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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:50 AM ET

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Harris Barton

Named as an officer, director or promoter on SEC Form D filings · CA · Mar 31, 2011 → Sep 30, 2025

13deals (issuers)
$258.3Mreported sold
307investors
18Form D filings
2011–2025years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:23 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Harris Barton is listed as an executive officer and director on 18 SEC Form D filings by 13 issuers between Mar 2011 and Sep 2025. Largest by amount reported sold: H. Barton Venture Select V, LLC (San Francisco, CA — pooled investment fund — 2022–2023; $101.5M reported sold to 98 investors), H. Barton Co-Invest Fund IV, LLC (San Francisco, CA — pooled investment fund — 2020; $52.6M reported sold to 52 investors), H. Barton Co-Invest Fund II, LLC (Menlo Park, CA — pooled investment fund — 2013–2014; $46.4M reported sold to 76 investors), H. Barton Co-Invest Fund, LLC (Menlo Park, CA — pooled investment fund — 2011–2012; $28.7M reported sold to 34 investors), H. Barton Venture Select, LLC (Menlo Park, CA — pooled investment fund — 2011; $25.4M reported sold to 22 investors) and 8 more (all listed below).

What this means That is a lot of deals — 13 separate companies raised money with this person listed as executive officer and director, over about 14 years. Across those companies the filings report $258.3M sold in total.

Listed alongside H. Barton Asset Management, LLC (11 shared filings, management entity) and H. Barton Asset Management 2.0, LLC (2 shared filings, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Harris. Each name links to their own page.

All 13 issuers belong to the sponsor group H Barton Venture (13 issuers, $258.3M reported sold, 2011–2025).

What this means A sponsor group is one team that sets up a new company for each deal. H Barton Venture has 13 companies on file and $258.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 18 public filings for Harris Barton and found 5 differences, 3 worth asking the sponsor about: Bankruptcy case: Harris Barton and Tammy Lynn Barton; Harris Barton appears on 6 deals that stopped filing before reaching their target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Harris Barton has not run yet — it is joining a line of 61,809 names; searches run around the clock at the hosts' allowed rate. Searched so far: 723 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:23 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Harris Barton..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Harris Barton and Tammy Lynn Barton closed
United States Bankruptcy Court, E.D. Kentucky · No. 22-60554 · Filed Aug 25, 2022 · Closed Dec 14, 2022
Role of Harris Barton and Tammy Lynn Barton: Debtor · Outcome: Case closed 2022-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in KY (not a filing state)
Harris Barton and Tammy Lynn Barton closed
United States Bankruptcy Court, E.D. Kentucky · No. 09-60338 · Filed Mar 11, 2009 · Closed Jul 20, 2009
Role of Harris Barton and Tammy Lynn Barton: Debtor · Outcome: Case closed 2009-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); court in KY (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:23 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Harris Barton — 3 worth asking about (compared 18 filings on Oct 24, 2026)

Worth asking · Aug 25, 2022 – Dec 14, 2022

Bankruptcy case: Harris Barton and Tammy Lynn Barton — filed Aug 25, 2022

United States Bankruptcy Court, E.D. Kentucky docket "Harris Barton and Tammy Lynn Barton" filed Aug 25, 2022, closed Dec 14, 2022. Harris Barton is listed as Debtor ("Harris Barton and Tammy Lynn Barton"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. Kentucky ↗
Sources
Worth asking · Mar 11, 2009 – Jul 20, 2009

Bankruptcy case: Harris Barton and Tammy Lynn Barton — filed Mar 11, 2009

United States Bankruptcy Court, E.D. Kentucky docket "Harris Barton and Tammy Lynn Barton" filed Mar 11, 2009, closed Jul 20, 2009. Harris Barton is listed as Debtor ("Harris Barton and Tammy Lynn Barton"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. Kentucky ↗
Sources
Worth asking · Nov 7, 2014 – Jun 28, 2023

Harris Barton appears on 6 deals that stopped filing before reaching their target

H. Barton Venture Select V, LLC (last filing Jun 28, 2023; $101,462,500 sold of $300,000,000); H. Barton Co-Invest Fund V, LLC (last filing Jun 29, 2022; $0 sold of $60,000,000); H. Barton Venture Select IV, LLC (last filing Apr 28, 2020; $0 sold of $250,000,000); H. BARTON VENTURE SELECT III, LLC (last filing Jan 30, 2018; $0 sold of $250,000,000); H. Barton Co-Invest Fund III, LLC (last filing Jun 30, 2016; $0 sold of $50,000,000); H. Barton Venture Select II,LLC (last filing Nov 7, 2014; $0 sold of $150,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

H. Barton Venture Select V, LLC — PartnerFacts page ↗H. Barton Co-Invest Fund V, LLC — PartnerFacts page ↗H. Barton Venture Select IV, LLC — PartnerFacts page ↗H. BARTON VENTURE SELECT III, LLC — PartnerFacts page ↗
Sources
Note · Mar 21, 2011 – Jun 28, 2023

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — H. Barton Venture Select V, LLC (latest filing Jun 28, 2023) · No amendment in the last 12 months on an offering that may still be open — H. Barton Co-Invest Fund IV, LLC (latest filing Apr 22, 2020) · No amendment in the last 12 months on an offering that may still be open — H. Barton Co-Invest Fund, LLC (latest filing Mar 29, 2012) · No amendment in the last 12 months on an offering that may still be open — H. Barton Venture Select, LLC (latest filing Dec 12, 2011) · No amendment in the last 12 months on an offering that may still be open — H. Barton Asset Management, LLC (latest filing Jun 17, 2011)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jun 28, 2023 ↗H. Barton Venture Select V, LLC — PartnerFacts page ↗Form D/A · Apr 22, 2020 ↗H. Barton Co-Invest Fund IV, LLC — PartnerFacts page ↗
Sources
Note · Mar 31, 2011 – Apr 22, 2020

4 offerings changed their target amount between filings

Offering amount changed between filings — H. Barton Co-Invest Fund IV, LLC · Offering amount changed between filings — H. Barton Co-Invest Fund II, LLC · Offering amount changed between filings — H. Barton Co-Invest Fund, LLC · Offering amount changed between filings — H. Barton Asset Management, LLC

What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.

Form D (earlier) · Jan 30, 2020 ↗Form D/A (later) · Apr 22, 2020 ↗H. Barton Co-Invest Fund IV, LLC — PartnerFacts page ↗Form D (earlier) · Dec 19, 2013 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 13 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 30, 2025 D
H. Barton Venture Select VI, LLC
File 021-559258
$0$0$0
The Managing Member of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Sep 30, 2025 D
H. Barton Rise Fund, LLC
File 021-559268
$0$0$0
The Managing Member of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Jun 28, 2023 D/A
H. Barton Venture Select V, LLC
File 021-450748
$0$0$0
The Managing Member of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Jun 29, 2022 D
H. Barton Co-Invest Fund V, LLC
File 021-450739
$0$0$0
The Managing Member of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Apr 28, 2020 D
H. Barton Venture Select IV, LLC
File 021-365856
$0$0$0
The Managing Member of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Apr 22, 2020 D/A
H. Barton Co-Invest Fund IV, LLC
File 021-359368
$0$0$0
The Managing Member of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Jan 30, 2018 D
H. BARTON VENTURE SELECT III, LLC
File 021-304374
$0$0$0
The Managing Member of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Jun 30, 2016 D
H. Barton Co-Invest Fund III, LLC
File 021-266086
$0$0$0
The Managing Member of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Nov 7, 2014 D
H. Barton Venture Select II,LLC
File 021-227948
$0$0$0
The Managing Member of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Sep 29, 2014 D/A
H. Barton Co-Invest Fund II, LLC
File 021-208331
$0$0$0
The Managing Member of the Issuer (or an affiliate thereof) is entitled to a management fee.
None listed on this filingEDGAR ↗
Mar 29, 2012 D/A
H. Barton Co-Invest Fund, LLC
File 021-157650
$0$0$0None listed on this filingEDGAR ↗
Dec 12, 2011 D
H. Barton Venture Select, LLC
File 021-169929
$0$0$0None listed on this filingEDGAR ↗
Jun 17, 2011 D/A
H. Barton Asset Management, LLC
File 021-157649
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 13

Every issuer that named Harris Barton on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HB
Pooled Investment Fund · group: H Barton Venture

H. Barton Rise Fund, LLC

San Francisco, CA · Sep 30, 2025
  • Sep 30, 2025 · D · $0 sold of $40,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the Managing Member of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Harris is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HB
Pooled Investment Fund · group: H Barton Venture

H. Barton Venture Select VI, LLC

San Francisco, CA · Sep 30, 2025
  • Sep 30, 2025 · D · $0 sold of $300,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the Managing Member of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Harris is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HB
Pooled Investment Fund · group: H Barton Venture

H. Barton Venture Select V, LLC

San Francisco, CA · Jun 29, 2022 → Jun 28, 2023 · 2 filings
  • Jun 28, 2023 · D/A · $101,462,500 sold of $300,000,000 · 98 investors · min. No minimum reported · role: Director (Managing Member of the Issuer) EDGAR ↗
  • Jun 29, 2022 · D · $0 sold of $300,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the Issuer) EDGAR ↗

Raised $101.5M from 98 investors (34% of the $300M target) as of the latest filing. Harris is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HB
Pooled Investment Fund · group: H Barton Venture

H. Barton Co-Invest Fund V, LLC

San Francisco, CA · Jun 29, 2022
  • Jun 29, 2022 · D · $0 sold of $60,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the Managing Member of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Harris is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HB
Pooled Investment Fund · group: H Barton Venture

H. Barton Venture Select IV, LLC

San Francisco, CA · Apr 28, 2020
  • Apr 28, 2020 · D · $0 sold of $250,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the Managing Member of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Harris is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HB
Pooled Investment Fund · group: H Barton Venture

H. Barton Co-Invest Fund IV, LLC

San Francisco, CA · Jan 30, 2020 → Apr 22, 2020 · 2 filings
  • Apr 22, 2020 · D/A · $52,565,000 sold of $60,000,000 · 52 investors · min. No minimum reported · role: Director (Managing Member of the Managing Member of the Issuer) EDGAR ↗
  • Jan 30, 2020 · D · $0 sold of $30,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the Managing Member of the Issuer) EDGAR ↗

Raised $52.6M from 52 investors (88% of the $60M target) as of the latest filing. Harris is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HB
Pooled Investment Fund · group: H Barton Venture

H. BARTON VENTURE SELECT III, LLC

San Francisco, CA · Jan 30, 2018
  • Jan 30, 2018 · D · $0 sold of $250,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the Managing Member of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Harris is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HB
Pooled Investment Fund · group: H Barton Venture

H. Barton Co-Invest Fund III, LLC

San Francisco, CA · Jun 30, 2016
  • Jun 30, 2016 · D · $0 sold of $50,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the Managing Member of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Harris is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HB
Pooled Investment Fund · group: H Barton Venture

H. Barton Venture Select II,LLC

Menlo Park, CA · Nov 7, 2014
  • Nov 7, 2014 · D · $0 sold of $150,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the Managing Member of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Harris is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HB
Pooled Investment Fund · group: H Barton Venture

H. Barton Co-Invest Fund II, LLC

Menlo Park, CA · Dec 19, 2013 → Sep 29, 2014 · 2 filings
  • Sep 29, 2014 · D/A · $46,350,000 sold of $46,350,000 · 76 investors · min. No minimum reported · role: Director (Managing Member of the Managing Member of the Issuer) EDGAR ↗
  • Dec 19, 2013 · D · $0 sold of $40,000,000 · 0 investors · min. No minimum reported · role: Director (Managing Member of the Managing Member of the Issuer) EDGAR ↗

Raised $46.4M from 76 investors (100% of the $46.4M target) as of the latest filing. Harris is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

HB
Pooled Investment Fund · group: H Barton Venture

H. Barton Co-Invest Fund, LLC

Menlo Park, CA · Mar 31, 2011 → Mar 29, 2012 · 2 filings
  • Mar 29, 2012 · D/A · $28,675,000 sold of Indefinite · 34 investors · min. $100,000 · role: Executive Officer (H. Barton Asset Management, LLC is the Managing Member of H. Barton Co-Invest Fund, LLC. Mr. Barton signs on behalf of the Managing Member) EDGAR ↗
  • Mar 31, 2011 · D · $15,000,000 sold of $30,000,000 · 15 investors · min. $100,000 · role: Executive Officer (H. Barton Asset Management, LLC is the Managing Member of H. Barton Co-Invest Fund, LLC. Mr. Barton signs on behalf of the Managing Member) EDGAR ↗

Raised $28.7M from 34 investors as of the latest filing. Harris is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HB
Pooled Investment Fund · group: H Barton Venture

H. Barton Venture Select, LLC

Menlo Park, CA · Dec 12, 2011
  • Dec 12, 2011 · D · $25,450,000 sold of Indefinite · 22 investors · min. $200,000 · role: Executive Officer (H. Barton Asset Management, LLC is the Managing Member of H. Barton Venture Select, LLC. Mr. Barton signs on behalf of the Managing Member.) EDGAR ↗

Raised $25.4M from 22 investors as of the latest filing. Harris is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

HB
Investing · group: H Barton Venture

H. Barton Asset Management, LLC

Menlo Park, CA · Mar 31, 2011 → Jun 17, 2011 · 2 filings
  • Jun 17, 2011 · D/A · $3,750,000 sold of $4,500,000 · 25 investors · min. No minimum reported · role: Executive Officer (Harris Barton is the Manager for the LLC) EDGAR ↗
  • Mar 31, 2011 · D · $2,250,000 sold of $3,000,000 · 15 investors · min. No minimum reported · role: Executive Officer (Harris Barton is the Manager for the LLC) EDGAR ↗

Raised $3.75M from 25 investors (83% of the $4.5M target) as of the latest filing. Harris is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Harris 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

HB
Management entity

H. Barton Asset Management, LLC

Director · 11 shared filings (8 issuers)

H. Barton Asset Management, LLC is on 8 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

HB
Sponsor group

H Barton Venture

13 issuers · 18 filings · $258.3M reported sold · 2011–2025

One team, 13 deal companies. Harris Barton is listed on 13 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Harris Barton.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 9 of the 13 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): H. Barton Venture Select V, LLC, H. Barton Co-Invest Fund V, LLC, H. Barton Venture Select IV, LLC, H. Barton Co-Invest Fund IV, LLC, H. BARTON VENTURE SELECT III, LLC, H. Barton Co-Invest Fund III, LLC, H. Barton Venture Select II,LLC, H. Barton Co-Invest Fund II, LLC, H. Barton Asset Management, LLC.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Harris Barton by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 13 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Harris Barton is listed on: none on file. No website or social profile named in H. Barton Venture Select, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #346,025 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Menlo Park, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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