PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 23, 2026, 11:55 PM ET

Sponsor Check › Person

Harvey Shapiro

Related person on Form D filings · address state as listed: NY · listed Mar 10, 2020 → Oct 4, 2023

74issuers
77Form D filings
2020–2023years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

Not yet searched.

Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

Search queued. Results are added automatically; check back later or follow this page to be notified.

3. Bankruptcies

Not yet searched.

Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

22 of 76 offerings report sales commissions totalling $137,500; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Oct 4, 2023 D
File 021-493828
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Sep 22, 2023 D
File 021-492864
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Jan 27, 2023 D
File 021-472028
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 27, 2023 D
File 021-472034
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 20, 2023 D
File 021-471285
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471083
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471082
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471077
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471076
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471075
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471074
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471072
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471070
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471069
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471068
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471067
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471066
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471065
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471062
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471061
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471060
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471055
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 18, 2023 D
File 021-471059
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Dec 16, 2022 D/A
File 021-425535
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Nov 1, 2022 D
File 021-463450
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗May 3, 2022 D
File 021-444223
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗May 3, 2022 D
File 021-444184
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 14, 2022 D
File 021-441742
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 14, 2022 D
File 021-441753
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 14, 2022 D
File 021-441761
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 13, 2022 D
File 021-441661
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 13, 2022 D
File 021-441667
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 13, 2022 D
File 021-441697
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Jan 24, 2022 D
File 021-430455
$6,250$0$0Charles B. Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick J. Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗Jan 4, 2022 D/A
File 021-385134
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Jan 4, 2022 D/A
File 021-385133
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Jan 4, 2022 D
File 021-427865
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Jan 3, 2022 D
File 021-427681
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Dec 22, 2021 D
File 021-426352
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Dec 6, 2021 D
File 021-423834
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Dec 6, 2021 D
File 021-423835
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Oct 13, 2021 D
File 021-416696
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Sep 24, 2021 D
File 021-414457
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Sep 20, 2021 D
File 021-413970
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Sep 20, 2021 D
File 021-413861
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Jul 26, 2021 D
File 021-407687
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 28, 2021 D
File 021-397444
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 27, 2021 D
File 021-397356
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 23, 2021 D
File 021-397065
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 23, 2021 D
File 021-396991
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 23, 2021 D
File 021-397014
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 23, 2021 D
File 021-396974
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 23, 2021 D
File 021-396975
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 23, 2021 D
File 021-396976
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 23, 2021 D
File 021-396982
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 23, 2021 D
File 021-397029
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 23, 2021 D
File 021-397033
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 23, 2021 D
File 021-397039
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Mar 23, 2021 D
File 021-393237
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Mar 22, 2021 D
File 021-393074
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Nov 13, 2020 D
File 021-380515
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Nov 13, 2020 D
File 021-380517
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Oct 5, 2020 D
File 021-377121
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Oct 5, 2020 D
File 021-377123
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Oct 5, 2020 D
File 021-377124
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Oct 5, 2020 D
File 021-377126
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Sep 23, 2020 D
File 021-376103
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Sep 23, 2020 D
File 021-376104
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Sep 4, 2020 D
File 021-374881
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Sep 4, 2020 D
File 021-374890
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Jul 24, 2020 D
File 021-371767
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Jul 24, 2020 D
File 021-371769
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Jul 24, 2020 D
File 021-371773
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Apr 2, 2020 D
File 021-364223
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Mar 10, 2020 D/A
File 021-359919
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗
EDGAR ↗Mar 10, 2020 D/A
File 021-359920
$0$0$0Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗West Street U.S. Housing Partners LPExecutive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Oct 4, 2023D$205,175,195
similar: $155,000–$5,250,000
$205,175,1954
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Broad Street RE Hub Partners, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Sep 22, 2023D$36,095,552
similar: $500,000–$16,420,250
$36,095,5522
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗WSRECP IV Onshore Holding REIT, L.L.C.Executive Officer
Vice President and Assistant Treasurer of the Issuer
Jan 27, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗WSRECP IV Offshore US Origination Holding REIT, L.L.C.Executive Officer
Vice President and Assistant Treasurer of the Issuer
Jan 27, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Greenville Investor REIT I, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 20, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗SunPort REIT II, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗SunPort REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Palm Beach Airport REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Old Augusta Vertical III REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Old Augusta Vertical II REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Old Augusta Vertical I REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗OACC Land Venture REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Northern Parkway REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗North Dade REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Nashville Airport East REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Mesquite III REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Mesquite Airport REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Manor Downs REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Lake Park REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Frisco Logistics Center TX REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Eastmark REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Central Logistics Park REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗Austin Tuscany REIT, LLCExecutive Officer
Vice President and Assistant Treasurer of Issuer
Jan 18, 2023D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗West Street Real Estate Credit Partners IV, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Dec 16, 2022D/AIndefinite
similar: $155,000–$5,250,000
$698,760,000281
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Broad Street RE Hub Partners, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Nov 1, 2022D$10,000,000
similar: $500,000–$16,420,250
$10,000,0001
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗Broad Street RE DFW Partners, L.P.Executive Officer
Vice President and Assistant Treasurer of the General Partner of the Issuer
May 3, 2022DIndefinite
similar: $155,000–$5,250,000
$35,010,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Broad Street RE VF Partners, L.P.Executive Officer
Vice President and Assistant Treasurer of the General Partner of the Issuer
May 3, 2022DIndefinite
similar: $155,000–$5,250,000
$63,650,0003
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Special Situations 2022 UK Offshore, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 14, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗StoneBridge 2022 Access UK Offshore Fund, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 14, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Special Situations 2022 Offshore, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 14, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗StoneBridge 2022 Access Offshore Fund, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 13, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗StoneBridge 2022 Access Fund, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 13, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Special Situations 2022, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 13, 2022DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Real Estate Investment Partners REIT, L.L.C.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Jan 24, 2022D$125,000
similar: $125,000–$125,000
$125,000125
similar: 124–125
$1,000
similar: $1,000–$1,000
EDGAR ↗1869 Private Opportunities Partners I, LPExecutive Officer
Vice President & Assistant Treasurer of the Issuer's General Partner
Jan 4, 2022DIndefinite
similar: $155,000–$5,250,000
$597,925,000443
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Real Estate Investment Partners Tax Exempt, L.P.Executive Officer
Vice President & Assistant Treasurer of the Issuer's General Partner
Jan 4, 2022D/AIndefinite
similar: $500,000–$16,420,250
$152,100,0004
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗West Street Real Estate Investment Partners, L.P.Executive Officer
Vice President & Assistant Treasurer of the Issuer's General Partner
Jan 4, 2022D/AIndefinite
similar: $500,000–$16,420,250
$265,210,00064
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗West Street Offshore Infrastructure Partners IV, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Jan 3, 2022DIndefinite
similar: $500,000–$16,420,250
$4,000,0002
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗Broad Street RE Douglas Partners, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Dec 22, 2021D$69,579,258
similar: $155,000–$5,250,000
$69,579,2583
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Real Estate Credit Partners IV, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Dec 17, 2021DIndefinite
similar: $155,000–$5,250,000
$366,235,000201
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Real Estate Secondary Partners, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Dec 6, 2021DIndefinite
similar: $500,000–$16,420,250
$266,910,0004
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗West Street Real Estate Secondary Partners B, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Dec 6, 2021DIndefinite
similar: $500,000–$16,420,250
$266,910,0003
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗West Street Global Infrastructure Partners IV, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Oct 13, 2021DIndefinite
similar: $500,000–$16,420,250
$301,600,0005
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗CBM Investors, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Sep 24, 2021DIndefinite
similar: $500,000–$16,420,250
$52,600,00052
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗West Street Global Infrastructure Partners IV Employee Fund, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Sep 20, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Broad Street RE Hub Partners, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Sep 20, 2021D$33,650,000
similar: $500,000–$16,420,250
$33,650,0002
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗Broad Street RE Ellis Partners, L.P.Executive Officer
Vice President & Assistant Treasurer of the Issuer's General Partner
Jul 26, 2021D$135,300,000
similar: $500,000–$16,420,250
$135,300,0003
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗West Street Senior Credit Partners III, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 28, 2021DIndefinite
similar: $500,000–$16,420,250
$933,200,000795
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗Asia Renewables Investment Partners, LPExecutive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 27, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Special Situations 2021 Offshore, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 23, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Senior Credit Partners III Employee Fund, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 23, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗StoneBridge 2021 Access Offshore Fund, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 23, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗StoneBridge 2021 Access UK Offshore Fund, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 23, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Special Situations 2021 UK Offshore, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 23, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Special Situations 2021, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 23, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗StoneBridge 2021 Access Fund, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 23, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Real Estate Investment Partners Employee Fund, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 23, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Real Estate Investment Partners Employee Offshore Fund, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 23, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Real Estate Investment Partners Employee UK Offshore Fund, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 23, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street EP, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Mar 23, 2021DIndefinite
similar: $155,000–$5,250,000
$500,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Real Estate Investment Partners (I), L.P.Executive Officer
Vice President & Assistant Treasurer of the Issuer's General Partner
Mar 22, 2021DIndefinite
similar: $500,000–$16,420,250
$500,000,0001
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗West Street Capital Partners VIII MBD Offshore Fund, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Nov 13, 2020DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Capital Partners VIII MBD Fund, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Nov 13, 2020DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Capital Partners VIII Employee Offshore Fund, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Oct 5, 2020DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Capital Partners VIII Employee Fund, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Oct 5, 2020DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Strategic Solutions Employee Offshore Fund I, L.P.Executive Officer
Vice President of the Issuer's General Partner
Oct 5, 2020DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Strategic Solutions Employee Fund I, L.P.Executive Officer
Vice President of the Issuer's General Partner
Oct 5, 2020DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Strategic Solutions Fund I-(C), L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Sep 23, 2020DIndefinite
similar: $500,000–$16,420,250
$500,000,0001
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗West Street Co-Investment Partners (C), L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Sep 23, 2020DIndefinite
similar: $500,000–$16,420,250
$500,000,0001
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗West Street Strategic Solutions MBD Offshore Fund I, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Sep 4, 2020DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Strategic Solutions MBD Fund I, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Sep 4, 2020DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗West Street Strategic Solutions Offshore Fund I, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Jul 24, 2020DIndefinite
similar: $500,000–$16,420,250
$67,900,00019
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗West Street Strategic Solutions Offshore Feeder Fund I, LLCExecutive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Jul 24, 2020DIndefinite
similar: $500,000–$16,420,250
$63,650,00040
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗West Street Strategic Solutions Fund I, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Jul 24, 2020DIndefinite
similar: $500,000–$16,420,250
$4,557,780,0001518
similar: 2–28
No minimum reported
similar: $5,000–$100,000
EDGAR ↗Riverstone Investments Employee, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Apr 2, 2020DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗StoneBridge 2020 Offshore, L.P.Executive Officer
President and Assistant Treasurer of the Issuer's General Partner
Mar 10, 2020D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗StoneBridge 2020, L.P.Executive Officer
Vice President and Assistant Treasurer of the Issuer's General Partner
Mar 10, 2020D/AIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Pooled Investment Fund / 506(c) (8,096 filings); REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Not linked to this profile — a second identifier (same issuer, same sponsor group) was not found. Could be the same person or a different one.

  • Harvey Shapiro — address state A6, 2 issuers, Sep 18, 2015 → Sep 10, 2021
  • Harvey A. Shapiro — address state A0,Z4, 2 issuers, Nov 20, 2018 → Nov 20, 2018

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (2 management entities, 38 people)

People and management entities the issuers listed as related persons on the same Form D filings as Harvey Shapiro. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • Frivold Goldman Sachs & Co. LLC entity — 1 shared filing (1 issuer) · role as listed: Director
  • Frivold WSRECP IV Levered Offshore Asset Holdings Advisors S.a r.l entity — 1 shared filing (1 issuer) · role as listed: Director
  • Laurie E. Schmidt — 77 shared filings (74 issuers) · role as listed: Executive Officer · also listed on 102 other issuers
  • Richard A. Friedman — 77 shared filings (74 issuers) · role as listed: Executive Officer · also listed on 107 other issuers
  • Clayton Wilmer — 77 shared filings (74 issuers) · roles as listed: Executive Officer, Director · also listed on 77 other issuers
  • Scott Kilpatrick — 77 shared filings (74 issuers) · roles as listed: Executive Officer, Director · also listed on 66 other issuers
  • Johanna Volpi — 77 shared filings (74 issuers) · role as listed: Executive Officer · also listed on 7 other issuers
  • Daniel Farrar — 77 shared filings (74 issuers) · role as listed: Executive Officer · also listed on 5 other issuers
  • William Y. Eng — 76 shared filings (73 issuers) · roles as listed: Executive Officer, Director · also listed on 61 other issuers
  • David Thomas — 73 shared filings (71 issuers) · role as listed: Executive Officer · also listed on 80 other issuers
  • Alan S. Kava — 42 shared filings (40 issuers) · role as listed: Executive Officer · also listed on 47 other issuers
  • Peter Vermette — 41 shared filings (41 issuers) · role as listed: Executive Officer · also listed on 64 other issuers
  • Michael Watts — 41 shared filings (38 issuers) · role as listed: Executive Officer · also listed on 45 other issuers
  • Christopher Monroe — 41 shared filings (38 issuers) · role as listed: Executive Officer · also listed on 25 other issuers
  • Alexander Cheek — 41 shared filings (38 issuers) · role as listed: Executive Officer · also listed on 12 other issuers
  • Nicole Agnew — 40 shared filings (40 issuers) · role as listed: Executive Officer · also listed on 65 other issuers
  • Adrian M. Jones — 40 shared filings (40 issuers) · role as listed: Executive Officer · also listed on 73 other issuers
  • Bradley J. Gross — 40 shared filings (40 issuers) · role as listed: Executive Officer · also listed on 66 other issuers
  • Michael E. Koester — 40 shared filings (40 issuers) · role as listed: Executive Officer · also listed on 69 other issuers
  • Scott Lebovitz — 40 shared filings (40 issuers) · role as listed: Executive Officer · also listed on 58 other issuers
  • David Castelblanco — 40 shared filings (40 issuers) · role as listed: Executive Officer · also listed on 60 other issuers
  • Leonard Seevers — 40 shared filings (40 issuers) · role as listed: Executive Officer · also listed on 27 other issuers
  • Allison Beller — 40 shared filings (40 issuers) · role as listed: Executive Officer · also listed on 26 other issuers
  • Anthony Arnold — 40 shared filings (40 issuers) · role as listed: Executive Officer · also listed on 46 other issuers
  • Kirsten Anthony — 40 shared filings (40 issuers) · role as listed: Executive Officer · also listed on 41 other issuers
  • Mark Wetzel — 40 shared filings (40 issuers) · role as listed: Executive Officer · also listed on 13 other issuers
  • Harsh Nanda — 40 shared filings (40 issuers) · role as listed: Executive Officer · also listed on 27 other issuers
  • Susan Hodgkinson — 40 shared filings (40 issuers) · role as listed: Executive Officer · also listed on 40 other issuers
  • Gabriella Skirnick — 40 shared filings (40 issuers) · role as listed: Executive Officer · also listed on 7 other issuers
  • Lee Levy — 40 shared filings (37 issuers) · role as listed: Executive Officer · also listed on 10 other issuers
  • Alex Chi — 40 shared filings (40 issuers) · role as listed: Executive Officer · also listed on 3 other issuers
  • David J. Campbell — 39 shared filings (39 issuers) · role as listed: Executive Officer · also listed on 58 other issuers
  • Thomas G. Connolly — 39 shared filings (39 issuers) · role as listed: Executive Officer · also listed on 62 other issuers
  • Christopher A. Crampton — 39 shared filings (39 issuers) · role as listed: Executive Officer · also listed on 63 other issuers
  • Jonathan Hunt — 39 shared filings (39 issuers) · role as listed: Executive Officer · also listed on 61 other issuers
  • Maximilliano Ramirez-Espain — 39 shared filings (39 issuers) · role as listed: Executive Officer · also listed on 39 other issuers
  • Kyle Kendall — 39 shared filings (37 issuers) · role as listed: Executive Officer · also listed on 21 other issuers
  • Omar Chaudhary — 39 shared filings (39 issuers) · role as listed: Executive Officer
  • Kirsten Frivold Imohiosen — 39 shared filings (37 issuers) · role as listed: Executive Officer · also listed on 4 other issuers
  • Carey Ziegler — 38 shared filings (35 issuers) · role as listed: Executive Officer · also listed on 20 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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