Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:08 AM ET

Sponsor Check › Person

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Harold J. Levy

Named as an officer, director or promoter on SEC Form D filings · CT · Feb 17, 2012 → Jun 21, 2021

9deals (issuers)

$1.39Breported sold

554investors

39Form D filings

2012–2021years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:17 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Harold J. Levy is listed as an executive officer and promoter on 39 SEC Form D filings by 9 issuers between Mar 2009 and Jun 2021. Largest by amount reported sold: IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP (Darien, CT — pooled investment fund — 2009–2021; $1.03B reported sold to 282 investors), Occam Crest Fund LP (Darien, CT — pooled investment fund — 2014–2021; $153M reported sold to 107 investors), IRIDIAN PARTNERS FUND LP (Westport, DE — pooled investment fund — 2009–2011; $69.6M reported sold to 45 investors), Iridian Eagle Fund, LP (Darien, CT — pooled investment fund — 2020–2021; $68.1M reported sold to 30 investors), Iridian Raven Fund LP (Westport, CT — pooled investment fund — 2021; $32.1M reported sold to 48 investors) and 4 more (all listed below).

What this means A repeat sponsor — 9 separate companies raised money with this person listed as executive officer and promoter, over about 12 years. Across those companies the filings report $1.39B sold in total.

Listed alongside Jeffrey M. Elliott (39 shared filings), Lane S. Bucklan (39 shared filings), David L. Cohen (30 shared filings), Iridian Asset Management LLC (29 shared filings, management entity), Cole Partners LLC (11 shared filings, management entity) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Harold. Each name links to their own page.

The issuers belong to 2 sponsor groups: Iridian (12 issuers, $1.5B reported sold, 2009–2026) and Occam Crest (2 issuers, $153M reported sold, 2010–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 11 bankruptcy cases matching the name listed in Key records below.

What this means 11 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 39 public filings for Harold J. Levy and found 15 differences, 4 worth asking the sponsor about: Form D filed 4,029 days after the first sale; Form D filed 3,664 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Harold J. Levy has not run yet — it is joining a line of 7,497 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:17 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Harold J. Levy..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

11 cases: 11 closed (disposition not in docket feed)

Harold A. Levy closed

United States Bankruptcy Court, S.D. New York · No. 10-36176 · Filed Apr 22, 2010 · Closed Jul 8, 2015

Role of Harold A. Levy: Debtor · Outcome: Case closed 2015-07-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in NY (not a filing state); middle initial differs

Harold J Levy closed

United States Bankruptcy Court, C.D. California · No. 2:08-bk-15152 · Filed Apr 18, 2008 · Closed Sep 26, 2009

Role of Harold J Levy: Debtor · Outcome: Case closed 2009-09-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state)

Harold D Levy and Wendy L Taggart closed

United States Bankruptcy Court, D. Idaho · No. 03-00434 · Filed Feb 14, 2003 · Closed May 28, 2003

Role of Harold D Levy and Wendy L Taggart: Debtor · Outcome: Case closed 2003-05-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in ID (not a filing state); middle initial differs

Harold Levy and Deborah E. Levy closed

United States Bankruptcy Court, D. Colorado · No. 01-14702 · Filed Apr 6, 2001 · Closed Jul 17, 2001

Role of Harold Levy and Deborah E. Levy: Debtor · Outcome: Case closed 2001-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in CO (not a filing state); middle initial differs

Harold A. Levy closed

United States Bankruptcy Court, D. Maryland · No. 00-18258 · Filed Jul 31, 2000 · Closed Oct 20, 2000

Role of Harold A. Levy: Debtor · Outcome: Case closed 2000-10-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in MD (not a filing state); middle initial differs

Harold H. Levy closed

United States Bankruptcy Court, W.D. Kentucky · No. 99-36014 · Filed Nov 30, 1999 · Closed Mar 14, 2000

Role of Harold H. Levy: Debtor · Outcome: Case closed 2000-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in KY (not a filing state); middle initial differs

Harold M Levy and Veda Levy closed

United States Bankruptcy Court, N.D. Illinois · No. 96-23805 · Filed Sep 10, 1996 · Closed Jan 29, 1997

Role of Harold M Levy and Veda Levy: Debtor · Outcome: Case closed 1997-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in IL (not a filing state); middle initial differs

Harold E Levy closed

United States Bankruptcy Court, S.D. Texas · No. 92-44027 · Filed May 4, 1992 · Closed Apr 12, 1996

Role of Harold E Levy: Debtor · Outcome: Case closed 1996-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in TX (not a filing state); middle initial differs

Harold Levy closed

United States Bankruptcy Court, M.D. Florida · No. 8:91-bk-10972 · Filed Aug 26, 1991 · Closed Sep 2, 1992

Role of Harold Levy: Debtor · Outcome: Case closed 1992-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

Harold C. Levy closed

United States Bankruptcy Court, S.D. California · No. 89-06327 · Filed Apr 17, 1991 · Closed Aug 26, 1993

Role of Harold C. Levy: Debtor · Outcome: Case closed 1993-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in CA (not a filing state); middle initial differs

Harold Levy closed

United States Bankruptcy Court, S.D. Florida. · No. 89-35763 · Filed Nov 3, 1989 · Closed Feb 14, 2001

Role of Harold Levy: Debtor · Outcome: Case closed 2001-02-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 14 federal dockets); 2 people with this name in Form D filings; court in FL (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:17 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Harold J. Levy — 4 worth asking about (compared 39 filings on Oct 24, 2026)

Worth asking · Mar 1, 1999 – Mar 12, 2010

Form D filed 4,029 days after the first sale — IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP

The filing says the first sale was Mar 1, 1999. The Form D was filed Mar 12, 2010 — 4,029 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4,014 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 12, 2010 ↗IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP — PartnerFacts page ↗

Sources

Form D · Mar 12, 2010 ↗ (Mar 12, 2010)
IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP — PartnerFacts page ↗ (Apr 24, 2026)

Worth asking · Mar 1, 1999 – Mar 12, 2009

Form D filed 3,664 days after the first sale — IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP

The filing says the first sale was Mar 1, 1999. The Form D was filed Mar 12, 2009 — 3,664 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3,649 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 12, 2009 ↗IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP — PartnerFacts page ↗

Sources

Form D · Mar 12, 2009 ↗ (Mar 12, 2009)
IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP — PartnerFacts page ↗ (Apr 24, 2026)

Worth asking · Jan 4, 1999 – Mar 12, 2009

Form D filed 3,720 days after the first sale — IRIDIAN PARTNERS FUND LP

The filing says the first sale was Jan 4, 1999. The Form D was filed Mar 12, 2009 — 3,720 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3,705 days past that.

What this means The notice went in months after money was taken in. Late notices are common and carry no penalty by themselves, but it is fair to ask the sponsor why the paperwork lagged.

Form D · Mar 12, 2009 ↗IRIDIAN PARTNERS FUND LP — PartnerFacts page ↗

Sources

Form D · Mar 12, 2009 ↗ (Mar 12, 2009)
IRIDIAN PARTNERS FUND LP — PartnerFacts page ↗ (Mar 8, 2011)

Worth asking · Feb 25, 2021 – Mar 25, 2022

5 people are no longer listed on a later amendment

Harold J. Levy is no longer listed on the Mar 25, 2022 amendment — Iridian Raven Fund LP · Harold J. Levy is no longer listed on the Mar 25, 2022 amendment — Iridian Eagle Fund, LP · Harold J. Levy is no longer listed on the Mar 25, 2022 amendment — IRIDIAN WASABI FUND, LP · Harold J. Levy is no longer listed on the Mar 25, 2022 amendment — IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP · Harold J. Levy is no longer listed on the Feb 23, 2022 amendment — Occam Crest Fund LP

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · Jun 21, 2021 ↗Form D/A · Mar 25, 2022 ↗Harold J. Levy — PartnerFacts page ↗Iridian Raven Fund LP — PartnerFacts page ↗

Sources

Form D · Jun 21, 2021 ↗ (Jun 21, 2021)
Form D/A · Mar 25, 2022 ↗ (Mar 25, 2022)
Harold J. Levy — PartnerFacts page ↗
Iridian Raven Fund LP — PartnerFacts page ↗ (Mar 25, 2022)
Form D/A · Feb 26, 2021 ↗ (Feb 26, 2021)
Form D/A · Mar 25, 2022 ↗ (Mar 25, 2022)
Iridian Eagle Fund, LP — PartnerFacts page ↗ (Apr 24, 2026)
Form D/A · Feb 25, 2021 ↗ (Feb 25, 2021)

Note · Oct 1, 2012 – Feb 23, 2015

No amendment in the last 12 months on an offering that may still be open — IRIDIAN CRESCO FUND, LP (latest filing Feb 23, 2015)

The latest filing for this offering is dated Feb 23, 2015 (first sale Oct 1, 2012). It reports $3,500,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 23, 2015 ↗IRIDIAN CRESCO FUND, LP — PartnerFacts page ↗

Sources

Form D/A · Feb 23, 2015 ↗ (Feb 23, 2015)
IRIDIAN CRESCO FUND, LP — PartnerFacts page ↗ (Feb 23, 2015)

Note · Jun 1, 2010 – Feb 28, 2014

No amendment in the last 12 months on an offering that may still be open — Iridian Small Cap Equity Fund, LP (latest filing Feb 28, 2014)

The latest filing for this offering is dated Feb 28, 2014 (first sale Jun 1, 2010). It reports $7,235,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

Form D/A · Feb 28, 2014 ↗Iridian Small Cap Equity Fund, LP — PartnerFacts page ↗

Sources

Form D/A · Feb 28, 2014 ↗ (Feb 28, 2014)
Iridian Small Cap Equity Fund, LP — PartnerFacts page ↗ (Feb 28, 2014)

Note · Jan 4, 1999 – Mar 8, 2011

No amendment in the last 12 months on an offering that may still be open — IRIDIAN PARTNERS FUND LP (latest filing Mar 8, 2011)

The latest filing for this offering is dated Mar 8, 2011 (first sale Jan 4, 1999). It reports $69,550,054 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

Form D/A · Mar 8, 2011 ↗IRIDIAN PARTNERS FUND LP — PartnerFacts page ↗

Sources

Form D/A · Mar 8, 2011 ↗ (Mar 8, 2011)
IRIDIAN PARTNERS FUND LP — PartnerFacts page ↗ (Mar 8, 2011)

Note · Mar 12, 2009 – Feb 17, 2012

Harold J. Levy is written 2 different ways on the filings

listed as "Harold Levy" on 9 filings (from Mar 12, 2009), and "Harold J. Levy" on 30 filings (from Feb 17, 2012).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Mar 12, 2009 ↗Form D/A · Feb 17, 2012 ↗Harold J. Levy — PartnerFacts page ↗

Sources

Form D · Mar 12, 2009 ↗ (Mar 12, 2009)
Form D/A · Feb 17, 2012 ↗ (Feb 17, 2012)
Harold J. Levy — PartnerFacts page ↗

Note · May 23, 2012 – Jun 21, 2012

Same name, different state: "Harold Levy" (MA) is a separate record

This page covers filings where the address state is CT. A separate record, "Harold Levy" with address state MA, is listed on 2 filings — most recently by Across World Education, LLC (Jun 21, 2012). Both records have filings in the same period (May 23, 2012 to Jun 21, 2012).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Harold Levy (MA) — PartnerFacts page ↗Form D/A · Jun 21, 2012 ↗Across World Education, LLC — PartnerFacts page ↗Harold J. Levy (CT) — this page ↗

Sources

Harold Levy (MA) — PartnerFacts page ↗ (Jun 21, 2012)
Form D/A · Jun 21, 2012 ↗ (Jun 21, 2012)
Across World Education, LLC — PartnerFacts page ↗ (Jun 21, 2012)
Harold J. Levy (CT) — this page ↗ (Jun 21, 2021)

Note · Feb 25, 2021 – Apr 24, 2026

4 address changes between filings

Address moved from Westport, CT to Darien, CT — Iridian Eagle Fund, LP · Address moved from Westport, CT to Darien, CT — IRIDIAN WASABI FUND, LP · Address moved from Westport, CT to Darien, CT — IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP · Address moved from Westport, CT to Darien, CT — Occam Crest Fund LP

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Apr 24, 2025 ↗Form D/A · Apr 24, 2026 ↗Iridian Eagle Fund, LP — PartnerFacts page ↗Form D/A · Apr 24, 2025 ↗

Sources

Form D/A · Apr 24, 2025 ↗ (Apr 24, 2025)
Form D/A · Apr 24, 2026 ↗ (Apr 24, 2026)
Iridian Eagle Fund, LP — PartnerFacts page ↗ (Apr 24, 2026)
Form D/A · Apr 24, 2025 ↗ (Apr 24, 2025)
Form D/A · Apr 24, 2026 ↗ (Apr 24, 2026)
IRIDIAN WASABI FUND, LP — PartnerFacts page ↗ (Apr 24, 2026)
Form D/A · Apr 24, 2025 ↗ (Apr 24, 2025)
Form D/A · Apr 24, 2026 ↗ (Apr 24, 2026)

Note · Mar 12, 2009 – Mar 12, 2010

Reported net asset value range changed between filings — IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP

"$50,000,001 - $100,000,000" (Mar 12, 2009); then "Decline to Disclose" (Mar 12, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Mar 12, 2009 ↗Form D · Mar 12, 2010 ↗IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP — PartnerFacts page ↗

Sources

Form D · Mar 12, 2009 ↗ (Mar 12, 2009)
Form D · Mar 12, 2010 ↗ (Mar 12, 2010)
IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP — PartnerFacts page ↗ (Apr 24, 2026)

Note · Mar 12, 2009 – Mar 12, 2010

Reported net asset value range changed between filings — IRIDIAN PARTNERS FUND LP

"$25,000,001 - $50,000,000" (Mar 12, 2009); then "$50,000,001 - $100,000,000" (Feb 11, 2010); then "Decline to Disclose" (Mar 12, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D/A · Mar 12, 2009 ↗Form D/A · Feb 11, 2010 ↗Form D/A · Mar 12, 2010 ↗IRIDIAN PARTNERS FUND LP — PartnerFacts page ↗

Sources

Form D/A · Mar 12, 2009 ↗ (Mar 12, 2009)
Form D/A · Feb 11, 2010 ↗ (Feb 11, 2010)
Form D/A · Mar 12, 2010 ↗ (Mar 12, 2010)
IRIDIAN PARTNERS FUND LP — PartnerFacts page ↗ (Mar 8, 2011)

Note · Feb 17, 2017 – Feb 15, 2018

Minimum investment changed between filings — IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP

The Feb 17, 2017 filing lists a minimum of $1,000,000; the Feb 15, 2018 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 17, 2017 ↗Form D/A (later) · Feb 15, 2018 ↗IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Feb 17, 2017 ↗ (Feb 17, 2017)
Form D/A (later) · Feb 15, 2018 ↗ (Feb 15, 2018)
IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP — PartnerFacts page ↗ (Apr 24, 2026)

Note · Feb 17, 2017 – Feb 15, 2018

Minimum investment changed between filings — Occam Crest Fund LP

The Feb 17, 2017 filing lists a minimum of $1,000,000; the Feb 15, 2018 Form D/A lists $0.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 17, 2017 ↗Form D/A (later) · Feb 15, 2018 ↗Occam Crest Fund LP — PartnerFacts page ↗

Sources

Form D/A (earlier) · Feb 17, 2017 ↗ (Feb 17, 2017)
Form D/A (later) · Feb 15, 2018 ↗ (Feb 15, 2018)
Occam Crest Fund LP — PartnerFacts page ↗ (Feb 24, 2026)

Note · Mar 12, 2010 – Mar 11, 2011

Minimum investment changed between filings — IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP

The Mar 12, 2010 filing lists a minimum of $200,000; the Mar 11, 2011 Form D/A lists $1,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D (earlier) · Mar 12, 2010 ↗Form D/A (later) · Mar 11, 2011 ↗IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP — PartnerFacts page ↗

Sources

Form D (earlier) · Mar 12, 2010 ↗ (Mar 12, 2010)
Form D/A (later) · Mar 11, 2011 ↗ (Mar 11, 2011)
IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP — PartnerFacts page ↗ (Apr 24, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 9 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jun 21, 2021 D Iridian Raven Fund LP File 021-403638	$0	$0	$0 (est.) Certain persons named in Item 3 or affiliate(s)thereof may receive payments deemed to be made from the proceeds of the offering, including investment adviser fees. The amounts of such payments cannot be estimated at this time.	None listed on this filing	EDGAR ↗
Feb 26, 2021 D/A Iridian Eagle Fund, LP File 021-373439	$0	$0	$0 (est.) Certain persons named in Item 3 or affiliate(s)thereof may receive payments deemed to be made from the proceeds of the offering, including investment adviser fees. The amounts of such payments cannot be estimated at this time.	None listed on this filing	EDGAR ↗
Feb 25, 2021 D/A IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP File 021-121354	$0	$0	$0 (est.) Certain persons named in Item 3 or affiliate(s)thereof may receive payments deemed to be made from the proceeds of the offering, including investment adviser fees. The amounts of such payments cannot be estimated at this time.	None listed on this filing	EDGAR ↗
Feb 25, 2021 D/A Occam Crest Fund LP File 021-92791	$0	$0	$0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amounts of such payments cannot be estimated at this time.	None listed on this filing	EDGAR ↗
Feb 25, 2021 D/A IRIDIAN WASABI FUND, LP File 021-325694	$0	$0	$0 (est.) Certain persons named in Item 3 or affiliate(s)thereof may receive payments deemed to be made from the proceeds of the offering, including investment adviser fees. The amounts of such payments cannot be estimated at this time.	None listed on this filing	EDGAR ↗
Mar 19, 2020 D Iridian Real Estate Capital Investors I LLC File 021-363241	$0	$0	$0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including investment adviser fees. The amounts of such payments cannot be estimated at this time.	None listed on this filing	EDGAR ↗
Feb 23, 2015 D/A IRIDIAN CRESCO FUND, LP File 021-185224	$0	$0	$0 Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. Such amounts can not be estimated at this time.	None listed on this filing	EDGAR ↗
Feb 28, 2014 D/A Iridian Small Cap Equity Fund, LP File 021-141200	$0	$0	$0 (est.) Certain persons named in Item 3 or affiliate(s) thereof may receive payments deemed to be made from the proceeds of the offering, including investment adviser fees. The amount of such payments cannot be estimated at this time.	None listed on this filing	EDGAR ↗
Mar 8, 2011 D/A IRIDIAN PARTNERS FUND LP File 021-127737	$0	$0	$0 The fund charges a management and performance fee that is described in the fund's offering documents.	None listed on this filing	EDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 9

Every issuer that named Harold J. Levy on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Iridian

Iridian Raven Fund LP

Westport, CT · Jun 21, 2021

Jun 21, 2021 · D · $1,700,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Levy is the Co-President, Co- Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $32.1M from 48 investors as of the latest filing. Harold is listed as executive officer, promoter.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Iridian

Iridian Eagle Fund, LP

Darien, CT · Aug 18, 2020 → Feb 26, 2021 · 2 filings

Feb 26, 2021 · D/A · $51,800,000 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Levy is the Co-President, Co- Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
Aug 18, 2020 · D · $12,714,715 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Levy is the Co-President, Co- Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $68.1M from 30 investors as of the latest filing. Harold is listed as executive officer, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Iridian

IRIDIAN WASABI FUND, LP

Darien, CT · Nov 13, 2018 → Feb 25, 2021 · 4 filings

Feb 25, 2021 · D/A · $15,875,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Levy is the Co-President, Co- Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
Feb 13, 2020 · D/A · $14,875,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Levy is the Co-President, Co- Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
Feb 12, 2019 · D/A · $12,600,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Levy is the Co-President, Co- Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
Nov 13, 2018 · D · $8,950,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Levy is the Co-President, Co- Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $18.1M from 4 investors as of the latest filing. Harold is listed as executive officer, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Iridian

IRIDIAN PRIVATE BUSINESS VALUE EQUITY FUND LP

Darien, CT · Mar 12, 2009 → Feb 25, 2021 · 13 filings

Feb 25, 2021 · D/A · $1,031,030,051 sold of Indefinite · 279 investors · min. No minimum reported · role: Executive Officer (Mr. Levy is a principal of the General Partner of the Issuer. He is the Co-President, Co-Chief Executive Officer and Co-Chief Investment Officer of the Investment Adviser to the Issuer.) EDGAR ↗
Feb 13, 2020 · D/A · $1,001,405,051 sold of Indefinite · 279 investors · min. No minimum reported · role: Executive Officer (Mr. Levy is a principal of the General Partner of the Issuer. He is the Co-President, Co-Chief Executive Officer and Co-Chief Investment Officer of the Investment Adviser to the Issuer.) EDGAR ↗
Feb 12, 2019 · D/A · $980,505,051 sold of Indefinite · 271 investors · min. No minimum reported · role: Executive Officer (Mr. Levy is a principal of the General Partner of the Issuer. He is the Co-President, Co-Chief Executive Officer and Co-Chief Investment Officer of the Investment Adviser to the Issuer.) EDGAR ↗
Feb 15, 2018 · D/A · $941,493,823 sold of Indefinite · 259 investors · min. No minimum reported · role: Executive Officer (Mr. Levy is a principal of the General Partner of the Issuer. He is the Co-President, Co-Chief Executive Officer and Co-Chief Investment Officer of the Investment Adviser to the Issuer.) EDGAR ↗
Feb 17, 2017 · D/A · $837,983,699 sold of Indefinite · 236 investors · min. $1,000,000 · role: Executive Officer (Mr. Levy is a principal of the General Partner of the Issuer. He is the Co-President, Co-Chief Executive Officer and Co-Chief Investment Officer of the Investment Adviser to the Issuer.) EDGAR ↗
Feb 23, 2016 · D/A · $741,412,913 sold of Indefinite · 205 investors · min. $1,000,000 · role: Executive Officer (Mr. Levy is a principal of the General Partner of the Issuer. He is the Co-President, Co-Chief Executive Officer and Co-Chief Investment Officer of the Investment Adviser to the Issuer.) EDGAR ↗
Feb 23, 2015 · D/A · $552,198,688 sold of Indefinite · 156 investors · min. $1,000,000 · role: Executive Officer (Mr. Levy is a principal of the General Partner of the Issuer. He is the Co-President, Co-Chief Executive Officer and Co-Chief Investment Officer of the Investment Adviser to the Issuer.) EDGAR ↗
Feb 28, 2014 · D/A · $473,175,907 sold of Indefinite · 129 investors · min. $1,000,000 · role: Executive Officer (Mr. Levy is a principal of the General Partner of the Issuer. He is the Co-President and Co-Chief Executive Officer of the Investment Adviser to the Issuer.) EDGAR ↗
Feb 28, 2013 · D/A · $425,063,840 sold of Indefinite · 116 investors · min. $1,000,000 · role: Executive Officer (Mr. Levy is a principal of the General Partner of the Issuer. He is the Co-President and Co-Chief Executive Officer of the Investment Adviser to the Issuer.) EDGAR ↗
Feb 17, 2012 · D/A · $398,331,173 sold of Indefinite · 106 investors · min. $1,000,000 · role: Executive Officer (Mr. Levy is a principal of the General Partner of the Issuer. He is the Co-President and Co-Chief Executive Officer of the Investment Adviser to the Issuer.) EDGAR ↗
Mar 11, 2011 · D/A · $337,503,183 sold of Indefinite · 101 investors · min. $1,000,000 · role: Executive Officer (Mr. Levy is a principal of the General Partner of the Issuer. He is the Co-President and Co-Chief Executive Officer of the Investment Adviser to the Issuer.) EDGAR ↗
Mar 12, 2010 · D · $320,120,184 sold of Indefinite · 99 investors · min. $200,000 · role: Executive Officer (Mr. Levy is a principal of Cole Partners LLC, the general partner of the Fund. Cole Partners LLC is wholly owned by Iridian Asset Management LLC.) EDGAR ↗
Mar 12, 2009 · D · $297,310,184 sold of Indefinite · 85 investors · min. $200,000 · role: Executive Officer (Mr. Levy is a principal of Cole Partners LLC the general partner of the Fund. Cole Partners LLC is wholly owned by Iridian Asset Management LLC.) EDGAR ↗

Raised $1.03B from 282 investors as of the latest filing. Harold is listed as executive officer on 13 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Occam Crest

Occam Crest Fund LP

Darien, CT · Feb 28, 2014 → Feb 25, 2021 · 8 filings

Feb 25, 2021 · D/A · $91,254,691 sold of Indefinite · 63 investors · min. No minimum reported · role: Executive Officer (Mr. Levy is the Co-President, Co-Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
Feb 13, 2020 · D/A · $91,204,691 sold of Indefinite · 63 investors · min. No minimum reported · role: Executive Officer (Mr. Levy is the Co-President, Co-Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
Feb 12, 2019 · D/A · $90,949,691 sold of Indefinite · 63 investors · min. No minimum reported · role: Executive Officer (Mr. Levy is the Co-President, Co-Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
Feb 15, 2018 · D/A · $90,799,691 sold of Indefinite · 63 investors · min. No minimum reported · role: Executive Officer (Mr. Levy is the Co-President, Co-Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
Feb 17, 2017 · D/A · $90,199,691 sold of Indefinite · 63 investors · min. $1,000,000 · role: Executive Officer (Mr. Levy is the Co-President, Co-Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
Feb 23, 2016 · D/A · $78,179,691 sold of Indefinite · 58 investors · min. $1,000,000 · role: Executive Officer (Mr. Levy is the Co-President, Co-Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
Feb 23, 2015 · D/A · $60,970,691 sold of Indefinite · 51 investors · min. $1,000,000 · role: Executive Officer (Mr. Levy is the Co-President, Co-Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
Feb 28, 2014 · D/A · $44,570,691 sold of Indefinite · 46 investors · min. $1,000,000 · role: Executive Officer (Mr. Levy is the Co-President and Co-Chief Executive Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $153M from 107 investors as of the latest filing. Harold is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Iridian

Iridian Real Estate Capital Investors I LLC

Westport, CT · Mar 19, 2020

Mar 19, 2020 · D · $7,441,903 sold of $7,441,903 · 33 investors · min. No minimum reported · role: Executive Officer, Promoter (Mr. Levy is the Co-President, Co- Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $7.44M from 33 investors (100% of the $7.44M target) as of the latest filing. Harold is listed as executive officer, promoter.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Iridian

IRIDIAN CRESCO FUND, LP

Westport, CT · Oct 9, 2012 → Feb 23, 2015 · 4 filings

Feb 23, 2015 · D/A · $3,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer, Promoter (Mr. Levy is the Co-President, Co- Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
Feb 28, 2014 · D/A · $3,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer, Promoter (Mr. Levy is the Co-President, Co- Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
Feb 28, 2013 · D/A · $3,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer, Promoter (Mr. Levy is the Co-President, Co- Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗
Oct 9, 2012 · D · $3,500,000 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer, Promoter (Mr. Levy is the Co-President, Co- Chief Executive Officer and Co-Chief Investment Officer of the Investment Manager of the Issuer.) EDGAR ↗

Raised $3.5M from 2 investors as of the latest filing. Harold is listed as executive officer, promoter on 4 filings for this deal.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Iridian

Iridian Small Cap Equity Fund, LP

Westport, CT · Feb 28, 2014

Feb 28, 2014 · D/A · $7,235,000 sold of Indefinite · 3 investors · min. $500,000 · role: Executive Officer, Promoter (Mr. Levy the Co-President and Co-Chief Executive Officer of the Investment Adviser to the Issuer.) EDGAR ↗

Raised $7.24M from 3 investors as of the latest filing. Harold is listed as executive officer, promoter.

Latest filing on EDGAR ↗

Sources

Pooled Investment Fund · group: Iridian

IRIDIAN PARTNERS FUND LP

Westport, DE · Mar 12, 2009 → Mar 8, 2011 · 5 filings

Mar 8, 2011 · D/A · $69,550,054 sold of Indefinite · 45 investors · min. $100,000 · role: Executive Officer (Mr. Levy is a principal of Cole Partners LLC the General Partner of the Fund. Cole Partners LLC is wholly owned by Iridian Asset Management LLC.) EDGAR ↗
Mar 12, 2010 · D/A · $69,550,054 sold of Indefinite · 45 investors · min. $100,000 · role: Executive Officer (Mr. Levy is a principal of Cole Partners LLC the General Partner of the Fund. Cole Partners LLC is wholly owned by Iridian Asset Management LLC.) EDGAR ↗
Feb 11, 2010 · D/A · $69,550,054 sold of Indefinite · 45 investors · min. $100,000 · role: Executive Officer (Mr. Levy is a principal of Cole Partners LLC the General Partner of the Fund. Cole Partners LLC is wholly owned by Iridian Asset Management LLC.) EDGAR ↗
Mar 12, 2009 · D/A · $61,550,054 sold of Indefinite · 45 investors · min. $100,000 · role: Executive Officer (Mr. Levy is a principal of Cole Partners LLC the General Partner of the Fund. Cole Partners LLC is wholly owned by Iridian Asset Management LLC.) EDGAR ↗
Mar 12, 2009 · D · $61,550,054 sold of Indefinite · 45 investors · min. $100,000 · role: Executive Officer (Mr. Levy is a principal of Cole Partners LLC the General Partner of the Fund. Cole Partners LLC is wholly owned by Iridian Asset Management LLC.) EDGAR ↗

Raised $69.6M from 45 investors as of the latest filing. Harold is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Harold Levy — MA, 1 issuer, May 23, 2012 → Jun 21, 2012 · no shared issuer

People around Harold 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Iridian Asset Management LLC

Promoter, Executive Officer · 29 shared filings (8 issuers) · also on 1 other issuer

Iridian Asset Management LLC is on 9 issuers in total — a repeat sponsor. Their page lists every one.

Management entity