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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:34 AM ET

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HA
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Henry J Abbott

Named as an officer, director or promoter on SEC Form D filings · PA · Feb 11, 2011 → Feb 3, 2012

3deals (issuers)
$3.07Mreported sold
28investors
4Form D filings
2011–2012years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:19 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Henry J Abbott is listed as an executive officer and director on 4 SEC Form D filings by 3 issuers between Jul 2009 and Feb 2012: Commonwealth Income & Growth Private Fund 5, LLC (Chadds Ford, PA — other banking and financial services — 2011–2012; $3.07M reported sold to 28 investors), Commonwealth Opportunity Fund 2, LLC (Chadds Ford, PA — other banking and financial services — 2011) and Commonwealth Opportunity Fund, LLC (Chadds Ford, PA — pooled investment fund — 2009).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 3 years. Across those companies the filings report $3.07M sold in total.

Listed alongside Kimberly A Springsteen-Abbott (3 shared filings), Lynn Franceschina (3 shared filings), Jay Dugan (2 shared filings), Dugan Jay (1 shared filing) and Kimberly Springsteen-Abbott (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Henry. Each name links to their own page.

All 3 issuers belong to the sponsor group Commonwealth (3 issuers, $3.07M reported sold, 2009–2012).

What this means A sponsor group is one team that sets up a new company for each deal. Commonwealth has 3 companies on file and $3.07M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Henry J Abbott and found 6 differences, 1 worth asking the sponsor about: Henry J Abbott appears on 3 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Henry J Abbott has not run yet — it is joining a line of 56,806 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:19 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Henry J Abbott..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

Henry W Abbott and Cathy B Abbott closed
United States Bankruptcy Court, E.D. North Carolina · No. 03-00171 · Filed Jan 15, 2003 · Closed May 27, 2003
Role of Henry W Abbott and Cathy B Abbott: Debtor · Outcome: Case closed 2003-05-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 2 people with this name in Form D filings; court in NC (not a filing state); middle initial differs
Henry Abbott closed
United States Bankruptcy Court, D. New Jersey · No. 02-36455 · Filed Jun 12, 2002 · Closed Jan 13, 2003
Role of Henry Abbott: Debtor · Outcome: Case closed 2003-01-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 2 people with this name in Form D filings; court in NJ (not a filing state)
Henry W. Abbott and Alice Abbott closed
United States Bankruptcy Court, S.D. New York · No. 00-13620 · Filed Aug 8, 2000 · Closed Nov 30, 2000
Role of Henry W. Abbott and Alice Abbott: Debtor · Outcome: Case closed 2000-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:19 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Henry J Abbott — 1 worth asking about (compared 4 filings on Oct 24, 2026)

Note · Mar 16, 2005 – Apr 22, 2005

Bankruptcy case: Franceschina v. Capital One Auto Finance — filed Mar 16, 2005

United States Bankruptcy Court, W.D. Pennsylvania docket "Franceschina v. Capital One Auto Finance" filed Mar 16, 2005, closed Apr 22, 2005. Lynn Franceschina (listed on the same filings) is listed as Plaintiff ("Franceschina"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Note · Feb 12, 2001 – May 17, 2001

Bankruptcy case: Jay M. Dugan — filed Feb 12, 2001

United States Bankruptcy Court, M.D. Florida docket "Jay M. Dugan" filed Feb 12, 2001, closed May 17, 2001. Jay Dugan (listed on the same filings) is listed as Debtor ("Jay M. Dugan"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Sources
Worth asking · Jul 23, 2009 – Feb 3, 2012

Henry J Abbott appears on 3 deals that stopped filing before reaching their target

Commonwealth Income & Growth Private Fund 5, LLC (last filing Feb 3, 2012; $3,074,000 sold of $35,000,000); Commonwealth Opportunity Fund 2, LLC (last filing Dec 7, 2011; $0 sold of $20,000,000); Commonwealth Opportunity Fund, LLC (last filing Jul 23, 2009; $0 sold of $20,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Sources
Note · Mar 25, 2011 – Feb 3, 2012

No amendment in the last 12 months on an offering that may still be open — Commonwealth Income & Growth Private Fund 5, LLC (latest filing Feb 3, 2012)

The latest filing for this offering is dated Feb 3, 2012 (first sale Mar 25, 2011). It reports $3,074,000 sold of $35,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Jul 23, 2009 – Feb 11, 2011

Henry J Abbott is written 2 different ways on the filings

listed as "Henry Abbott" on the Jul 23, 2009 filing, and "Henry J Abbott" on 3 filings (from Feb 11, 2011).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Sources
Note · Feb 11, 2011 – Feb 3, 2012

Reported revenue range changed between filings — Commonwealth Income & Growth Private Fund 5, LLC

"No Revenues" (Feb 11, 2011); then "$1 - $1,000,000" (Feb 3, 2012).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

3 of 3 offerings report sales commissions totalling $7,100,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 3, 2012 D/A
Commonwealth Income & Growth Private Fund 5, LLC
File 021-155231
$3,500,000 (est.)$0$0Commonwealth Capital Securities Corp. BrokerCheck CRD 39979 ↗EDGAR ↗
Dec 7, 2011 D
Commonwealth Opportunity Fund 2, LLC
File 021-169734
$1,800,000 (est.)$0$0Commonwealth Capital Securities Corp. BrokerCheck CRD 39979 ↗EDGAR ↗
Jul 23, 2009 D
Commonwealth Opportunity Fund, LLC
File 021-133032
$1,800,000 (est.)$0$0Commonwealth Capital Securities Corp. BrokerCheck CRD 39979 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Henry J Abbott on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other Banking and Financial Services · group: Commonwealth

Commonwealth Income & Growth Private Fund 5, LLC

Chadds Ford, PA · Feb 11, 2011 → Feb 3, 2012 · 2 filings
  • Feb 3, 2012 · D/A · $3,074,000 sold of $35,000,000 · 28 investors · min. $25,000 · role: Executive Officer, Director (Mr. Abbott is a Director and the President of Commonwealth Income & Growth Fund, Inc., the Manager of the Issuer.) EDGAR ↗
  • Feb 11, 2011 · D · $0 sold of $35,000,000 · 0 investors · min. $25,000 · role: Executive Officer, Director (Mr. Abbott is a Director and the President of Commonwealth Income & Growth Fund, Inc., the Manager of the Issuer.) EDGAR ↗

Raised $3.07M from 28 investors (9% of the $35M target) as of the latest filing. Henry is listed as executive officer, director on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other Banking and Financial Services · group: Commonwealth

Commonwealth Opportunity Fund 2, LLC

Chadds Ford, PA · Dec 7, 2011
  • Dec 7, 2011 · D · $0 sold of $20,000,000 · 0 investors · min. $25,000 · role: Executive Officer, Director (President of the Manager, as well as its parent company) EDGAR ↗

No sales reported yet as of the latest filing. Henry is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Commonwealth

Commonwealth Opportunity Fund, LLC

Chadds Ford, PA · Jul 23, 2009
  • Jul 23, 2009 · D · $0 sold of $20,000,000 · 0 investors · min. $25,000 · role: Executive Officer, Director (Mr. Abbott is a Director and the President of Commonwealth Income & Growth Fund, Inc., the Manager of the Issuer.) EDGAR ↗

No sales reported yet as of the latest filing. Henry is listed as executive officer, director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Henry F. Abbott — AL, 1 issuer, Oct 27, 2020 → Oct 27, 2020 · no shared issuer

People around Henry 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

LF
No photo found yet (own website and image search run after this page is viewed)
Person

Lynn Franceschina

Executive Officer, Director · 3 shared filings (2 issuers)

Listed on the same filings as Henry J Abbott. Their page shows their other deals.

KA
No photo found yet (own website and image search run after this page is viewed)
Person

Kimberly A Springsteen-Abbott

Executive Officer, Director, Promoter · 3 shared filings (2 issuers)

Listed on the same filings as Henry J Abbott. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Dugan

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Henry J Abbott. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

Dugan Jay

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Henry J Abbott. Their page shows their other deals.

KA
No photo found yet (own website and image search run after this page is viewed)
Person

Kimberly Springsteen-Abbott

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Henry J Abbott. Their page shows their other deals.

The team behind the deals

Sponsor group

Commonwealth

3 issuers · 4 filings · $3.07M reported sold · 2009–2012

One team, 3 deal companies. Henry J Abbott is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Henry J Abbott.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Henry J Abbott by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Henry J Abbott is listed on: none on file. No website or social profile named in Commonwealth Income & Growth Private Fund 5, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #344,272 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chadds Ford, PA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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