Heather Hooper is listed as an executive officer on 3 SEC Form D filings by 1 issuer between May 2009 and Jul 2010: NextStep Defined Contribution, Inc. (Walnut Creek, CA — industry reported as "Other" — 2009–2010; $3.25M reported sold to 10 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Gerald Bramlett (3 shared filings), Ken Weida (3 shared filings), Mychele White (3 shared filings), Purvi Chekuri (3 shared filings), Theresa Guy Moran (3 shared filings) and 2 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Heather. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 3 public filings for Heather Hooper and found 4 differences: Form D filed 18 days after the first sale; Offering amount changed between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.