Hal Coffey is listed as a director on 2 SEC Form D filings by 1 issuer between Jul 2019 and Jun 2022: Banc3 Holdings, Inc. (Memphis, TN — commercial banking — 2019–2022; $11.6M reported sold to 39 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Brian Hill (2 shared filings), Carol Pearson (2 shared filings), Cary Rosenblum (2 shared filings), David Hamilton (2 shared filings), Gary Stavrum (2 shared filings) and 22 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Hal. Each name links to their own page.
The issuer belongs to the sponsor group Ecg (24 issuers, $158.8M reported sold, 2010–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Ecg has 24 companies on file and $158.8M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Hal Coffey and found 2 differences, 1 worth asking the sponsor about: Form D filed 232 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.