PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:48 AM ET

Sponsor Check › Person

HW
No photo found yet (own website and image search run after this page is viewed)

Harold Waitz

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 28, 2009 → Jul 14, 2009

1deal (issuers)
$8Mreported sold
29investors
4Form D filings
2009year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Harold Waitz is listed as an executive officer and director on 4 SEC Form D filings by 1 issuer between Apr 2009 and Jul 2009: BIOTIME INC (Alameda, CA — biotechnology — 2009; $8M reported sold to 29 investors).

What this means One deal on file with the SEC, filed Jul 2009. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Hal Sternberg (4 shared filings), Judith Segall (4 shared filings), Michael D West (4 shared filings), Robert N Butler (4 shared filings), Robert W Peabody (4 shared filings) and 7 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Harold. Each name links to their own page.

The issuer belongs to the sponsor group Biotime (2 issuers, $6.01M reported sold, 2009–2014).

What this means A sponsor group is one team that sets up a new company for each deal. Biotime has 2 companies on file and $6.01M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 5 court cases matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 6 records came back, including 1 court case still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 4 public filings for Harold Waitz and found 15 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Harold Waitz has not run yet — it is joining a line of 61,257 names; searches run around the clock at the hosts' allowed rate. Searched so far: 713 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 1 open, 3 dismissed, 1 judgment

WAITZ v. ZHEJIANG HUAHAI PHARMACEUTICAL, CO., LTD. open
District Court, D. New Jersey · No. 1:21-cv-15427 · Filed Aug 16, 2021
Role of WAITZ: Plaintiff · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 11 federal dockets); surname only in the caption; court in NJ (not a filing state)
Herman Waitz & Co. v. Ming Yang Overseas Trading, Inc. dismissed
District Court, N.D. Illinois · No. 1:16-cv-01991 · Filed Feb 5, 2016 · Closed Dec 9, 2016 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Contract Dispute
Role of Herman Waitz & Co.: Plaintiff · Outcome: Terminated 2016-12-09 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 11 federal dockets); different first name (herman); court in IL (not a filing state)
Waitz v. BP Exploration & Production, Inc. dismissed
District Court, E.D. Louisiana · No. 2:13-cv-01234 · Filed Apr 18, 2013 · Closed Sep 11, 2015 · Nature of suit: 380 Other personal property damage
Role of Waitz: Plaintiff · Outcome: Terminated 2015-09-11 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 11 federal dockets); surname only in the caption; court in LA (not a filing state)
WAITZ-MOSKOWITZ v. OSCAR S. SCHERMER AND ASSOCIATES, P.C. dismissed
District Court, E.D. Pennsylvania · No. 2:06-cv-01363 · Filed Mar 30, 2006 · Closed Jul 27, 2006 · Nature of suit: 370 Other fraud
Role of WAITZ-MOSKOWITZ: Plaintiff · Outcome: Terminated 2006-07-27 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 11 federal dockets); surname only in the caption; court in PA (not a filing state)
PGH. NAT'L BANK v. WAITZ judgment
District Court, W.D. Pennsylvania · No. 2:88-cv-00998 · Filed May 3, 1988 · Closed Dec 30, 1988 · Nature of suit: 190 Other contract actions
Role of WAITZ: Defendant · Outcome: Terminated 1988-12-30 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 11 federal dockets); surname only in the caption; court in PA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Harold Waitz..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Richard Waitz Davidson closed
United States Bankruptcy Court, S.D. Texas · No. 18-30868 · Filed Feb 28, 2018 · Closed May 30, 2018
Role of Richard Waitz Davidson: Debtor · Outcome: Case closed 2018-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (4 people in Form D filings, 11 federal dockets); different first name (richard); court in TX (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Harold Waitz — 4 worth asking about (compared 4 filings on Oct 24, 2026)

Note · May 3, 1988 – Aug 16, 2021

4 court cases name Harold Waitz — 1 as defendant

By role: plaintiff in 3, defendant in 1. Newest: "WAITZ v. ZHEJIANG HUAHAI PHARMACEUTICAL, CO., LTD." (District Court, D. New Jersey, Aug 16, 2021); "Waitz v. BP Exploration & Production, Inc." (District Court, E.D. Louisiana, Apr 18, 2013); "WAITZ-MOSKOWITZ v. OSCAR S. SCHERMER AND ASSOCIATES, P.C." (District Court, E.D. Pennsylvania, Mar 30, 2006). Some of these are name matches with a match estimate below 95% — check each docket.

What this means Several court cases name this subject. Some are routine business suits. Ask what each was about and how it ended.

Docket · WAITZ v. ZHEJIANG HUAHAI PHARMACEUTICAL, CO., LTD. ↗Docket · Waitz v. BP Exploration & Production, Inc. ↗Docket · WAITZ-MOSKOWITZ v. OSCAR S. SCHERMER AND ASSOCIATES, P.C. ↗Docket · PGH. NAT'L BANK v. WAITZ ↗
Sources
Worth asking · May 18, 2009 – May 21, 2009

Amount sold went down between filings — BIOTIME INC

The May 18, 2009 filing says $4,000,000 sold; the May 21, 2009 Form D/A says $3,499,282 sold — $500,718 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · May 18, 2009 ↗Form D/A (later) · May 21, 2009 ↗BIOTIME INC — PartnerFacts page ↗
Sources
Worth asking · May 21, 2009 – Jul 14, 2009

Investor count went down between filings — BIOTIME INC

The May 21, 2009 filing reports 29 investors; the Jul 14, 2009 Form D/A reports 2 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · May 21, 2009 ↗Form D/A (later) · Jul 14, 2009 ↗BIOTIME INC — PartnerFacts page ↗
Sources
Worth asking · Apr 28, 2009 – May 18, 2009

Investor count went down between filings — BIOTIME INC

The Apr 28, 2009 filing reports 20 investors; the May 18, 2009 Form D reports 2 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D (earlier) · Apr 28, 2009 ↗Form D (later) · May 18, 2009 ↗BIOTIME INC — PartnerFacts page ↗
Sources
Note · May 21, 2009

18% of the money raised went to insiders — BIOTIME INC

The May 21, 2009 Form D/A reports $3,499,282 sold and $625,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Salary payments".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · May 21, 2009 ↗BIOTIME INC — PartnerFacts page ↗
Sources
Note · Apr 28, 2009

18% of the money raised went to insiders — BIOTIME INC

The Apr 28, 2009 Form D reports $3,430,000 sold and $625,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Salary payments".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Apr 28, 2009 ↗BIOTIME INC — PartnerFacts page ↗
Sources
Note · Mar 7, 2014

Harold Waitz appears on 1 deal that stopped filing before reaching its target

BIOTIME INC (last filing Mar 7, 2014; $8,000,000 sold of $16,800,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

BIOTIME INC — PartnerFacts page ↗
Sources
Worth asking · May 21, 2009

Paid seller listed without a CRD number: Robert Kingsley — BIOTIME INC

Robert Kingsley is listed as receiving sales compensation on 1 filing (May 21, 2009) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · May 21, 2009 ↗BrokerCheck search: Robert Kingsley ↗BIOTIME INC — PartnerFacts page ↗
Sources
Note · Apr 15, 2009 – Jul 14, 2009

No amendment in the last 12 months on an offering that may still be open — BIOTIME INC (latest filing Jul 14, 2009)

The latest filing for this offering is dated Jul 14, 2009 (first sale Apr 15, 2009). It reports $8,000,000 sold of $16,800,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Jul 14, 2009 ↗BIOTIME INC — PartnerFacts page ↗
Sources
Note · May 21, 2009 – Jul 14, 2009

Offering amount changed between filings — BIOTIME INC

The May 21, 2009 filing says an indefinite amount offered; the Jul 14, 2009 Form D/A says $16,800,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D/A (earlier) · May 21, 2009 ↗Form D/A (later) · Jul 14, 2009 ↗BIOTIME INC — PartnerFacts page ↗
Sources
Note · May 18, 2009 – May 21, 2009

Offering amount changed between filings — BIOTIME INC

The May 18, 2009 filing says $16,800,000 offered; the May 21, 2009 Form D/A says an indefinite amount.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · May 18, 2009 ↗Form D/A (later) · May 21, 2009 ↗BIOTIME INC — PartnerFacts page ↗
Sources
Note · Apr 28, 2009 – May 18, 2009

Offering amount changed between filings — BIOTIME INC

The Apr 28, 2009 filing says an indefinite amount offered; the May 18, 2009 Form D says $16,800,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Apr 28, 2009 ↗Form D (later) · May 18, 2009 ↗BIOTIME INC — PartnerFacts page ↗
Sources
Note · May 21, 2009 – Jul 14, 2009

Minimum investment changed between filings — BIOTIME INC

The May 21, 2009 filing lists a minimum of $0; the Jul 14, 2009 Form D/A lists $2,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · May 21, 2009 ↗Form D/A (later) · Jul 14, 2009 ↗BIOTIME INC — PartnerFacts page ↗
Sources
Note · May 18, 2009 – May 21, 2009

Minimum investment changed between filings — BIOTIME INC

The May 18, 2009 filing lists a minimum of $2,000,000; the May 21, 2009 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · May 18, 2009 ↗Form D/A (later) · May 21, 2009 ↗BIOTIME INC — PartnerFacts page ↗
Sources
Note · Apr 28, 2009 – May 18, 2009

Minimum investment changed between filings — BIOTIME INC

The Apr 28, 2009 filing lists a minimum of $0; the May 18, 2009 Form D lists $2,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Apr 28, 2009 ↗Form D (later) · May 18, 2009 ↗BIOTIME INC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 1 offering report sales commissions; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jul 14, 2009 D/A
BIOTIME INC
File 021-87634-3L
$0$0$0 (est.)None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Harold Waitz on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

B
Biotechnology · group: Biotime

BIOTIME INC

Alameda, CA · Apr 28, 2009 → Jul 14, 2009 · 4 filings
  • Jul 14, 2009 · D/A · $8,000,000 sold of $16,800,000 · 2 investors · min. $2,000,000 · role: Executive Officer, Director EDGAR ↗
  • May 21, 2009 · D/A · $3,499,282 sold of Indefinite · 29 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • May 18, 2009 · D · $4,000,000 sold of $16,800,000 · 2 investors · min. $2,000,000 · role: Executive Officer, Director EDGAR ↗
  • Apr 28, 2009 · D · $3,430,000 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗

Raised $8M from 29 investors (48% of the $16.8M target) as of the latest filing. Harold is listed as executive officer, director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

People around Harold 12

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

Hal Sternberg

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Harold Waitz. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert N Butler

Director · 4 shared filings (1 issuer)

Listed on the same filings as Harold Waitz. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steven A Seinberg

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Harold Waitz. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Michael D West

Executive Officer, Director · 4 shared filings (1 issuer) · also on 5 other issuers

Michael D West is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Judith Segall

Executive Officer, Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Harold Waitz. Their page shows their other deals.

RP
No photo found yet (own website and image search run after this page is viewed)
Person

Robert W Peabody

Executive Officer · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Harold Waitz. Their page shows their other deals.

GV
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg Valeta

Director · 3 shared filings (1 issuer)

Listed on the same filings as Harold Waitz. Their page shows their other deals.

AC
No photo found yet (own website and image search run after this page is viewed)
Person

Abraham E Cohen

Director · 1 shared filing (1 issuer)

Listed on the same filings as Harold Waitz. Their page shows their other deals.

AK
No photo found yet (own website and image search run after this page is viewed)
Person

Alfred D Kingsley

Director · 1 shared filing (1 issuer) · also on 5 other issuers

Alfred D Kingsley is on 6 issuers in total — a repeat sponsor. Their page lists every one.

NB
No photo found yet (own website and image search run after this page is viewed)
Person

Neal C Bradsher

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Harold Waitz. Their page shows their other deals.

VG
No photo found yet (own website and image search run after this page is viewed)
Person

Valeta A Gregg

Director · 1 shared filing (1 issuer)

Listed on the same filings as Harold Waitz. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Arnold I Burns

Director · 1 shared filing (1 issuer)

Listed on the same filings as Harold Waitz. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Biotime

2 issuers · 10 filings · $6.01M reported sold · 2009–2014

One team, 2 deal companies. Harold Waitz is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Harold Waitz.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Harold Waitz by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Harold Waitz is listed on: none on file. No website or social profile named in BIOTIME INC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #319,990 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Alameda, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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