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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:15 AM ET

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HC
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Harry Carpenter

Named as an officer, director or promoter on SEC Form D filings · NY · May 25, 2023 → May 25, 2023

1deal (issuers)
$3.08Mreported sold
1investors
1Form D filing
2023year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:54 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Harry Carpenter is listed as an executive officer and director on 1 SEC Form D filing by 1 issuer in May 2023: Northwinds Services Group LLC (Rochester, NY — industry reported as "Other" — 2023; $3.08M reported sold to 1 investors).

What this means One deal on file with the SEC, filed May 2023. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Brandon Kiss (1 shared filing), Drew Davala (1 shared filing), John Kenny (1 shared filing), Ogden Phipps, II (1 shared filing) and Raymond Isaac (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Harry. Each name links to their own page.

The issuer belongs to the sponsor group Truarc (8 issuers, $2.12B reported sold, 2016–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Truarc has 8 companies on file and $2.12B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 17 bankruptcy cases matching the name listed in Key records below.

What this means 20 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

What the community is saying

Community search for Harry Carpenter has not run yet — it is joining a line of 11,113 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

3 cases: 2 judgment, 1 open

BOT, Sht Mtl Wkr Nat v. Harry P. Carpenter judgment
District Court, E.D. Virginia · No. 1:03-cv-01009 · Filed Aug 7, 2003 · Closed Nov 20, 2003 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Harry P. Carpenter: Defendant · Outcome: Terminated 2003-11-20 — FJC Integrated Database disposition: Judgment on consent; judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in VA (not a filing state)
Board of Trustees v. Harry P. Carpenter open
District Court, D. Connecticut · No. 3:98-mc-00400 · Filed Dec 17, 1998
Role of Harry P. Carpenter: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in CT (not a filing state)
Sht Mtl Wkr Nat Pen v. Harry P. Carpenter judgment
District Court, E.D. Virginia · No. 1:97-cv-00415 · Filed Mar 25, 1997 · Closed Aug 8, 1997 · Nature of suit: 791 Employee Retirement Income Security Act
Role of Harry P. Carpenter: Defendant · Outcome: Terminated 1997-08-08 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in VA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:54 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Harry Carpenter..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

17 cases: 1 open, 16 closed (disposition not in docket feed)

Harry D Carpenter, Jr. open
United States Bankruptcy Court, S.D. Ohio · No. 2:25-bk-54842 · Filed Nov 3, 2025
Role of Harry D Carpenter, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in OH (not a filing state)
Harry Carpenter, III and Laurie Marie Carpenter closed
United States Bankruptcy Court, W.D. Wisconsin · No. 1-12-13477 · Filed Jun 13, 2012 · Closed Dec 7, 2012
Role of Harry Carpenter, III: Debtor · Outcome: Case closed 2012-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in WI (not a filing state)
Harry M Carpenter and Carol D Carpenter closed
United States Bankruptcy Court, M.D. Florida · No. 2:09-bk-23738 · Filed Oct 20, 2009 · Closed May 3, 2013
Role of Harry M Carpenter and Carol D Carpenter: Debtor · Outcome: Case closed 2013-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in FL (not a filing state)
Harry C. Carpenter and Marisa Amendola Carpenter closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 09-11861 · Filed Oct 9, 2009 · Closed Mar 17, 2010
Role of Harry C. Carpenter and Marisa Amendola Carpenter: Debtor · Outcome: Case closed 2010-03-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in PA (not a filing state)
Harry D. Carpenter closed
United States Bankruptcy Court, E.D. Michigan · No. 07-50813 · Filed Jun 2, 2007 · Closed Jan 24, 2008
Role of Harry D. Carpenter: Debtor · Outcome: Case closed 2008-01-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in MI (not a filing state)
Harry R. Carpenter and Ruth A. Carpenter closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 05-12561 · Filed Aug 5, 2005 · Closed Jan 19, 2006
Role of Harry R. Carpenter and Ruth A. Carpenter: Debtor · Outcome: Case closed 2006-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in PA (not a filing state)
Harry D. Carpenter and Gwendolyn M. Carpenter closed
United States Bankruptcy Court, E.D. Michigan · No. 03-66674 · Filed Sep 26, 2003 · Closed Dec 4, 2006
Role of Harry D. Carpenter and Gwendolyn M. Carpenter: Debtor · Outcome: Case closed 2006-12-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in MI (not a filing state)
Harry W. Carpenter and Beverly Carpenter closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 02-23993 · Filed Aug 22, 2002 · Closed Mar 20, 2003
Role of Harry W. Carpenter and Beverly Carpenter: Debtor · Outcome: Case closed 2003-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in PA (not a filing state)
Harry A. Carpenter, Jr. and Michelie R. Carpenter closed
United States Bankruptcy Court, N.D. Ohio · No. 01-55018 · Filed Dec 20, 2001 · Closed Jun 13, 2002
Role of Harry A. Carpenter, Jr.: Debtor · Outcome: Case closed 2002-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in OH (not a filing state)
Laurie M. Carpenter and Harry Carpenter closed
United States Bankruptcy Court, E.D. Wisconsin · No. 01-28858 · Filed Aug 1, 2001 · Closed Nov 28, 2001
Role of Harry Carpenter: Debtor · Outcome: Case closed 2001-11-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in WI (not a filing state)
Harry Carpenter closed
United States Bankruptcy Court, N.D. Mississippi · No. 00-13995 · Filed Sep 1, 2000 · Closed Feb 13, 2001
Role of Harry Carpenter: Debtor · Outcome: Case closed 2001-02-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in MS (not a filing state)
Harry W. Carpenter and Beverly Carpenter closed
United States Bankruptcy Court, D. New Jersey · No. 97-11641 · Filed Feb 19, 1997 · Closed Jun 10, 1997
Role of Harry W. Carpenter and Beverly Carpenter: Debtor · Outcome: Case closed 1997-06-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in NJ (not a filing state)
Harry S. Carpenter and Patricia L. Carpenter closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 96-23076 · Filed Sep 30, 1996 · Closed Jan 28, 1997
Role of Harry S. Carpenter and Patricia L. Carpenter: Debtor · Outcome: Case closed 1997-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in PA (not a filing state)
Harry R. Carpenter and Ruth A. Carpenter closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 95-10343 · Filed Apr 27, 1995 · Closed Aug 2, 1995
Role of Harry R. Carpenter and Ruth A. Carpenter: Debtor · Outcome: Case closed 1995-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in PA (not a filing state)
Harry Carpenter closed
United States Bankruptcy Court, E.D. Wisconsin · No. 95-21899 · Filed Apr 3, 1995 · Closed Jul 12, 1995
Role of Harry Carpenter: Debtor · Outcome: Case closed 1995-07-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in WI (not a filing state)
Harry T. Carpenter closed
United States Bankruptcy Court, E.D. Michigan · No. 93-20074 · Filed Jan 28, 1993 · Closed Apr 30, 1993
Role of Harry T. Carpenter: Debtor · Outcome: Case closed 1993-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in MI (not a filing state)
HARRY L. CARPENTER closed
United States Bankruptcy Court, S.D. Mississippi · No. 91-01725 · Filed May 3, 1991 · Closed Apr 9, 1992
Role of HARRY L. CARPENTER: Debtor · Outcome: Case closed 1992-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 33 federal dockets); court in MS (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:54 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

No differences found between the public filings we have for Harry Carpenter (compared 1 filing on Oct 24, 2026).

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 25, 2023 D
Northwinds Services Group LLC
File 021-482604
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Harry Carpenter on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

NS
Other · group: Truarc

Northwinds Services Group LLC

Rochester, NY · May 25, 2023
  • May 25, 2023 · D · $500,000 sold of $500,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $3.08M from 1 investor (100% of the $500K target) as of the latest filing. Harry is listed as executive officer, director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Harry 5

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

OP
No photo found yet (own website and image search run after this page is viewed)
Person

Ogden Phipps, II

Executive Officer, Director · 1 shared filing (1 issuer) · also on 7 other issuers

Ogden Phipps, II is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

John Kenny

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Harry Carpenter. Their page shows their other deals.

BK
No photo found yet (own website and image search run after this page is viewed)
Person

Brandon Kiss

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Harry Carpenter. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Drew Davala

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Harry Carpenter. Their page shows their other deals.

RI
No photo found yet (own website and image search run after this page is viewed)
Person

Raymond Isaac

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Harry Carpenter. Their page shows their other deals.

The team behind the deals

T
Sponsor group

Truarc

8 issuers · 20 filings · $2.12B reported sold · 2016–2026

One team, 8 deal companies. Harry Carpenter is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Harry Carpenter.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Harry Carpenter by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Harry Carpenter is listed on: none on file. No website or social profile named in Northwinds Services Group LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #126,007 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Rochester, NY). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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