, 2022

1deal (issuers)

$12.2Mreported sold

59investors

5Form D filings

2019–2022years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Henry J Stephens is listed as a director on 5 SEC Form D filings by 1 issuer between Jun 2009 and Aug 2022: PRIME BANC CORP (Effingham, IL — commercial banking — 2009–2022; $12.2M reported sold to 59 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Gerald A Schultz (5 shared filings), James M. Schultz (5 shared filings), James R Calhoon (5 shared filings), Robert G Willenborg (5 shared filings), Thomas Niebrugge (5 shared filings) and 10 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Henry. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 29 bankruptcy cases matching the name listed in Key records below.

What this means 29 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Henry J Stephens and found 7 differences, 1 worth asking the sponsor about: Bankruptcy case: Henry Stephens, Jr. and Imani Rivers-Stephens; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Henry J Stephens has not run yet — it is joining a line of 49,318 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Henry J Stephens..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

29 cases: 1 open, 28 closed (disposition not in docket feed)

Henry Stephens and Pamela Stephens open

United States Bankruptcy Court, M.D. Georgia · No. 18-51754 · Filed Sep 15, 2018

Role of Henry Stephens and Pamela Stephens: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in GA (not a filing state); middle initial differs

Henry A Stephens closed

United States Bankruptcy Court, N.D. Illinois · No. 18-03311 · Filed Feb 6, 2018 · Closed Sep 7, 2021

Role of Henry A Stephens: Debtor · Outcome: Case closed 2021-09-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in the person's filing state (IL); middle initial differs

Henry L Stephens closed

United States Bankruptcy Court, E.D. Missouri · No. 15-44800 · Filed Jun 26, 2015 · Closed Jan 11, 2016

Role of Henry L Stephens: Debtor · Outcome: Case closed 2016-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in MO (not a filing state); middle initial differs

Henry C. Stephens closed

United States Bankruptcy Court, E.D. North Carolina · No. 12-02330 · Filed Mar 26, 2012 · Closed Jun 27, 2012

Role of Henry C. Stephens: Debtor · Outcome: Case closed 2012-06-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in NC (not a filing state); middle initial differs

Henry Stephens closed

United States Bankruptcy Court, M.D. Georgia · No. 11-53609 · Filed Nov 10, 2011 · Closed Jan 11, 2016

Role of Henry Stephens: Debtor · Outcome: Case closed 2016-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in GA (not a filing state)

Henry A Stephens closed

United States Bankruptcy Court, E.D. Wisconsin · No. 10-34356 · Filed Aug 31, 2010 · Closed Dec 17, 2010

Role of Henry A Stephens: Debtor · Outcome: Case closed 2010-12-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in WI (not a filing state); middle initial differs

Henry C. Stephens and Summer C. Stephens closed

United States Bankruptcy Court, W.D. Louisiana · No. 10-80725 · Filed May 17, 2010 · Closed Apr 3, 2012

Role of Henry C. Stephens and Summer C. Stephens: Debtor · Outcome: Case closed 2012-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in LA (not a filing state); middle initial differs

Henry Stephens, Jr. and Imani Rivers-Stephens closed

United States Bankruptcy Court, N.D. Illinois · No. 08-34861 · Filed Dec 19, 2008 · Closed Apr 13, 2009

Role of Henry Stephens, Jr.: Debtor · Outcome: Case closed 2009-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in the person's filing state (IL)

Henry E Stephens and Donna R Stephens closed

United States Bankruptcy Court, E.D. Texas · No. 07-90318 · Filed Oct 12, 2007 · Closed Sep 13, 2013

Role of Henry E Stephens and Donna R Stephens: Debtor · Outcome: Case closed 2013-09-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in TX (not a filing state); middle initial differs

Henry Stephens and Loretta Jean Stephens closed

United States Bankruptcy Court, S.D. Ohio · No. 3:06-bk-33736 · Filed Dec 13, 2006 · Closed Sep 27, 2012

Role of Henry Stephens and Loretta Jean Stephens: Debtor · Outcome: Case closed 2012-09-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in OH (not a filing state); middle initial differs

Henry M. Stephens closed

United States Bankruptcy Court, S.D. Ohio · No. 2:05-bk-70742 · Filed Oct 7, 2005 · Closed Jan 8, 2016

Role of Henry M. Stephens: Debtor · Outcome: Case closed 2016-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in OH (not a filing state); middle initial differs

Henry Stephens, Jr. closed

United States Bankruptcy Court, E.D. Missouri · No. 05-52980 · Filed Sep 9, 2005 · Closed Dec 30, 2005

Role of Henry Stephens, Jr.: Debtor · Outcome: Case closed 2005-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in MO (not a filing state)

Henry L. Stephens and Clara B. Stephens closed

United States Bankruptcy Court, C.D. Illinois · No. 04-92231 · Filed Jul 6, 2004 · Closed Oct 22, 2004

Role of Henry L. Stephens and Clara B. Stephens: Debtor · Outcome: Case closed 2004-10-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in the person's filing state (IL); middle initial differs

Henry M Stephens closed

United States Bankruptcy Court, S.D. Ohio · No. 2:03-bk-65218 · Filed Oct 6, 2003 · Closed Mar 19, 2004

Role of Henry M Stephens: Debtor · Outcome: Case closed 2004-03-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in OH (not a filing state); middle initial differs

Henry C. Stephens and Brenda Stephens closed

United States Bankruptcy Court, W.D. Louisiana · No. 02-30805 · Filed Apr 30, 2002 · Closed Aug 14, 2007

Role of Henry C. Stephens and Brenda Stephens: Debtor · Outcome: Case closed 2007-08-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in LA (not a filing state); middle initial differs

Henry Stephens and Loretta Jean Stephens closed

United States Bankruptcy Court, S.D. Ohio · No. 3:00-bk-34525 · Filed Sep 5, 2000 · Closed Jan 8, 2001

Role of Henry Stephens and Loretta Jean Stephens: Debtor · Outcome: Case closed 2001-01-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in OH (not a filing state); middle initial differs

Henry M. Stephens closed

United States Bankruptcy Court, N.D. Ohio · No. 99-62609 · Filed Aug 24, 1999 · Closed Dec 21, 1999

Role of Henry M. Stephens: Debtor · Outcome: Case closed 1999-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in OH (not a filing state); middle initial differs

Henry Stephens closed

United States Bankruptcy Court, E.D. Arkansas · No. 2:98-bk-20444 · Filed Nov 18, 1998 · Closed Mar 8, 1999

Role of Henry Stephens: Debtor · Outcome: Case closed 1999-03-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in AR (not a filing state)

Henry A. Stephens and Lina J. Stephens closed

United States Bankruptcy Court, W.D. Pennsylvania · No. 98-24453 · Filed Jun 4, 1998 · Closed Mar 25, 2004

Role of Henry A. Stephens and Lina J. Stephens: Debtor · Outcome: Case closed 2004-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in PA (not a filing state); middle initial differs

Henry E. Stephens closed

United States Bankruptcy Court, W.D. Texas · No. 98-52000 · Filed Apr 21, 1998 · Closed Aug 20, 1998

Role of Henry E. Stephens: Debtor · Outcome: Case closed 1998-08-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in TX (not a filing state); middle initial differs

Henry M. Stephens, Jr. closed

United States Bankruptcy Court, E.D. Louisiana · No. 97-16418 · Filed Nov 12, 1997 · Closed May 19, 1998

Role of Henry M. Stephens, Jr.: Debtor · Outcome: Case closed 1998-05-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in LA (not a filing state); middle initial differs

Henry L. Stephens closed

United States Bankruptcy Court, M.D. Georgia · No. 96-52433 · Filed Jun 24, 1996 · Closed Apr 29, 2002

Role of Henry L. Stephens: Debtor · Outcome: Case closed 2002-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in GA (not a filing state); middle initial differs

Henry W. Stephens closed

United States Bankruptcy Court, S.D. Alabama · No. 94-11778 · Filed Sep 1, 1994 · Closed Oct 24, 1994

Role of Henry W. Stephens: Debtor · Outcome: Case closed 1994-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in AL (not a filing state); middle initial differs

Henry W. Stephens closed

United States Bankruptcy Court, S.D. Alabama · No. 94-10870 · Filed May 5, 1994 · Closed Aug 16, 1994

Role of Henry W. Stephens: Debtor · Outcome: Case closed 1994-08-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in AL (not a filing state); middle initial differs

Henry H Stephens closed

United States Bankruptcy Court, N.D. Illinois · No. 93-05963 · Filed Mar 18, 1993 · Closed Jan 14, 1994

Role of Henry H Stephens: Debtor · Outcome: Case closed 1994-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in the person's filing state (IL); middle initial differs

Henry M Stephens closed

United States Bankruptcy Court, S.D. Ohio · No. 2:91-bk-27695 · Filed Oct 10, 1991 · Closed Mar 25, 1992

Role of Henry M Stephens: Debtor · Outcome: Case closed 1992-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in OH (not a filing state); middle initial differs

Henry Stephens and Loretta Stephens closed

United States Bankruptcy Court, S.D. Ohio · No. 3:90-bk-31242 · Filed Mar 19, 1990 · Closed Jun 23, 1993

Role of Henry Stephens and Loretta Stephens: Debtor · Outcome: Case closed 1993-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in OH (not a filing state); middle initial differs

Henry L. Stephens closed

United States Bankruptcy Court, M.D. Georgia · No. 89-51368 · Filed Jun 1, 1989 · Closed Jul 1, 1991

Role of Henry L. Stephens: Debtor · Outcome: Case closed 1991-07-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in GA (not a filing state); middle initial differs

Henry J Stephens closed

United States Bankruptcy Court, E.D. Kentucky · No. 83-60126 · Filed Jun 24, 1983 · Closed Jun 10, 1985

Role of Henry J Stephens: Debtor · Outcome: Case closed 1985-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 56 federal dockets); court in KY (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Henry J Stephens — 1 worth asking about (compared 5 filings on Oct 24, 2026)

Worth asking · Dec 19, 2008 – Apr 13, 2009

Bankruptcy case: Henry Stephens, Jr. and Imani Rivers-Stephens — filed Dec 19, 2008

United States Bankruptcy Court, N.D. Illinois docket "Henry Stephens, Jr. and Imani Rivers-Stephens" filed Dec 19, 2008, closed Apr 13, 2009. Henry J Stephens is listed as Debtor ("Henry Stephens, Jr."). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Illinois ↗

Sources

Docket · United States Bankruptcy Court, N.D. Illinois ↗ (Dec 19, 2008)

Note · Aug 10, 2022

Henry J Stephens appears on 1 deal that stopped filing before reaching its target

PRIME BANC CORP (last filing Aug 10, 2022; $12,161,610 sold of $25,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

PRIME BANC CORP — PartnerFacts page ↗

Sources

PRIME BANC CORP — PartnerFacts page ↗ (Aug 10, 2022)

Note · Jul 29, 2022 – Aug 10, 2022

No amendment in the last 12 months on an offering that may still be open — PRIME BANC CORP (latest filing Aug 10, 2022)

The latest filing for this offering is dated Aug 10, 2022 (first sale Jul 29, 2022). It reports $12,161,610 sold of $20,250,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 10, 2022 ↗PRIME BANC CORP — PartnerFacts page ↗

Sources

Form D · Aug 10, 2022 ↗ (Aug 10, 2022)
PRIME BANC CORP — PartnerFacts page ↗ (Aug 10, 2022)

Note · May 12, 2021 – May 14, 2021

No amendment in the last 12 months on an offering that may still be open — PRIME BANC CORP (latest filing May 14, 2021)

The latest filing for this offering is dated May 14, 2021 (first sale May 12, 2021). It reports $500,000 sold of $25,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · May 14, 2021 ↗PRIME BANC CORP — PartnerFacts page ↗

Sources

Form D · May 14, 2021 ↗ (May 14, 2021)
PRIME BANC CORP — PartnerFacts page ↗ (Aug 10, 2022)

Note · May 9, 2019 – May 23, 2019

No amendment in the last 12 months on an offering that may still be open — PRIME BANC CORP (latest filing May 23, 2019)

The latest filing for this offering is dated May 23, 2019 (first sale May 9, 2019). It reports $1,448,325 sold of $15,000,075 offered. No later amendment is in our index as of Oct 24, 2026.

Form D · May 23, 2019 ↗PRIME BANC CORP — PartnerFacts page ↗

Sources

Form D · May 23, 2019 ↗ (May 23, 2019)
PRIME BANC CORP — PartnerFacts page ↗ (Aug 10, 2022)

Note · Jun 12, 2009 – May 23, 2019

Henry J Stephens is written 2 different ways on the filings

listed as "Henry Stephens" on the Jun 12, 2009 filing, and "Henry J. Stephens" on 4 filings (from May 23, 2019).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 12, 2009 ↗Form D · May 23, 2019 ↗Henry J Stephens — PartnerFacts page ↗

Sources

Note · Jun 12, 2009 – May 23, 2019

Address moved from Dieterich, IL to Effingham, IL — PRIME BANC CORP

The people listed on the Jun 12, 2009 filing give Dieterich, IL; on the May 23, 2019 filing they give Effingham, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Jun 12, 2009 ↗Form D · May 23, 2019 ↗PRIME BANC CORP — PartnerFacts page ↗

Sources

Form D · Jun 12, 2009 ↗ (Jun 12, 2009)
Form D · May 23, 2019 ↗ (May 23, 2019)
PRIME BANC CORP — PartnerFacts page ↗ (Aug 10, 2022)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 5 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Aug 10, 2022 D PRIME BANC CORP File 021-455494	$0	$0	$0	None listed on this filing	EDGAR ↗
May 14, 2021 D PRIME BANC CORP File 021-399476	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 26, 2020 D PRIME BANC CORP File 021-374112	$0	$0	$0	None listed on this filing	EDGAR ↗
May 23, 2019 D PRIME BANC CORP File 021-340238	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 12, 2009 D PRIME BANC CORP File 021-86774-8C	$0	$0	$0	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Henry J Stephens on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Commercial Banking

PRIME BANC CORP

Effingham, IL · Jun 12, 2009 → Aug 10, 2022 · 5 filings

Aug 10, 2022 · D · $12,161,610 sold of $20,250,000 · 59 investors · min. $54,000 · role: Director EDGAR ↗
May 14, 2021 · D · $500,000 sold of $25,000,000 · 1 investors · min. $100,000 · role: Director EDGAR ↗
Aug 26, 2020 · D · $3,415,000 sold of $3,415,000 · 6 investors · min. No minimum reported · role: Director EDGAR ↗
May 23, 2019 · D · $1,448,325 sold of $15,000,075 · 15 investors · min. $22,500 · role: Director EDGAR ↗
Jun 12, 2009 · D · $0 sold of $10,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $12.2M from 59 investors (60% of the $20.3M target) as of the latest filing. Henry is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial Banking / 506(b) (624 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Henry 15

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert G Willenborg

Director · 5 shared filings (1 issuer)

Listed on the same filings as Henry J Stephens. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas Niebrugge

Executive Officer, Director · 5 shared filings (1 issuer)

Listed on the same filings as Henry J Stephens. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Gerald A Schultz

Director · 5 shared filings (1 issuer)

Listed on the same filings as Henry J Stephens. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James R Calhoon

Director · 5 shared filings (1 issuer)

Listed on the same filings as Henry J Stephens. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

James M. Schultz

Director · 5 shared filings (1 issuer) · also on 7 other issuers

James M. Schultz is on 8 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Jason Semple

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Henry J Stephens. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

G. Thomas Wright

Director · 4 shared filings (1 issuer)

Listed on the same filings as Henry J Stephens. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Steven Will

Director · 4 shared filings (1 issuer)

Listed on the same filings as Henry J Stephens. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Pamela Hemmen

Director · 4 shared filings (1 issuer)

Listed on the same filings as Henry J Stephens. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Charles A Deters

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Henry J Stephens. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas L. Wegman

Director · 3 shared filings (1 issuer)

Listed on the same filings as Henry J Stephens. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Ronald L. Probst

Director · 3 shared filings (1 issuer)

Listed on the same filings as Henry J Stephens. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Brenda Kroeger

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Henry J Stephens. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Bernard Runde

Director · 1 shared filing (1 issuer)

Listed on the same filings as Henry J Stephens. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Thomas Wright

Director · 1 shared filing (1 issuer)

Listed on the same filings as Henry J Stephens. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Henry J Stephens by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Henry J Stephens is listed on: none on file. No website or social profile named in PRIME BANC CORP's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #147,553 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Effingham, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Henry J Stephens

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Bankruptcy case: Henry Stephens, Jr. and Imani Rivers-Stephens — filed Dec 19, 2008

Henry J Stephens appears on 1 deal that stopped filing before reaching its target

No amendment in the last 12 months on an offering that may still be open — PRIME BANC CORP (latest filing Aug 10, 2022)

No amendment in the last 12 months on an offering that may still be open — PRIME BANC CORP (latest filing May 14, 2021)

No amendment in the last 12 months on an offering that may still be open — PRIME BANC CORP (latest filing May 23, 2019)

Henry J Stephens is written 2 different ways on the filings

Address moved from Dieterich, IL to Effingham, IL — PRIME BANC CORP

5. Money to insiders

Deals 1

People around Henry 15

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

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